2022-11-15T14:03:21-05:00 2021-12-31 383133790 ANDREWS HOOPER PAVLIK PLC 5915 EASTMAN AVE STE 100 MIDLAND MI 486406824 990PF 2021-01-01 381437485 THE HERBERT H & GRACE A DOW FOUNDATION HERB 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 TINA HOP CONTROLLER 9896313699 2022-11-14 true TINA HOP 999009999 KELLIE M BOS P00448161 9898357721 2022-11-14 2021 2022-09-23 18:48:47Z X 619681417 X 2896 X 14960 14960 16780528 16780528 88 88 88 25322976 247516538 25336235 389133 222935 166198 166198 12412451 10284242 2128209 54700097 52416053 2294407 280342 67283 2803 210256 2267476 84401 113732 1027621 823812 38560 38597 746655 8477 8626 64000 32000 32000 1589454 1422247 132224 34983 1524244 266 3645 1476103 1041722 942623 46639 1087905 46061 15107 31151 24011 245 23766 12048880 12592 19107 649613 21095483 1672190 1395335 3856221 25305283 16420113 46400766 1672190 1395335 20276334 8299331 50743863 899072 5059 185884 185884 36586059 6295846 6295846 28 382 28 28 46110 44600 44600 91748 102169 102169 98390626 117822767 117822767 409778157 495230123 495230123 47044773 15686521 30710627 31358252 575608768 651039669 619681417 85577 344253 16168972 25052000 2025432 2725805 18279981 28122058 X 557328787 622917611 557328787 622917611 575608768 651039669 557328787 8299331 57289493 622917611 622917611 PUBLICLY TRADED SECURITIES P 245430066 222180303 23249763 23249763 OPTION INCOME ON PUBLICLY TRADED SEC P 2086472 2086472 2086472 25336235 23249763 705340 705340 705340 470000 470000 X 4622 239962 false false false false false true true false true true MI true false false false false true WWW.HHGADOWFDN.ORG TINA HOP 9896313699 1018 W MAIN ST MIDLAND MI 48640 false false false false true false false false false false false false false false false false false false false false false false MICHAEL LLOYD DOW 1018 W MAIN ST MIDLAND MI 48640 VICE PRESIDE 2.00 0 0 0 MACAULEY WHITING JR 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 MARGARET E THOMPSON 1018 W MAIN ST MIDLAND MI 48640 SECRETARY 2.00 0 0 0 WILLARD MOTT 1018 W MAIN ST MIDLAND MI 48640 TREASURER 3.00 0 0 0 RUTH A DOAN 1018 W MAIN ST MIDLAND MI 48640 PRESIDENT 10.00 0 0 35000 STEPHEN CARRAS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 BONNIE BUCHANAN MATHESON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 ALDEN LEE HANSON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 DIANE DOW HULLET 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 SUZANNA MCCUAN 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 DAVID CAMP 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 JAMES FITTERLING 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 LILLA YM OHRSTROM 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 JENEE VELASQUEZ 