2022-11-15T18:47:20-06:00 2021-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2021-01-01 680359707 ONE MIND INSTITUTE ONEM 7079634038 PO BOX 680 RUTHERFORD CA 94573 GAREN STAGLIN CHAIRMAN 7079634038 2022-11-15 1 GAREN STAGLIN 999009999 LESLIE VAN P01294411 4159561500 2022-11-15 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z GAREN STAGLIN PO BOX 680 RUTHERFORD CA 94573 9137951 0 X WWW.ONEMIND.ORG X 1996 CA ONE MIND ACCELERATES COLLABORATIVE RESEARCH AND ADVOCACY TO ENABLE ALL INDIVIDUALS FACING BRAIN HEALTH CHALLENGES TO BUILD HEALTHY, PRODUCTIVE LIVES. 14 14 12 30 0 0 6211308 8410989 0 0 425 148 -54115 -37522 6157618 8373615 3462241 4046060 0 0 1346284 1990042 0 0 473914 2250020 1786686 7058545 7822788 -900927 550827 3159846 3691228 1461592 1442147 1698254 2249081 X ONE MIND ACCELERATES COLLABORATIVE RESEARCH AND ADVOCACY TO ENABLE ALL INDIVIDUALS FACING BRAIN HEALTH CHALLENGES TO BUILD HEALTHY, PRODUCTIVE LIVES. 0 0 1200000 1200000 0 RISING STAR AWARDS: GIVEN THE CHALLENGES OF UNDERSTANDING AND FINDING THERAPIES FOR BRAIN ILLNESSES AND INJURIES, THE ONE MIND RISING STAR AWARDS ENCOURAGE THE COMMUNITY OF RESEARCHERS TO INNOVATE IN THEIR BASIC AND TRANSLATIONAL SCIENCE TO BENEFIT PATIENTS, WHILE SUPPORTING THE RESEARCH OF EMERGING LEADERS IN THE FIELD. IN 2021, ONE MIND GRANTED FOUR MAJOR AWARDS FOR RESEARCH RELATED TO PSYCHIATRIC ILLNESS. CHOSEN BY ONE MIND'S SCIENTIFIC ADVISORY BOARD THROUGH A COMPETITIVE PROCESS, EACH MAJOR RISING STAR RECIPIENT RECEIVES UP TO $300,000 TO FUND RESEARCH FOR THEIR RESEARCH PROJECT. 1000000 1000000 0 THROUGH THE MEDICAL FOUNDATION OF NORTH CAROLINA AT UNC, ONE MIND SUPPORTS THE AURORA PROGRAM. THE AURORA STUDY IS A MAJOR NATIONAL RESEARCH INITIATIVE TO IMPROVE THE UNDERSTANDING, PREVENTION, AND RECOVERY OF INDIVIDUALS WHO HAVE EXPERIENCED A TRAUMATIC EVENT. POST-TRAUMATIC STRESS, DEPRESSION, PAIN AND SYMPTOMS OF TRAUMATIC BRAIN INJURY ARE EPIDEMIC AMONG VETERANS AS WELL AS THE MILLIONS OF PEOPLE WHO EXPERIENCE TRAUMATIC EVENTS, SUCH AS MOTOR VEHICLE COLLISIONS, NATURAL DISASTERS, SEXUAL ASSAULT, AND THE UNEXPECTED DEATH OF A LOVED ONE. IN RECENT YEARS, THE VOLUME AND RATES OF PTS DIAGNOSIS HAVE DRAMATICALLY RISEN. THE GOALS OF THE AURORA STUDY ARE: TO DELIVER TOOLS FOR CLINICIANS TO MAKE INFORMED DECISIONS ABOUT PATIENTS' RISK AND CARE AFTER A TRAUMATIC EXPERIENCE. TO IDENTIFY NEW INTERVENTION TARGETS WHICH WILL GIVE RISE TO MECHANISM-INFORMED TREATMENTS BASED ON INDIVIDUAL NEEDS. 