2022-11-15T08:25:50-06:00 2021-12-31 420714325 RSM US LLP 7351 OFFICE PARK PLACE MELBOURNE FL 329408229 990 2021-01-01 823782009 ALLIANCE FOR LIFETIME INCOME ALLI 2028713739 1100 VERMONT AVE NW 200 WASHINGTON DC 200056344 JEAN STATLER CEO 2028713739 2022-11-15 1 JEAN STATLER XXX-XX-XXXX JULIANA KREUL P01204534 3217516200 2022-11-14 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z JEAN STATLER 1100 VERMONT AVE NW 200 WASHINGTON DC 200056344 19897111 0 X HTTPS://WWW.PROTECTEDINCOME.ORG/ X 2017 DC HELP AMERICANS ADDRESS THE RISK OF OUTLIVING THEIR RETIREMENT INCOME, SO THEY CAN ENJOY THEIR RETIREMENT. CREATE AWARENESS FOR THE LOOMING RETIREMENT INCOME CRISIS IN AMERICA AND ADVANCE SOLUTIONS FOR THE 64% OF AMERICAN HOUSEHOLDS (80 MILLION) THAT ARE UNPROTECTED. EDUCATE AMERICANS ON HOW TO AVOID THE RISKS OF OUTLIVING THEIR SAVINGS, WITH PROTECTED LIFETIME INCOME FROM AN ANNUITY. SHIFT THE RETIREMENT PLANNING MINDSET FROM FOCUSING SOLELY ON ACCUMULATING SAVINGS TO ONE THAT INCLUDES PROTECTED INCOME. CREATE UNDERSTANDING FOR THE CRITICAL ROLE ANNUITIES PLAY IN A MODERN, COMPREHENSIVE RETIREMENT PORTFOLIO. 4 4 0 5 0 0 0 0 23136120 19869000 61300 28111 0 0 23197420 19897111 0 0 0 0 0 0 0 0 0 21791467 20192696 21791467 20192696 1405953 -295585 13754349 7619918 12279459 6440613 1474890 1179305 SEE SCHEDULE O, PART I, LINE I DESCRIPTION 0 0 THE ALLIANCE FOR LIFETIME INCOME ("THE ALLIANCE") IS A NONPROFIT 501(C)(6) ORGANIZATION FORMED AND SUPPORTED BY SOME OF THE NATION'S LEADING FINANCIAL SERVICES ORGANIZATIONS TO CREATE AWARENESS AND EDUCATE AMERICANS ABOUT THE IMPORTANCE OF PROTECTED LIFETIME INCOME. THE ALLIANCE IS FOCUSED ON HELPING TO EDUCATE AMERICANS ON THE RISK OF OUTLIVING THEIR INCOME SO THEY CAN ENJOY THEIR RETIREMENT LIVES. THE ALLIANCE PROVIDES CONSUMERS AND FINANCIAL ADVISORS WITH THE EDUCATIONAL RESOURCES, TOOLS, AND INSIGHTS THEY CAN USE TO BUILD PLANS FOR PROTECTED RETIREMENT INCOME. 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 41 0 1 0 0 0 0 0 1 1 0 0 0 X 4 4 0 1 0 0 1 1 0 1 1 0 0 0 1 1 1 0 0 0 0 0 X THE ORGANIZATION 2028713739 1100 VERMONT AVE NW 200 WASHINGTON DC 200056344 X DENNIS GLASS CO-CHAIR 1.00 X X 0 0 0 CAROLINE FEENEY CO-CHAIR 1.00 X X 0 0 0 KEVIN HOGAN CO-CHAIR 1.00 X 0 0 0 ERIC STEIGERWALT CO-CHAIR 1.00 X X 0 0 0 JEAN STATLER CEO 45.00 X 0 0 0 MELISSA KIVETT SECRETARY 5.00 X 0 0 0 ELIZABETH PALMER TREASURER 5.00 X 0 0 0 0 0 0 0 0 0 0 CAMPBELL EWALD DETROIT 2000 BRUSH STREET STE 601 DETROIT MI 48226 ADVERTISING & MARKETING 9706455 DANIEL EDELMAN 21992 NETWORK PLACE CHICAGO IL 60673 PUBLIC RELATIONS 1897763 STATLER NAGLE 1100 VERMONT AVENUE NW STE 200 WASHINGTON DC 20005 MANAGEMENT SERVICES 1409265 ASSEMBLE 310 E 46TH STREET 4E NEW YORK NY 10017 SOCIAL MEDIA 1337689 MILLIMAN 1301 FIFTH AVE SUITE 3800 SEATTLE WA 98101 PROFESSIONAL SERVICES - RESEARCH 607063 15 MEMBERSHIP DUES 900099 19869000 19869000 19869000 28111 28111 19897111 19869000 0 28111 825000 286552 185713 1251516 1624478 12118099 3399 SPONSORSHIP 1585000 SOCIAL AND DIGITAL MEDI 1413983 INSTITUTE PRODUCTS 618439 FINANCE FEES 170046 110471 20192696 12984871 7619918 769478 0 13754349 7619918 104459 1285528 12175000 5155085 12279459 6440613 X 1474890 1179305 1474890 1179305 13754349 