2022-11-14T08:53:53-06:00 2021-12-31 060415530 KIRCALDIE RANDALL & MCNAB LLC 16 LUNAR DRIVE WOODBRIDGE CT 065252322 990PF 2021-01-01 066037849 MERIDEN FOUNDATION MERI 8606921751 123 BANK STREET WATERBURY CT 06702 WEBSTER BANK NA BY PAUL MCAFEE VP 8606921751 2022-11-14 1 WEBSTER BANK NA 999009999 BRIAN S BORGERSON CPA P00017928 2032394478 2022-11-14 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 28304930 X 44478 X 33 33 458329 458329 2353600 6019988 2353600 2856440 2811962 229120 160796 68324 6000 0 6000 4300 0 4300 36851 0 0 189 0 189 6244 0 6244 282704 160796 85057 1188971 1188971 1471675 160796 1274028 1384765 2651166 627319 706507 706507 5297 586 460 509 12942991 14008186 20656873 6676865 6949801 6941041 20253058 21664954 28304930 27131 0 27131 X 20062389 21465458 0 0 190669 172365 20253058 21637823 20253058 21664954 20253058 1384765 0 21637823 0 21637823 ISHARES CORE MSCI EAFE ETF 800 UNITS 2014-12-08 2021-07-07 59897 46170 13727 13727 ISHARES CORE MSCI EAFE ETF 498 UNITS 2014-12-08 2021-09-14 38706 28741 9965 9965 ISHARES CORE MSCI EAFE ETF 40 UNITS 2015-02-05 2021-09-14 3109 2295 814 814 ISHARES CORE MSCI EAFE ETF 425 UNITS 2015-04-06 2021-09-14 33032 25631 7401 7401 ISHARES CORE U.S. AGGREGATE BOND ETF 293 UNITS 2019-04-04 2021-09-13 33974 31758 2216 2216 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 824 UNITS 2014-12-08 2021-10-25 72775 51376 21399 21399 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 85 UNITS 2015-11-23 2021-10-25 7507 4790 2717 2717 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 23 UNITS 2017-04-07 2021-10-25 2031 1454 577 577 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 932 UNITS 2017-04-07 2021-11-10 80711 58913 21798 21798 TECHNOLOGY SELECT SECTOR SPDR FUND 592 UNITS 2018-04-16 2021-06-28 86705 39547 47158 47158 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 14 UNITS 2021-02-01 2021-06-28 1427 1195 232 232 VANGUARD SMALL-CAP ETF 257 UNITS 2014-12-08 2021-09-15 56935 30131 26804 26804 VANGUARD S&P 500 ETF 204 UNITS 2014-12-08 2021-02-01 69929 38611 31318 31318 VANGUARD S&P 500 ETF 57 UNITS 2014-12-08 2021-04-29 21897 10789 11108 11108 VANGUARD S&P 500 ETF 56 UNITS 2014-12-08 2021-06-28 22007 10599 11408 11408 VANGUARD S&P 500 ETF 151 UNITS 2014-12-08 2021-07-07 59962 28580 31382 31382 VANGUARD S&P 500 ETF 130 UNITS 2014-12-08 2021-09-13 53382 24605 28777 28777 VANGUARD S&P 500 ETF 214 UNITS 2014-12-08 2021-11-10 91825 40504 51321 51321 ISHARES CORE MSCI EAFE ETF 136 UNITS 2014-12-08 2021-09-14 10570 7849 2721 2721 ISHARES CORE U.S. AGGREGATE BOND ETF 38 UNITS 2019-04-04 2021-09-13 4406 4119 287 287 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 115 UNITS 2014-12-08 2021-09-03 10315 7170 3145 3145 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 10 UNITS 2015-11-23 2021-09-03 897 564 333 333 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 63 UNITS 2017-04-07 2021-09-03 5651 3982 1669 1669 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 45 UNITS 2017-05-18 2021-09-03 4036 2943 1093 1093 TECHNOLOGY SELECT SECTOR SPDR FUND 73 UNITS 2018-04-16 2021-06-28 10692 4877 5815 5815 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD SMALL-CAP ETF 28 UNITS 2014-12-08 2021-09-15 6203 3283 2920 2920 VANGUARD S&P 500 ETF 25 UNITS 2014-12-08 2021-02-01 8570 4732 3838 3838 VANGUARD S&P 500 ETF 7 UNITS 2014-12-08 2021-04-29 2689 1325 1364 1364 VANGUARD S&P 500 ETF 7 UNITS 2014-12-08 2021-06-28 2751 1325 1426 1426 VANGUARD S&P 500 ETF 17 UNITS 2014-12-08 2021-09-13 6981 3218 3763 3763 VANGUARD S&P 500 ETF 26 UNITS 2014-12-08 2021-11-10 11156 4921 6235 6235 CALAMOS MARKET NEUTRAL INCOME FUND 10.974 UNITS 2015-08-13 2021-06-21 156 142 14 14 CALAMOS MARKET NEUTRAL INCOME FUND 10 UNITS 2015-11-23 2021-06-21 142 129 13 13 CALAMOS MARKET NEUTRAL INCOME FUND 8.762 UNITS 2016-02-09 2021-06-21 124 107 17 17 GATEWAY FUND 9.032 UNITS 2015-08-13 2021-06-21 353 272 81 81 GATEWAY FUND 4.997 UNITS 2015-11-23 2021-06-21 195 149 46 46 GATEWAY FUND 3.153 UNITS 2016-02-09 2021-06-21 123 89 34 34 GATEWAY FUND 4.987 UNITS 2017-05-18 2021-06-21 195 159 36 36 ISHARES CORE MSCI EAFE ETF 9 UNITS 2014-12-08 2021-09-14 700 519 181 181 ISHARES CORE U.S. AGGREGATE BOND ETF 3 UNITS 2019-04-04 2021-09-13 348 325 23 23 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 7 UNITS 2014-12-08 2021-10-25 618 436 182 182 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 3 UNITS 2014-12-08 2021-11-10 260 187 73 73 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 4 UNITS 2017-04-07 2021-11-10 346 253 93 93 TECHNOLOGY SELECT SECTOR SPDR FUND 4 UNITS 2018-04-16 2021-06-28 586 267 319 319 VANGUARD SMALL-CAP ETF 2 UNITS 2014-09-16 2021-09-15 443 230 213 213 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-02-01 343 183 160 160 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-09-13 411 183 228 228 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-11-10 858 366 492 492 ISHARES CORE MSCI EAFE ETF 10 UNITS 2015-05-18 2021-07-14 756 624 132 132 ISHARES CORE MSCI EAFE ETF 10 UNITS 2015-04-06 2021-07-14 756 603 153 153 ISHARES CORE MSCI EAFE ETF 55 UNITS 2015-04-06 2021-09-14 4275 3317 958 958 ISHARES CORE MSCI EAFE ETF 35 UNITS 2019-08-21 2021-09-14 2720 2069 651 651 ISHARES CORE U.S. AGGREGATE BOND ETF 26 UNITS 2020-11-05 2021-09-13 3015 3069 -54 -54 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 80 UNITS 2017-04-07 2021-10-25 7066 5057 2009 2009 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 5 UNITS 2014-12-08 2021-10-25 442 312 130 130 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 75 UNITS 2014-12-08 2021-11-10 6495 4676 1819 1819 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 10 UNITS 2015-11-23 2021-11-10 866 564 302 302 TECHNOLOGY SELECT SECTOR SPDR FUND 51 UNITS 2020-11-05 2021-06-28 7469 6152 1317 1317 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD SMALL-CAP ETF 22 UNITS 2017-04-07 2021-09-15 4874 2902 1972 1972 VANGUARD S&P 500 ETF 18 UNITS 2014-09-16 2021-02-01 6170 3290 2880 2880 VANGUARD S&P 500 ETF 5 UNITS 2017-08-01 2021-04-29 1921 1135 786 786 VANGUARD S&P 500 ETF 5 UNITS 2017-08-01 2021-06-28 1965 1135 830 830 VANGUARD S&P 500 ETF 4 UNITS 2017-08-01 2021-07-14 1605 908 697 697 VANGUARD S&P 500 ETF 13 UNITS 2017-08-01 2021-09-13 5338 2950 2388 2388 VANGUARD S&P 500 ETF 18 UNITS 2021-10-25 2021-11-10 7724 7522 202 202 VANGUARD S&P 500 ETF 3 UNITS 2017-08-01 2021-11-10 1287 681 606 606 ISHARES CORE MSCI EAFE ETF 45 UNITS 2015-04-06 2021-09-14 3498 2714 784 784 ISHARES CORE MSCI EAFE ETF 30 UNITS 2015-06-04 2021-09-14 2332 1824 508 508 ISHARES CORE MSCI EAFE ETF 40 UNITS 2015-11-23 2021-09-14 3109 2242 867 867 ISHARES CORE MSCI EAFE ETF 100 UNITS 2016-04-12 2021-09-14 7772 5322 2450 2450 ISHARES CORE MSCI EAFE ETF 70 UNITS 2016-06-08 2021-09-14 5441 3893 1548 1548 ISHARES CORE MSCI EAFE ETF 30 UNITS 2016-08-03 2021-09-14 2332 1597 735 735 ISHARES CORE MSCI EAFE ETF 73 UNITS 2017-04-07 2021-09-14 5674 4209 1465 1465 ISHARES CORE U.S. AGGREGATE BOND ETF 107 UNITS 2019-04-04 2021-09-13 12407 11598 809 809 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 335 UNITS 2014-12-08 2021-10-25 29587 20887 8700 8700 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 8 UNITS 2015-11-23 2021-10-25 707 451 256 256 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 22 UNITS 2015-11-23 2021-11-10 1905 1240 665 665 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 322 UNITS 2017-04-07 2021-11-10 27885 20354 7531 7531 TECHNOLOGY SELECT SECTOR SPDR FUND 207 UNITS 2018-04-16 2021-06-28 30317 13828 16489 16489 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 3 UNITS 2021-02-01 2021-06-28 306 256 50 50 VANGUARD SMALL-CAP ETF 28 UNITS 2016-02-05 2021-09-15 6203 2770 3433 3433 VANGUARD S&P 500 ETF 69 UNITS 2014-12-08 2021-02-01 23653 13060 10593 10593 VANGUARD S&P 500 ETF 20 UNITS 2014-12-08 2021-04-29 7683 3785 3898 3898 VANGUARD S&P 500 ETF 20 UNITS 2014-12-08 2021-06-28 7860 3785 4075 4075 VANGUARD S&P 500 ETF 49 UNITS 2014-12-08 2021-09-13 20121 9274 10847 10847 VANGUARD S&P 500 ETF 81 UNITS 2014-12-08 2021-11-10 34756 15331 19425 19425 ISHARES CORE MSCI EAFE ETF 20 UNITS 2014-12-08 2021-09-14 1554 1154 400 400 ISHARES CORE MSCI EAFE ETF 10 UNITS 2015-02-05 2021-09-14 777 574 203 203 ISHARES CORE MSCI EAFE ETF 105 UNITS 2015-04-06 2021-09-14 8161 6332 1829 1829 ISHARES CORE MSCI EAFE ETF 15 UNITS 2015-05-18 2021-09-14 1166 936 230 230 ISHARES CORE MSCI EAFE ETF 12 UNITS 2015-11-23 2021-09-14 933 672 261 261 ISHARES CORE U.S. AGGREGATE BOND ETF 45 UNITS 2019-04-04 2021-09-13 5218 4878 340 340 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 136 UNITS 2014-12-08 2021-10-25 12011 8480 3531 3531 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 8 UNITS 2015-11-23 2021-10-25 707 451 256 256 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 7 UNITS 2015-11-23 2021-11-10 606 395 211 211 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 137 UNITS 2017-04-07 2021-11-10 11864 8660 3204 3204 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 