2022-11-14T07:43:14-06:00 2021-12-31 271728945 DGC A DIVISION OF PKF O'CONNOR DAVIES 150 PRESIDENTIAL WAY SUITE 510 WOBURN MA 01801 990PF 2021-01-01 472480352 THE 1434 FOUNDATION INC 1434 6175893865 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 THOMAS P COTE TREASURER 6175893865 2022-11-11 1 THOMAS COTE 999009999 RICHELLE MAGUIRE P00370057 7819375300 2022-11-10 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 92148889 X 2389707 1772135 1772135 3910809 18284499 5273251 315978 315706 8388629 7361092 0 0 0 330246 0 330246 1532 0 1532 24894 20549 4345 322643 277424 45219 139137 28353 36685 37921 0 37921 7242 0 7242 12526 0 12526 158051 128840 16028 1034192 455166 491744 3149713 3149713 4183905 455166 3641457 4204724 6905926 3921527 3618350 3618350 2213941 3709298 3752904 39551444 40768912 57166954 9679174 9636530 9671288 12116779 13917317 17939393 7070 7070 67482865 71650407 92148889 44277 7095 44277 7095 X 0 0 0 0 67438588 71643312 67438588 71643312 67482865 71650407 67438588 4204724 0 71643312 0 71643312 FIDELITY -3897 P 2021-12-31 2812045 2905149 -93104 -93104 FIDELITY -3897 P 2021-12-31 4461168 4426860 34308 34308 FIDELITY -7656 P 2021-12-31 2000000 1749320 250680 250680 FIDELITY -7656 P 2021-12-31 1607194 240007 1367187 1367187 FROM K-1: DAVIS INVESTMENT VENTURES FUND III-A LP P 2021-12-31 3 -3 -3 FROM K-1: DAVIS INVESTMENT VENTURES FUND III-A LP P 2021-12-31 31495 31495 31495 FROM K-1: DAVIS INVESTMENT VENTURES FUND IV-B LP P 2021-12-31 24168 24168 24168 FROM K-1: IVY REALTY FUND IV LP P 2021-12-31 11106 11106 11106 FIDELITY -7656 P 2021-12-31 4180450 3689690 490760 490760 FROM K-1: CORE PRIVATE EQUITY FUND LP P 2021-12-31 21812 21812 21812 FROM K-1: CORE PRIVATE EQUITY FUND LP P 2021-12-31 52210 52210 52210 FROM K-1: RCP FUND X, LP P 2021-12-31 219 -219 -219 FROM K-1: RCP FUND X, LP P 2021-12-31 64073 64073 64073 FROM K-1: RCP FUND X, LP P 2021-12-31 52487 52487 52487 FROM K-1: TRUEBRIDGE-KAUFFMAN FELLOWS ENDOWMENT FUND IV (CAYMAN) LP P 2021-12-31 8050 8050 8050 FROM K-1: TRUEBRIDGE-KAUFFMAN FELLOWS ENDOWMENT FUND IV (CAYMAN) LP P 2021-12-31 253499 253499 253499 FROM K-1: TRUEBRIDGE CAPITAL PARTNERS FUND VI (CAYMAN) LP P 2021-12-31 2988 2988 2988 FROM K-1: TRUEBRIDGE CAPITAL PARTNERS FUND VI (CAYMAN) LP P 2021-12-31 4594 4594 4594 CAPITAL GAINS DIVIDENDS P 2697160 2697160 2697160 5273251 95992 0 95992 0 95992 56752 0 65000 0 121752 0 25760 25760 0 0 0 0 0 0 0 0 0 1 1 0 1 1 MA 1 0 1 0 0 1 N/A FOTENE DEMOULAS 6175893865 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOTENE J DEMOULAS 160 COMMONWEALTH AVENEUE SUITE L10 BOSTON MA 02116 PRESIDENT / DIRECTOR 45.00 0 0 0 THOMAS P COTE 160 COMMONWEALTH AVENEUE SUITE L10 BOSTON MA 02116 TREASURER / CLERK / DIRECTOR 10.00 0 0 0 CHARLES ANTON 160 COMMONWEALTH AVENEUE SUITE L10 BOSTON MA 02116 DIRECTOR 10.00 0 0 0 BRIANNA LAWLESS 35 PEARL STREET 2 CHARLESTOWN MA 02129 GRANTS PROGRAM OFFIC 40.00 121000 0 0 CHARLES BENT 127A FARM STREET DOVER MA 02030 OPERATIONS OFFICER 40.00 98846 0 0 KYLA SULLIVAN 20 COLONIAL ROAD WESTPORT CT 06880 ARTS PROGRAM OFFICER 30.00 91000 0 0 0 BALLENTINE PARTNERS 230 3RD AVE FL 6 WALTHAM MA 02451 WEALTH MANAGEMENT 254036 0 0 85404565 3118860 0 88523425 0 0 88523425 1327851 87195574 4359779 4359779 95992 13889 109881 4249898 0 4249898 0 4249898 3641457 0 3641457 4249898 3625550 0 0 3641457 3625550 0 0 15907 0 0 0 0 0 0 0 0 4233991 0 0 0 FOTENE J DEMOULAS X ARTADIA 45 MAIN STREET SUITE 515 BROOKLYN NY 11201 NONE CHARITABLE 30000 ARTISTS FOR HUMANITY 100 W 2ND STREET BOSTON MA 02127 NONE CHARITABLE 50000 BARD COLLEGE 30 CAMPUS ROAD PO BOX 5000 ANNANDALEONHUDSON NY 12504 NONE CHARITABLE 50000 BE LIKE BRIT FOUNDATION 66 PULLMAN STREET WORCESTER MA 01606 NONE CHARITABLE 14340 BOSTON AREA GLEANERS 91 MARTIN ST ACTON MA 01720 NONE CHARITABLE 10000 BOSTON MEDICAL CENTER 1 BOSTON MEDICAL CENTER PLACE BOSTON MA 02118 NONE CHARITABLE 10000 BOYS & GIRLS CLUB OF BOSTON 200 HIGH STREET 3RD FLOOR BOSTON MA 02110 NONE CHARITABLE 14340 BREAD & ROSES INC 58 NEWBURY ST LAWRENCE MA 01840 NONE CHARITABLE 5000 BREAKTIME UNITED INC 170 PORTLAND ST BOSTON MA 02482 NONE CHARITABLE 5000 BRIDGE OVER TROUBLED WATERS INC 47 WEST STREET BOSTON MA 02111 NONE CHARITABLE 5000 BUDGET BUDDIES INC 6 LIBERTY SQUARE 2697 BOSTON MA 02109 NONE CHARITABLE 50000 BUILD GREATER BOSTON 711 ATLANTIC AVENUE 6TH FLOOR BOSTON MA 02111 NONE CHARITABLE 25000 CAMP HARBOR VIEW FOUNDATION 79 NEWBURY STREET 1ST FLOOR BOSTON MA 02116 NONE CHARITABLE 125000 CARING PARTNERS INC 500 CLARK ROAD TEWKSBURY MA 01876 NONE CHARITABLE 50000 CATIE'S CLOSET 19 SCHOOL STREET DRACUT MA 01826 NONE CHARITABLE 100000 CITYSPROUTS INC 1035 CAMBRIDGE STREET SUITE 6 CAMBRIDGE MA 02141 NONE CHARITABLE 14340 COMMONWEALTH KITCHEN 196 QUINCY STREET DORCHESTER MA 02121 NONE CHARITABLE 100000 COMMUNITY SERVING INC 179 ARMORY STREET JAMAICA PLAIN MA 02130 NONE CHARITABLE 10000 COURAGEOUS SAILING CENTER 197 8TH ST CHARLESTOWN MA 02129 NONE CHARITABLE 5000 CROSSROAD FOR KIDS INC 119 MYRTLE STREET DUXBURY MA 02332 NONE CHARITABLE 60000 DECORDOVA SCULPTURE PARK AND MUSEUM 51 SANDY POND ROAD LINCOLN MA 01773 NONE CHARITABLE 14340 DRACUT SCHOLARSHIP FOUNDATION PO BOX 117 DRACUT MA 01826 NONE CHARITABLE 32130 EDESIA 550 ROMANDO VINEYARD