2022-11-14T20:00:30-06:00 2021-12-31 941687665 BANK OF AMERICA PO BOX 1532 AFT PENNINGTON NJ 08534 990PF 2021-01-01 464345106 GUFFEY FAMILY FOUNDATION LGFO 8888663275 POBOX 1532 AFT PENNINGTON NJ 08534 LAWRENCE GUFFEY PRESIDENT 8888663275 2022-10-06 true KAREN J KISER P00146417 8888663275 2022-10-06 2021 2022-09-23 18:48:47Z X 15882826 15733 227914 227555 891558 3300356 891558 0 394116 1135205 1513229 0 0 0 0 0 0 2500 0 0 2500 55745 33447 22298 0 14231 2131 0 0 0 0 0 0 0 121406 72476 156984 0 24798 732500 732500 804976 156984 0 757298 330229 1356245 0 0 5463 5463 295982 364087 364087 0 0 0 3000250 3000250 312180 11891779 11840269 15201096 15188011 15210069 15882826 0 X 15188011 15210069 15188011 15210069 15188011 15210069 15188011 330229 41807 15560047 349978 15210069 5879.16 ARBITRAGE FUND/THE 2020-07-28 2021-02-26 78487 79721 -1234 -1234 2419.36 ARBITRAGE FUND/THE 2019-12-20 2021-06-09 33000 32250 750 750 5182.79 ARBITRAGE FUND/THE 2020-07-28 2021-09-23 69449 70279 -830 -830 3836.41 ARBITRAGE FUND/THE 2021-03-31 2021-09-23 51408 51485 -77 -77 2108.22 CALAMOS MARKET NEUTRAL INCOME FUND 2020-06-16 2021-06-09 30000 28187 1813 1813 7102.27 CALAMOS MARKET NEUTRAL INCOME FUND 2021-03-31 2021-09-23 101847 100000 1847 1847 2295.66 CALAMOS MARKET NEUTRAL INCOME FUND 2021-02-26 2021-09-23 32920 32116 804 804 744.65 DELAWARE SMALL CAP CORE FUND 2020-06-16 2021-06-09 24000 15794 8206 8206 539.46 DELAWARE SMALL CAP CORE FUND 2020-12-21 2021-09-23 17376 14506 2870 2870 445.47 DELAWARE SMALL CAP CORE FUND 2020-06-16 2021-09-23 14348 9448 4900 4900 291.42 DELAWARE SMALL CAP CORE FUND 2021-02-26 2021-09-23 9386 8740 646 646 182.22 DELAWARE SMALL CAP CORE FUND 2021-03-02 2021-09-23 5869 5509 360 360 838.14 EATON VANCE ATL CAPITAL 2020-12-21 2021-02-26 25965 25253 712 712 213.36 EATON VANCE ATL CAPITAL 2020-06-16 2021-02-26 6610 5620 990 990 1059.64 EATON VANCE ATL CAPITAL 2019-03-15 2021-06-09 35000 24351 10649 10649 462.58 EATON VANCE ATL CAPITAL 2021-03-02 2021-09-23 16070 14539 1531 1531 109.71 EATON VANCE ATL CAPITAL 2020-06-16 2021-09-23 3811 2890 921 921 2514.26 EATON VANCE ATL CAPITAL 2019-03-15 2021-09-23 87345 57778 29567 29567 579.51 POLEN GROWTH FUND 2020-12-21 2021-02-26 26669 26310 359 359 435.31 POLEN GROWTH FUND 2019-03-15 2021-02-26 20033 12641 7392 7392 702.81 POLEN GROWTH FUND 2019-03-15 2021-06-09 35000 20410 14590 14590 2893.08 POLEN GROWTH FUND 2019-03-15 2021-09-23 164066 84015 80051 80051 227.59 POLEN GROWTH FUND 2021-03-02 2021-09-23 12907 10608 2299 2299 709.44 GATEWAY FUND 2020-12-21 2021-02-26 26299 25972 327 327 3379.84 GATEWAY FUND 2020-07-28 2021-02-26 125291 115489 9802 9802 872.24 GATEWAY FUND 2015-10-09 2021-06-09 34000 25757 8243 8243 2642.01 GATEWAY FUND 2021-03-31 2021-09-23 105258 100000 5258 5258 1009.98 GATEWAY FUND 2020-07-28 2021-09-23 40238 34511 5727 5727 317.28 GATEWAY FUND 2018-12-20 2021-09-23 12640 10565 2075 2075 5000. INVESCO FINANCIAL PREFERRED ETF 2020-04-30 2021-03-31 