136 UNITS 2017-09-07 2021-12-10 6460 6757 -297 -297 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 159 UNITS 2017-09-07 2021-12-10 7553 7898 -345 -345 TECHNOLOGY SELECT SECTOR SPDR FUND 87 UNITS 2018-04-16 2021-06-28 12742 5812 6930 6930 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD SMALL-CAP ETF 1 UNITS 2014-12-08 2021-09-15 222 117 105 105 VANGUARD SMALL-CAP ETF 12 UNITS 2016-02-05 2021-09-15 2658 1187 1471 1471 VANGUARD S&P 500 ETF 29 UNITS 2014-12-08 2021-02-01 9941 5489 4452 4452 VANGUARD S&P 500 ETF 8 UNITS 2014-12-08 2021-04-29 3073 1514 1559 1559 VANGUARD S&P 500 ETF 8 UNITS 2014-12-08 2021-06-28 3144 1514 1630 1630 VANGUARD S&P 500 ETF 20 UNITS 2014-12-08 2021-09-13 8213 3785 4428 4428 VANGUARD S&P 500 ETF 33 UNITS 2014-12-08 2021-11-10 14160 6246 7914 7914 VANGUARD S&P 500 ETF 38 UNITS 2014-12-08 2021-12-10 16383 7192 9191 9191 GATEWAY FUND 123.001 UNITS 2015-08-13 2021-12-10 5000 3704 1296 1296 ISHARES CORE MSCI EAFE ETF 80 UNITS 2016-04-12 2021-09-14 6218 4257 1961 1961 ISHARES CORE MSCI EAFE ETF 135 UNITS 2016-06-08 2021-09-14 10493 7507 2986 2986 ISHARES CORE MSCI EAFE ETF 65 UNITS 2016-09-01 2021-09-14 5052 3554 1498 1498 ISHARES CORE MSCI EAFE ETF 416 UNITS 2017-04-07 2021-09-14 32333 23986 8347 8347 ISHARES CORE U.S. AGGREGATE BOND ETF 194 UNITS 2019-04-04 2021-09-13 22494 21027 1467 1467 ISHARES CORE U.S. AGGREGATE BOND ETF 256 UNITS 2019-04-04 2021-12-10 29228 27748 1480 1480 ISHARES CORE U.S. AGGREGATE BOND ETF 7 UNITS 2019-07-16 2021-12-10 799 776 23 23 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 594 UNITS 2014-12-08 2021-10-25 52462 37036 15426 15426 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 11 UNITS 2014-12-08 2021-11-10 953 686 267 267 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 55 UNITS 2015-11-23 2021-11-10 4763 3100 1663 1663 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 413 UNITS 2017-04-07 2021-11-10 35766 26106 9660 9660 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 115 UNITS 2017-05-18 2021-11-10 9959 7521 2438 2438 TECHNOLOGY SELECT SECTOR SPDR FUND 369 UNITS 2018-04-16 2021-06-28 54044 24650 29394 29394 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 8 UNITS 2021-02-01 2021-06-28 815 683 132 132 VANGUARD SMALL-CAP ETF 36 UNITS 2014-12-08 2021-09-15 7975 4221 3754 3754 VANGUARD SMALL-CAP ETF 15 UNITS 2015-11-23 2021-09-15 3323 1733 1590 1590 VANGUARD SMALL-CAP ETF 11 UNITS 2016-02-05 2021-09-15 2437 1088 1349 1349 VANGUARD S&P 500 ETF 124 UNITS 2014-12-08 2021-02-01 42506 23470 19036 19036 VANGUARD S&P 500 ETF 37 UNITS 2014-12-08 2021-04-29 14214 7003 7211 7211 VANGUARD S&P 500 ETF 36 UNITS 2014-12-08 2021-06-28 14148 6814 7334 7334 VANGUARD S&P 500 ETF 89 UNITS 2014-12-08 2021-09-13 36546 16845 19701 19701 VANGUARD S&P 500 ETF 145 UNITS 2014-12-08 2021-11-10 62218 27444 34774 34774 VANGUARD S&P 500 ETF 93 UNITS 2014-12-08 2021-12-10 40121 17602 22519 22519 CALAMOS MARKET NEUTRAL INCOME FUND 21.648 UNITS 2015-08-13 2021-06-22 307 281 26 26 CALAMOS MARKET NEUTRAL INCOME FUND 20 UNITS 2015-11-23 2021-06-22 284 258 26 26 CALAMOS MARKET NEUTRAL INCOME FUND 15.073 UNITS 2016-02-05 2021-06-22 214 185 29 29 CALAMOS MARKET NEUTRAL INCOME FUND 4.98 UNITS 2016-04-12 2021-06-22 71 63 8 8 GATEWAY FUND 10.94 UNITS 2015-08-13 2021-06-22 429 329 100 100 GATEWAY FUND 9.993 UNITS 2015-11-23 2021-06-22 391 298 93 93 GATEWAY FUND 5.039 UNITS 2016-02-05 2021-06-22 197 143 54 54 GATEWAY FUND 1.882 UNITS 2017-04-11 2021-06-22 74 59 15 15 GATEWAY FUND 14.962 UNITS 2017-05-18 2021-06-22 586 476 110 110 ISHARES CORE MSCI EAFE ETF 4 UNITS 2016-04-12 2021-09-14 311 213 98 98 ISHARES CORE MSCI EAFE ETF 5 UNITS 2016-06-08 2021-09-14 389 278 111 111 ISHARES CORE MSCI EAFE ETF 11 UNITS 2017-04-07 2021-09-14 855 634 221 221 ISHARES CORE U.S. AGGREGATE BOND ETF 8 UNITS 2019-04-04 2021-09-13 928 867 61 61 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 19 UNITS 2014-12-08 2021-06-22 1750 1185 565 565 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 11 UNITS 2017-04-07 2021-06-22 1013 695 318 318 TECHNOLOGY SELECT SECTOR SPDR FUND 10 UNITS 2018-04-16 2021-06-28 1465 668 797 797 VANGUARD SMALL-CAP ETF 4 UNITS 2014-09-16 2021-09-15 886 460 426 426 VANGUARD S&P 500 ETF 3 UNITS 2014-09-16 2021-02-01 1028 548 480 480 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-04-29 384 183 201 201 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-06-28 393 183 210 210 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-09-13 821 366 455 455 VANGUARD S&P 500 ETF 4 UNITS 2014-09-16 2021-11-10 1716 731 985 985 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-01-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-02-16 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-03-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-04-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-05-17 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-06-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-07-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-08-16 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-09-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-10-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-11-15 1 1 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-12-15 11 11 0 0 ISHARES CORE MSCI EAFE ETF 5 UNITS 2014-12-08 2021-09-14 389 289 100 100 ISHARES CORE MSCI EAFE ETF 5 UNITS 2015-02-05 2021-09-14 389 287 102 102 ISHARES CORE MSCI EAFE ETF 80 UNITS 2015-04-06 2021-09-14 6218 4825 1393 1393 ISHARES CORE MSCI EAFE ETF 15 UNITS 2015-05-18 2021-09-14 1166 936 230 230 ISHARES CORE MSCI EAFE ETF 15 UNITS 2015-11-23 2021-09-14 1166 841 325 325 ISHARES CORE MSCI EAFE ETF 5 UNITS 2016-04-12 2021-09-14 389 266 123 123 ISHARES CORE U.S. AGGREGATE BOND ETF 34 UNITS 2019-04-04 2021-09-13 3942 3685 257 257 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 108 UNITS 2014-12-08 2021-10-25 9538 6734 2804 2804 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 2 UNITS 2014-12-08 2021-11-10 173 125 48 48 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 10 UNITS 2015-11-23 2021-11-10 866 564 302 302 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 47 UNITS 2017-04-07 2021-11-10 4070 2976 1094 1094 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 50 UNITS 2017-05-18 2021-11-10 4330 3270 1060 1060 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 106 UNITS 2017-09-07 2021-12-10 5035 5267 -232 -232 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 147 UNITS 2017-09-07 2021-12-10 6983 7302 -319 -319 TECHNOLOGY SELECT SECTOR SPDR FUND 66 UNITS 2018-04-16 2021-06-28 9666 4409 5257 5257 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD SMALL-CAP ETF 14 UNITS 2014-12-08 2021-09-15 3102 1641 1461 1461 VANGUARD SMALL-CAP ETF 6 UNITS 2014-12-08 2021-12-21 1324 703 621 621 VANGUARD SMALL-CAP ETF 20 UNITS 2016-02-05 2021-12-21 4412 1974 2438 2438 VANGUARD SMALL-CAP ETF 20 UNITS 2017-04-07 2021-12-21 4412 2642 1770 1770 VANGUARD S&P 500 ETF 22 UNITS 2014-12-08 2021-02-01 7541 4164 3377 3377 VANGUARD S&P 500 ETF 6 UNITS 2014-12-08 2021-04-29 2305 1136 1169 1169 VANGUARD S&P 500 ETF 6 UNITS 2014-12-08 2021-06-28 2358 1136 1222 1222 VANGUARD S&P 500 ETF 15 UNITS 2014-12-08 2021-09-13 6159 2839 3320 3320 VANGUARD S&P 500 ETF 25 UNITS 2014-12-08 2021-11-10 10727 4732 5995 5995 ISHARES CORE MSCI EAFE ETF 60 UNITS 2014-12-08 2021-09-14 4663 3463 1200 1200 ISHARES CORE MSCI EAFE ETF 13 UNITS 2015-04-06 2021-09-14 1010 784 226 226 ISHARES CORE U.S. AGGREGATE BOND ETF 18 UNITS 2019-04-04 2021-09-13 2087 1951 136 136 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 62 UNITS 2014-12-08 2021-10-25 5476 3866 1610 1610 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 3 UNITS 2014-12-08 2021-11-10 260 187 73 73 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 50 UNITS 2017-04-07 2021-11-10 4330 3161 1169 1169 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 10 UNITS 2017-05-18 2021-11-10 866 654 212 212 TECHNOLOGY SELECT SECTOR SPDR FUND 39 UNITS 2018-04-16 2021-06-28 5712 2605 3107 3107 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD SMALL-CAP ETF 17 UNITS 2014-09-16 2021-09-15 3766 1955 1811 1811 VANGUARD S&P 500 ETF 15 UNITS 2014-09-16 2021-02-01 5142 2742 2400 2400 VANGUARD S&P 500 ETF 3 UNITS 2014-09-16 2021-04-29 1152 548 604 604 VANGUARD S&P 500 ETF 3 UNITS 2014-09-16 2021-06-28 1179 548 631 631 VANGUARD S&P 500 ETF 8 UNITS 2014-09-16 2021-09-13 3285 1462 1823 1823 VANGUARD S&P 500 ETF 14 UNITS 2014-09-16 2021-11-10 6007 2559 3448 3448 ISHARES CORE MSCI EAFE ETF 60 UNITS 2014-12-08 2021-09-03 4669 3463 1206 1206 ISHARES CORE MSCI EAFE ETF 5 UNITS 2015-02-05 2021-09-03 389 287 102 102 ISHARES CORE MSCI EAFE ETF 25 UNITS 2015-04-06 2021-09-03 1945 1508 437 437 ISHARES CORE MSCI EAFE ETF 15 UNITS 2015-04-06 2021-09-14 1166 905 261 261 ISHARES CORE MSCI EAFE ETF 5 UNITS 2015-05-18 2021-09-14 389 312 77 77 ISHARES CORE MSCI EAFE ETF 10 UNITS 2016-04-12 2021-09-14 777 532 245 245 ISHARES CORE MSCI