1018 W MAIN ST MIDLAND MI 48640 EXECUTIVE DI 40.00 280342 30428 0 ELIZABETH LUMBERT 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE DI 40.00 164000 30535 TINA HOP 1018 W MAIN ST MIDLAND MI 48640 CONTROLLER 33.00 120218 28355 SCOTT SCHULTHEIS 1018 W MAIN ST MIDLAND MI 48640 HORTICULTURI 40.00 84125 29064 CHARLES MARTIN 1018 W MAIN ST MIDLAND MI 48640 HORTICULTURI 40.00 86638 24474 MATT GERHARDT 1018 W MAIN ST MIDLAND MI 48640 HUMAN RESOUR 40.00 78000 21015 25 SERENUS JOHNSON CONSTRUCTION 5178 KASEMEYER ROAD BAY CITY MI 48707 CONSTRUCTION 1435510 WTA ARCHITECTS 100 S JEFFERSON AVE STE 601 SAGINAW MI 48607 ARCHITECTURE 321570 SYM FINANCIAL ADVISORS 414 TOWNSEND ST MIDLAND MI 48640 FINANCIAL 246541 THREE RIVERS CORPORATION PO BOX 1467 MIDLAND MI 486411467 CONSTRUCTION 200985 PROSPIANT BOX 715010 CINCINNATI OH 45271 ARCHITECTURE 151059 10 ESTABLISHED IN 1899, AS A HOME FOR HERBERT H. AND GRACE A. DOW AND FAMILY, DOW GARDENS TYPICALLY WELCOMES 300,000 GUESTS PER YEAR. EXPERIENCE A DAZZLING 110-ACRE DISPLAY OF ANNUALS AND PERRENIALS PUNCTUATED BY DISTINCTIVE BRIDGES, AN AWARD-WINNING CHILDRENS GARDEN, TOWERING PINES, DELIGHTFUL WATER FEATURES, AND THE NATIONS LONGEST CANOPY WALK WHICH TAKES GUESTS FOUR STORIES HIGH INTO THE TREE TOPS. VISITORS ARE INVITED TO LEAVE THE PATHWAY AND EXPLORE THE UNIQUELY-DESIGNED LANDSCAPE, TAKE A TOUR OF THE HISTORIC PINES HOME, PARTICIPATE IN ONE OF THE MANY HANDS-ON EDUCATIONAL PROGRAMS, AND DISCOVER BEAUTIFUL ART AND MUSIC IN A RELAXED SETTING. DOW GARDENS IS COMPRISED ON AN ESTATE GARDEN, HISTORIC HOME, AND THRIVING FOREST. DOW GARDENS IS A SIGNATURE GIFT OF THE HERBERT H. AND GRACE A. DOW FOUNDATION. 5990223 N/A 305345762 7529264 248367602 561242628 561242628 8418639 552823989 27641199 27641199 705340 705340 26935859 26935859 26935859 20276334 2134002 22410336 26935859 1529479 2869079 4398558 22410336 22410336 4398558 4398558 126965 NONE NONE CARRIE NIELSEN 1018 W MAIN STREET MIDLAND MI 486404292 9896313699 HHGADOWFDN.ORG/GUIDELINES THE FORMAL GRANT APPLICATION CAN BE FOUND ON THE HERBERT H. AND GRACE A. DOW FOUNDATION WEBSITE AT WWW.HHGADOWFDN.COM. THE FIRST STEP IN THE TWO-STAGE PROCESS CONSISTS OF THE SUBMISSION OF A LETTER OF INTEREST (LOI). THE SECOND STEP IS BY INVITATION ONLY TO ORGANIZATIONS WITH REQUESTS THAT BEST ALIGN WITH FOUNDATION MISSION AND CURRENT GRANTMAKING PRIORITIES. APPLICANTS WILL BE ASKED TO INCLUDE THE FOLLOWING INFORMATION IN A PROPOSAL: A SUMMARY SETTING FORTH THE NATURE AND POTENTIAL RESULTS OF THE PROGRAM FOR WHICH FUNDING IS SOUGHT; THE TOTAL COST OF THE PROJECT, INCLUDING ANY ENDOWMENT FOR OPERATIONS; THE TOTAL AMOUNT SOUGHT FROM THE FOUNDATION, AND OVER WHAT PERIOD OF TIME THE GRANT MAY BE DISBURSED, AS WELL AS ANY OTHER