2022-11-15T16:36:59-06:00 2021-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2021-01-01 391322495 HENRY UIHLEIN II AND MILDRED A UIHLEIN FOUNDATION HENR 5185233061 HEAVEN HILL FARM 302 BEAR CUB LANE LAKE PLACID NY 129463117 JOHN D LEEKLEY JR TRUSTEE 5185233061 2022-11-15 1 JOHN LEEKLEY JR 999009999 ANAN SAMARA P02103452 9143818900 2022-11-15 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 25731794 X X 1561 1561 140108 140108 1076131 5948792 1076131 326 326 1218126 1218126 146000 7300 138700 144267 0 144267 12438 0 12438 2850 0 2850 54179 0 54179 47846 47846 0 637 637 0 16907 0 16907 251581 7 251574 676705 55790 620915 430246 430246 1106951 55790 1051161 111175 1162336 548183 928419 928419 2549548 1929209 1929209 3867901 4278489 4278489 2148225 1933192 1933192 9388663 9973296 9973296 6689189 6117807 6689189 6689189 24620327 25731794 25731794 0 0 X 24620327 25731794 24620327 25731794 24620327 25731794 24620327 111175 1000292 25731794 0 25731794 PUBLICLY TRADED SECURITIES 5335815 4872661 463154 463154 CAPITAL GAINS DIVIDENDS P 612977 612977 612977 1076131 16156 0 16156 0 16156 9524 0 15000 0 24524 X 110 8258 8258 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A DWAYNE JOHNSON ASSOCIATES 2625224136 W233N2080 RIDGEVIEW PKWY STE 301 WAUKESHA WI 531881025 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN D LEEKLEY JR C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 TRUSTEE, CHAIRPERSON 6.00 68000 0 0 JAMES MCKENNA C/O HEAVEN HILL FARM 302 BEAR CUB LN LAKE PLACID NY 129463117 TRUSTEE 13.75 78000 0 0 NONE 0 NONE 0 THE FOUNDATION'S FOUNDER, HENRY UIHLEIN, DIRECTED THAT, IF POSSIBLE, HIS PROPERTY NOT BE TURNED INTO A COMMERCIAL OR RESIDENTIAL DEVELOPMENT. ACCORDINGLY, THE FOUNDATION HAS RENOVATED AND RESTORED HIS RATHER EXTENSIVE FARMHOUSE AND HOLDS IT AVAILABLE TO LOCAL NOT-FOR-PROFIT ORGANIZATIONS AS A VENUE FOR MEETINGS, SEMINARS, RETREATS, FUND-RAISERS AND THE LIKE. AN UPDATED (BUT NOT "COMMERCIAL") KITCHEN IS AVAILABLE ALONG WITH FIBER-SUPPORTED WI-FI. THE BUILDING USUALLY SEES ABOUT 3,000 VISITORS A YEAR. IN 2021, THE BUILDING REOPENED IN JUNE AND SAW ABOUT 1050 VISITORS DURING THE REMAINDER OF THE YEAR. 168800 THE FOUNDATION HAS DEVELOPED ABOUT ELEVEN MILES OF WALKING/HIKING/CROSS-COUNTRY SKI TRAILS THAT ARE EXTENSIVELY USED YEAR-ROUND BY LOCAL RESIDENTS AND VISITORS. THE COVID LOCKDOWN SPURRED EVEN MORE USAGE. GUESSTIMATES PUT TOTAL USAGE OVER THE YEAR IN SIX FIGURES. HENRY'S WOODS LIES AT THE EASTERN END OF