2022-11-15T13:54:53-06:00 2021-12-31 331197384 ANDERSEN TAX LLC 333 BUSH STREET SUITE 1700 SAN FRANCISCO CA 94104 990PF 2021-01-01 383840804 WADHWANI OPERATING FOUNDATION WADH 6509462505 PO BOX 1987 LOS ALTOS CA 94023 ROMESH WADHWANI DIRECTOR 6509462532 2022-11-15 1 ROMESH WADHWANI XXX-XX-XXXX SABRINA A CHIN P00734293 4157642718 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 477760917 X 69765278 773841 342994 342994 1676 1670 1670 44947469 72694236 12916224 104 50296063 44700611 6187846 165784327 57961499 6532614 450000 0 0 337176 4206 0 0 1843 87373 0 0 87373 28282 0 0 20090 56900 10500 0 46400 12233534 0 0 12173088 151650 0 0 151650 15997 0 0 2404338 2119 0 2400136 15432280 12619 0 15217756 0 0 15432280 12619 0 15217756 150352047 57948880 6532614 8193380 64494960 64494960 1635186 1405455 1405455 12990 15893 15893 309872075 399523751 399523751 104751 82808 35902 21943 21943 7650060 12298915 12298915 327399593 477760917 477760917 -607138 -423127 -607138 -423127 X 328006731 478184044 328006731 478184044 327399593 477760917 328006731 150352047 0 478358778 174734 478184044 REALIZED GAIN/LOSS P 2020-12-31 44947469 44947469 0 0 UBS #3839 P 2020-12-31 2051718 2051614 104 104 UBS #3839 P 2020-12-31 2360000 2350828 9172 9172 UBS #6946 D 2020-12-31 5328025 819517 4508508 4508508 UBS #6946 D 2020-12-31 8748038 454495 8293543 8293543 SCHWAB #2882 P 2020-12-31 4600000 4600000 0 0 DISPOSITION OF HEIF FEEDER FUND K-1 P 2020-12-31 4658986 4554089 104897 104897 12916224 104 805489 0 805489 0 805489 0 0 850000 0 850000 X 18565 25946 25946 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A RWX LLC 6509462532 FOUR MAIN STREET SUITE 210 LOS ALTOS CA 94022 0 1 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 ROMESH T WADHWANI PO BOX 1987 LOS ALTOS CA 94023 PRESIDENT/CEO/DIRECTOR 0.50 0 0 0 KATHLEEN E WADHWANI PO BOX 1987 LOS ALTOS CA 94023 SECRETARY/DIRECTOR 0.50 0 0 0 AJAY KELA PO BOX 1987 LOS ALTOS CA 94023 EXECUTIVE DIRECTOR 40.00 450000 48128 0 NONE 0 LUIS JAVIER CAMPOS STIVALET AV PASEO DEL POPOCATEPETL 35 PUEBLA MX PROFESSIONAL FEES IN MEXICO 187445 PRAVESH MEHRA AVAILABLE ON REQUEST MX PROFESSIONAL FEES IN MEXICO 78750 MAHI KAMAL ALJAZZAR 7 MOHAMED HASSOUNA STREET NOZHA HELIOPOLIS CAIRO EG PROFESSIONAL FEES 60000 MC BOLTON 226 BEYERS NAUDE DRIVE RUSTENBURG SF PROFESSIONAL FEES IN SOUTH AFRICA 55250 0 GTI: THE GLOBAL TRAINING INSTITUTE AIMS TO TRANSFORM BOTH THE VOCATIONAL SKILLING ECOSYSTEM AS WELL AS THE ENTREPRENEURSHIP EDUCATOR COMMUNITY BY RUNNING HIGH IMPACT FACULTY DEVELOPMENT AND MENTOR DEVELOPMENT PROGRAMS. THESE PROGRAMS ARE RUN ON A BLENDED-LEARNING MODE, AND EACH FACULTY RECEIVES APPROPRIATE CERTIFICATION BASED ON THEIR PERFORMANCE IN THIS EXTENSIVE 180-DAY PERIOD. 