2022-11-14T11:46:27-06:00 2021-12-31 861065772 DELOITTE TAX LLP 50 SOUTH SIXTH STREET SUITE 2800 MINNEAPOLIS MN 55402 990 2021-01-01 471036008 ANNE RAY FOUNDATION ANNE 9525404053 6889 ROWLAND ROAD EDEN PRAIRIE MN 55344 NAOMI HORSAGER CFO 9525404053 2022-11-14 1 NAOMI HORSAGER XXX-XX-XXXX ANNE FULTON P00941863 6123974000 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z PAUL BUSCH 6889 ROWLAND ROAD EDEN PRAIRIE MN 55344 1311430371 0 X WWW.MACPHILANTHROPIES.ORG X 2014 MN CHARITABLE GRANTMAKING TO SOME OR ALL DESIGNATED SUPPORTED ORGANIZATIONS. 5 4 0 0 6270982 484521 0 0 0 0 432268518 426644408 -41640188 2393757 390628330 429038165 128707710 158995238 0 0 15181194 14720883 0 0 0 14101034 15312746 157989938 189028867 232638392 240009298 4822543908 5492759345 104289264 132856598 4718254644 5359902747 X PROVIDE MEANINGFUL SUPPORT TO SOME OR ALL DESIGNATED SUPPORTED ORGANIZATIONS TO MAKE A MEASURABLE AND SUSTAINABLE DIFFERENCE ON OUR SHARED PRIORITY PROBLEMS. 0 0 172338616 158995238 SEE SCHEDULE OOUR GRANTMAKING REFLECTS OUR MISSION, VALUES, AND OUR DONOR'S GUIDING PRINCIPLES.WE SUPPORT THE WORK OF OUR DESIGNATED SUPPORTING ORGANIZATIONS IN COMMUNITIES ACROSS SEVEN PROGRAM AREAS REFERRED TO AS DOMAINS. THE DOMAINS ARE: - ANIMAL WELFARE: WE FOCUS ON THE WELLBEING OF DOMESTIC ANIMALS AND INJURED WILD ANIMALS, AND WAYS TO INCREASE EMPATHY TOWARD ANIMALS AMONG CHILDREN AND ADULTS.- ARTS & CULTURES: WE HELP SUPPORT FOLK ARTS, NATIVE AMERICAN ART, MUSIC, TACTILE ART, AND ARTISTICALLY SIGNIFICANT CRAFTS THAT FOSTER HUMAN CREATIVITY.- DISASTER RELIEF & RECOVERY: WE SUPPORT WORK IN NATURAL DISASTER PREPAREDNESS, RELIEF, AND RECOVERY WITH EMPHASIS ON COMMUNITIES PRONE TO LOW-ATTENTION DISASTERS. - ENVIRONMENT: WE SUPPORT THE CONSERVATION OF NATURAL RESOURCES AND PROTECTION OF NATURAL HABITATS. - LEGACY & OPPORTUNITY: WE PROVIDE FUNDING FOR OPPORTUNITIES ALIGNED WITH MARGARET A. CARGILL PHILANTHROPIES' STRATEGIC PRIORITIES AND SUPPORT FOR GEOGRAPHIES OF IMPORTANCE TO OUR FOUNDER, MARGARET CARGILL.- QUALITY OF LIFE: WE SUPPORT CHILDREN, YOUNG ADULTS, FAMILIES, AND OLDER ADULTS THROUGHOUT LIFE'S JOURNEY.- TEACHERS & STUDENTS: WE SUPPORT THE TEACHING PROFESSION AND STUDENT SUCCESS.DURING 2021 ANNE RAY FOUNDATION MADE GRANTS TO DESIGNATED SUPPORTED ORGANIZATIONS FOR A VARIETY OF PROGRAMS AS DETAILED ON SCHEDULE I, PART II. 172338616 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 X 12 0 1 0 1 1 1 BE CA DA FR GM IS NL UK 0 0 0 0 0 0 0 0 0 0 X 5 4 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 MN X X NAOMI HORSAGER 9525404053 6889 ROWLAND ROAD EDEN