EAFE ETF 4 UNITS 2016-06-08 2021-09-14 311 222 89 89 ISHARES CORE U.S. AGGREGATE BOND ETF 14 UNITS 2019-04-04 2021-09-13 1623 1517 106 106 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 50 UNITS 2014-12-08 2021-09-03 4486 3118 1368 1368 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 44 UNITS 2017-04-07 2021-09-03 3948 2781 1167 1167 TECHNOLOGY SELECT SECTOR SPDR FUND 18 UNITS 2018-04-16 2021-06-28 2636 1202 1434 1434 TECHNOLOGY SELECT SECTOR SPDR FUND 5 UNITS 2020-11-05 2021-06-28 732 603 129 129 VANGUARD SMALL-CAP ETF 8 UNITS 2014-12-08 2021-09-15 1772 938 834 834 VANGUARD S&P 500 ETF 3 UNITS 2014-12-08 2021-01-25 1057 568 489 489 VANGUARD S&P 500 ETF 9 UNITS 2014-12-08 2021-02-01 3085 1703 1382 1382 VANGUARD S&P 500 ETF 3 UNITS 2014-12-08 2021-04-29 1152 568 584 584 VANGUARD S&P 500 ETF 2 UNITS 2014-12-08 2021-06-28 786 379 407 407 VANGUARD S&P 500 ETF 7 UNITS 2014-12-08 2021-09-13 2874 1325 1549 1549 VANGUARD S&P 500 ETF 11 UNITS 2014-12-08 2021-11-10 4720 2082 2638 2638 CALAMOS MARKET NEUTRAL INCOME FUND 44.521 UNITS 2015-08-13 2021-06-22 632 577 55 55 CALAMOS MARKET NEUTRAL INCOME FUND 40 UNITS 2015-11-23 2021-06-22 568 517 51 51 CALAMOS MARKET NEUTRAL INCOME FUND 30.294 UNITS 2016-02-08 2021-06-22 430 371 59 59 GATEWAY FUND 15.1 UNITS 2015-08-13 2021-06-22 591 455 136 136 GATEWAY FUND 19.987 UNITS 2015-11-23 2021-06-22 783 596 187 187 GATEWAY FUND 11.152 UNITS 2016-02-08 2021-06-22 437 316 121 121 GATEWAY FUND 1.555 UNITS 2017-04-11 2021-06-22 61 49 12 12 GATEWAY FUND 29.925 UNITS 2017-05-18 2021-06-22 1172 953 219 219 ISHARES CORE MSCI EAFE ETF 36 UNITS 2014-12-08 2021-09-14 2798 2078 720 720 ISHARES CORE U.S. AGGREGATE BOND ETF 12 UNITS 2019-04-04 2021-09-13 1391 1301 90 90 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 29 UNITS 2014-12-08 2021-10-25 2561 1808 753 753 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 1 UNITS 2017-04-07 2021-10-25 88 63 25 25 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 30 UNITS 2017-04-07 2021-11-10 2598 1896 702 702 TECHNOLOGY SELECT SECTOR SPDR FUND 18 UNITS 2018-04-16 2021-06-28 2636 1202 1434 1434 VANGUARD SMALL-CAP ETF 8 UNITS 2014-09-16 2021-09-15 1772 920 852 852 VANGUARD S&P 500 ETF 7 UNITS 2014-09-16 2021-02-01 2400 1280 1120 1120 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-04-29 768 366 402 402 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-06-28 786 366 420 420 VANGUARD S&P 500 ETF 4 UNITS 2014-09-16 2021-09-13 1643 731 912 912 VANGUARD S&P 500 ETF 8 UNITS 2014-09-16 2021-11-10 3433 1462 1971 1971 CALAMOS MARKET NEUTRAL INCOME FUND 18.663 UNITS 2015-08-13 2021-06-22 265 242 23 23 CALAMOS MARKET NEUTRAL INCOME FUND 15 UNITS 2015-11-23 2021-06-22 213 194 19 19 CALAMOS MARKET NEUTRAL INCOME FUND 10.604 UNITS 2016-02-09 2021-06-22 151 130 21 21 GATEWAY FUND 12.343 UNITS 2015-08-13 2021-06-22 483 372 111 111 GATEWAY FUND 6.995 UNITS 2015-11-23 2021-06-22 274 208 66 66 GATEWAY FUND 4.128 UNITS 2016-02-09 2021-06-22 162 117 45 45 GATEWAY FUND 1.869 UNITS 2017-04-11 2021-06-22 73 59 14 14 GATEWAY FUND 4.987 UNITS 2017-05-18 2021-06-22 195 159 36 36 ISHARES CORE MSCI EAFE ETF 13 UNITS 2014-12-08 2021-09-14 1010 750 260 260 ISHARES CORE U.S. AGGREGATE BOND ETF 5 UNITS 2019-04-04 2021-09-13 580 542 38 38 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 12 UNITS 2014-12-08 2021-10-25 1060 748 312 312 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 2 UNITS 2014-12-08 2021-11-10 173 125 48 48 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 10 UNITS 2017-04-07 2021-11-10 866 632 234 234 TECHNOLOGY SELECT SECTOR SPDR FUND 7 UNITS 2018-04-16 2021-06-28 1025 468 557 557 VANGUARD SMALL-CAP ETF 2 UNITS 2014-09-16 2021-09-15 443 230 213 213 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-02-01 686 366 320 320 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-09-13 821 366 455 455 VANGUARD S&P 500 ETF 3 UNITS 2014-09-16 2021-11-10 1287 548 739 739 CALAMOS MARKET NEUTRAL INCOME FUND 28.299 UNITS 2015-07-24 2021-06-22 402 367 35 35 CALAMOS MARKET NEUTRAL INCOME FUND 25 UNITS 2015-11-23 2021-06-22 355 323 32 32 CALAMOS MARKET NEUTRAL INCOME FUND 21.208 UNITS 2016-02-09 2021-06-22 301 260 41 41 GATEWAY FUND 11.964 UNITS 2015-07-24 2021-06-22 469 358 111 111 GATEWAY FUND 9.993 UNITS 2015-11-23 2021-06-22 391 298 93 93 GATEWAY FUND 10.095 UNITS 2016-02-09 2021-06-22 395 286 109 109 GATEWAY FUND 10.09 UNITS 2017-04-11 2021-06-22 395 319 76 76 GATEWAY FUND 9.975 UNITS 2017-05-18 2021-06-22 391 318 73 73 ISHARES CORE MSCI EAFE ETF 23 UNITS 2014-12-08 2021-09-14 1788 1327 461 461 ISHARES CORE U.S. AGGREGATE BOND ETF 14 UNITS 2019-04-04 2021-05-05 1602 1517 85 85 ISHARES CORE U.S. AGGREGATE BOND ETF 4 UNITS 2019-07-16 2021-05-05 458 443 15 15 ISHARES CORE U.S. AGGREGATE BOND ETF 6 UNITS 2019-07-16 2021-09-13 696 665 31 31 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 21 UNITS 2014-12-08 2021-10-25 1855 1309 546 546 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 4 UNITS 2014-12-08 2021-11-10 346 249 97 97 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 18 UNITS 2017-04-07 2021-11-10 1559 1138 421 421 TECHNOLOGY SELECT SECTOR SPDR FUND 12 UNITS 2018-04-16 2021-06-28 1758 802 956 956 VANGUARD SMALL-CAP ETF 14 UNITS 2014-12-08 2021-05-05 3104 1641 1463 1463 VANGUARD SMALL-CAP ETF 2 UNITS 2014-12-08 2021-09-15 443 234 209 209 VANGUARD S&P 500 ETF 4 UNITS 2014-12-08 2021-02-01 1371 757 614 614 VANGUARD S&P 500 ETF 1 UNITS 2014-12-08 2021-04-29 384 189 195 195 VANGUARD S&P 500 ETF 1 UNITS 2014-12-08 2021-06-28 393 189 204 204 VANGUARD S&P 500 ETF 2 UNITS 2014-12-08 2021-09-13 821 379 442 442 VANGUARD S&P 500 ETF 4 UNITS 2014-12-08 2021-11-10 1716 757 959 959 ISHARES CORE MSCI EAFE ETF 334 UNITS 2014-12-08 2021-07-07 25014 19276 5738 5738 ISHARES CORE MSCI EAFE ETF 79 UNITS 2014-12-08 2021-09-14 6140 4559 1581 1581 ISHARES CORE MSCI EAFE ETF 15 UNITS 2015-02-05 2021-09-14 1166 861 305 305 ISHARES CORE MSCI EAFE ETF 212 UNITS 2015-04-06 2021-09-14 16477 12786 3691 3691 ISHARES CORE U.S. AGGREGATE BOND ETF 97 UNITS 2019-04-04 2021-09-13 11247 10514 733 733 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 286 UNITS 2014-12-08 2021-10-25 25259 17832 7427 7427 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 23 UNITS 2015-11-23 2021-10-25 2031 1296 735 735 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 7 UNITS 2015-11-23 2021-11-10 606 395 211 211 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 303 UNITS 2017-04-07 2021-11-10 26240 19153 7087 7087 TECHNOLOGY SELECT SECTOR SPDR FUND 196 UNITS 2018-04-16 2021-06-28 28706 13093 15613 15613 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 3 UNITS 2021-02-01 2021-06-28 306 256 50 50 VANGUARD SMALL-CAP ETF 85 UNITS 2014-12-08 2021-09-15 18831 9965 8866 8866 VANGUARD S&P 500 ETF 67 UNITS 2014-12-08 2021-02-01 22967 12681 10286 10286 VANGUARD S&P 500 ETF 19 UNITS 2014-12-08 2021-04-29 7299 3596 3703 3703 VANGUARD S&P 500 ETF 19 UNITS 2014-12-08 2021-06-28 7467 3596 3871 3871 VANGUARD S&P 500 ETF 63 UNITS 2014-12-08 2021-07-07 25034 11924 13110 13110 VANGUARD S&P 500 ETF 44 UNITS 2014-12-08 2021-09-13 18068 8328 9740 9740 VANGUARD S&P 500 ETF 73 UNITS 2014-12-08 2021-11-10 31323 13817 17506 17506 ISHARES CORE MSCI EAFE ETF 16 UNITS 2014-12-08 2021-09-14 1244 923 321 321 ISHARES CORE U.S. AGGREGATE BOND ETF 7 UNITS 2019-04-04 2021-09-13 812 759 53 53 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 28 UNITS 2014-12-08 2021-10-25 2473 1746 727 727 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 4 UNITS 2014-12-08 2021-11-10 346 249 97 97 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 1 UNITS 2015-07-10 2021-11-10 87 61 26 26 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 24 UNITS 2017-04-07 2021-11-10 2078 1517 561 561 TECHNOLOGY SELECT SECTOR SPDR FUND 17 UNITS 2018-04-16 2021-06-28 2490 1136 1354 1354 VANGUARD SMALL-CAP ETF 7 UNITS 2014-09-16 2021-09-15 1551 805 746 746 VANGUARD S&P 500 ETF 5 UNITS 2014-09-16 2021-02-01 1714 914 800 800 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-04-29 384 183 201 201 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-06-28 393 183 210 210 VANGUARD S&P 500 ETF 8 UNITS 2014-09-16 2021-08-19 3241 1462 1779 1779 VANGUARD S&P 500 ETF 3 UNITS 2014-09-16 2021-09-13 1232 548 684 684 VANGUARD S&P 500 ETF 6 UNITS 2014-09-16 2021-11-10 2575 1097 1478 1478 GATEWAY FUND 949.119 UNITS 2015-08-13 2021-06-22 37177 28578 8599 8599 GATEWAY FUND 864.419 UNITS 2015-11-23 2021-06-22 33859 25760 8099 8099 GATEWAY FUND 692.677 UNITS 2016-02-09 2021-06-22 27132 19610 7522 7522 GATEWAY FUND 46.759 UNITS 2016-03-11 2021-06-22 1832 1371 461 461 ISHARES CORE MSCI EAFE ETF 1903 UNITS 2014-12-08 2021-09-14 147906 109827 38079 38079 ISHARES CORE U.S. AGGREGATE BOND ETF 606 UNITS 2019-04-04 2021-09-13 70266 65684 4582 4582 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 670 UNITS 2014-12-08 2021-09-03 60134 41775 18359 18359 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 960 UNITS 2014-12-08 2021-10-25 84787 