7619918 -295585 0 X 0 1 X 1 0 1 0 0 0 X 19897111 0 19897111 0 19897111 20192696 0 20192696 0 20192696 PART X, LINE 2: MANAGEMENT HAS EVALUATED THE ALLIANCE'S TAX POSITIONS AND HAS CONCLUDED THAT THE ALLIANCE HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS. STATLER NAGLE LLC PRINCIPAL PARTNER JEAN STATLER IS CEO 1409265 MANAGEMENT SERVICES & PROGRAM ACTIVITIES 0 SCHEDULE L, PART IV THROUGH A VERY COMPETITIVE PROCESS, THE ALI BOARD OF DIRECTORS SELECTED AND ENGAGED STATLER NAGLE LLC TO MANAGE THE ORGANIZATION AND DIRECT ITS PROGRAMS IN ORDER TO ATTAIN THE ABOVE-MENTIONED GOALS. JEAN STATLER, A PRINCIPAL MEMBER OF STATLER NAGLE LLC, IS CEO OF ALI BUT DOES NOT HAVE VOTING RIGHTS ON ITS GOVERNING BODY AND IS NOT COMPENSATED DIRECTLY BY ALI. FORM 990, PART VI PRIOR TO FILING, THE FORM 990 IS REVIEWED BY MANAGEMENT, LEGAL COUNSEL, ITS THIRD PARTY ACCOUNTING SERVICES FIRM AND THE TREASURER. FORM 990, PART VI, SECTION A, LINE 3 A MONTHLY RETAINER OF $75,000 IN 2021 PLUS EXPENSES WAS PAID TO STATLER NAGLE. EMPLOYEES OF STATLER NAGLE WERE PAID FROM THE MONTHLY RETAINER FOR THE WORK PROVIDED TO THE ALLIANCE. THE ALLIANCE DOES NOT PAY SALARIES OR HAVE ANY EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 6 SEE LINE 4.10.1 EXPLANATION BELOW FORM 990, PART VI, SECTION A, LINE 7A THE ALLIANCE FOR LIFETIME INCOME HAS 2 MEMBERSHIP CLASSES AS OUTLINED BELOW: 1. EXECUTIVE MEMBERS - THIS CLASS OF MEMBERSHIP SHALL BE OPEN TO ANY MEMBER THAT IS A LIFE INSURANCE COMPANY AND PAYS THE DUES REQUIRED OF AN EXECUTIVE MEMBER, AS DETERMINED BY THE BOARD OF DIRECTORS, PURSUANT TO APPLICABLE SECTIONS OF THE BYLAWS. AN EXECUTIVE MEMBER SHALL BE ENTITLED TO APPOINT ONE (1) DIRECTOR, SUBJECT TO THE APPLICABLE SECTIONS OF THE BYLAWS AND ONE (1) REPRESENTATIVE TO THE OPERATING COMMITTEE. EACH EXECUTIVE MEMBER SHALL HAVE ONE (1) VOTE ON EACH MATTER REQUIRED OR PERMITTED TO BE APPROVED BY THE MEMBERS, BE COUNTED FOR QUORUM PURPOSES AT ANY MEETING OF MEMBERS, AND BE ENTITLED TO SUCH OTHER RIGHTS AND PRIVILEGES AS SET FORTH IN THE NONPROFIT CORPORATION ACT, THE BYLAWS, AND AS MAY BE ESTABLISHED BY THE BOARD OF DIRECTORS. 2. ALLIANCE COMMITTEE MEMBERS - EACH ALLIANCE COMMITTEE MEMBER SHALL HAVE ONE (1) VOTE ON EACH MATTER REQUIRED OR PERMITTED TO BE APPROVED BY THE MEMBERS, BE COUNTED FOR QUORUM PURPOSES OF ANY MEETING OF MEMBERS, AND BE ENTITLED TO SUCH OTHER RIGHTS AND PRIVILEGES AS SET FORTH IN THE NONPROFIT CORPORATION ACT, THE BYLAWS, AND AS MAY BE ESTABLISHED BY THE BOARD OF DIRECTORS. AN ALLIANCE COMMITTEE MEMBER SHALL NOT HAVE THE RIGHT TO APPOINT A DIRECTOR TO THE BOARD OR A REPRESENTATIVE TO THE OPERATING COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, THE FORM 990 IS REVIEWED BY MANAGEMENT, LEGAL COUNSEL, ITS THIRD PARTY ACCOUNTING SERVICES FIRM AND THE TREASURER. FORM 990, PART VI, SECTION B, LINE 12C PURSUANT TO THE CONFLICT OF INTEREST POLICY, THE GOVERNING BOARD MUST REVIEW AND APPROVE ANY TRANSACTION BETWEEN THE ALLIANCE FOR LIFETIME INCOME AND AN ENTITY IN WHICH AN OFFICER OR DIRECTOR HAS A FINANCIAL INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION HAS NO EMPLOYMENT POLICIES BECAUSE IT HAS NO EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT AVAILABLE TO THE PUBLIC.