PRAIRIE MN 55344 CHRISTINE MORSE BOARD CHAIR 7.00 6.00 X 69000 58000 0 PAUL BUSCH DIRECTOR/PRES & CEO 50.00 X X 0 991680 160679 RIGHT REVEREND JOHN CHANE DIRECTOR 4.00 3.00 X 52500 38500 0 WIN NEUGER DIRECTOR 3.00 3.00 X 39000 39000 0 STUART TOBISMAN DIRECTOR 4.00 3.00 X 0 0 0 NAOMI HORSAGER TREASURER/CFO 50.00 X 0 573810 117604 HEATHER KUKLA SECRETARY/VP & GEN COUNSEL 50.00 X 0 573321 117899 TERRENCE MEERSMAN VP OF PROGRAMS 50.00 X 0 566689 107019 SHAWN WISCHMEIER CHIEF INVESTMENT OFFICER 50.00 X 0 1438927 234076 MICHAEL RUETZ DEPUTY CIO/INVESTMENT DIR. 50.00 X 0 823806 151035 MATTHEW MINNIS INVESTMENT DIRECTOR 50.00 X 0 626939 114309 RODNEY OVERCASH INVESTMENT DIRECTOR 50.00 X 0 689572 132195 TRICIA SCRIVNER INVESTMENT DIRECTOR 50.00 X 0 703489 118661 CHRISTOPHER VOGT INVESTMENT DIRECTOR 50.00 X 0 677655 132544 160500 7801388 1386021 0 0 1 0 MARGARET A CARGILL FOUNDATION 6889 ROWLAND ROAD EDEN PRAIRIE MN 55344 SHARED SERV EXP REIMBURSEMENT 22278606 CHILTON INVESTMENT COMPANY LLC 1290 E MAIN STREET STAMFORD CT 06902 INVESTMENT MANAGEMENT 1475208 RECORD CURRENCY MGMT MORGAN HOUSE MADEIRA WALK WINDSOR UK SL4 1EP INVESTMENT MANAGEMENT 1128072 FISHER ASSET MANAGEMENT LLC 13100 SKYLINE BOULEVARD WOODSIDE CA 94062 INVESTMENT MANAGEMENT 934386 FINANCIAL RISK GROUP INC 264 CHATHAM STREET SUITE 100 CARY NC 27511 INVESTMENT MANAGEMENT 458579 21 96059723 600381 95459342 1212976891 882392206 330584685 330584685 8440359 322144326 OTHER INCOME 523920 2393757 -2769758 5163515 2393757 429038165 0 6270982 422767183 158995238 158995238 1498362 1129523 368839 10327097 6141916 4185181 2895424 1921372 974052 584037 158913 425124 247546 125421 122125 7665687 7665687 3648251 1727971 1920280 101655 81106 20549 686901 563244 123657 1537729 1155004 382725 11331 3732 7599 37914 32355 5559 56512 44350 12162 GRANT DISCOUNT -111219 -111219 0 DUES & SUBSCRIPTIONS 407525 174003 233522 RECRUITING 225447 163883 61564 OTHER TAXES 174890 174890 38540 31804 6736 189028867 172338616 16690251 0 14492974 19434940 30286 76529 935000 5793762 44637 44637 0 0 580807420 680826177 4226278228 4786627937 4822543908 5492759345 14201966 15155396 90087298 117701202 104289264 132856598 X 4718254644 5359902747 4718254644 5359902747 4822543908 5492759345 X 240009298 593806473 15750438 -207918106 X 0 1 X 1 0 X X X 16 ARC NATIONAL 530196605 7 1 20926000 0 ASI 410711603 7 1 1465000 0 BEREA COLLEGE 610444650 2 1 13927370 0 IDYLLWILD 951801279 2 1 1795000 0 KPBS 330373293 2 1 932000 0 MINGEI 237433357 7 1 5755000 0 YMCA OF THE USA 363258696 10 1 20011507 0 NMAI 530206027 7 1 1350000 0 PBS 520899215 7 