94250 90050 4200 4200 1535. INVESCO FINANCIAL PREFERRED ETF 2020-12-21 2021-09-23 29364 29510 -146 -146 1186. INVESCO FINANCIAL PREFERRED ETF 2021-03-02 2021-09-23 22688 21961 727 727 11904.76 LORD ABBETT BOND-DEBENTURE FUND INC 2020-06-16 2021-03-31 100000 92738 7262 7262 4823.53 LORD ABBETT BOND-DEBENTURE FUND INC 2020-06-16 2021-06-09 41000 37575 3425 3425 339.18 MFS INTERNATIONAL VALUE FUND 2020-12-11 2021-02-26 17759 17963 -204 -204 99. MFS INTERNATIONAL VALUE FUND 2017-12-19 2021-06-09 5691 5691 5691 4.17 MFS INTERNATIONAL VALUE FUND 2020-12-11 2021-06-09 240 221 19 19 176.06 MFS INTERNATIONAL VALUE FUND 2020-12-11 2021-06-09 10120 9324 796 796 106.47 MFS INTERNATIONAL VALUE FUND 2020-04-24 2021-06-09 6120 6120 6120 .35 MFS INTERNATIONAL VALUE FUND 2017-12-19 2021-06-09 20 20 20 222.86 MFS INTERNATIONAL VALUE FUND 2012-12-19 2021-06-09 12810 6298 6512 6512 855.21 MFS INTERNATIONAL VALUE FUND 2012-12-19 2021-09-23 50988 24168 26820 26820 382.72 MFS INTERNATIONAL VALUE FUND 2020-04-30 2021-09-23 22817 16939 5878 5878 421.18 MFS INTERNATIONAL VALUE FUND 2021-03-02 2021-09-23 25110 22390 2720 2720 484.44 MFS INTERNATIONAL VALUE FUND 2020-12-21 2021-09-23 28883 25855 3028 3028 10193.68 MAINSTAY SHORT DURATION 2020-06-09 2021-03-31 100000 96319 3681 3681 4238.14 MAINSTAY SHORT DURATION 2020-06-09 2021-06-09 42000 40043 1957 1957 893.22 NEUBERGER BERMAN EMERG 2020-06-16 2021-06-09 22000 16310 5690 5690 249.93 RIVERNORTH DOUBLE LINE 2020-07-31 2021-04-01 2602 2540 62 62 4083.05 RIVERNORTH DOUBLE LINE 2016-12-29 2021-04-01 42505 42573 -68 -68 1. RIVERNORTH DOUBLE LINE 2016-11-30 2021-04-01 10 10 258.03 RIVERNORTH DOUBLE LINE 2020-10-30 2021-04-01 2686 2624 62 62 247.93 RIVERNORTH DOUBLE LINE 2020-08-31 2021-04-01 2581 2533 48 48 1. RIVERNORTH DOUBLE LINE 2016-03-31 2021-04-01 10 10 720. RIVERNORTH DOUBLE LINE 2016-11-30 2021-04-01 7495 7471 24 24 623. RIVERNORTH DOUBLE LINE 2016-11-29 2021-04-01 6485 6477 8 8 57. RIVERNORTH DOUBLE LINE 2016-11-23 2021-04-01 593 594 -1 -1 .64 RIVERNORTH DOUBLE LINE 2016-03-24 2021-04-01 7 7 246.5 RIVERNORTH DOUBLE LINE 2016-03-24 2021-04-01 2566 2514 52 52 1267. RIVERNORTH DOUBLE LINE 2016-11-23 2021-04-01 13189 13198 -9 -9 1. RIVERNORTH DOUBLE LINE 2016-06-30 2021-04-01 10 10 301.43 RIVERNORTH DOUBLE LINE 2020-09-30 2021-04-01 3138 3075 63 63 1. RIVERNORTH DOUBLE LINE 2016-11-23 2021-04-01 10 10 270.5 RIVERNORTH DOUBLE LINE 2020-11-30 2021-04-01 2816 2808 8 8 367.99 RIVERNORTH DOUBLE LINE 2021-01-29 2021-04-01 3831 3864 -33 -33 186.28 RIVERNORTH DOUBLE LINE 2021-02-26 2021-04-01 1939 1943 -4 -4 484.52 RIVERNORTH DOUBLE LINE 2021-03-31 2021-04-01 5044 5044 238.33 RIVERNORTH DOUBLE LINE 2020-12-21 2021-04-01 2481 2488 -7 -7 264.44 RIVERNORTH DOUBLE LINE 2021-05-28 2021-06-09 2792 2779 13 13 240.16 RIVERNORTH DOUBLE LINE 2021-04-30 2021-06-09 2536 2512 24 24 484.52 RIVERNORTH DOUBLE LINE 2021-04-01 2021-06-09 5117 5117 5117 2988.16 RIVERNORTH DOUBLE LINE 2016-12-29 2021-06-09 