300000 300000 0 THROUGH THE UNIVERSITY OF CALIFORNIA, DAVIS, ONE MIND SUPPORTS THE LEARNING HEALTH CARE NETWORK AS A COMPONENT OF THE ONE MIND ASPIRE PROGRAM. ASPIRE (ACCELERATING SERIOUS PSYCHIATRIC ILLNESS RECOVERY) IS ONE MIND'S INITIATIVE TO SUPPORT THOSE WITH SERIOUS PSYCHIATRIC ILLNESS (SPI). ASPIRE AIMS TO PROVIDE GOLDSTANDARD, INDIVIDUALIZED CARE THAT HAS BEEN SHOWN TO DRAMATICALLY IMPROVE OUTCOMES. ONE MIND IS SUPPORTING NETWORKS FOR COORDINATED SPECIALTY CARE (CSC) PROVIDERS TO COLLABORATE AND LEARN FROM EACH OTHER TO IMPROVE PERFORMANCE AND PATIENT RECOVERY. COORDINATED SPECIALTY CARE IS CURRENTLY THE GOLD STANDARD TREATMENT FOR PSYCHOSIS, BUT MUCH REMAINS UNKNOWN ABOUT WHICH ASPECTS OF THE CARE ARE MOST EFFECTIVE AND FOR WHOM. IT IS NOW READY FOR WIDER ADOPTION IN REAL WORLD ENVIRONMENTS AND IMPLEMENTATION RESEARCH TO EVALUATE AND IMPROVE UPON ITS PERFORMANCE. 4127688 1546060 ALL OTHER PROGRAMS SUPPORTED BY ONE MIND INCLUDE: AMP (ACCELERATING MEDICINES PARTNERSHIP), HEROES HEALTH PROGRAM, HEALTHY BRAINS GLOBAL INITIATIVE, ONE MIND ALL MEDIA, ONE MIND CATALYST FUND, THE ONE MIND AT WORK INITIATIVE, PSYBERGUIDE, AND STRONG365. 4127688 1546060 6627688 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 1 37 0 1 12 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 14 14 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 CA X CINDY DYAR 7079634038 PO BOX 680 RUTHERFORD CA 94573 DALTON DELAN MANAGING DIRECTOR 40.00 0.00 X 391192 0 30281 TAL GERZON DEVELOPMENT DIRECTOR 40.00 0.00 X 206000 0 19015 BRANDON STAGLIN PRESIDENT 40.00 0.00 X 192648 0 22514 CINDY DYAR FINANCIAL OFFICER 40.00 0.00 X 193115 0 19843 GAREN STAGLIN CHAIRMAN 15.00 5.00 X X 0 0 0 CARYL ATHANASIU DIRECTOR 2.00 5.00 X 0 0 0 GARY BRIDGE DIRECTOR (THRU 3/21) 2.00 5.00 X 0 0 0 NANCY DEARMAN DIRECTOR 2.00 5.00 X 0 0 0 RUSSELL DEYO DIRECTOR 2.00 5.00 X 0 0 0 DONNA FRIEDMAN DIRECTOR 2.00 5.00 X 0 0 0 PAUL GALLAGHER DIRECTOR 2.00 5.00 X 0 0 0 GARY GOTTLIEB MD DIRECTOR 2.00 5.00 X 0 0 0 PATRICK KENNEDY DIRECTOR 2.00 5.00 X 0 0 0 CHRISTOPHER LYLE DIRECTOR (EFFECTIVE 4/21) 2.00 5.00 X 0 0 0 MARLYS PALUMBO DIRECTOR 2.00 5.00 X 0 0 0 ROBINA RICCITIELLO DIRECTOR 2.00 5.00 X 0 0 0 VINCE RINALDI DIRECTOR (THRU 3/21) 2.00 5.00 X 0 0 0 HARVEY SCHWARTZ DIRECTOR (EFFECTIVE 4/21) 2.00 5.00 X 0 0 0 SHARI STAGLIN DIRECTOR 15.00 5.00 X 0 0 0 GWILL YORK DIRECTOR 2.00 5.00 X 0 0 0 982955 0 91653 4 0 1 0 BRAND KNEW LLC 10351 SANTA MONICA BLVD SUITE 200 LOS ANGELAS CA 90025 MARKETING 560124 ID MATTERS LLC 7060 HOLLYWOOD BLVD 8TH FLOOR LOS ANGELAS CA 90028 PR/MARKETING 144135 2 1918817 1308065 5184107 391161 8410989 148 148 723504 1918817 764336 -40832 -40832 OTHER INCOME 900099 3310 3310 3310 8373615 0 0 -37374 3935727 3935727 27000 27000 83333 83333 1005418 391191 408227 206000 776098 776098 130501 21750 21750 87001 78025 78025 1285922 1171151 4213 110558 8984 8984 59498 45675 13823 157769 