1 23000000 0 SA CA 941156347 1 1 1987000 0 SA NATIONAL 222406433 1 1 2750000 0 SAR 850125045 7 1 750000 0 SDHS 951661688 7 1 1635000 0 ST PAUL'S 952111196 10 1 8602000 0 TNC 530242652 7 1 30325000 0 PMG 952211661 7 1 918000 0 16 136128877 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 76379321 106478208 430194 0 112033405 153961748 188842920 260439956 0 0 103086257 72279802 0 0 85756663 188160154 1331378524 1336471026 94856351 75996860 2939299340 3546423608 4365534215 4958891494 0 0 0 4365534215 4958891494 65483013 74383372 4300051202 4884508122 150501792 170957784 430194 0 150931986 170957784 85756663 72893164 150931986 150931986 0 150931986 136128877 0 12410088 0 0 0 148538965 136128877 150931986 90.190000000000 150931986 0 0 0 0 0 67152261 67152261 0 67152261 0 0 148538965 0 83779725 64759240 0 0 64759240 0 0 0 0 64759240 SCHEDULE A, PART I LINE 12G DUE TO SPACE CONSTRAINTS ON THE SCHEDULE, THE NAMES OF THE DESIGNATED SUPPORTED ORGANIZATIONS WERE ABBREVIATED. ABBREVIATIONS USED HAVE THE FOLLOWING MEANINGS FOR BOTH SCHEDULE A AND SCHEDULE R: ARC NATIONAL - THE AMERICAN NATIONAL RED CROSS, INCLUDING FOR THE BENEFIT OF ITS SAN DIEGO AND IMPERIAL COUNTIES CHAPTERS AND ITS INTERNATIONAL SERVICES DEPARTMENT ASI - THE AMERICAN SWEDISH INSTITUTE IDYLLWILD - IDYLLWILD ARTS FOUNDATION KPBS - SAN DIEGO STATE UNIVERSITY, FOR THE BENEFIT OF KPBS MINGEI - MINGEI INTERNATIONAL, INC. YMCA OF THE USA - NATIONAL COUNCIL OF YOUNG MEN'S CHRISTIAN ASSOCIATIONS OF THE UNITED STATES OF AMERICA, DOING BUSINESS AS YMCA NMAI - SMITHSONIAN INSTITUTION, FOR THE BENEFIT OF THE NATIONAL MUSEUM OF THE AMERICAN INDIAN PBS - PUBLIC BROADCASTING SERVICE PMG - PUBLIC MEDIA GROUP OF SOUTHERN CALIFORNIA SA CA - THE SALVATION ARMY, A CALIFORNIA CORPORATION, FOR THE BENEFIT OF ITS CALIFORNIA SOUTH DIVISION SA NATIONAL - THE SALVATION ARMY NATIONAL CORPORATION SAR - SCHOOL FOR ADVANCED RESEARCH SDHS - SAN DIEGO HUMANE SOCIETY AND S.P.C.A. ST. PAUL'S - ST. PAUL'S EPISCOPAL HOME, INC. TNC - THE NATURE CONSERVANCY SCHEDULE A, PART IV, SECTION D, LINE 2 SCHEDULE A, PART IV, SECTION D, LINE 2 ANNE RAY FOUNDATION'S PRIMARY CHARITABLE ACTIVITY IS SUPPORTING ITS DESIGNATED SUPPORTED ORGANIZATIONS, AS STATED IN ITS ARTICLES. THE OFFICERS AND DIRECTORS OF ANNE RAY FOUNDATION MAINTAIN A CLOSE AND CONTINUOUS WORKING RELATIONSHIP WITH THE OFFICERS, DIRECTORS OR TRUSTEES OF THE DESIGNATED SUPPORTED ORGANIZATIONS. THIS IS DONE, IN PART, BY ANNUAL MEETINGS THAT ANNE RAY FOUNDATION'S CEO AND CFO HAVE WITH THEIR COUNTERPARTS AT EACH OF THE DESIGNATED SUPPORTED ORGANIZATIONS. ADDITIONALLY, ANNE