THE PROPERTY AND CONSISTS OF SEVERAL HEAVILY ENGINEERED TRIALS OF LIGHT TO MODERATE DIFFICULTY AND BREATH-TAKING VIEWS FROM LOOKOUTS HIGHER UP THE HILL. HEAVEN HILL TRAILS, INCLUDING OLD ORCHARD TRAIL, ARE LOCATED ON RELATIVELY FLAT TERRAIN AT THE WESTERN END OF THE PROPERTY. ALL TRAILS ARE WELL MARKED. RECENT ACQUISITION OF ADJACENT PROPERTY FORMERLY USED FOR POTATO RESEARCH HAS PROMPTED A HALT TO FURTHER TRAIL DEVELOPMENT PENDING THE COMPLETION OF A COMPREHENSIVE PLAN FOR THE TRAIL SYSTEM. 141200 THE FOUNDATION HAS REFURBISHED THE SUGARHOUSE BUILT BY THE FOUNDER AND HAS HIRED AN EXPERT TO OVERSEE THE HARVEST OF MAPLE SAP FROM THE LARGE STAND OF MAPLE TREES (THE "SUGARBUSH") AND BOIL SYRUP WHILE RUNNING AN OUTREACH PROGRAM FOR STUDENTS AT LOCAL SCHOOLS AND THE PUBLIC. COVID HAS LIMITED IN-PERSON CONTACT, BUT THE 2021 SYRUP HARVEST WAS VERY GOOD AND RESULTED IN DONATIONS TO THE LAKE PLACID CENTRAL SCHOOL FOOD PROGRAM AND THE NORTH ELBA CHRISTMAS FUND (THE BALANCE WAS DISTRIBUTED DURING OUTREACH PROGRAMS DURING THE YEAR). 36100 0 18659401 410989 0 19070390 0 0 19070390 286056 18784334 939217 939217 16156 16156 923061 0 923061 0 923061 1051161 0 571382 1622543 923061 0 0 229024 192670 263063 40696 65636 791089 1622543 0 0 0 923061 699482 0 0 1490571 0 0 0 0 0 0 229024 1261547 192670 263063 40696 65636 699482 X ADIRONDACK COMMUNITY TRUST PO BOX 288 LAKE PLACID NY 129460288 N/A PC 2021 UIHLEIN IRONMAN SPORTS FUND 5000 ADIRONDACK COUNCIL INC PO BOX D-2 ELIZABETHTOWN NY 129320640 N/A PC CLARENCE PETTY INTERN 7500 ADIRONDACK FOUNDATION PO BOX 288 LAKE PLACID NY 129460288 N/A PC NORTH ELBA CHRISTMAS FUND 10000 ADIRONDACK NORTH COUNTRY SPORTS COUNCIL 49 PARKSIDE DR LAKE PLACID NY 129463832 N/A PC 2022 WORLD UNIVERSITY SPEED SKATING CHAMPIONSHIPS 50000 ADIRONDACK RESEARCH CONSORTIUM PO BOX 96 PAUL SMITHS NY 129700096 N/A PC GENERAL SUPPORT 1500 BARKEATER TRAILS ALLIANCE - BETA PO BOX 843 LAKE PLACID NY 129460843 N/A PC SUPPORT STRATEGIC PLANNING 4000 BRILLIANT PATHWAYS 2303 LAKE SHORE ROAD ESSEX NY 129360001 N/A PC K-12 SCHOOL PROGRAMS 5000 ESSEX COUNTY HISTORICAL SOCIETY PO BOX 428 7590 COURT STREET ELIZABETHTOWN NY 129320428 N/A PC GENERAL OPERATIONS 7500 LAKE PLACID CENTER FOR THE ARTS 17 ALGONQUIN DRIVE LAKE PLACID NY 129461054 N/A PC NEW LIGHTING 40000 LAKE PLACID COMMUNITY BEAUTIFICATION ASSOCIATION 2693 MAIN STREET LAKE PLACID NY 129463351 N/A PC GENERAL SUPPORT 14000 LAKE PLACID ELEMENTARY SCHOOL PLAYGROUND 318 OLD MILITARY ROAD LAKE PLACID