59856 24931 24931 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 140 UNITS 2015-11-23 2021-10-25 12365 7890 4475 4475 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 192 UNITS 2017-04-07 2021-10-25 16957 12137 4820 4820 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 903 UNITS 2017-04-07 2021-11-10 78200 57080 21120 21120 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 390 UNITS 2017-05-18 2021-11-10 33774 25505 8269 8269 TECHNOLOGY SELECT SECTOR SPDR FUND 1018 UNITS 2018-04-16 2021-06-28 149097 68006 81091 81091 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 26 UNITS 2021-02-01 2021-06-22 2699 2220 479 479 VANGUARD SMALL-CAP ETF 404 UNITS 2014-12-08 2021-09-15 89502 47365 42137 42137 VANGUARD S&P 500 ETF 355 UNITS 2014-12-08 2021-02-01 121691 67192 54499 54499 VANGUARD S&P 500 ETF 100 UNITS 2014-12-08 2021-04-29 38415 18927 19488 19488 VANGUARD S&P 500 ETF 98 UNITS 2014-12-08 2021-06-28 38513 18549 19964 19964 VANGUARD S&P 500 ETF 242 UNITS 2014-12-08 2021-09-13 99373 45804 53569 53569 VANGUARD S&P 500 ETF 389 UNITS 2014-12-08 2021-11-10 166915 73627 93288 93288 VANGUARD S&P 500 ETF 232 UNITS 2014-12-08 2021-12-10 99932 43911 56021 56021 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-01-15 6 6 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-02-16 6 6 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-03-15 6 6 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-04-15 6 6 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-05-17 6 6 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-06-15 5 5 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-07-15 4 4 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-08-16 4 4 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-09-15 4 4 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-10-15 4 4 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-11-15 4 4 0 0 GINNIE MAE I POOL GN 490800 6% 15 NOV 2028 0 UNITS 1998-12-04 2021-12-15 47 47 0 0 ISHARES CORE MSCI EAFE ETF 719 UNITS 2015-04-14 2021-09-14 55883 43492 12391 12391 ISHARES CORE U.S. AGGREGATE BOND ETF 437 UNITS 2019-04-04 2021-06-04 50015 47366 2649 2649 ISHARES CORE U.S. AGGREGATE BOND ETF 33 UNITS 2019-04-04 2021-09-13 3826 3577 249 249 ISHARES CORE U.S. AGGREGATE BOND ETF 168 UNITS 2019-07-16 2021-09-13 19480 18619 861 861 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 615 UNITS 2015-04-14 2021-10-25 54316 42025 12291 12291 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 55 UNITS 2015-04-14 2021-11-10 4763 3758 1005 1005 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 455 UNITS 2017-04-07 2021-11-10 39403 28778 10625 10625 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 105 UNITS 2017-05-18 2021-11-10 9093 6867 2226 2226 TECHNOLOGY SELECT SECTOR SPDR FUND 38 UNITS 2018-04-16 2021-01-25 5069 2539 2530 2530 TECHNOLOGY SELECT SECTOR SPDR FUND 319 UNITS 2018-04-16 2021-06-28 46721 21310 25411 25411 VANGUARD HEALTH CARE ETF 9 UNITS 2018-09-19 2021-01-25 2116 1597 519 519 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 8 UNITS 2021-02-01 2021-06-28 815 683 132 132 VANGUARD SMALL-CAP ETF 167 UNITS 2015-04-14 2021-09-15 36997 20571 16426 16426 VANGUARD S&P 500 ETF 130 UNITS 2015-04-14 2021-02-01 44563 24923 19640 19640 VANGUARD S&P 500 ETF 37 UNITS 2015-04-14 2021-04-29 14214 7094 7120 7120 VANGUARD S&P 500 ETF 130 UNITS 2015-04-14 2021-06-02 50301 24923 25378 25378 VANGUARD S&P 500 ETF 130 UNITS 2015-04-14 2021-06-04 50336 24923 25413 25413 VANGUARD S&P 500 ETF 31 UNITS 2015-04-14 2021-06-28 12183 5943 6240 6240 VANGUARD S&P 500 ETF 77 UNITS 2015-04-14 2021-09-13 31619 14762 16857 16857 VANGUARD S&P 500 ETF 127 UNITS 2015-04-14 2021-11-10 54494 24348 30146 30146 ISHARES CORE MSCI EAFE ETF 40 UNITS 2014-12-08 2021-09-14 3109 2309 800 800 ISHARES CORE U.S. AGGREGATE BOND ETF 11 UNITS 2019-04-04 2021-09-13 1275 1192 83 83 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 35 UNITS 2014-12-08 2021-10-25 3091 2182 909 909 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 3 UNITS 2014-12-08 2021-11-10 260 187 73 73 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 18 UNITS 2017-04-07 2021-11-10 1559 1138 421 421 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 15 UNITS 2017-05-18 2021-11-10 1299 981 318 318 TECHNOLOGY SELECT SECTOR SPDR FUND 22 UNITS 2018-04-16 2021-06-28 3222 1470 1752 1752 VANGUARD SMALL-CAP ETF 6 UNITS 2014-09-16 2021-09-15 1329 690 639 639 VANGUARD S&P 500 ETF 7 UNITS 2014-09-16 2021-02-01 2400 1280 1120 1120 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-04-29 768 366 402 402 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-06-28 786 366 420 420 VANGUARD S&P 500 ETF 6 UNITS 2014-09-16 2021-09-13 2464 1097 1367 1367 VANGUARD S&P 500 ETF 9 UNITS 2014-09-16 2021-11-10 3862 1645 2217 2217 VANGUARD S&P 500 ETF 5 UNITS 2014-09-16 2021-12-10 2156 914 1242 1242 ISHARES CORE MSCI EAFE ETF 104 UNITS 2014-12-08 2021-07-07 7794 6002 1792 1792 ISHARES CORE MSCI EAFE ETF 5 UNITS 2015-02-05 2021-07-07 375 287 88 88 ISHARES CORE MSCI EAFE ETF 60 UNITS 2015-04-06 2021-07-07 4496 3619 877 877 ISHARES CORE MSCI EAFE ETF 5 UNITS 2015-05-18 2021-07-07 375 312 63 63 ISHARES CORE MSCI EAFE ETF 10 UNITS 2015-11-23 2021-09-14 777 560 217 217 ISHARES CORE MSCI EAFE ETF 20 UNITS 2016-04-12 2021-09-14 1554 1064 490 490 ISHARES CORE MSCI EAFE ETF 15 UNITS 2016-06-08 2021-09-14 1166 834 332 332 ISHARES CORE MSCI EAFE ETF 7 UNITS 2019-08-21 2021-09-14 544 414 130 130 ISHARES CORE U.S. AGGREGATE BOND ETF 21 UNITS 2019-04-04 2021-09-13 2435 2276 159 159 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 73 UNITS 2014-12-08 2021-10-25 6447 4552 1895 1895 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 1 UNITS 2014-12-08 2021-11-10 87 62 25 25 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 73 UNITS 2017-04-07 2021-11-10 6322 4614 1708 1708 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 74 UNITS 2017-09-07 2021-07-07 3585 3677 -92 -92 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 71 UNITS 2017-09-07 2021-07-07 3439 3527 -88 -88 TECHNOLOGY SELECT SECTOR SPDR FUND 46 UNITS 2018-04-16 2021-06-28 6737 3073 3664 3664 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD SMALL-CAP ETF 20 UNITS 2014-12-08 2021-09-15 4431 2345 2086 2086 VANGUARD S&P 500 ETF 16 UNITS 2014-12-08 2021-02-01 5485 3028 2457 2457 VANGUARD S&P 500 ETF 4 UNITS 2014-12-08 2021-04-29 1537 757 780 780 VANGUARD S&P 500 ETF 4 UNITS 2014-12-08 2021-06-28 1572 757 815 815 VANGUARD S&P 500 ETF 11 UNITS 2014-12-08 2021-09-13 4517 2082 2435 2435 VANGUARD S&P 500 ETF 18 UNITS 2014-12-08 2021-11-10 7724 3407 4317 4317 CALAMOS MARKET NEUTRAL INCOME FUND 87.344 UNITS 2015-08-13 2021-06-22 1240 1133 107 107 CALAMOS MARKET NEUTRAL INCOME FUND 75 UNITS 2015-11-23 2021-06-22 1065 969 96 96 CALAMOS MARKET NEUTRAL INCOME FUND 64.284 UNITS 2016-02-09 2021-06-22 913 787 126 126 GATEWAY FUND 36.163 UNITS 2015-08-13 2021-06-22 1417 1089 328 328 GATEWAY FUND 29.98 UNITS 2015-11-23 2021-06-22 1174 893 281 281 GATEWAY FUND 30.524 UNITS 2016-02-09 2021-06-22 1196 864 332 332 GATEWAY FUND 56.732 UNITS 2017-04-11 2021-06-22 2222 1792 430 430 ISHARES CORE MSCI EAFE ETF 67 UNITS 2014-12-08 2021-07-07 5022 3867 1155 1155 ISHARES CORE MSCI EAFE ETF 27 UNITS 2014-12-08 2021-09-14 2099 1558 541 541 ISHARES CORE MSCI EAFE ETF 5 UNITS 2015-02-05 2021-09-14 389 287 102 102 ISHARES CORE MSCI EAFE ETF 25 UNITS 2015-04-06 2021-09-14 1943 1508 435 435 ISHARES CORE U.S. AGGREGATE BOND ETF 23 UNITS 2019-04-04 2021-09-13 2667 2493 174 174 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 55 UNITS 2014-12-08 2021-10-25 4858 3429 1429 1429 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 4 UNITS 2017-04-07 2021-10-25 353 253 100 100 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 59 UNITS 2017-04-07 2021-11-10 5109 3729 1380 1380 TECHNOLOGY SELECT SECTOR SPDR FUND 37 UNITS 2018-04-16 2021-06-28 5419 2472 2947 2947 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD SMALL-CAP ETF 16 UNITS 2014-09-16 2021-09-15 3545 1840 1705 1705 VANGUARD S&P 500 ETF 13 UNITS 2013-12-20 2021-02-01 4456 2173 2283 2283 VANGUARD S&P 500 ETF 3 UNITS 2013-12-20 2021-04-29 1152 501 651 651 VANGUARD S&P 500 ETF 3 UNITS 2013-12-20 2021-06-28 1179 501 678 678 VANGUARD S&P 500 ETF 13 UNITS 2013-12-20 2021-07-07 5169 2173 2996 2996 VANGUARD S&P 500 ETF 8 UNITS 2013-12-20 2021-09-13 3285 1337 1948 1948 VANGUARD S&P 500 ETF 14 UNITS 2013-12-20 2021-11-10 6007 2340 3667 3667 ISHARES CORE MSCI EAFE ETF 192 UNITS 2014-12-08 2021-09-14 14923 11081 3842 3842 ISHARES CORE U.S. AGGREGATE BOND ETF 54 UNITS 2019-04-04 2021-09-13 6261 5853 408 408 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 165 UNITS 2014-12-08 2021-09-03 14820 10288 4532 4532 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 15 UNITS 2015-11-23 2021-09-03 1347 845 502 502 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 44 UNITS 2017-04-07 2021-09-03 3952 2781 1171 1171 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 