RAY FOUNDATION PROGRAM STAFF COMMUNICATE ON A REGULAR BASIS WITH THEIR COUNTERPARTS AT THE DESIGNATED SUPPORTED ORGANIZATIONS THROUGHOUT THE YEAR, FURTHER SUPPORTING THE CLOSE AND CONTINUOUS RELATIONSHIP. INFORMATION FROM ALL OF THESE COMMUNICATION CHANNELS, INCLUDING BOTH CEO AND CFO VISITS, IS DOCUMENTED AND SIGNIFICANT UPDATES ARE SHARED AMONG ANNE RAY FOUNDATION'S STAFF AND BOARD MEMBERS THROUGHOUT THE YEAR ON A FORMAL AND INFORMAL BASIS. SCHEDULE A, PART IV, SECTION D, LINE 3 THE DESIGNATED SUPPORTED ORGANIZATIONS ARE IN REGULAR AND CONTINUOUS CONTACT WITH THE REPORTING ORGANIZATION. FOR EXAMPLE, THE DESIGNATED SUPPORTED ORGANIZATIONS PROVIDE PERIODIC UPDATES DURING THE YEAR THAT HIGHLIGHT THEIR CURRENT PRIORITIES AND UPCOMING SHORT-TERM AND LONG-TERM NEEDS. THE DESIGNATED SUPPORTED ORGANIZATIONS ARE ASKED TO PROVIDE INPUT ON OPPORTUNITIES TO IMPROVE THE EFFECTIVENESS OF THE GRANTMAKING PRACTICES AT THE REPORTING ORGANIZATION AND TO SHARE OPPORTUNITIES FOR FUNDING IN AREAS OF MUTUAL INTEREST THAT ARE EXPECTED TO HAVE THE BEST POSSIBLE IMPACT ON THE COMMUNITIES SERVED BY THE DESIGNATED SUPPORTED ORGANIZATIONS. IN ADDITION TO HEARING FROM THE DESIGNATED SUPPORTED ORGANIZATIONS ON THEIR STRATEGIC PRIORITIES AND CURRENT NEEDS, ANNE RAY FOUNDATION SHARES RELEVANT INFORMATION ON IMPORTANT ASPECTS OF ANNE RAY FOUNDATION'S OPERATIONS WITH EACH OF THE DESIGNATED SUPPORTED ORGANIZATIONS. ANNUALLY, ANNE RAY FOUNDATION SHARES A SUMMARY INVESTMENT POLICY STATEMENT AND AN INVESTMENT PERFORMANCE REPORT WITH THE SUPPORTED ORGANIZATIONS TO PROVIDE INFORMATION ON THE KEY INVESTMENT POLICIES THAT GOVERNED THE MANAGEMENT OF INVESTED FUNDS FOR ANNE RAY FOUNDATION AND TO PROVIDE TRANSPARENCY AROUND HOW INVESTMENTS ARE MANAGED. ANNE RAY FOUNDATION ALSO PROVIDES A COPY OF THE MOST RECENTLY FILED FORM 990 AND AUDITED FINANCIAL STATEMENTS TO THE DESIGNATED SUPPORTED ORGANIZATIONS ON AN ANNUAL BASIS ALONG WITH OTHER RELEVANT ANNE RAY FOUNDATION DOCUMENTS. INFORMATION SHARED BY ANNE RAY FOUNDATION GOES BEYOND WHAT IS REQUIRED FOR THE NOTIFICATION REQUIREMENT AND IS INTENDED TO PROVIDE INFORMATION TO SUPPORT THE SIGNIFICANT VOICE THAT THE DESIGNATED SUPPORTED ORGANIZATIONS HAVE WITH RESPECT TO ANNE RAY FOUNDATION'S OPERATIONS, GRANTMAKING, AND INVESTMENTS. ANNE RAY FOUNDATION ALSO PROACTIVELY ASKS FOR INPUT FROM THE DESIGNATED SUPPORTED ORGANIZATIONS AS PART OF ITS CLOSE AND CONTINUOUS RELATIONSHIP WITH EACH ORGANIZATION. ANNE RAY FOUNDATION STRIVES TO ADDRESS THE NEEDS OF THE DESIGNATED SUPPORTED ORGANIZATIONS IN A WAY THAT ALIGNS WITH ITS PHILANTHROPIC MISSION AND