117077 40692 150105 426 142203 7476 51135 32280 2715 16140 48225 25980 16198 6047 25048 25048 7822788 6627688 721186 473914 1147504 2259980 83628 58792 1853930 892049 0 391667 74784 88740 3159846 3691228 103370 155833 1358222 1286314 1461592 1442147 X -766698 1170408 2464952 1078673 1698254 2249081 3159846 3691228 550827 0 X 0 1 X 1 0 X 3570442 5524914 8547887 6211308 8410989 32265540 3570442 5524914 8547887 6211308 8410989 32265540 4291753 27973787 116 1610 1250 100 148 3224 123 3310 3433 32272197 0.86680 0.85350 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 0 0 0 PART II-B, LINE 1: ADVOCATING FOR BRAIN HEALTH RESEARCH FUNDING. 0 X PART X, LINE 2: OMI AND ONE MIND, INC. ARE CONSIDERED PUBLIC CHARITIES AND ARE EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. OMI AND ONE MIND, INC. ARE ALSO EXEMPT FROM STATE INCOME TAX UNDER STATE OF CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701D, WHEREBY ONLY UNRELATED BUSINESS INCOME IS SUBJECT TO FEDERAL AND STATE INCOME TAX. MANAGEMENT BELIEVES THAT ALL OF OMI'S AND ONE MIND, INC.'S INCOME IS RELATED TO THEIR EXEMPT PURPOSE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. OMI AND ONE MIND, INC. HAVE NO UNRECOGNIZED TAX BENEFITS OR UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2021. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING 83333 0 0 0 0 0 0 83333 0 83333 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM KAROLINSKA INSTITUTET, INCF 83333 WIRE 0 1 0 0 0 0 0 0 0 PART I, LINE 2: PROGRESS REPORTS ARE REQUIRED AND REVIEWED BY THE ORGANIZATION'S SCIENCE & TECHNOLOGY DIRECTOR AS WELL AS BY THE ORGANIZATION'S SCIENTIFIC ADVISORY BOARD FOR PROGRAM MERIT. THE ORGANIZATION'S FINANCE DIRECTOR REVIEWS THE PROGRAM BUDGET. PART III ACCOUNTING METHOD: MUSIC FESTIVAL 2642321 1918817 723504 68091 171937 524308 2642321 1918817 723504 68091 171937 524308 764336 -40832 1 THE REGENTS OF UCSF PO BOX 748872 LOS ANGELES CA 90074 943067788 501C3 300000 0 RISING STAR AWARD RESEARCH GRANT YALE UNIVERSITY 2 HILLHOUSE AVE NEW HAVEN CT 06510 060646973 501C3 300000 0 RISING STAR AWARD RESEARCH GRANT MAX PLANCK FLORIDA INST FOR NEUROSCIENCE ONE MAX PLANCK WAY JUPITER FL 33458 262117502 501C3 300000 0 RISING STAR AWARD RESEARCH GRANT NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 60208 362167817 501C3 300000 0 GRANT SUPPORT FOR THE LEARNING HEALTH CARE NETWORK PROGRAM REGENTS OF UC DAVIS ONE SHIELDS AVENUE DAVIS CA 95616 946036494 501C3 300000 0 GRANT SUPPORT FOR THE LHCN PROGRAM THE MEDICAL FOUNDATION OF NORTH CAROLINA 123 WEST FRANKLIN STREET SUITE 510 CHAPEL HILL NC 27516 566057494 501C3 1000000 0 GRANT SUPPORT FOR THE AURORA PROGRAM UNC HEALTH FOUNDATION 123 W