58 UNITS 2017-04-07 2021-10-25 5123 3666 1457 1457 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 59 UNITS 2017-04-07 2021-11-10 5109 3729 1380 1380 TECHNOLOGY SELECT SECTOR SPDR FUND 103 UNITS 2018-04-16 2021-06-28 15085 6881 8204 8204 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD SMALL-CAP ETF 35 UNITS 2014-12-08 2021-09-15 7754 4103 3651 3651 VANGUARD S&P 500 ETF 35 UNITS 2014-12-08 2021-02-01 11998 6625 5373 5373 VANGUARD S&P 500 ETF 10 UNITS 2014-12-08 2021-04-29 3842 1893 1949 1949 VANGUARD S&P 500 ETF 10 UNITS 2014-12-08 2021-06-28 3930 1893 2037 2037 VANGUARD S&P 500 ETF 25 UNITS 2014-12-08 2021-09-13 10266 4732 5534 5534 VANGUARD S&P 500 ETF 39 UNITS 2014-12-08 2021-11-10 16734 7382 9352 9352 ISHARES CORE MSCI EAFE ETF 55 UNITS 2014-12-08 2021-07-07 4124 3174 950 950 ISHARES CORE MSCI EAFE ETF 12 UNITS 2015-04-07 2021-07-07 900 724 176 176 ISHARES CORE MSCI EAFE ETF 18 UNITS 2015-04-07 2021-09-14 1399 1086 313 313 ISHARES CORE MSCI EAFE ETF 7 UNITS 2016-04-12 2021-09-14 544 373 171 171 ISHARES CORE U.S. AGGREGATE BOND ETF 9 UNITS 2019-04-04 2021-09-13 1044 976 68 68 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 32 UNITS 2014-12-08 2021-10-25 2826 1995 831 831 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 1 UNITS 2014-12-08 2021-11-10 87 62 25 25 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 32 UNITS 2017-04-07 2021-11-10 2771 2023 748 748 TECHNOLOGY SELECT SECTOR SPDR FUND 20 UNITS 2018-04-16 2021-06-28 2929 1336 1593 1593 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF 100 UNITS 2017-04-07 2021-07-07 5193 4962 231 231 VANGUARD SMALL-CAP ETF 9 UNITS 2014-12-08 2021-09-15 1994 1055 939 939 VANGUARD S&P 500 ETF 7 UNITS 2014-12-08 2021-02-01 2400 1325 1075 1075 VANGUARD S&P 500 ETF 2 UNITS 2014-12-08 2021-04-29 768 379 389 389 VANGUARD S&P 500 ETF 1 UNITS 2014-12-08 2021-06-28 393 189 204 204 VANGUARD S&P 500 ETF 4 UNITS 2014-12-08 2021-09-13 1643 757 886 886 VANGUARD S&P 500 ETF 8 UNITS 2014-12-08 2021-11-10 3433 1514 1919 1919 GATEWAY FUND 76.482 UNITS 2015-08-13 2021-06-21 2987 2303 684 684 GATEWAY FUND 79.946 UNITS 2015-11-23 2021-06-21 3122 2382 740 740 GATEWAY FUND 66.72 UNITS 2016-02-09 2021-06-21 2605 1889 716 716 GATEWAY FUND 74.818 UNITS 2017-04-11 2021-06-21 2922 2363 559 559 GATEWAY FUND 74.812 UNITS 2017-05-18 2021-06-21 2921 2382 539 539 ISHARES CORE MSCI EAFE ETF 134 UNITS 2014-12-08 2021-07-07 10064 7734 2330 2330 ISHARES CORE MSCI EAFE ETF 65 UNITS 2014-12-08 2021-09-14 5052 3751 1301 1301 ISHARES CORE MSCI EAFE ETF 10 UNITS 2015-02-05 2021-09-14 777 574 203 203 ISHARES CORE MSCI EAFE ETF 70 UNITS 2015-04-06 2021-09-14 5441 4222 1219 1219 ISHARES CORE U.S. AGGREGATE BOND ETF 43 UNITS 2019-04-04 2021-09-13 4986 4661 325 325 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 126 UNITS 2014-12-08 2021-10-25 11128 7856 3272 3272 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 15 UNITS 2015-11-23 2021-10-25 1325 845 480 480 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 1 UNITS 2017-04-07 2021-10-25 88 63 25 25 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 142 UNITS 2017-04-07 2021-11-10 12297 8976 3321 3321 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 145 UNITS 2017-09-07 2021-07-07 7021 7204 -183 -183 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 62 UNITS 2017-09-07 2021-07-07 3002 3080 -78 -78 TECHNOLOGY SELECT SECTOR SPDR FUND 90 UNITS 2018-04-16 2021-06-28 13181 6012 7169 7169 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD SMALL-CAP ETF 39 UNITS 2014-12-08 2021-09-15 8640 4572 4068 4068 VANGUARD S&P 500 ETF 31 UNITS 2014-12-08 2021-02-01 10627 5867 4760 4760 VANGUARD S&P 500 ETF 9 UNITS 2014-12-08 2021-04-29 3457 1703 1754 1754 VANGUARD S&P 500 ETF 9 UNITS 2014-12-08 2021-06-28 3537 1703 1834 1834 VANGUARD S&P 500 ETF 26 UNITS 2014-12-08 2021-07-07 10350 4921 5429 5429 VANGUARD S&P 500 ETF 20 UNITS 2014-12-08 2021-09-13 8213 3785 4428 4428 VANGUARD S&P 500 ETF 34 UNITS 2014-12-08 2021-11-10 14589 6435 8154 8154 ISHARES CORE MSCI EAFE ETF 23 UNITS 2014-12-08 2021-09-14 1788 1327 461 461 ISHARES CORE U.S. AGGREGATE BOND ETF 5 UNITS 2019-04-04 2021-09-13 580 542 38 38 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 18 UNITS 2014-12-08 2021-10-25 1590 1122 468 468 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 2 UNITS 2017-04-07 2021-10-25 177 126 51 51 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 20 UNITS 2017-04-07 2021-11-10 1732 1264 468 468 TECHNOLOGY SELECT SECTOR SPDR FUND 12 UNITS 2018-04-16 2021-06-28 1758 802 956 956 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF 61 UNITS 2017-04-07 2021-07-07 3167 3027 140 140 VANGUARD SMALL-CAP ETF 5 UNITS 2014-09-16 2021-09-15 1108 575 533 533 VANGUARD S&P 500 ETF 4 UNITS 2014-09-16 2021-02-01 1371 731 640 640 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-04-29 384 183 201 201 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-06-28 393 183 210 210 VANGUARD S&P 500 ETF 8 UNITS 2014-09-16 2021-07-07 3186 1462 1724 1724 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-09-13 821 366 455 455 VANGUARD S&P 500 ETF 4 UNITS 2014-09-16 2021-11-10 1716 731 985 985 CALAMOS MARKET NEUTRAL INCOME FUND 374.734 UNITS 2015-08-13 2021-06-22 5321 4860 461 461 CALAMOS MARKET NEUTRAL INCOME FUND 370 UNITS 2015-11-23 2021-06-22 5254 4780 474 474 CALAMOS MARKET NEUTRAL INCOME FUND 317.011 UNITS 2016-02-09 2021-06-22 4502 3880 622 622 CALAMOS MARKET NEUTRAL INCOME FUND 44.821 UNITS 2016-03-11 2021-06-22 636 564 72 72 ISHARES CORE MSCI EAFE ETF 134 UNITS 2014-12-08 2021-07-07 10062 7734 2328 2328 ISHARES CORE MSCI EAFE ETF 275 UNITS 2014-12-08 2021-09-14 21374 15871 5503 5503 ISHARES CORE MSCI EAFE ETF 48 UNITS 2015-04-06 2021-09-14 3731 2895 836 836 ISHARES CORE U.S. AGGREGATE BOND ETF 100 UNITS 2019-04-04 2021-09-13 11595 10839 756 756 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 268 UNITS 2014-12-08 2021-10-25 23670 16710 6960 6960 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 22 UNITS 2015-11-23 2021-10-25 1943 1240 703 703 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 3 UNITS 2015-11-23 2021-11-10 260 169 91 91 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 288 UNITS 2017-04-07 2021-11-10 24941 18205 6736 6736 TECHNOLOGY SELECT SECTOR SPDR FUND 184 UNITS 2018-04-16 2021-06-28 26949 12292 14657 14657 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 3 UNITS 2021-02-01 2021-06-22 311 256 55 55 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF 193 UNITS 2017-04-07 2021-07-07 10021 9577 444 444 VANGUARD SMALL-CAP ETF 80 UNITS 2014-12-08 2021-09-15 17723 9379 8344 8344 VANGUARD S&P 500 ETF 63 UNITS 2014-12-08 2021-02-01 21596 11924 9672 9672 VANGUARD S&P 500 ETF 18 UNITS 2014-12-08 2021-04-29 6915 3407 3508 3508 VANGUARD S&P 500 ETF 17 UNITS 2014-12-08 2021-06-28 6681 3218 3463 3463 VANGUARD S&P 500 ETF 76 UNITS 2014-12-08 2021-07-07 30264 14385 15879 15879 VANGUARD S&P 500 ETF 39 UNITS 2014-12-08 2021-09-13 16015 7382 8633 8633 VANGUARD S&P 500 ETF 65 UNITS 2014-12-08 2021-11-10 27891 12303 15588 15588 ISHARES CORE MSCI EAFE ETF 195 UNITS 2015-04-06 2021-09-14 15156 11760 3396 3396 ISHARES CORE MSCI EAFE ETF 30 UNITS 2015-05-18 2021-09-14 2332 1871 461 461 ISHARES CORE MSCI EAFE ETF 35 UNITS 2015-11-23 2021-09-14 2720 1961 759 759 ISHARES CORE MSCI EAFE ETF 75 UNITS 2016-04-12 2021-09-14 5829 3991 1838 1838 ISHARES CORE U.S. AGGREGATE BOND ETF 93 UNITS 2019-04-04 2021-09-13 10783 10080 703 703 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 290 UNITS 2014-12-08 2021-10-25 25613 18082 7531 7531 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 4 UNITS 2015-11-23 2021-10-25 353 225 128 128 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 21 UNITS 2015-11-23 2021-11-10 1819 1184 635 635 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 273 UNITS 2017-04-07 2021-11-10 23642 17257 6385 6385 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 211 UNITS 2017-09-07 2021-12-10 10023 10484 -461 -461 TECHNOLOGY SELECT SECTOR SPDR FUND 178 UNITS 2018-04-16 2021-06-28 26070 11891 14179 14179 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 2 UNITS 2021-02-01 2021-06-28 204 171 33 33 VANGUARD SMALL-CAP ETF 8 UNITS 2015-11-23 2021-09-15 1772 924 848 848 VANGUARD SMALL-CAP ETF 20 UNITS 2016-02-09 2021-09-15 4431 1923 2508 2508 VANGUARD S&P 500 ETF 60 UNITS 2014-12-08 2021-02-01 20567 11356 9211 9211 VANGUARD S&P 500 ETF 17 UNITS 2014-12-08 2021-04-29 6531 3218 3313 3313 VANGUARD S&P 500 ETF 17 UNITS 2014-12-08 2021-06-28 6681 3218 3463 3463 VANGUARD S&P 500 ETF 43 UNITS 2014-12-08 2021-09-13 17657 8139 9518 9518 VANGUARD S&P 500 ETF 70 UNITS 2014-12-08 2021-11-10 30036 13249 16787 16787 VANGUARD S&P 500 ETF 47 UNITS 2014-12-08 2021-12-10 20287 8896 11391 11391 ISHARES CORE MSCI EAFE ETF 47 UNITS 2014-12-08 2021-07-07 3529 2713 816 816 ISHARES CORE MSCI EAFE ETF 28 UNITS 2015-04-06 2021-09-14 2176 1689 487 487 ISHARES CORE U.S. AGGREGATE BOND ETF 9 UNITS 2019-04-04 2021-09-13 1044 976 68 68 