INTENDS TO BE A RESOURCE TO THE DESIGNATED SUPPORTED ORGANIZATIONS BOTH NOW AND INTO THE FUTURE. SCHEDULE A, PART V, SECTION D, LINE 8 ANNE RAY FOUNDATION SEEKS TO ESTABLISH ATTENTIVENESS THROUGH GRANTMAKING THAT IS SIGNIFICANT, EITHER ON A RELATIVE OR AN ABSOLUTE BASIS, AND FOLLOWS INTERNALLY DEVELOPED GUIDELINES FOR ESTABLISHING ATTENTIVENESS. ANNE RAY FOUNDATION PROVIDES FUNDING EARMARKED FOR A SPECIFIC PROJECT OR PROGRAM THAT IS IMPORTANT TO THE DESIGNATED SUPPORTED ORGANIZATION AND IS ALIGNED WITH ANNE RAY FOUNDATION'S MISSION AND VALUES. ADDITIONALLY, ANNE RAY FOUNDATION IS THE SINGLE LARGEST PRIVATE DONOR TO MOST, IF NOT ALL, OF ITS DESIGNATED SUPPORTED ORGANIZATIONS. ANNE RAY FOUNDATION REQUESTS WRITTEN CONFIRMATION FROM THE SUPPORTED ORGANIZATIONS THAT ONE OR MORE EARMARKED PROGRAMS OR ACTIVITIES WOULD CEASE OR BE MATERIALLY IMPACTED IF THERE WAS A CHANGE IN ANNE RAY FOUNDATION'S FUNDING FOR THE PROGRAM OR ACTIVITY. 44637 44637 0 0 -883570 F EQUITY FUNDS 1445434189 F PRIVATE EQUITY FUNDS 763702852 F REAL ASSET FUNDS 971410241 F CREDIT FUNDS 1315340482 F PRIVATE CREDIT FUNDS 291623743 F 4786627937 X 815930296 593806473 593806473 222123823 15750438 191163904 206914342 429038165 174282193 0 174282193 15750438 -1003764 14746674 189028867 PART X, LINE 2: ANNE RAY HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND, ACCORDINGLY, IS GENERALLY NOT SUBJECT TO INCOME TAX. HOWEVER, ANNE RAY IS SUBJECT TO TAXES ON UNRELATED TRADE OR BUSINESS INCOME. ANNE RAY HAS ADOPTED GUIDANCE REGARDING THE RECOGNITION OF UNCERTAIN TAX POSITIONS. ANNE RAY BELIEVES IT HAS APPROPRIATE SUPPORT FOR UNRELATED TRADE OR BUSINESS POSITIONS AND, AS A RESULT, DOES NOT HAVE UNCERTAIN TAX POSITIONS THAT HAVE A MATERIAL IMPACT ON ITS CONSOLIDATED FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: BOOK AND TAX TIMING DIFFERENCES RELATED TO INVESTMENT INCOME -75,508,900. INCOME FROM FLOWTHROUGH PASSIVE INVESTMENTS 266,672,804. PART XII, LINE 4B - OTHER ADJUSTMENTS: OTHER BOOK-TAX ADJUSTMENTS TO OTHER EXPENSES -1,003,764. PART VII, LINE 1 BOOK VALUE OF FINANCIAL DERIVATIVES REFLECTS THE END OF YEAR VALUE OF OPTIONS AND FOREIGN CURRENCY CONTRACTS POSITIONS HELD BY THE REPORTING ORGANIZATION. CENTRAL AMERICAN AND THE CARIBBEAN 0 0 VALUE OF INVESTED ASSETS N/A 1652481081 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 VALUE OF INVESTED ASSETS N/A 63402617 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 VALUE OF INVESTED ASSETS N/A 287759483 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 VALUE OF INVESTED ASSETS N/A 75254963 