FUNDING SOURCES BEING SOUGHT FOR THE PROJECT; EVIDENCE OF THE ORGANIZATION'S TAX-EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3); A DETAILED ANNUAL ORGANIZATION BUDGET AND AUDITED FINANCIAL STATEMENT FOR THE ORGANIZATION; THE NAMES OF MANAGEMENT AND OF T THE BOARD MEETS DURING THE YEAR TO MAKE FINAL DECISIONS WITH GRANTS TYPICALLY DISBURSED IN DECEMBER. THE FOUNDATION DOES NOT MAKE GRANTS DIRECTLY TO INDIVIDUALS. THE FOUNDATION'S CHARTER LIMITS ITS GRANTS TO MICHIGAN ORGANIZATIONS. THE FOUNDATION CANNOT LEGALLY SUPPORT: ORGANIZATIONS THAT ARE NOT ELIGIBLE TO RECEIVE TAX DEDUCTIBLE CONTRIBUTIONS PER THE INTERNAL REVENUE SERVICE; POLITICAL ORGANIZATIONS; SECTARIAN RELIGIOUS ORGANIZATIONS (EXCEPT THOSE THAT ARE LOCATED IN THE MIDLAND COMMUNITY); OR ORGANIZATIONS THAT PRACTICE DISCRIMINATION BY RACE, SEX, CREED, AGE, OR NATIONAL ORIGIN. THE FOUNDATION DOES NOT ACCEPT PRESET "FORMULAS FOR GIVING" PREPARED BY NONPROFIT AGENCIES. SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 6692020 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 9728093 16420113 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 18613102 18613102 DOW GARDENS ADMISSIONS 921392 HORTICULTURAL CLASSES 62533 PINES ADMISSIONS 1770 HORTICULTURE SUP/EQUIP SALE 23943 14 14960 14 16780528 16 88 18 10284242 1 25322976 453220 166198 WEDDINGS 27412 MISC 4672 SEE K-1 UBI INCOME ATTACHME 900099 1086487 1252685 52402794 1041722 54697201 1A ADMISSION FEES FOR DOW GARDENS 1B HORTICULTURAL CLASSES FOR CHILDREN & OTHERS 1C ADMISSIONS FEES FOR THE PINES AREA OF THE GARDENS 1D HORTICULTURAL SUPPLIES SOLD AS PART OF CHARITABLE ACTIVITIES ASSOCIATED WITH DOW GARDENS 11B FEES CHARGED FOR WEDDINGS HELD IN THE GARDENS; ENCOURAGING THE PUBLIC TO UTILIZE THE BEAUTY OF THE GARDENS 11C UBI INCOME REPORTED ON SCHEDULES K-1 false false false false false false false false false false ACCOUNTING FEES 64000 32000 32000 SEE ATTACHED LISTING 351831 6613068 1476103 1041722 CONSERVATORY BOILER PURCHASE 29481 -12126 17355 SCOOTER - ACCESS MOBILITY CENTER PURCHASE 1888 -1133 755 ADD CAPITAL GAINS PAGE 3, LINE 2 PURCHASE DUPONT STOCK 15234002 15234002 DOW CHEMICAL STOCK 29882284 29882284 DFA INTL VALUE PORT 19521378 19521378 DFA INTL SMALL CAP VALUE 11402351 11402351 DFA INFLATION PROTECTED 5346437 5346437 DFA US LARGE CAP 7462718 7462718 AMERICAN NEW PERSPECTIVE FUND 28973597 28973597 16-1625273 - APJOHN FMV 284701 284701 26-3886702 - AQR STYLE PREMIA FMV 7134810 7134810 03-0469267 - ARBORETUM 1 FMV 820981 820981 20-3879026 - ARBORETUM 1A FMV 399795 399795 20-8495541 - ARBORETUM 2 FMV 208144 208144 27-4709037 - ARBORETUM VENTURES III FMV 900582 900582 47-4200749 - ARBORETUM VENTURES IV FMV 2667599 2667599 36-4443622 - ARCH DEVELOPMENT FUND 