31555 31157 398 398 114. VANGUARD DIVIDEND APPRECIATION ETF 2020-12-21 2021-02-26 15911 15834 77 77 949. VANGUARD DIVIDEND APPRECIATION ETF 2016-12-29 2021-09-23 149125 81121 68004 68004 98. VANGUARD DIVIDEND APPRECIATION ETF 2020-12-21 2021-09-23 15400 13611 1789 1789 120. VANGUARD DIVIDEND APPRECIATION ETF 2021-03-02 2021-09-23 18857 16984 1873 1873 456. VANGUARD FTSE DEVELOPED MARKETS ETF 2020-12-21 2021-02-26 21945 21097 848 848 245. VANGUARD FTSE DEVELOPED MARKETS ETF 2016-12-29 2021-02-26 11791 8930 2861 2861 221. VANGUARD FTSE DEVELOPED MARKETS ETF 2021-03-02 2021-09-23 11556 10812 744 744 1787. VANGUARD FTSE DEVELOPED MARKETS ETF 2016-12-29 2021-09-23 93442 65134 28308 28308 78. VANGUARD INFORMATION TECHNOLOGY ETF 2020-04-30 2021-02-26 27922 18866 9056 9056 32. VANGUARD INFORMATION TECHNOLOGY ETF 2020-06-16 2021-02-26 11455 8737 2718 2718 52. VANGUARD INFORMATION TECHNOLOGY ETF 2020-12-21 2021-02-26 18614 18148 466 466 28. VANGUARD INFORMATION TECHNOLOGY ETF 2021-03-02 2021-09-23 11739 10164 1575 1575 269. VANGUARD INFORMATION TECHNOLOGY ETF 2020-04-30 2021-09-23 112775 65063 47712 47712 306. VANGUARD TOTAL STOCK MARKET ETF 2019-03-15 2021-02-26 61403 44289 17114 17114 226. VANGUARD TOTAL STOCK MARKET ETF 2020-12-21 2021-02-26 45350 43519 1831 1831 246. VANGUARD TOTAL STOCK MARKET ETF 2018-01-02 2021-09-23 56196 33938 22258 22258 106. VANGUARD TOTAL STOCK MARKET ETF 2021-03-02 2021-09-23 24215 21609 2606 2606 299. VANGUARD TOTAL STOCK MARKET ETF 2019-03-15 2021-09-23 68303 43276 25027 25027 543. VANGUARD TOTAL STOCK MARKET ETF 2016-12-29 2021-09-23 124042 62813 61229 61229 . ARCADIA BMC INVESTORS 2018-10-22 2021-12-31 258454 55551 202903 202903 1. TELAMON CAPITAL FUND LP 2017-03-24 2021-12-31 20653 20653 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 CAPITAL GAIN DIVIDENDS P 102058 891558 18852 0 18852 0 18852 4995 0 26255 31250 55 12343 9426 2917 false false false false false false false true true DE true false false false false true BANK OF AMERICA NA 8888663275 PO BOX 1532 AFT PENNINGTON NJ 08534 false false false false false false false false false false false false false false false false false false false false false LAWRENCE HALL GUFFEY 62 BEACH STREET PHA NEW YORK NY 10013 DIRECTOR/PRESIDENT 0 0 LUCY MACKILLIGIN GUFFEY 62 BEACH STREET PHA NEW YORK NY 10013 DIRECTOR/PRESIDENT 0 0 HAMISH BURT 860 WASHINGTON ST 6TH FL NEW YORK NY 10014 DIRECTOR 0 0 NONE 0 NONE 0 16199294 379454 0 16578748 0 0 16578748 248681 16330067 816503 816503 18852 18852 797651 0 797651 0 797651 757298 0 0 0 0 757298 797651 374458 0 0 0 0 0 0 0 757298 374458 0 0 382840 0 0 0 0 0 0 0 0 414811 0 0 0 0 0 0 0 0 LAWERENCE HALL GUFFEY NONE X CHILDRENS' MUSEUM OF THE EAST END PO BOX 316 BRIDGEHAMPTON NY 119320316 N/A PC UNRESTRICTED GENERAL 10000 NEW YORK - PRESBYTERIAN FUND INC 525 E 68TH STREET NEW YORK NY 10065 N/A PC UNRESTRICTED GENERAL 70000 PARIS REVIEW FOUNDATION INC 62 WHITE STREET 4TH FLOOR NEW YORK NY 100015537 