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 33 UNITS 2014-12-08 2021-10-25 2915 2058 857 857 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 1 UNITS 2014-12-08 2021-11-10 87 62 25 25 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 33 UNITS 2017-04-07 2021-11-10 2858 2086 772 772 TECHNOLOGY SELECT SECTOR SPDR FUND 20 UNITS 2018-04-16 2021-06-28 2929 1336 1593 1593 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF 29 UNITS 2017-04-07 2021-07-07 1506 1439 67 67 VANGUARD SMALL-CAP ETF 8 UNITS 2014-09-16 2021-09-15 1772 920 852 852 VANGUARD S&P 500 ETF 7 UNITS 2014-09-16 2021-02-01 2400 1280 1120 1120 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-04-29 768 366 402 402 VANGUARD S&P 500 ETF 2 UNITS 2014-09-16 2021-06-28 786 366 420 420 VANGUARD S&P 500 ETF 5 UNITS 2014-09-16 2021-09-13 2053 914 1139 1139 VANGUARD S&P 500 ETF 8 UNITS 2014-09-16 2021-11-10 3433 1462 1971 1971 ISHARES CORE MSCI EAFE ETF 36 UNITS 2014-12-08 2021-09-14 2798 2078 720 720 ISHARES CORE U.S. AGGREGATE BOND ETF 8 UNITS 2019-04-04 2021-09-13 928 867 61 61 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 28 UNITS 2014-12-08 2021-10-25 2473 1746 727 727 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 2 UNITS 2017-04-07 2021-10-25 177 126 51 51 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 30 UNITS 2017-04-07 2021-11-10 2598 1896 702 702 JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND 215.397 UNITS 2017-04-11 2021-07-07 2490 2516 -26 -26 TECHNOLOGY SELECT SECTOR SPDR FUND 18 UNITS 2018-04-16 2021-06-28 2636 1202 1434 1434 VANGUARD SMALL-CAP ETF 8 UNITS 2014-09-16 2021-09-15 1772 920 852 852 VANGUARD S&P 500 ETF 6 UNITS 2014-09-16 2021-02-01 2057 1097 960 960 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-04-29 384 183 201 201 VANGUARD S&P 500 ETF 1 UNITS 2014-09-16 2021-06-28 393 183 210 210 VANGUARD S&P 500 ETF 8 UNITS 2014-09-16 2021-07-07 3187 1462 1725 1725 VANGUARD S&P 500 ETF 4 UNITS 2014-09-16 2021-09-13 1643 731 912 912 VANGUARD S&P 500 ETF 7 UNITS 2014-09-16 2021-11-10 3004 1280 1724 1724 ISHARES CORE MSCI EAFE ETF 40 UNITS 2014-12-08 2021-07-14 3027 2309 718 718 ISHARES CORE MSCI EAFE ETF 190 UNITS 2014-12-08 2021-09-14 14767 10965 3802 3802 ISHARES CORE MSCI EAFE ETF 3 UNITS 2015-04-06 2021-09-14 233 181 52 52 ISHARES CORE U.S. AGGREGATE BOND ETF 56 UNITS 2019-04-04 2021-09-13 6493 6070 423 423 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 175 UNITS 2014-12-08 2021-09-03 15722 10911 4811 4811 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 15 UNITS 2015-11-23 2021-09-03 1348 845 503 503 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 34 UNITS 2017-04-07 2021-09-03 3055 2146 909 909 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 47 UNITS 2017-04-07 2021-10-25 4151 2966 1185 1185 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 14 UNITS 2017-05-18 2021-10-25 1236 916 320 320 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 61 UNITS 2017-05-18 2021-11-10 5283 3989 1294 1294 TECHNOLOGY SELECT SECTOR SPDR FUND 107 UNITS 2018-04-16 2021-06-28 15671 7148 8523 8523 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD SMALL-CAP ETF 43 UNITS 2014-12-08 2021-09-15 9526 5041 4485 4485 VANGUARD S&P 500 ETF 37 UNITS 2014-12-08 2021-02-01 12683 7003 5680 5680 VANGUARD S&P 500 ETF 10 UNITS 2014-12-08 2021-04-29 3842 1893 1949 1949 VANGUARD S&P 500 ETF 10 UNITS 2014-12-08 2021-06-28 3930 1893 2037 2037 VANGUARD S&P 500 ETF 25 UNITS 2014-12-08 2021-09-13 10266 4732 5534 5534 VANGUARD S&P 500 ETF 40 UNITS 2014-12-08 2021-11-10 17163 7571 9592 9592 CALAMOS MARKET NEUTRAL INCOME FUND 154.443 UNITS 2015-08-13 2021-06-22 2193 2003 190 190 CALAMOS MARKET NEUTRAL INCOME FUND 120 UNITS 2015-11-23 2021-06-22 1704 1550 154 154 CALAMOS MARKET NEUTRAL INCOME FUND 74.202 UNITS 2016-02-09 2021-06-22 1054 908 146 146 GATEWAY FUND 65.295 UNITS 2015-08-13 2021-06-22 2558 1966 592 592 GATEWAY FUND 54.963 UNITS 2015-11-23 2021-06-22 2153 1638 515 515 GATEWAY FUND 29.449 UNITS 2016-02-09 2021-06-22 1154 834 320 320 GATEWAY FUND 4.205 UNITS 2017-04-11 2021-06-22 165 133 32 32 ISHARES CORE MSCI EAFE ETF 67 UNITS 2014-12-08 2021-07-14 5069 3867 1202 1202 ISHARES CORE MSCI EAFE ETF 53 UNITS 2014-12-08 2021-09-14 4119 3059 1060 1060 ISHARES CORE MSCI EAFE ETF 40 UNITS 2015-04-06 2021-09-14 3109 2412 697 697 ISHARES CORE U.S. AGGREGATE BOND ETF 39 UNITS 2019-04-04 2021-09-13 4522 4227 295 295 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 90 UNITS 2014-12-08 2021-10-25 7949 5612 2337 2337 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 3 UNITS 2015-11-23 2021-10-25 265 169 96 96 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 7 UNITS 2015-11-23 2021-11-10 606 395 211 211 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 86 UNITS 2017-04-07 2021-11-10 7448 5436 2012 2012 TECHNOLOGY SELECT SECTOR SPDR FUND 56 UNITS 2018-04-16 2021-06-28 8202 3741 4461 4461 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD SMALL-CAP ETF 6 UNITS 2016-02-09 2021-09-15 1329 577 752 752 VANGUARD S&P 500 ETF 18 UNITS 2014-09-16 2021-02-01 6170 3290 2880 2880 VANGUARD S&P 500 ETF 6 UNITS 2014-09-16 2021-04-29 2305 1097 1208 1208 VANGUARD S&P 500 ETF 6 UNITS 2014-09-16 2021-06-28 2358 1097 1261 1261 VANGUARD S&P 500 ETF 14 UNITS 2014-09-16 2021-09-13 5749 2559 3190 3190 VANGUARD S&P 500 ETF 24 UNITS 2014-09-16 2021-11-10 10298 4387 5911 5911 ISHARES CORE MSCI EAFE ETF 350 UNITS 2014-12-08 2021-09-14 27203 20199 7004 7004 ISHARES CORE U.S. AGGREGATE BOND ETF 98 UNITS 2019-04-04 2021-09-13 11363 10622 741 741 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 290 UNITS 2014-12-08 2021-09-03 26051 18082 7969 7969 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 35 UNITS 2015-11-23 2021-09-03 3144 1973 1171 1171 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 122 UNITS 2017-04-07 2021-09-03 10959 7712 3247 3247 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 85 UNITS 2017-04-07 2021-10-25 7507 5373 2134 2134 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 86 UNITS 2017-04-07 2021-11-10 7448 5436 2012 2012 TECHNOLOGY SELECT SECTOR SPDR FUND 187 UNITS 2018-04-16 2021-06-28 27388 12492 14896 14896 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 3 UNITS 2021-02-01 2021-06-28 306 256 50 50 VANGUARD SMALL-CAP ETF 81 UNITS 2014-12-08 2021-09-15 17945 9496 8449 8449 VANGUARD S&P 500 ETF 64 UNITS 2014-12-08 2021-02-01 21939 12113 9826 9826 VANGUARD S&P 500 ETF 19 UNITS 2014-12-08 2021-04-29 7299 3596 3703 3703 VANGUARD S&P 500 ETF 18 UNITS 2014-12-08 2021-06-28 7074 3407 3667 3667 VANGUARD S&P 500 ETF 45 UNITS 2014-12-08 2021-09-13 18478 8517 9961 9961 VANGUARD S&P 500 ETF 71 UNITS 2014-12-08 2021-11-10 30465 13438 17027 17027 CALAMOS MARKET NEUTRAL INCOME FUND 236.67 UNITS 2015-08-13 2021-06-22 3361 3070 291 291 CALAMOS MARKET NEUTRAL INCOME FUND 190 UNITS 2015-11-23 2021-06-22 2698 2455 243 243 CALAMOS MARKET NEUTRAL INCOME FUND 120.756 UNITS 2016-02-09 2021-06-22 1715 1478 237 237 CALAMOS MARKET NEUTRAL INCOME FUND 124.738 UNITS 2018-09-05 2021-06-22 1771 1678 93 93 GATEWAY FUND 99.406 UNITS 2015-08-13 2021-06-22 3894 2993 901 901 GATEWAY FUND 84.943 UNITS 2015-11-23 2021-06-22 3327 2531 796 796 GATEWAY FUND 50.114 UNITS 2016-02-09 2021-06-22 1963 1419 544 544 GATEWAY FUND 144.636 UNITS 2017-05-18 2021-06-22 5665 4605 1060 1060 GATEWAY FUND 153.172 UNITS 2018-09-05 2021-06-22 6000 5243 757 757 ISHARES CORE MSCI EAFE ETF 190 UNITS 2014-12-08 2021-09-14 14767 10965 3802 3802 ISHARES CORE MSCI EAFE ETF 55 UNITS 2015-04-06 2021-09-14 4275 3317 958 958 ISHARES CORE U.S. AGGREGATE BOND ETF 78 UNITS 2019-04-04 2021-09-13 9044 8454 590 590 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 150 UNITS 2014-12-08 2021-10-25 13248 9353 3895 3895 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 15 UNITS 2015-11-23 2021-10-25 1325 845 480 480 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 38 UNITS 2017-04-07 2021-10-25 3356 2402 954 954 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 100 UNITS 2017-04-07 2021-11-10 8660 6321 2339 2339 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF 104 UNITS 2018-09-05 2021-11-10 9006 7236 1770 1770 TECHNOLOGY SELECT SECTOR SPDR FUND 84 UNITS 2018-04-16 2021-06-28 12303 5611 6692 6692 TECHNOLOGY SELECT SECTOR SPDR FUND 45 UNITS 2018-09-05 2021-06-28 6591 3386 3205 3205 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-24 91 85 6 6 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-03-31 92 85 7 7 VANGUARD REAL ESTATE ETF 1 UNITS 2021-02-01 2021-06-22 104 85 19 19 VANGUARD SMALL-CAP ETF 41 UNITS 2014-09-16 2021-09-15 9083 4715 4368 4368 VANGUARD S&P 500 ETF 45 UNITS 2014-09-16 2021-02-01 15426 8226 7200 7200 VANGUARD S&P 500 ETF 13 UNITS 2014-09-16 2021-04-29 4994 2376 2618 2618 VANGUARD S&P 500 ETF 13 UNITS 2014-09-16 2021-06-28 5109 2376 2733 2733 VANGUARD S&P 500 ETF 32 UNITS 2014-09-16 2021-09-13 13140 5849 7291 7291 VANGUARD S&P 500 ETF 52 UNITS 2014-09-16 2021-11-10 22313 9505 12808 12808 CAPITAL GAINS DIVIDENDS P 1001 1001 1001 