NY 129461811 N/A PC GENERAL SUPPORT 25000 LAKE PLACID NORTH ELBA HISTORICAL SOCIETY PO BOX 189 LAKE PLACID NY 129460189 N/A PC GENERAL SUPPORT 10000 LAKE PLACID NY ROTARY FOUNDATION PO BOX 854 LAKE PLACID NY 129460854 N/A PC BUS SHELTER 15000 LAKE PLACID OUTING CLUB INC 34 SCHOOL STREET LAKE PLACID NY 129463323 N/A PC GENERAL SUPPORT 2500 LAKE PLACID PUBLIC LIBRARY 2471 MAIN STREET LAKE PLACID NY 129463301 N/A PC GENERAL SUPPORT 5000 LAKE PLACID SINFONIETTA INC PO BOX 1303 LAKE PLACID NY 129465303 N/A PC GENERAL SUPPORT 7500 LAKE PLACID SKI CLUB PO BOX 691 LAKE PLACID NY 129460691 N/A PC SUMMER YOUTH PROGRAMS 5000 LAKE PLACID VOLUNTEER AMBULANCE SERVICES INC PO BOX 107 LAKE PLACID NY 129460107 N/A PC GENERAL SUPPORT 5000 LAKE PLACID VOLUNTEER FIRE DEPARTMENT INC PO BOX 569 LAKE PLACID NY 129460569 N/A PC GENERAL SUPPORT 60000 NEW YORK SKI EDUCATION FOUNDATION INC 5021 NYS ROUTE 86 WILMINGTON NY 129970000 N/A PC GENERAL SUPPORT 15000 NORTHWOOD SCHOOL 92 NORTHWOOD ROAD LAKE PLACID NY 129463625 N/A PC WILDLIFE PROGRAMS 25000 SONGS AT MIRROR LAKE INC PO BOX 1450 LAKE PLACID NY 129465450 N/A PC GENERAL SUPPORT 6000 THOMAS SHIPMAN SR MEMORIAL YOUTH CENTER INC PO BOX 1122 LAKE PLACID NY 129465122 N/A PC THOMAS SHIPMAN MEMORIAL YOUTH CENTER INC 15000 TOWN OF NORTH ELBA 2693 MAIN STREET LAKE PLACID NY 129463567 N/A PC GLOBAL SPORTS PROGRAM 59950 TRI-LAKES HUMANE SOCIETY PO BOX 111 SURANAC LAKE NY 129830111 N/A PC GENERAL SUPPORT 5000 UNITED STATES LUGE ASSOCIATION 57 CHURCH STREET LAKE PLACID NY 129461805 N/A PC YOUTH DEVELOPMENT PROGRAM AND WIND TUNNEL TESTING 24796 430246 0 14 1561 14 140108 14 326 18 1076131 0 1218126 0 1218126 0 0 0 0 0 0 0 0 0 0 BOOKKEEPING 30000 0 30000 FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 24179 0 24179 ABBVIE INC 3.600% DUE 05/14/2025 50,000 QTY 53136 53136 ACE INA HLDGS INC 2.875% DUE 11/03/2022 35,000 QTY 35543 35543 AIR LEASE CORP 0.800% DUE 08/18/2024 45,000 QTY 44105 44105 AMAZON.COM INC 1.650% DUE 05/12/2028 20,000 QTY 19984 19984 AMERICAN HONDA FINANCE 1.950% DUE 05/20/2022 35,000 QTY 35209 35209 ANTHEM INC 3.650% DUE 12/01/2027 35,000 QTY 38414 38414 APPLE INC 2.050% DUE 09/11/2026 39,000 QTY 40100 40100 BANK OF AMERICA CORP 3.366% DUE 01/23/2026 40,000 QTY 42107 42107 BROADCOM INC 4.700% DUE 04/15/2025 40,000 QTY 43744 43744 CANADIAN IMPERIAL BANK 3.100% DUE 04/02/2024 35,000 QTY 36511 36511 CHURCH & DWIGHT CO INC 3.150% DUE 08/01/2027 35,000 QTY 37178 37178 CIGNA CORP 3.750% DUE 07/15/2023 24,000 