8993 SDN: THE SKILLS DEVELOPMENT NETWORK PROGRAM BUILDS INDIA'S CAPACITY FOR HIGHER EDUCATION IN COURSES OF STUDY THAT EMPHASIZE BUILDING CORE SKILLS NECESSARY TO ENTER THE JOB MARKET. THE FOUNDATION, IN COLLABORATION WITH CENTRAL AND STATE GOVERNMENTS, DEVELOPS POST-SECONDARY CURRICULUM AND COURSE OFFERINGS CONSISTENT WITH SKILLS DEVELOPMENT. THE FOUNDATION HAS DEVELOPED A PLATFORM SO THAT COURSE OFFERINGS ARE AVAILABLE ONLINE. THE FOUNDATION DID NOT INCUR ANY EXPENSES RELATED TO THIS ACTIVITY FOR THE 2021 TAX YEAR. 0 WF GLOBAL EXPANSION IS A DISTINCT PROGRAM OF THE FOUNDATION. THE PROGRAM IS A LAUNCH-PAD FOR ALL OF WF'S REPLICABLE INITIATIVES WITH A GOAL OF MULTIPLYING THE FOUNDATION'S IMPACT ACROSS EMERGING ECONOMIES. THE COUNTRIES AND REGIONS THAT WERE EXPLORED ARE SOUTH AFRICA AND LATIN AMERICA. TO REACH RAPID SCALE THROUGH STRONG ON THE GROUND PARTNERSHIPS FOR EXECUTION AND FINANCIAL RESOURCES. GLOBAL STARTED OUTREACH IN BOTH SOUTH AFRICA AND LATIN AMERICA AND HAD GOOD RESPONSE FROM ACADEMIA, GOVERNMENTS AND ENTREPRENEUR ECO-SYSTEM PLAYERS. GLOBAL TEAM WORKS CLOSELY WITH THE NEN EDUCATION, CONTENT AND ENTREPRENEUR SUPPORT TEAMS. 2338794 ECOSYSTEM: FOR EARLY AND GROWTH STAGE ENTREPRENEURS AND SMALL AND MEDIUM BUSINESS OWNERS, MENTORING PROGRAM OFFERS DEEP CONNECTS INTO THE GLOBAL ENTREPRENEUR ECOSYSTEM, HELPS ADDRESS KEY BUSINESS CHALLENGES AND ENABLES TRANSFORMATION FOR THE VENTURE. THE PROGRAM, A ZERO EQUITY AND ZERO FEE MODEL, FOCUSES ON PROVIDING GOAL-BASED, TIME-BOUND,AND STRUCTURED MENTORING. 31500 0 23314952 22196959 336371557 381883468 0 0 381883468 5728252 376155216 18807761 X 15217756 0 2038 15219794 X 6532614 1518782 6371640 5707699 20130735 5552722 1290965 5415894 4851544 17111125 15219794 8496063 9567144 6998812 40281813 0 0 0 0 0 15219794 8496063 9567144 6998812 40281813 0 0 12538507 8753722 8562927 8222875 38078031 0 0 0 0 ROMESH T WADHWANI KATHLEEN E WADHWANI X 0 0 14 773841 14 1676 01 50296063 18 44947469 0 96019049 0 96019049 0 0 0 0 0 0 0 0 0 0 X X 1 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 55600000 X 2 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 6041917 X X 3 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 2846493 X X 4 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 5276868 X X 2 84,079 SHARES OF BERKELEY LIGHTS INC - PUBLIC STOCK 6041917 2021-02-01 3 36,027 SHARES OF BERKELEY LIGHTS INC. - PUBLIC STOCK 2846493 2021-02-08 4 89,272 SHARES OF BIGCOMMERCE HOLDINGS INC. - PUBLIC STOCK 5276868 2021-02-26 ACCOUNTING FEES - TAX 21000 10500 0 10500 ACCOUNTING FEES - AUDIT 35900 0 0 35900 ADAMS STREET CO-INVEST IV FMV 21466900 21466900 AG DIRECT LENDING FUND III, L.P FMV 10197716 10197716 AKRIDATA FMV 1000000 1000000 BLACKROCK FIXED INCOME MANAGEMENT FMV 3244236 3244236 CAPIP GUIDESPARK FMV 2992500 2992500 CASHEBOX FMV 2500000 2500000 CORRUM CAPITAL GLOBAL FMV 3450540 3450540 FLEX CAPITAL GLOBAL FMV 4182455 4182455 GUARDIAN POINT LP FMV 3290527 3290527 GURTIN