2353600 36851 0 36851 0 36851 9720 0 0 0 9720 0 27131 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 MERIDENFOUNDATION.ORG WEBSTER BANK NA 8606921751 123 BANK STREET WATERBURY CT 06702 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 EDWARD GRADY 60 WOODRUFF CIRCLE BERLIN CT 06037 DISTRIBUTION COMMITTEE 1.00 0 0 0 BRUCE BURCHSTED 16 SPICE APPLE LANE MERIDEN CT 06450 DISTRIBUTION COMMITTEE 1.00 0 0 0 WEBSTER BANK NA 123 BANK STREET WATERBURY CT 06702 TRUSTEE 5.00 229120 0 0 COLIN MAHON 636 BROAD ST MERIDEN CT 06450 CHAIR, DISTRIBUTION COMMIT 1.00 0 0 0 FRANK RIDLEY 22 PARK PLACE MERIDEN CT 06451 DISTRIBUTION COMMITTEE 1.00 0 0 0 JASON TEAL 1510 NORTH BROAD ST MERIDEN CT 06450 DISTRIBUTION COMMITTEE 1.00 0 0 0 NONE 0 NONE 0 0 26566679 666913 0 27233592 0 0 27233592 408504 26825088 1341254 1341254 36851 36851 1304403 0 1304403 0 1304403 1274028 0 1274028 1304403 0 0 160020 209139 70868 28566 107860 576453 1274028 0 0 0 1274028 0 30375 30375 546078 0 0 0 0 0 0 129645 416433 209139 70868 28566 107860 PAUL M MCAFEE WEBSTER BANK NA 123 BANK STREET WATERBURY CT 06702 8606921751 GRANTS-MUST BE IN WRITING ON ORGANIZATION LETTERHEAD STATING PURPOSE SCHOLARSHIP-NEED PROOF OF QUALIFICATIONS AND COMPLETED APPLICATION NONE REQUESTS SHOULD BENEFIT THE GREATER MERIDEN AREA AMERICAN CANCER SOCIETY PO BOX 720366 OKLAHOMA CITY OK 73172 NONE PUBLIC CHARITY GENERAL USE 940 AMERICAN CANCER SOCIETY PO BOX 720366 OKLAHOMA CITY OK 73172 NONE PUBLIC CHARITY GENERAL USE 12500 AMERICAN HEART ASSOCIATION 122 EAST 42BD ST 18TH FL NEW YORK NY 10168 NONE PUBLIC CHARITY GENERAL USE 12500 AMERICAN LUNG ASSOCIATION OF CT 45 ASH STREET EAST HARTFORD CT 06108 NONE PUBLIC CHARITY GENERAL USE 940 AMERICAN LUNG ASSOCIATION OF CT 45 ASH STREET EAST HARTFORD CT 06108 NONE PUBLIC CHARITY GENERAL USE 12500 AMERICAN RED CROSS 144 SOUTH MAIN STREET WALLINGFORD CT 06492 NONE PUBLIC CHARITY GENERAL USE 12500 ANIMAL PROTECTION INSTITURE PO BOX 22505 SACRAMENTO CA 95822 NONE PUBLIC CHARITY GENERAL USE 1600 ASH DISBURSEMENTS PO BOX 951 MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 10431 ASSOCIATED HUMANE SOCIETIES 124 EVERGREEN AVENUE NEWARK NJ 07114 NONE PUBLIC CHARITY GENERAL USE 1600 BEAT THE STREET COMMUNITY CENTER 121 S COLONY STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 23000 BOYS & GIRLS CLUB OF MERIDEN 15 LINCOLN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL 20000 BRD OF WORLD MISSION OF EVANG COVENANT CHURCH 5101 NO FRANSISCO AVENUE CHICAGO IL 60625 NONE PUBLIC CHARITY GENERAL USE 940 CENTER PRESCHOOL 474 BROAD ST MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 4800 CHANGE THE PLAY INC 1510 N BROAD CT MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 35000 CHILDREN IN PLACEMENT 155 EAST ST NEW HAVEN CT 06511 NONE PUBLIC CHARITY GENERAL 5000 CHURCH OF THE HOLY ANGELS 915 MAIN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 2500 CONN CHILDRENS MEDICAL CENTER 12 CHARTER OAK PLACE HARTFORD CT 06106 NONE PUBLIC CHARITY GENERAL USE 12500 COVENANT HOME MISSIONARY ROAD CROMWELL CT 06416 NONE PUBLIC CHARITY GENERAL USE 940 DEDICATED AND EVERLASTING LOVE TO ANIMALS PO BOX 9 GLENDALE CA 91209 NONE PUBLIC CHARITY GENERAL USE 1600 EASTER SEAL REHABILITATION 158 STATE STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 12500 FARM SANCUTARY PO BOX 150 WAKINS GLEN NY 14891 NONE PUBLIC CHARITY GENERAL USE 1600 FIRST BAPTIST CHURCH 460 BROAD STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 5200 FIRST BAPTIST CHURCH 460 BROAD STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 23000 FIRST CONGREGATIONAL CHURCH 62 COLONY STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 940 FIRST CONGREGATIONAL CHURCH 62 COLONY ST MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 4000 FIRST UNITED METHODIST CHURCH 15 PLEASANT STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 6400 FRIEND OF THE MERIDEN PUBLIC LIBRARY 470 LEWIS AVE MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 15000 GALLERY 53 53 COLONY ST MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL 9200 GAYLORD HOSPITAL GAYLORD FARM ROAD WALLINGFORD CT 06492 NONE PUBLIC CHARITY GENERAL USE 12500 GIRLS INC 130 LINCOLN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL 25000 GORILLA FOUNDATION PO BOX 620530 WOODSIDE CA 94062 NONE PUBLIC CHARITY GENERAL USE 1600 HUMANE FARMING ASSOC 76 BELVEDERE STREET SAN RAFAEL CA 94901 NONE PUBLIC CHARITY GENERAL USE 1600 IMMANUEL LUTHERAN CHURCH 154 MEADOW STREET BRISTOL CT 06010 NONE PUBLIC CHARITY GENERAL USE 24000 INTERNATIONAL FUND FOR ANIMAL WELFARE 765 ATTUCKS LANE HYANNIS MA 02601 NONE PUBLIC CHARITY GENERAL USE 1600 LITERACY VOLUNTEERS 14 WEST MAIN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL 20000 MASONIC CHARITY FOUNDATION PO BOX 70 MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL 3000 MASSACHUSETTS SOCIETY FOR PCA 350 SOUTH HUNTINGTON AVENUE BOSTON MA 02130 NONE PUBLIC CHARITY GENERAL USE 1600 MERIDEN BOYS & GIRLS CLUB 15 LINCOLN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 12500 MERIDEN BOYS & GIRLS CLUB 15 LINCOLN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 15000 MERIDEN FARMERS MARKET 62 CEDAR STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 10000 MERIDEN GIRLS CLUB 130 LINCOLN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 12500 MERIDEN HUMANE SOCIETY PO BOX 4094 WALLINGFORD CT 06492 NONE PUBLIC CHARITY GENERAL USE 5200 MERIDEN JEWISH WELFARE FUND PO BOX 70 WALLINGFORD CT 06492 NONE PUBLIC CHARITY GENERAL 3000 MERIDEN PUBLIC LIBRARY 105 MILLER STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 1000 MERIDEN PUBLIC LIBRARY 105 MILLER STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 5200 MERIDEN PUBLIC LIBRARY 105 MILLER STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 28000 MERIDEN SOUP KITCHEN PO BOX 2138 MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 15000 MERIDEN YMCA 127 EAST MAIN STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 3000 MERIDEN YMCA 110 WEST MAIN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 6400 MERIDEN YMCA 110 WEST MAIN STREET MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 15000 MERIDEN-WALLINGFORD CHRYSALIS INC 14 W MAIN ST STE C MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL 22000 MIDDLESEX COMMUNITY COLLEGE 100 TRAINING HILL ROAD MIDDLETOWN CT 06457 NONE PUBLIC CHARITY GENERAL 6200 MIDSTATE ARC 200 RESEARCH PARKWAY MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 5000 MIDSTATE MEDICAL CENTER 435 LEWIS AVENUE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 2600 MIDSTATE MEDICAL CENTER 435 LEWIS AVENUE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 6400 MIDSTATE MEDICAL CENTER 435 LEWIS AVENUE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 25000 MIDSTATE MEDICAL CENTER 435 LEWIS AVENUE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 86000 NATIONAL FEDERATION OF THE BLIND CT 477 CONNECTICUT BLVD EAST HARTFORD CT 06108 NONE PUBLIC CHARITY GENERAL USE 940 NEW BRITAIN PUBLIC LIBRARY 20 HIGH STREET NEW BRITAIN CT 06051 NONE PUBLIC CHARITY GENERAL USE 5200 OUR LADY QUEEN OF ANGELS PARISH 109 GOODWILL AVENUE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 5200 OUR LADY QUEEN OF ANGELS PARISH 109 GOODWILL AVENUE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 25000 PETA 501 FRONT STREET NORFOLK VA 23510 NONE PUBLIC CHARITY GENERAL USE 1600 PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND 345 WHITNEY AVENUE NEW HAVEN CT 06511 NONE PUBLIC CHARITY GENERAL 15000 SALVATION ARMY PO BOX 234 MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 12500 SCSU FOUNDATION 501 CRESENT STREET NEW HAVEN CT 06515 NONE PUBLIC CHARITY GENERAL USE 5200 SHRINERS BURNS HOSPITAL BOSTON 51 BLOSSOM STREET BOSTON MA 02114 NONE PUBLIC CHARITY GENERAL USE 12000 SHRINERS HOSPITAL 51 BLOSSOM STREET BOSTON MA 02114 NONE PUBLIC CHARITY GENERAL USE 12000 SKILLS CAMP INC 36 BUTTERNUT LANE MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 10000 SOCIAL SABBY SPONSORSHIPS INC 444 LIBERTY STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 14000 SPECIAL OLYMPICS CONNECTICUT 2666 STATE STREET 1 HAMDEN CT 06517 NONE PUBLIC CHARITY GENERAL 2500 ST LAURENT 109 GOODWILL AVENUE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 2500 ST MARY'S CHURCH CORP 5 SHERMAN PLACE MERIDEN CT 06451 NONE PUBLIC CHARITY GENERAL USE 2500 ST ROSE ROMAN CATHOLIC CHURCH 35 CENTER STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 2500 ST STANISLAUS CHURCH 82 AKRON STREET MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 2500 SUMMER CAMPERSHIP FUND 35 PLEASANT STREET STE 1E MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 10000 THE OCEAN CONSERVANCY 2029 K STREET NW WASHINGTON DC 20006 NONE PUBLIC CHARITY GENERAL USE 1600 TRINITY COLLEGE 300 SUMMITT STREET HARTFORD CT 06106 NONE PUBLIC CHARITY GENERAL USE 25000 UNITED WAY OF MDN & WLFD 35 PLEASANT ST SUITE 1E MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL USE 12500 UNITED WAY OF MDN & WLFD INC 35 PLEASANT STREET 1E MERIDEN