WAY NORTH KINGSTOWN RI 02852 NONE CHARITABLE 30000 ELEVATED THOUGHT INC 15 UNION ST STE 120 LAWRENCE MA 01840 NONE CHARITABLE 5000 ESPERANZA ACADEMY 198 GARDEN STREET LAWRENCE MA 01840 NONE CHARITABLE 100000 ESPLANADE ASSOCIATION INC 575 BOYLSTON STREET 4R BOSTON MA 02116 NONE CHARITABLE 14340 FAMILY SERVICES OF THE MERRIMACK VALLEY 430 N CANAL STREET LAWRENCE MA 01840 NONE CHARITABLE 50000 FINE ARTS WORK CENTER 24 PEARL ST PROVINCETOWN MA 02657 NONE CHARITABLE 10000 WELCOME BABY USA CO FJC 31 WEST 34TH STREET STE 8026 NEW YORK NY 10001 NONE CHARITABLE 5000 FRIENDS OF THE CHILDREN-BOSTON 184 DUDLEY STREET SUITE 100 ROXBURY MA 02119 NONE CHARITABLE 50000 HERO DOGS INC PO BOX 64 BROOKEVILLE MD 20833 NONE CHARITABLE 5000 HORIZONS FOR HOMELESS CHILDREN INC 1705 COLUMBUS AVENUE ROXBURY MA 02119 NONE CHARITABLE 100000 IRISH CULTURAL CENTER INC 200 NEW BOSTON DRIVE CANTON MA 02021 NONE CHARITABLE 5000 JEFF'S PLACE 281 PLEASANT STREET FRAMINGHAM MA 01701 NONE CHARITABLE 14340 JUMPSTART FOR YOUNG CHILDREN INC 308 CONGRESS STREET BOSTON MA 02210 NONE CHARITABLE 50000 JUNIOR ACHIEVEMENT 209 BURLINGTON ROAD SUITE 211 BEDFORD MA 01730 NONE CHARITABLE 25000 LA VIDA INC 40 GREEN STREET LYNN MA 01902 NONE CHARITABLE 5000 LAST HOPE K9 RESCUE 71 COMMERCIAL ST 184 BOSTON MA 02109 NONE CHARITABLE 5000 LET'S GET READY INC 50 BROADWAY 25TH FLOOR NEW YORK NY 10004 NONE CHARITABLE 25000 LITERATIONS 1 FEDERAL STREET 5TH FLOOR BOSTON MA 02110 NONE CHARITABLE 25000 LOVIN' SPOONFULS 367 WESTERN AVE BRIGHTON MA 02135 NONE CHARITABLE 50000 LOWELL TRANSITIONAL LIVING CENTER INC 193 MIDDLESEX STREET LOWELL MA 01852 NONE CHARITABLE 5000 LOYOLA UNIVERSITY NEW ORLEANS 6363 ST CHARLES AVENUE NEW ORLEANS LA 70118 NONE CHARITABLE 2230 MACDOWELL COLONY INC 521 W 23RD STREET 2ND FLOOR NEW YORK NY 10011 NONE CHARITABLE 40000 MASS MENTORING PARTNERSHIP INC 75 KNEELAND STREET BOSTON MA 02111 NONE CHARITABLE 25000 MASSACHUSETTS COLLEGE OF ART AND DESIGN 621 HUNTINGTON AVENUE BOSTON MA 02115 NONE CHARITABLE 30000 MASSACHUSETTS FARM TO SCHOOL 89 SOUTH STREET BOSTON MA 02111 NONE CHARITABLE 25000 MASSACHUSETTS MUSEUM OF CONTEMPORARY ART FOUNDATION 1040 MASS MOCA WAY NORTH ADAMS MA 01247 NONE CHARITABLE 10000 MENTOR THE NATIONAL MENTORING PARTNERSHIP 201 SOUTH STREET BOSTON MA 02111 NONE CHARITABLE 50000 MICHAEL P QUINN SCHOLARSHIP FUND INC PO BOX 290216 CHARLESTOWN MA 02129 NONE CHARITABLE 5000 MILL CITY GROWS INC 122 WESTERN AVE LOWELL MA 01851 NONE CHARITABLE 45000 MINDS MATTER BOSTON PO BOX 51066 BOSTON MA 02205 NONE CHARITABLE 5000 NEIGHBORHOOD VILLAGES INC 64 SIGOURNEY ST JAMAICA PLAIN MA 02130 NONE CHARITABLE 