QTY 24979 24979 CITIGROUP INC 3.668% DUE 07/24/2028 50,000 QTY 53928 53928 COMCAST CORP 3.700% DUE 04/15/2024 40,000 QTY 42508 42508 D.R. HORTON INC 1.400% DUE 10/15/2027 50,000 QTY 48390 48390 DUPONT DE NEMOURS INC 4.493% DUE 11/15/2025 43,000 QTY 47513 47513 ENTERGY LOUISIANA LLC 0.620% DUE 11/17/2023 50,000 QTY 49609 49609 EQUIFAX INC 2.600% DUE 12/01/2024 40,000 QTY 41394 41394 ESTEE LAUDER CO INC 2.600% DUE 04/15/2030 40,000 QTY 41467 41467 GENERAL MOTORS FINL CO 4.000% DUE 01/15/2025 15985 15985 GENERAL MOTORS FINL CO 4.350% DUE 04/09/2025 24780 24780 HP ENTERPRISE CO 1.750% DUE 04/01/2026 25,000 QTY 25003 25003 HP ENTERPRISE CO 4.900% DUE 10/15/2025 18,000 QTY 19975 19975 INTERCONTINENTALEXCHANGE 0.700% DUE 06/15/2023 50,000 QTY 49957 49957 JABIL INC 4.700% DUE 09/15/2022 45,000 QTY 46189 46189 JPMORGAN CHASE & CO 2.069% DUE 06/01/2029 19,000 QTY 18841 18841 JPMORGAN CHASE & CO 4.203% DUE 07/23/2029 19,000 QTY 21219 21219 LOWE'S COS INC 1.700% DUE 09/15/2028 45,000 QTY 44085 44085 MASTERCARD INC 3.500% DUE 02/26/2028 38,000 QTY 41620 41620 MCDONALD'S CORP 3.300% DUE 07/01/2025 40,000 QTY 42453 42453 MORGAN STANLEY 1.512% DUE 07/20/2027 30,000 QTY 29526 29526 MORGAN STANLEY 1.593% DUE 05/04/2027 15,000 QTY 14846 14846 NATIONAL RURAL UTIL COOP 1.750% DUE 01/21/2022 12,000 QTY 12008 12008 NEXTERA ENERGY CAPITAL 0.650% DUE 03/01/2023 45,000 QTY 44906 44906 ORACLE CORP SR GLBL NT 2.500% DUE 05/15/2022 35,000 QTY 35138 35138 PAYPAL HOLDINGS INC 1.650% DUE 06/01/2025 40,000 QTY 40494 40494 PIONEER NATURAL RESOURCES 1.125% DUE 01/15/2026 45,000 QTY 43770 43770 PNC FINANCIAL SERVICES 3.300% DUE 03/08/2022 40,000 QTY 40103 40103 PUBLIC STORAGE 3.500% DUE 02/26/2028 38,000 QTY 44922 44922 ROPER TECHNOLOGIES INC 2.950% DUE 09/15/2029 45,000 QTY 46616 46616 ROSS STORES INC 4.600% DUE 04/15/2025 40,000 QTY 43794 43794 SHELL INTERNATIONAL FIN 2.375% DUE 11/07/2029 43,000 QTY 43990 43990 SOUTHERN CAL EDISON 0.975% DUE 08/01/2024 45,000 QTY 44617 44617 SOUTHWEST AIRLINES CO 5.125% DUE 06/15/2027 40,000 QTY 45783 45783 SUMITOMO MITSUI FINL GRP 2.632% DUE 07/14/2026 66,000 QTY 42518 42518 UNION PACIFIC CORP 3.950% DUE 09/10/2028 40,000 QTY 44901 44901 VALERO ENERGY CORP 1.200% DUE 03/15/2024 50,000 QTY 49949 49949 VERISK ANALYTICS INC 4.000% DUE 06/15/2025 45,000 QTY 48446 48446 VERIZON COMMUNICATIONS 1.750% DUE 01/20/2031 49,000 QTY 46377 46377 WEC ENERGY GROUP INC 0.800% DUE 03/15/2024 45,000 QTY 44562 44562 ADOBE INC (ADBE) 94.000 SHARES 53303 