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 1 INVESTMENT MANAGEMENT SERVICES N/A 1128072 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, ETC 0 1 INVESTMENT SERVICES N/A 150 0 2 0 0 0 2 2080026366 0 2080026366 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 4000000 0 SUPPORT FOR UNDERFUNDED DISASTERS AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 3630000 0 SUPPORT FOR ENHANCED READINESS TO RESPOND AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 3000000 0 SUPPORT FOR THE MEASLES AND RUBELLA INITIATIVE AMERICAN NATIONAL RED CROSS 431 18TH STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 2100000 0 SUPPORT FOR LOW-ATTENTION DISASTERS IN THE MIDWEST AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 1510000 0 SUPPORT FOR DISASTER-READY COMMUNITIES PROGRAMS IN INDONESIA AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 1400000 0 SUPPORT FOR GLOBAL DISASTER READINESS TOOLS AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 830000 0 SUPPORT FOR DISASTER RISK REDUCTION IN EL SALVADOR AMERICAN NATIONAL RED CROSS 431 18TH STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 800000 0 SUPPORT FOR AQUATICS CENTENNIAL CAMPAIGN AND WHALE TALES PROGRAMMING AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 600000 0 SUPPORT FOR COASTAL DISASTER RISK REDUCTION PROGRAM IN BANGLADESH AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 600000 0 SUPPORT FOR COMMUNITY READINESS IN PHILIPPINES AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 580000 0 SUPPORT FOR DISASTER PREPAREDNESS PROJECT IN NEPAL AMERICAN NATIONAL RED CROSS 431 18TH STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 300000 0 SUPPORT FOR DISASTER CYCLE SERVICES READINESS INITIATIVE AMERICAN NATIONAL RED CROSS 2025 E STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 200000 0 CAPACITY BUILDING GRANT TO SUPPORT INTERNATIONAL SERVICES DEPARTMENT AMERICAN NATIONAL RED CROSS 3950 CALLE FORTUNADA SAN DIEGO CA 921231027 530196605 501(C)(3) 695000 0 SUPPORTING SERVICES FOR DISASTERS, VOLUNTEERS, YOUTH AND THE ARMED FORCES AMERICAN NATIONAL RED CROSS 3950 CALLE FORTUNADA SAN DIEGO CA 921231027 530196605 501(C)(3) 400000 0 SUPPORT FOR FACILITIES IMPROVEMENTS AMERICAN NATIONAL RED CROSS 3950 CALLE FORTUNADA SAN DIEGO CA 921231027 530196605 501(C)(3) 250000 0 SUPPORT FOR DISASTER CYCLE SERVICES AND LEARNING COMPONENT AMERICAN NATIONAL RED CROSS 3950 CALLE FORTUNADA SAN DIEGO CA 921231027 530196605 501(C)(3) 31000 0 CAPACITY BUILDING GRANT TO SUPPORT SAN DIEGO AND IMPERIAL COUNTIES AMERICAN SWEDISH INSTITUTE 2600 PARK AVENUE MINNEAPOLIS MN 55407 410711603 