25000 NORTH BENNET STREET SCHOOL 150 NORTH STREET BOSTON MA 02109 NONE CHARITABLE 50000 NOTRE DAME ACADEMY HINGHAM 1073 MAIN STREET HINGHAM MA 02043 NONE CHARITABLE 5000 NOW AND THERE INC PO BOX 52557 BOSTON MA 02205 NONE CHARITABLE 15000 ONE FAMILY INC 800 SOUTH STREET 610 WALTHAM MA 02453 NONE CHARITABLE 120000 PARTNERS FOR YOUTH WITH DISABILITIES 95 BERKELEY STREET BOSTON MA 02116 NONE CHARITABLE 25000 PINE STREET INN 444 HARRISON AVE BOSTON MA 02118 NONE CHARITABLE 14340 PROJECT BREAD-THE WALK FOR HUNGER INC 145 BORDER STREET BOSTON MA 02128 NONE CHARITABLE 50000 RAW ART WORKS INC 37 CENTRAL SQUARE 2 LYNN MA 01901 NONE CHARITABLE 50000 ROCKEFELLER PHILANTHROPY ADVISERS INC 6 WEST 48TH ST 10TH FLOOR NEW YORK NY 10036 NONE CHARITABLE 75000 RON BURTON TRAINING VILLAGE INC 309 EDGELL ROAD FRAMINGHAM MA 01701 NONE CHARITABLE 47000 ROSIE'S PLACE INC 889 HARRISON AVENUE BOSTON MA 02118 NONE CHARITABLE 5000 SCHOLARSHIP GRANTS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 NONE SCHOLARSHIP 87139 SCHOOL THE WORLD INC 376 BOYLSTON STREET 203 BOSTON MA 02116 NONE CHARITABLE 14340 SCIENCE CLUB FOR GIRLS 136 MAGAZINE STREET CAMBRIDGE MA 02139 NONE CHARITABLE 25000 SCULPTURE SPACE 12 GATES STREET UTICA NY 13502 NONE CHARITABLE 10000 SILVER LINING MENTORING 7327 ATLANTIC AVENUE BOSTON MA 02111 NONE CHARITABLE 50000 SKOWHEGAN SCHOOL OF PAINTING & SCULPTURE 1 ART SCHOOL ROAD SKOWHEGAN ME 04950 NONE CHARITABLE 50000 SOCIAL INNOVATION FORUM INC 1 CONGRESS STREET SUITE 113 BOSTON MA 02114 NONE CHARITABLE 50000 SQUASHBUSTERS INC 795 COLUMBUS AVE ROXBURY CROSSING MA 02120 NONE CHARITABLE 14340 STEPHEN PHILLIPS MEMORIAL 230 CONGRESS ST FL 12 BOSTON MA 02110 NONE CHARITABLE 229900 STONEHILL COLLEGE 320 WASHINGTON STREET EASTON MA 02357 NONE CHARITABLE 1596 SWIM ACROSS AMERICA INC 11600 N COMMUNITY HOUSE ROAD SUITE 100 CHARLOTTE NC 28277 NONE CHARITABLE 5000 THE BOSTON POLICE FOUNDATION INC 8 FANUEIL HALL MARKETPLACE 3RD FLOOR BOSTON MA 02109 NONE CHARITABLE 14340 THE BOSTON PUBLIC LIBRARY FOUNDATION 700 BOYLSTON STREET BOSTON MA 02116 NONE CHARITABLE 25000 THE CHILL FOUNDATION 80 INDUSTRIAL PARKWAY BURLINGTON VT 05401 NONE CHARITABLE 30000 THE FEMINIST INSTITUTE 1220 PARK AVE SR7 NEW YORK MA 10128 NONE CHARITABLE 50000 THE FOOD PROJECT INC 40 SHIRLEY STREET BOSTON MA 02119 NONE CHARITABLE 50000 THE LIFE IS GOOD KIDS FOUNDATION 51 MELCHER STREET 9TH FLOOR BOSTON MA 02210 NONE CHARITABLE 50000 THE LOOP LAB INC 872 MASSACHUSETTS AVE APT 1-5 CAMBRIDGE MA 02139 NONE CHARITABLE 5000 THE SATO PROJECT 77 FRONT STREET BROOKLYN NY 11201 NONE CHARITABLE 5000 THE STUDIO MUSEUM IN HARLEM 144 