1 FMV 1351558 1351558 36-4119709 - ARCH VENTURE FUND III FMV 6298 6298 47-0859230 - ARCH VENTURE IV-A FMV 10157 10157 06-1582470 - ARCH VENTURE FUND V FMV 104375 104375 27-3114657 - ARSENAL VENTURE CAPITAL FMV 4779152 4779152 81-3994795 - AUXO INVESTMENT PARTNER FMV 147775 147775 81-4008189 - AUXO GROWTH HOLDINGS I FMV 4790558 4790558 38-7142204 - BLACKSTONE ALTERNATIVES FMV 1644995 1644995 36-4800114 - BLACKSTONE CAPITAL FMV 9683867 9683867 13-3492071 - BLACKSTONE PARTNERS INV FMV 22839565 22839565 98-1386129 - CARLYLE PE ACCESS FUND FMV 6270195 6270195 61-1780481 - CARLYLE STRAT. PART. IV FMV 3606841 3606841 61-1742367 - FORTRESS CREDIT OPP IV FMV 2741363 2741363 98-1439362 - FORTRESS CREDIT OPP V FMV 7346035 7346035 38-4046268 - FORTRESS INTELLECT PROP FMV 2897797 2897797 32-0431732 - FORTRESS RE OPP. II FMV 1021050 1021050 32-0499393 - FORTRESS RE OPP. III FMV 5728480 5728480 62-1451003 - GT PARTNERS LP FMV 24922555 24922555 62-1570892 - GT GLOBAL HEDGE MKT FMV 21607679 21607679 83-2178554 - KKR PRINCIPAL OPP FMV 7505330 7505330 38-7136002 - LS REAL ESTATE REC IV FMV 703424 703424 46-6669749 - LS VIII RECOVERY TRUST FMV 457191 457191 38-3431245 - NORTHCOAST FMV 54776 54776 13-4359956 - NCTI III LIMITED PTRSHP FMV 3714246 3714246 82-3021163 - NCTI IV, PARTNERSHIP FMV 1612023 1612023 82-3278140 - PRIVATE EQUITY CO INV. FMV 8695583 8695583 83-2538130 - PEG GLOBAL PRIVATE EQ. FMV 33553745 33553745 35-2491286 - RCP DIRECT II LP FMV 1165550 1165550 37-1884177 - RCP DIRECT III FMV 7009140 7009140 45-3135867 - RCP FUND VIII LP FMV 2049573 2049573 36-4766444 - RCP FUND IX LP FMV 2212467 2212467 32-0457025 - RCP FUND X FMV 2388296 2388296 35-2550581 - RCP FUND XI FMV 2546560 2546560 37-1860110 - RCP FUND XII, LP FMV 2882508 2882508 83-0557610 - RCP FUND XIII FMV 3916804 3916804 90-0852883 - RCP SECONDARY OPP. II FMV 636334 636334 61-1855521 - RCP SECONDARY OPP III FMV 2858709 2858709 80-0805959 - RENAISSANCE VENTURE CAP FMV 7335571 7335571 27-3204697 - RESONANT FUND I FMV ABRAAJ GROWTH MARKETS FMV 4920261 4920261 ALLIQUA STOCK FMV 1416 1416 BLACKROCK CORE BOND FMV 2887731 2887731 BLACKROCK EMERGING MARKETS FMV 7630204 7630204 BLACKROCK STRAT INCOME FMV BRANDYWINEGLOBAL - DIAMOND HILL FMV 5466111 5466111 BREP EUROPE IV REAL FMV 1245382 1245382 BREP EUROPE VI SC SP FMV 5700513 5700513 CARILLON REAMS FMV CARLYLE SP DISTRESSED III FMV 286430 286430 CARLYLE US EQUITY FMV 1199889 1199889 CARLYLE US REALTY FMV 860421 860421 CEMOF II FOREIGN INVESTORS FMV 1746387 1746387 CION ARES DIVERSIFIED FMV 11502693 11502693 CRESCENT VI MEZZANINE FMV 603021 603021 CSP III DISTRESSED FMV 286430 286430 DFA EMERGING MARKETS CORE EQTY FMV 13353248 13353248 DOUBLELINE TOTAL RETURN FMV DRIEHAUS EMERGING MARKET GROWTH