501(C)(3) 900000 0 SUPPORT FOR FOLK ARTS AND CULTURE PROGRAMS AMERICAN SWEDISH INSTITUTE 2600 PARK AVENUE MINNEAPOLIS MN 55407 410711603 501(C)(3) 300000 0 SUPPORT FOR TECHNOLOGY AND INNOVATION AMERICAN SWEDISH INSTITUTE 2600 PARK AVENUE MINNEAPOLIS MN 55407 410711603 501(C)(3) 250000 0 CAPITAL GRANT FOR MUSEUM AND OFFICE RENOVATIONS AMERICAN SWEDISH INSTITUTE 2600 PARK AVENUE MINNEAPOLIS MN 55407 410711603 501(C)(3) 15000 0 CAPACITY BUILDING GRANT BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 7672180 0 SUPPORT FOR BRIDGE STUDENT PROGRAMMING BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 1544210 0 SUPPORT FOR COLLEGE ADVANCEMENT BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 1300000 0 CAPITAL GRANT FOR COLLEGE FARM TRANSFORMATIVE GROWTH AND ENHANCEMENTS BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 1285000 0 CAPITAL GRANT FOR TECHNOLOGY INFRASTRUCTURE BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 1000000 0 SUPPORT FOR COLLEGE FOLK ARTS AND CULTURES PROJECT BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 500000 0 CAPACITY BUILDING GRANT BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 353650 0 SUPPORT FOR TECHNOLOGY, SAFETY, AND STUDENT SPACE ENHANCEMENTS BEREA COLLEGE CPO 2096 BEREA KY 40404 610444650 501(C)(3) 272330 0 SUPPORT FOR GRANT MANAGEMENT RESOURCES IDYLLWILD ARTS FOUNDATION PO BOX 38 52500 TEMECULA ROAD IDYLLWILD CA 92549 951801279 501(C)(3) 995000 0 SUPPORT FOR EDUCATIONAL PROGRAMS & SCHOLARSHIPS IDYLLWILD ARTS FOUNDATION PO BOX 38 52500 TEMECULA ROAD IDYLLWILD CA 92549 951801279 501(C)(3) 500000 0 CAPACITY BUILDING GRANT IDYLLWILD ARTS FOUNDATION PO BOX 38 52500 TEMECULA ROAD IDYLLWILD CA 92549 951801279 501(C)(3) 200000 0 SUPPORT FOR UPGRADES TO EDUCATIONAL TECHNOLOGY IDYLLWILD ARTS FOUNDATION PO BOX 38 52500 TEMECULA ROAD IDYLLWILD CA 92549 951801279 501(C)(3) 100000 0 CAPITAL GRANT FOR PARKING IMPROVEMENTS MINGEI INTERNATIONAL MUSEUM 1439 EL PRADO SAN DIEGO CA 92101 237433357 501(C)(3) 5000000 0 CAPITAL GRANT FOR MUSEUM TRANSFORMATION MINGEI INTERNATIONAL MUSEUM 1439 EL PRADO SAN DIEGO CA 92101 237433357 501(C)(3) 755000 0 SUPPORT FOR KEY ARTS CONTENT PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 5650000 0 CAPACITY BUILDING GRANT TO SUPPORT AUDIENCE ENGAGEMENT PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 5000000 0 CAPACITY BUILDING GRANT FOR MEDIA INFRASTRUCTURE PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 5000000 0 SUPPORT FOR ENVIRONMENT, CLIMATE CHANGE, AND CONSERVATION CONTENT PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 3750000 0 