53303 ADVANCE AUTO PARTS (AAP) 195.000 SHARES 38380 38380 AIR PRODUCTS & CHEMICALS (APD) 122.000 SHARES 37119 37119 ALPHABET INC CLASS C (GOOG) 72.000 SHARES 208338 208338 AMAZON.COM INC (AMZN) 40.000 SHARES 133373 133373 AMEREN CORP (AEE) 380.000 SHARES 33823 33823 AMERICAN TOWER CORP (AMT) 284.000 SHARES 83070 83070 AMERICAN WATER WORKS CO (AWK) 170.000 SHARES 32106 32106 AMPHENOL CORP (APH) 590.000 SHARES 51601 51601 ANSYS INC (ANSS) 61.000 SHARES 24468 24468 AON PLC (AON) 87.000 SHARES 26148 26148 APPLE INC (AAPL) 1,265.000 SHARES 224626 224626 APTIV PLC (APTV) 350.000 SHARES 57732 57732 ASML HOLDING (ASML) 78.000 SHARES 62432 62432 ASPEN TECHNOLOGY (AZPN) 160.000 SHARES 24352 24352 BANK OF AMERICA CORP (BAC) 2,315.000 SHARES 102994 102994 BLACKSTONE GROUP INC (BX) 625.000 SHARES 80868 80868 BURLINGTON STORES INC (BURL) 98.000 SHARES 28567 28567 CARLISLE COS (CSL) 110.000 SHARES 27293 27293 CATALENT INC (CTLT) 265.000 SHARES 33927 33927 CDW CORP/DE (CDW) 170.000 SHARES 34812 34812 CHARTER COMMUNICATIONS INC (CHTR) 54.000 SHARES 35206 35206 CINTAS CORP (CTAS) 100.000 SHARES 44317 44317 CITIGROUP INC (C) 670.000 SHARES 40461 40461 CONOCOPHILLIPS (COP) 870.000 SHARES 62796 62796 COOPER COS INC (COO) 92.000 SHARES 38542 38542 DANAHER CORP (DHR) 230.000 SHARES 75672 75672 DOLLARAMA INC (DOL.TO) 830.000 SHARES 41512 41512 DOMINOS PIZZA (DPZ) 41.000 SHARES 23137 23137 DOVER CORP (DOV) 160.000 SHARES 29056 29056 EATON CORP PLC (ETN) 370.000 SHARES 63943 63943 EQUIFAX INC (EFX) 127.000 SHARES 37184 37184 EXPEDIA GROUP INC (EXPE) 120.000 SHARES 21686 21686 HEICO CORPORATION (HEI) 75.000 SHARES 10816 10816 HILTON WORLDWIDE HOLDINGS (HLT) 390.000 SHARES 60836 60836 HOME DEPOT (HD) 75.000 SHARES 31125 31125 IAA INC (IAA) 450.000 SHARES 22779 22779 IQVIA HOLDINGS INC (IQV) 405.000 SHARES 114266 114266 JONES LANG LASALLE INC COM (JLL) 130.000 SHARES 29627 29627 JPMORGAN CHASE & CO (JPM) 370.000 SHARES 58589 58589 LAB CORP OF AMER HLDGS NEW (LH) 74.000 SHARES 23251 23251 LINCOLN ELEC HLDG (LECO) 170.000 SHARES 23709 23709 LVMH MOET HENNESSY VUITTON (LVMHF)70.000 SHARES 57638 57638 MATCH GROUP INC (MTCH) 209.000 SHARES 30946 30946 MERCADOLIBRE INC (MELI) 11.000 SHARES 14832 14832 META PLATFORMS INC (FB) 395.000 SHARES 132858 132858 MICROSOFT CORP (MSFT) 860.000 SHARES 289235 289235 MSCI INC (MSCI) 66.000 SHARES 40437 40437 NASDAQ INC. (NDAQ) 170.000 SHARES 35701 35701 NICE LTD ADR (NICE) 105.000 SHARES 31878 31878 NIKE INC CL B (NKE) 550.000 SHARES 