N/A PC UNRESTRICTED GENERAL 189000 LUNG CANCER RESEARCH FDN 155 E 55TH STREET SUITE 6H NEW YORK NY 10022 N/A PC UNRESTRICTED GENERAL 10000 METANOIA 2005 REYNOLDS AVENUE NORTH CHARLESTON SC 29405 N/A PC UNRESTRICTED GENERAL 10000 INTERNATIONAL AFRICAN AMERICAN MUSEUM 10 WHARFSIDE STREET CHARLESTON SC 294011596 N/A PC UNRESTRICTED GENERAL 250000 MARDY FISH CHILDREN'S FOUNDATION INC PO BOX 648158 VERO BEACH FL 329648158 N/A PC UNRESTRICTED GENERAL 10000 THE GO PROJECT INC 50 COOPER SQUARE NEW YORK NY 10003 N/A PC UNRESTRICTED GENERAL 15000 NAVY SEAL FOUNDATION INC PO BOX 5965 VIRGINIA BEACH VA 234710965 N/A PC UNRESTRICTED GENERAL 50000 PORTER-GAUD FOUNDATION 300 ALBEMARLE ROAD CHARLESTON SC 294077524 N/A PC UNRESTRICTED GENERAL 30000 GOOD FRIENDS OF THE LOWCOUNTRY 164 MARKET STREET CHARLESTON SC 294016948 N/A PC UNRESTRICTED GENERAL 10000 ASHLEY HALL FOUNDATION 172 RUTLEDGE AVENUE CHARLESTON SC 294035821 N/A PC UNRESTRICTED GENERAL 20000 CLEVELAND CLINIC - INDIAN RIVER HOSP FDN 1000 36TH STREET VERO BEACH FL 32960 N/A PC UNRESTRICTED GENERAL 5000 PRINCES' TRUST AMERICA 45 W 27TH STREET FLOOR 11 NEW YORK NY 10001 N/A PC UNRESTRICTED GENERAL 50000 HORIZONS NEW YORK CITY 326 STATE STREET BROOKLYN NY 112015884 N/A PC UNRESTRICTED GENERAL 3500 732500 14 227914 18 891558 1119472 1119472 false false false false false false false false false false X X 1 L H GUFFY 2015 CLAT PO BOX 1501 PENNINGTON NJ 08534 15733 X TAX PREPARATION FEE 2500 2500 R3331D106 NET1 INTL HLDG AS R0028G103 ICE GROUP AS 3000250 312180 921908844 VANGUARD DIVIDEND AP AT COST 354758 762055 76881N202 RIVERNORTH DOUBLE LI AT COST 876577 912606 367829884 GATEWAY FUND AT COST 494131 612943 922908769 VANGUARD TOTAL STOCK AT COST 485508 1053403 55273E822 MFS INTERNATIONAL VA AT COST 324602 605792 921943858 VANGUARD FTSE DEVELO AT COST 343802 488848 6AQH70000 DIAMETER ONSHORE FUN AT COST 2500000 3851809 6AQK70000 TELAMON CAPITAL FUND AT COST 500000 4532 6AQO40000 ARCADIA BMC INVESTOR 360873657 POLEN GROWTH FUND AT COST 309233 580557 277902458 EATON VANCE ATL CAPI AT COST 398381 576422 03875R205 ARBITRAGE FUND/THE AT COST 593370 591433 46137V621 INVESCO FINANCIAL PR AT COST 772997 805063 544004609 LORD ABBETT BOND-DEB AT COST 849350 879930 128119880 CALAMOS MARKET NEUTR AT COST 565129 603925 641224415 NEUBERGER BERMAN EME AT COST 327617 382697 92204A702 VANGUARD INFORMATION AT COST 230018 435720 56064B738 MAINSTAY SHORT DURAT AT COST 869776 890895 24610B859 DELAWARE SMALL CAP C AT COST 265636 391879 6ASA40000 OTHER ASSET AT COST 779384 770587 COST ADJUSTMENT 969 PARTNERSHIP SALES ADJUSTMENT 349009 FROM PARTNERSHIP/S-CORP 121406 0 FROM PARTNERSHIP/S-CORP 394116 PARTNERSHIP DISTRIBUTIONS 41807 INVESTMNT MNGMNT FEES (NON-DED 55745 33447 22298 L H GUFFY 2015 CLAT PO BOX 1501 PENNINGTON NJ 08534 FOREIGN TAXES 1708 1708 0 EXCISE TAX - PRIOR YEAR 9000 0 0 EXCISE TAX ESTIMATES 3100 0 0 FOREIGN TAXES ON QUALIFIED FOR 97 97 0 FOREIGN TAXES ON NONQUALIFIED 326 326 0