FRANKLIN STREET SUITE 510 CHAPEL HILL NC 27516 566057494 501C3 112000 0 GRANT SUPPORT FOR THE HEROES HEALTH PROGRAM UCLA FOUNDATION 10889 WILSHIRE BLVD 10TH FLOOR LOS ANGELAS CA 90095 952250801 501C3 50000 0 GRANT SUPPORT FOR COGNITIVE CEUROSCIENCE CENTER BRAIN WAVES PO BOX 680 RUTHERFORD CA 94573 680359707 501C3 159640 0 FUNDING FOR PROGRAM SUPPORT PSYBERGUIDE PO BOX 680 RUTHERFORD CA 94573 680359707 501C3 256000 0 FUNDING FOR PROGRAM SUPPORT ONE MIND ALL MEDIA PO BOX 680 RUTHERFORD CA 94573 680359707 501C3 612447 0 FUNDING FOR PROGRAM SUPPORT TRACK-TBI PO BOX 680 RUTHERFORD CA 94573 680359707 501C3 6833 0 FUNDING FOR PROGRAM SUPPORT ONE MIND CATLAYST FUND PO BOX 680 RUTHERFORD CA 94573 680359707 501C3 238807 0 FUNDING FOR PROGRAM SUPPORT 13 0 SCIENTIFIC ADVISORY BOARD MEMBER HONORARIUMS 17 27000 PART I, LINE 2: PROGRESS REPORTS ARE REQUIRED AND EVALUATED ANNUALLY FROM ALL GRANTEES. THE ONE MIND SCIENTIFIC ADVISORY BOARD CHAIRMAN REVIEWS ALL PROGRESS REPORTS ALONG WITH THE ONE MIND PRESIDENT AND ADVISES THE ONE MIND BOARD OF DIRECTORS AND LEADERSHIP TEAM ACCORDINGLY. X X X X X 0 0 0 0 0 0 0 0 0 DALTON DELAN MANAGING DIRECTOR 356192 0 35000 0 0 0 11600 0 18681 0 421473 0 0 0 TAL GERZON DEVELOPMENT DIRECTOR 186000 0 20000 0 0 0 6180 0 12835 0 225015 0 0 0 BRANDON STAGLIN PRESIDENT 183600 0 9048 0 0 0 12150 0 10364 0 215162 0 0 0 CINDY DYAR FINANCIAL OFFICER 158115 0 35000 0 0 0 7724 0 12119 0 212958 0 0 0 STAGLIN FAMILY VINEYARD OWNED BY SHARI AND GAREN STAGLIN, DIRECTORS 197077 REIMBURSEMENT OF ADMINISTRATIVE SERVICES 0 X 17 301244 FMV X WINE AND EVENT EXPENSES 1 89917 COST 0 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTORS FORM 990, PART VI, SECTION A, LINE 2 GAREN STAGLIN, SHARI STAGLIN AND BRANDON STAGLIN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE OPERATIONS DIRECTOR AND REVIEWED BY THE PRESIDENT. AFTER IT HAS BEEN PREPARED BY THE ACCOUNTING FIRM IT IS REVIEWED BY THE CHAIRMAN. FORM 990 IS AVAILABLE TO ANY DIRECTORS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS ANNUALLY REVIEWED BY THE DIRECTORS, AND DIRECTORS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST. IF A PERSON HAS A CONFLICT WITH RESPECT TO A TRANSACTION, THEY ARE NOT ALLOWED TO VOTE ON THAT ITEM. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY, THE CHAIRMAN CONDUCTS A PERSONNEL REVIEW OF THE TOP MANAGEMENT EMPLOYEES. THE CHAIRMAN SHARES THE REVIEW DRAFT WITH THE AUDIT COMMITTEE CHAIRMAN AND OTHER BOARD DIRECTORS FOR INPUT AND CONCURRENCE ON ANY BONUS OR SALARY INCREASE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY & FINANCIAL INFORMATION FOR PUBLIC INSPECTION UPON REQUEST. 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