FMV 7620255 7620255 FIDELITY TOTAL MARKET FMV 44417998 44417998 FR XIII GLOBAL ENERGY FMV 3295142 3295142 GI PARTNERS IV FMV 3110094 3110094 GOLDMAN SACHS VINTAGE VI FMV 531958 531958 GOLDMAN SACHS VINTAGE VII FMV 4088219 4088219 GS PRIVATE MIDDLE MARKET CR FMV 3201916 3201916 GSO MEZZANINE FINANCE FMV 1322914 1322914 IMPINJ INC FMV 805928 805928 ISHARES CORE US FMV 27330602 27330602 JOHCM INTL CS FMV 10391955 10391955 JP MORGAN GLOBAL BOND FMV 5581625 5581625 JP MORGAN INTREPID FMV 10306697 10306697 MATTHEWS EMER ASIA FMV MOON CAPITAL GLOBAL FMV 256249 256249 PIMCO CORPORATE OPPORTUNITY FMV 2461797 2461797 PIMCO INVESTMENT GRADE FMV PIMCO RAE FMV PIMCO ST FMV 5239339 5239339 PMC PARTNERS I OFFSHORE FMV 331857 331857 SCHWAB US BROAD MARKET ETF FMV 37653350 37653350 SIERRA ONCOLOGY COMMON STOCK FMV 4108 4108 THORNBURG INTERNATIONAL GROWTH FMV 16411401 16411401 VANGUARD SMALL CAP ETF FMV 6869470 6869470 VANGUARD TOTAL STOCK MARKET FMV 16029443 16029443 VESEY STREET FUND FMV 5062932 5062932 SEE ATTACHED 47044773 15686521 31358252 LEGAL FEES 8477 8626 GIFT SHOP & BEVERAGE SALES POSTAGE, MAILING SERVICE 4 4 INFORMATION TECH & SOFTWARE 11193 11193 MEMBERSHIPS AND SUBSCRIPTIONS 95 95 EMPLOYEE EXPENSES 32 32 BANK FEES 20 20 SUPPLIES 7288 7288 ADVERTISING 475 475 EXPENSES EMPLOYEE EXPENSES 9213 8508 BANK FEES 42450 3833 38617 INSURANCE 72291 72306 PAYROLL PROCESSING FEES 134 9 126 PRESIDENT'S EXPENSES 35000 8750 26250 ASSOCIATE STIPENDS 16000 16000 SUPPLIES 190452 191345 MISCELLANEOUS 3487 3698 CLASSES AND EVENTS 108098 104698 ADVERTISING 14728 14678 INFORMATION TECH & SOFTWARE 121771 121746 POSTAGE 5930 4610 MEMBERSHIPS & SUBSCRIPTIONS 8519 8519 SPECIAL PROJECTS 569 569 FINES, PENALTIES, & JUDGMENTS 20505 FUEL 12803 12609 HOUSEKEEPING SUPPLIES 15143 15143 ADMINISTRATIVE FEES 62 62 COVID 19 EXPENSES 4496 4496 UNIFORMS 5158 5158 COMMUNITY PARTICIPATION 475 475 K-1 LOSSES PER BOOKS-SEE ATT 11342489 DOW GARDENS ADMISSIONS 921392 921392 HORTICULTURAL CLASSES 62533 62533 PINES ADMISSIONS 1770 1770 HORTICULTURE SUP/EQUIP SALES 23943 23943 SEE K-1 INCOME ATTACHMENT 10284242 10284242 WEDDINGS 27412 27412 MISC 4672 4672 SEE K-1 UBI INCOME ATTACHMENT 1086487 1086487 PRIOR YEAR APPROVED GRANTS - RETURNED 14571 PRIOR YEAR APPROVED GRANT - CANCELED 2142 UNREALIZED GAIN ON INVESTMENTS 57272780 DEFERRED TAX LIABILITY 1717443 1807995 EXCISE TAX PAYABLE 231716 711810 UNRELATED BUSINESS TAX PAYABLE 76273 206000 INVESTMENT MANAGEMENT FEES 1422247 1422247 CONTRACTED SERVICES 34863 34863 CONSULTANT 120 120 GIFT SHOP & BEVERAGE SALES 9230 9230 INVESTMENT UBI 122994 122994 GIFT SHOP & BEVERAGE SALES 389133 222935 166198 EXCISE TAX 1265051 UBI TAXES 255282 LICENSE & PERMITS 3645 3645 GIFT SHOP & BEVERAGE SALES 266 266