91668 91668 NORTHROP GRUMMAN CORP (NOC) 134.000 SHARES 51867 51867 NVIDIA CORP (NVDA) 88.000 SHARES 25881 25881 PAYCOM SOFTWARE INC (PAYC) 56.000 SHARES 23250 23250 PEPSICO INC (PEP) 395.000 SHARES 68615 68615 PIONEER NATURAL RESOURCES (PXD) 160.000 SHARES 29100 29100 ROSS STORES INC (ROST) 370.000 SHARES 42283 42283 S&P GLOBAL INC. (SPGI) 114.000 SHARES 53800 53800 SAFRAN SA (SAF.PA)310.000 SHARES 37800 37800 SCHWAB CHARLES CORP NEW (SCHW) 940.000 SHARES 79054 79054 SEA LTD ADR (SE) 115.000 SHARES 25726 25726 SERVICENOW INC (NOW) 64.000 SHARES 41543 41543 SMITH A O CORP (AOS) 260.000 SHARES 22321 22321 SS&C TECHNOLOGIES HOLDINGS (SSNC) 315.000 SHARES 25823 25823 STERIS PLC (STE) 140.000 SHARES 34077 34077 SYNOPSYS INC (SNPS) 91.000 SHARES 33533 33533 TELEFLEX INC (TFX) 81.000 SHARES 26606 26606 TEXAS INSTRUMENTS INC (TXN) 460.000 SHARES 86696 86696 THERMO FISHER SCIENTIFIC (TMO) 114.00 SHARES 76065 76065 UNION PACIFIC CORP (UNP) 235.00 SHARES 59203 59203 UNITEDHEALTH GROUP INC (UNH) 185.000 SHARES 92895 92895 US FOODS HOLDING CORP (USFD) 1,045.000 SHARES 36397 36397 VISA INC (V) 560.000 SHARES 121357 121357 VULCAN MATERIALS (VMC) 285.000 SHARES 59160 59160 WEX INC (WEX) 130.000 SHARES 18250 18250 WYNDHAM HOTELS & RESORTS (WH) 220.000 SHARES 19723 19723 ZOETIS INC (ZTS) 305.000 SHARES 74429 74429 1929209 1929209 0 0 OW CREDIT INCOME FUND (OWCIX) 88,495.781 SHARES FMV 892922 892922 OW LARGE CAP STRATEGIES FD (OWLSX) 374,551.481 SHARES FMV 7056549 7056549 OW SMALL & MIDCAP STRAT FD (OWSMX) 112,123.287 SHARES FMV 2023825 2023825 MILLS PROPERTY LAND 1971102 0 1971102 1971102 HEAVEN HILL FARM 2398371 0 2398371 2398371 HENRY'S WOODS LAND 321639 0 321639 321639 OLD ORCHARD TRAIL 81419 0 81419 81419 HEAVEN HILL TRAIL 64220 0 64220 64220 CARETAKERS RESIDENCE 139373 0 139373 139373 HEAVEN HILL OFFICE 88017 0 88017 88017 EQUIPMENT 188212 0 188212 188212 CORNELL LOT 917398 0 917398 917398 UIHLEIN FARM 507788 0 507788 507788 IMPROVEMENTS 11650 0 11650 11650 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 2850 0 2850 DIRECTORS AND OFFICERS INSURANCE 2093 0 2093 FILING FEES 750 0 750 OFFICE AND OTHER EXPENSES 1214 0 1214 OTHER INVESTMENT EXPENSES 7 7 0 PROPERTY INSURANCE 26477 0 26477 REPAIRS AND MAINTENANCE 189087 0 189087 UTILITIES 31953 0 31953 OTHER INVESTMENT INCOME 270 270 270 SECURITY LITIGATION PROCEEDS 56 56 56 UNREALIZED APPRECIATION ON INVESTMENTS 1000292 INVESTMENT MANAGEMENT AND ADVISORY 47846 47846 0 FOREIGN TAXES WITHHELD 637 637 0