FIXED INCOME MANAGEMENT FMV 23032103 23032103 HERITAGE HEALTHCARE INNOVATION FUND II FMV 5091674 5091674 ICAPITAL FMV 6366129 6366129 IRI ROLLOVER AT COST 6103069 6103069 IRI WARRANTS AT COST 904200 904200 SEQUOIA CAP HERITAGE FUND FMV 249309535 249309535 SYMPHONY EYC CAYMAN LTD FMV 1877965 1877965 TENNENBAUM OPPORTUNITIES FMV 584655 584655 THINK INVESTMENTS FMV 10206210 10206210 UNITUS SEED FUND FMV 163993 163993 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND FMV 41303700 41303700 WASPIRE INVESTMENTS FMV 2074553 2074553 OTHER EQUITY SECURITIES FMV 2 2 GUAGE CAPITAL III LP FMV 181089 181089 LEGAL FEES 28282 0 0 20090 DISTRIBUTION RECEIVABLE 7650060 12298915 12298915 PRIOR PERIOD ADJUSTMENT 174734 OFFICE EXPENSES 10405 0 0 10405 BANK CHARGES 2119 2119 0 0 UTILITIES 1855 0 0 1855 OTHER EXPENSES 2324 0 0 2324 GTI EXPENSES 8993 0 0 8993 ECOSYSTEM EXPENSES 31500 0 0 31500 GLOBAL EXPENSES 468452 0 0 468452 GLOBAL EXPENSES - LATIN AMERICA 1432260 0 0 1430480 GLOBAL EXPANSION - EAST AFRICA 23735 0 0 23735 GLOBAL EXPANSION - WEST AFRICA 11380 0 0 11380 GLOBAL EXPANSION - MENA 95220 0 0 95220 GLOBAL EXPANSION - BRAZIL 154576 0 0 154576 GLOBAL EXPANSION - INVENT 36017 0 0 36017 GLOBAL EXPANSION - INDIA 26669 0 0 26669 GLOBAL EXPANSION - SOUTH AFRICA 90485 0 0 90485 PLATFORM DEVELOPMENT 5195 0 0 5195 INTEREST AND PENALTIES 303 0 0 0 PAYROLL EXPENSES 2850 0 0 2850 ADAMS STREET CO-INVEST 2383109 3309823 -231524 AG DIRECT LENDING FUND III 1211429 513530 480431 BLACKROCK FIXED INCOME MANAGEMENT -43313 0 0 CAPIP GUIDESPARK -1023750 -735542 466713 CAPIP QUESTBACK 0 266736 244058 CORRUM CAPITAL GLOBAL CREDIT OPPORTUNITIES FUND 509102 -52358 -45687 FLEX CAPTIAL FUND I 1801594 562409 -26550 GUARDIAN POINT, LP 333338 204178 -131466 GURTIN FIXED INCOME -475050 0 0 HEIF FEEDER FUND 333652 245230 974706 HERITAGE HEALTHCARE INNOVATION FUND II, LP 516182 1145217 -37109 ICAPITAL-MSD PRIVATE CREDIT 421082 692610 195193 ICQ OPPORTUNITIES FUND 2, LP -599 -918 -918 SCHF US, LP (SEQUOIA HERITAGE) 37517396 31096411 -3542 SYMPHONY EYC CAYMAN 0 9406 9406 TENNENBAUM OPPORTUNITIES FUND VI, LLC -85226 0 0 THINK INVESTMENTS LTD. 2830735 1511905 0 UNITUS SEED FUND LP -93541 -77725 -17695 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND, LTD. 924454 5686446 4710514 VECTOR MM COINVEST (MOOD CO-INVEST) 2999129 0 0 WASPIRE INVESTMENTS LLC 485980 590210 -87449 UBS 13839 -10705 -3043 -3043 UBS 16946 0 -6 -6 GAUGE CAPITAL PARALLEL III LP -238935 -308186 -308186 STG III LP 0 44278 0 PAYABLE TO WADHWANI CHARITABLE FOUNDATION 81898 81898 PAYROLL LIABILITIES 1656 1656 ACCRUED EXPENSES 258855 262499 EXCISE TAX LIABILITY -948367 -773633 OTHER LIABILITIES -1180 4453 OTHER FEES 133534 0 0 133534 CONSULTING FEES 12100000 0 0 12039554 PAYROLL TAXES 15694 0 0 15694 OTHER TAXES 85 0 0 85 FEDERAL EXCISE TAX 134962 0 0 134962 CA TAX 909 0 0 909