WEST 125TH ST NEW YORK NY 10027 NONE CHARITABLE 10000 UNIVERSITY OF MASSACHUSETTS FOUNDATION 1 BEACON STREET BOSTON MA 02108 NONE CHARITABLE 1978 URBAN FARMING INSTITUTE OF BOSTON INC 34 LINWOOD STREET ROXBURY MA 02119 NONE CHARITABLE 25000 URBAN FOOD INITIATIVE 450 WASHINGTON STREET DORCHESTER CENTER MA 02124 NONE CHARITABLE 50000 UTEC INC 35 WARREN STREET LOWELL MA 01852 NONE CHARITABLE 75000 VETERAN LEGAL SERVICES PO BOX 8457 BOSTON MA 02114 NONE CHARITABLE 50000 VOICES IN CONTEMPORARY ART 70 WASHINGTON STREET SQUARE S NEW YORK NY 10012 NONE CHARITABLE 75000 WGBH EDUCATIONAL FOUNDATION 1 GUEST STREET BOSTON MA 02135 NONE CHARITABLE 14340 WOUNDED WARRIOR PROJECT PO BOX 758516 TOPEKA KS 66675 NONE CHARITABLE 5000 3149713 0 14 1772135 14 315978 18 3910809 0 5998922 0 5998922 0 0 0 0 0 0 0 0 0 0 X X 1 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 1602449 X 2 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 787258 X 1 8,965 SHARES OF APPLE INC. VALUE OF TRANSACTION (CUSIP:XXX-XX-XXXX) 1602449 2021-12-27 2 CASH 787258 2021-12-27 DGC ACCOUNTANT FEES 24894 20549 4345 CORPORATE BONDS 9636530 9671288 EQUITIES 40768912 57166954 2870714 2886722 838584 866182 OTHER INVESTMENTS AT COST 13917317 17939393 DAVIS MALM & D'AGOSTINE 1532 0 1532 PORTFOLIO DEDUCTIONS FROM PASSTHROUGH ENTITIES 128840 128840 0 OFFICE SUPPLIES AND EXPENSES 14586 0 14586 IT, SOFTWARE & RELATED COMPUTER EXPENSES 14442 0 1442 NON-DEDUCTIBLE EXPENSES 183 0 0 FROM K-1: RCP FUND X, LP -2528 -2528 -2528 FROM K-1: IVY REALTY FUND IV, LP -2849 -2849 -2849 FROM K-1: DAVIS INVESTMENT VENTURES FUND III-A LP 15280 15280 15280 FROM K-1: SJC ONSHORE DIRECT LENDING FUND III, LP 115458 115458 115458 FIDELITY - 377656 -1512 -1512 -1512 ORDINARY EARNINGS BENEFIT STREET PARTNERS DISLOCATION FUND (CAYMAN) L.P. 46322 46322 46322 FROM K-1: TRUEBRIDGE-KAUFFMAN 1699 1699 1699 FROM K-1: DAVIS INVESTMENT VENTURES FUND IV-B LP -6114 -6114 -6114 BOSTON PRIVATE BANK 36615 36615 36615 FROM K-1: TRUEBRIDGE CAPITAL PARTNERS FUND IV (CAYMAN) 381 381 381 FROM K-1: CORE PRIVATE EQUITY FUND LP 7551 7551 7551 FROM K-1: SJC DIRECT LENDING FUND IV 5 YEAR LP 102303 102303 102303 MA STATE TAX REFUND 3100 3100 3100 TAX-EXEMPT INCOME 272 0 272 CREDIT CARD PAYABLE 44277 7095 BALLENTINE 254036 254036 0 FIDELITY ADVISOR FEES 23388 23388 0 MELINDA MARBLE 36063 0 36063 STONE CONSULTING 1300 0 1300 BETH HARTLEY 1000 0 1000 MASS MENTORING PARTNERSHIP 3000 0 3000 HEMENWAY & BARNES 3856 0 3856 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 FOREIGN TAXES 28353 28353 0 PAYROLL TAXES 36685 0 36685 FEDERAL TAXES 70599 0 0 STATE TAXES 3500 0 0