CT 06450 NONE PUBLIC CHARITY GENERAL 15000 WILD BURRO RESCUE 20066 WALKER CREEK PO BOX 10 OLANCHA CA 93549 NONE PUBLIC CHARITY GENERAL USE 1600 WORLD SOCIETY FOR THE PROTECTION OF ANIMALS 34 DELOSS STREET FRAMINGHAM MA 01702 NONE PUBLIC CHARITY GENERAL USE 1600 YALE LAW SCHOOL ANNUAL FUND PO BOX 208214 NEW HAVEN CT 06520 NONE PUBLIC CHARITY GENERAL USE 25000 BENTLEY UNIVERSITY ON BEHALF OF FLORES-DOMINGUE JACK 175 FOREST STREET WALTHAM MA 02452 NONE N/A SCHOLARSHIP 5000 BROWN TANNER 185 ASYLUM STREET HARTFORD CT 06103 NONE N/A SCHOLARSHIP 1500 CENTRAL CONNECTICUT STATE UNIVERSITY ON BEHALF OF LABISSIONERE CHLOE PO BOX 4010 NEW BRITAIN CT 06050 NONE N/A SCHOLARSHIP 5000 CENTRAL CONNECTICUT STATE UNIVERSITY ON BEHALF OF MARTIN ISABELLA PO BOX 4010 NEW BRITAIN CT 06050 NONE N/A SCHOLARSHIP 5000 CENTRAL CONNECTICUT STATE UNIVERSITY ON BEHALF OF WELCH DEVIN PO BOX 4010 NEW BRITAIN CT 06050 NONE N/A SCHOLARSHIP 5000 COLLEGE OF THE HOLY CROSS ON BEHALF OF RIDDLE DEANDRE 1 COLLEGE STREET WORCESTER MA 01610 NONE N/A SCHOLARSHIP 5000 FAIRFIELD UNIVERSITY ON BEHALF OF CHARPENTIER PHOEBE 1073 NORTH BENSON ROAD FAIRFIELD CT 06824 NONE N/A SCHOLARSHIP 5000 FAIRFIELD UNIVERSITY ON BEHALF OF CLANCY MADISIN 1073 NORTH BENSON ROAD FAIRFIELD CT 06824 NONE N/A SCHOLARSHIP 5000 HULSE MADISON 185 ASYLUM STREET HARTFORD CT 06103 NONE N/A SCHOLARSHIP 1500 MACALASTER COLLEGE ON BEHALF OF BRUENN CLAYTON 1600 GRAND AVE ST PAUL MN 55105 NONE N/A SCHOLARSHIP 5000 MANHATTAN COLLEGE ON BEHALF OF FRAZZA ISABEL 4513 MANHATTEN COLLEGE PKWY BRONX NY 10471 NONE N/A SCHOLARSHIP 5000 MARIST COLLEGE ON BEHALF OF KHANBABAEVA SHAKHODAT 3399 NORTH ROAD POUGHKEEPSIE NY 12601 NONE N/A SCHOLARSHIP 5000 MASSELLI BRIAN 185 ASYLUM STREET HARTFORD CT 06103 NONE N/A SCHOLARSHIP 1500 MERIDEN FOUNDATION-MISC 250 AWARDS 185 ASYLUM STREET HARTFORD CT 06103 NONE N/A SCHOLARSHIP 6000 MIAMI UNIVERSITY ON BEHALF OF CARNOT DEMETRE 301 S CAMPUS AVE OXFORD OH 45056 NONE N/A SCHOLARSHIP 5000 NEW YORK UNIVERSITY ON BEHALF OF TRUONG CINDY 25 WEST FOURTH ST NEW YORK NY 10012 NONE N/A SCHOLARSHIP 5000 NORTHEASTERN UNIVERSITY ON BEHALF OF GALOTTI GILLIAN 360 HUNTINGTON AVENUE BOSTON MA 02115 NONE N/A SCHOLARSHIP 5000 PHELPS CHRISTOPHER 185 ASYLUM STREET HARTFORD CT 06103 NONE N/A SCHOLARSHIP 1500 PONZIO CALVIN 185 ASYLUM STREET HARTFORD CT 06103 NONE PUBLIC CHARITY GENERAL USE 750 QUINNIPIAC UNIVERSITY ON BEHALF OF AHISKALIOGLU EDA 275 MOUNT CARMEL AVENUE HAMDEN CT 06518 NONE N/A SCHOLARSHIP 5000 QUINNIPIAC UNIVERSITY ON BEHALF OF MCCLURE MARLEY 275 MOUNT CARMEL AVENUE HAMDEN CT 06518 NONE N/A SCHOLARSHIP 5000 QUINNIPIAC UNIVERSITY ON BEHALF OF PAPPAS BRYANNE 275 MOUNT CARMEL AVENUE HAMDEN CT 06518 NONE N/A SCHOLARSHIP 5000 QUINNIPIAC UNIVERSITY ON BEHALF OF PATEL ZEEL 275 MOUNT CARMEL AVENUE HAMDEN CT 06518 NONE N/A SCHOLARSHIP 5000 RENSSELAER POLYTECHNIC INSTITUTE ON BEHALF OF ABARKHA HICHAM 110 8TH ST TROY NY 12180 NONE N/A SCHOLARSHIP 5000 ROGER WILLIAMS UNIVERSITY ON BEHALF OF CHANDARPAL ARIANA 1 OLD FERRY RD BRISTOL RI 02809 NONE N/A SCHOLARSHIP 5000 ROGER WILLIAMS UNIVERSITY ON BEHALF OF MEDINA ARIANA 1 OLD FERRY RD BRISTOL RI 02809 NONE N/A SCHOLARSHIP 5000 SALVE REGINA UNIVERSITY ON BEHALF OF DIMELLA BRENNA 100 OCHRE POINT AVENUE NEWPORT RI 02840 NONE N/A SCHOLARSHIP 5000 SIMONS MICHAEL 185 ASYLUM STREET HARTFORD CT 06103 NONE PUBLIC CHARITY GENERAL USE 750 SMITH COLLEGE ON BEHALF OF KROHER MADISON 10 ELM ST NORTHAMPTON MA 01063 NONE N/A SCHOLARSHIP 5000 SOUTHERN CONNECTICUT STATE UNIVERSITY ON BEHALF OF HERNANDEZ YESENIA 501 CRESENT STREET NEW HAVEN CT 06515 NONE N/A SCHOLARSHIP 2500 SOUTHERN CONNECTICUT STATE UNIVERSITY ON BEHALF OF KOSCINSKI MEGAN 501 CRESENT STREET NEW HAVEN CT 06515 NONE N/A SCHOLARSHIP 5000 SOUTHERN CT STATE UNIVERSITY ON BEHALF OF TRESSEL JONATHAN 501 CRESENT STREET NEW HAVEN CT 06515 NONE N/A SCHOLARSHIP 3500 SPRINGFIELD COLLEGE ON BEHALF OF TROWBRIDGE TAYLOR 263 ALDEN STREET SPRINGFIELD MA 01109 NONE N/A SCHOLARSHIP 2000 SPRINGFIELD COLLEGE ON BEHALF OF TROWBRIDGE TAYLOR 263 ALDEN STREET SPRINGFIELD MA 01109 NONE N/A SCHOLARSHIP 5000 ST JOHN'S UNIVERSITY ON BEHALF OF MALONEY REGAN 8000 UTOPIA PKWY JAMAICA NY 11439 NONE N/A SCHOLARSHIP 5000 STEVENS INSTITUTE OF TECHNOLOGY ON BEHALF OF REIG ISABELLA 1 CASTLE POINT TERRACE HOBOKEN NJ 07030 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CENTRAL FLORIDA ON BEHALF OF EDWARDS OLIVIA 4000 CENTRAL FLORIDA BLVD ORLANDO FL 32816 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF ACEVES KATHERINE 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF BAHREM MATTHEW 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF BERGERON SAMANTHA 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF BETTS ISAAC 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF BUSCEMI ANTHONY 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 3500 UNIVERSITY OF CONNECTICUT ON BEHALF OF BUSCEMI ANTHONY 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF COLEMAN DANIEL 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF DOYON KALLAN 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF GUTIERREZ AHANI 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF HAMDAN MUHAMMAD 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF HOQUE AFRIDA 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF KUNST GARRISON 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF LOPEZ ERIKA 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF MARTIN NICHOLAS 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF MONTUORI ANNELISE 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF PATEL KRUPAL 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF RUBEN BENJAMIN 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF SOTO ISMAEL 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF TRAN LANANH 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF VU KIM 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF HARTFORD ON BEHALF OF HOFFAMN ALISSA 200 BLOOMFIELD AVENUE HARTFORD CT 06117 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF HARTFORD ON BEHALF OF SWEENEY MAKENNA 200 BLOOMFIELD AVENUE HARTFORD CT 06117 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF MASSACHUSETTS AMHERST ON BEHALF OF OWEN JULIA 181 PRESIDENTS DR AMHERST MA 01003 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF NEVADA LAS VEGAS ON BEHALF OF BOULAY BRIANNA 4505 S MARYLAND PARKWAY LAS VEGAS NV 89154 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF NEW HAVEN ON BEHALF OF GANTER MAX 300 BOSTON POST ROAD WEST HAVEN CT 06516 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF NEW HAVEN ON BEHALF OF KALUZKA MONICA 300 BOSTON POST ROAD WEST HAVEN CT 06516 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF RHODE ISLAND ON BEHALF OF SZYMASZEK EMMA 210 FLAGG ROAD KINGSTON RI 02881 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF ST JOSEPH ON BEHALF OF MAYHEW CAITLYN 1678 ASYLUM AVENUE WEST HARTFORD CT 06177 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF ST JOSEPH ON BEHALF OF SANTIGO JULAISA 1678 ASYLUM AVENUE WEST HARTFORD CT 06177 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF TAMPA ON BEHALF OF NOWICKY KADEE 401 W KENNEDY BLVD BOX L TAMPA FL 33606 NONE N/A SCHOLARSHIP 5000 VILLANOVA UNIVERSITY ON BEHALF OF BURNS EMMA 800 LANCASTER AVE VILLNOVA PA 19085 NONE N/A SCHOLARSHIP 5000 WESTERN CONN STATE UNIVERSITY ON BEHALF OF 1215 WILBRAHAM RD SPRINGFIELD MA 01119 NONE N/A SCHOLARSHIP 5000 WESTERN CONN STATE UNIVERSITY ON BEHALF OF 181 WHITE STREET DANBURY CT 06810 NONE N/A SCHOLARSHIP 10000 WORCESTER POLYTECHNIC INST ON BEHALF OF URYASE MADELYN 100 INSTITUTE ROAD WORCESTER MA 01609 NONE N/A SCHOLARSHIP 5000 YALE UNIVERSITY ON BEHALF OF GERME CAMERON PO BOC 208232 NEW HAVEN CT 06520 NONE N/A SCHOLARSHIP 10000 1188971 0 14 33 14 458329 18 2353600 0 2811962 0 2811962 0 0 0 0 0 0 0 0 0 0 KIRCALDIE, RANDALL & MCNAB LLC - TAXES 6000 0 6000 NOT REQUIRED BECAUSE FOUNDATION DOES NOT SOLICIT FUNDS ISHARES CORE U.S. AGGREGATE BOND ETF 3070411 3092138 COHEN & STEERS LOW DURATION PREFERRED AND INCOME FUND INC 273848 268184 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 161260 157033 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 1012074 966257 JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND 482851 476827 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF 1023651 1060485 SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF 925706 920117 CALAMOS MARKET NEUTRAL INCOME FD 295482 335995 GATEWAY FD 409887 546794 FINANCIAL SELECT SECTOR SPDR 1491183 1543022 TECHNNOLOGY SELECT SECTOR SPDR 1479530 2257876 ISHARES CORE MSCI EAFE ETF 1844062 2348398 ISHARES CORE MSCI EMERGING MARKETS ETF 711605 976257 VANGUARD HEALTH CARE ETF 1178022 1482894 VANGUARD S&P 500 ETF 4197018 8172154 VANGUARD SMALL CAP ETF 1262345 1905264 COMMUNICATION SERVICES SELECT SECTOR SPDR FUND 1139052 1088219 460 509 0 0 ADVERTISING & MISC 4180 0 4180 WEBSITE 1020 0 1020 INSURANCE 1044 0 1044 SCHOLARSHIP SUPPORT SERVICES 4300 0 4300 EXCISE TAXES-2021 36851 0 0