PRODUCTION SUPPORT FOR AMERICAN PORTRAIT PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 1150000 0 SUPPORT FOR DEVELOPING DIVERSE FILMMAKERS AND CONTENT CREATORS PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 1000000 0 CAPACITY BUILDING GRANT TO SUPPORT TECHNOLOGY PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 950000 0 SUPPORT FOR NATIVE AMERICAN CULTURE AND EXPERIENCES CONTENT PUBLIC BROADCASTING SERVICE (PBS) 1225 SOUTH CLARK STREET ARLINGTON VA 22202 520899215 501(C)(3) 500000 0 TECHNOLOGY FOR NEW PLATFORMS, IMPACT MEASUREMENT, AND OPERATIONAL EFFICIENCY PUBLIC MEDIA GROUP OF SOUTHERN CALIFORNIA 2900 WEST ALAMEDA AVENUE SUITE 600 BURBANK CA 91505 952211661 501(C)(3) 840000 0 SUPPORT FOR SOUTHERN CALIFORNIA ORIGINAL PROGRAMMING PUBLIC MEDIA GROUP OF SOUTHERN CALIFORNIA 2900 WEST ALAMEDA AVENUE SUITE 600 BURBANK CA 91505 952211661 501(C)(3) 78000 0 CAPACITY BUILDING GRANT SAN DIEGO HUMANE SOCIETY & SPCA 5500 GAINES STREET SAN DIEGO CA 92110 951661688 501(C)(3) 711000 0 SUPPORT FOR INTAKE DIVERSION PROGRAMS SAN DIEGO HUMANE SOCIETY & SPCA 5500 GAINES STREET SAN DIEGO CA 92110 951661688 501(C)(3) 400000 0 SUPPORT FOR PROJECT WILDLIFE SAN DIEGO HUMANE SOCIETY & SPCA 5500 GAINES STREET SAN DIEGO CA 92110 951661688 501(C)(3) 250000 0 SUPPORT FOR COMPANION ANIMAL PROGRAMS SAN DIEGO HUMANE SOCIETY & SPCA 5500 GAINES STREET SAN DIEGO CA 92110 951661688 501(C)(3) 214000 0 CAPITAL GRANT FOR FACILITIES PLANNING AND CONSTRUCTION SAN DIEGO HUMANE SOCIETY & SPCA 5500 GAINES STREET SAN DIEGO CA 92110 951661688 501(C)(3) 60000 0 CAPACITY BUILDING GRANT SAN DIEGO STATE UNIVERSITY (KPBS) 5200 CAMPANILE DRIVE SAN DIEGO CA 921825400 330373293 501(C)(3) 600000 0 SUPPORT FOR KPBS PROGRAMMING SAN DIEGO STATE UNIVERSITY (KPBS) 5200 CAMPANILE DRIVE SAN DIEGO CA 921825400 330373293 501(C)(3) 200000 0 SUPPORT FOR SMART CONNECTIONS PROJECT SAN DIEGO STATE UNIVERSITY (KPBS) 5200 CAMPANILE DRIVE SAN DIEGO CA 921825400 330373293 501(C)(3) 80000 0 SUPPORT FOR AUDIENCE AND MEMBER ENGAGEMENT SAN DIEGO STATE UNIVERSITY (KPBS) 5200 CAMPANILE DRIVE SAN DIEGO CA 921825400 330373293 501(C)(3) 52000 0 CAPACITY BUILDING GRANT SCHOOL FOR ADVANCED RESEARCH PO BOX 2188 SANTA FE NM 87504 850125045 501(C)(3) 425000 0 SUPPORTING INDIGENOUS ARTS AND KNOWLEDGE TRANSFER BETWEEN GENERATIONS SCHOOL FOR ADVANCED RESEARCH PO BOX 2188 SANTA FE NM 87504 850125045 501(C)(3) 325000 0 CAPACITY BUILDING GRANT SMITHSONIAN INSTITUTION (NMAI) OFFICE OF SPONSORED PROJECTS PO BOX 37012 MRC 1205 WASHINGTON DC 200137012 530206027 501(C)(3) 950000 0 SUPPORT FOR COMMUNITY LOANS PROGRAM SMITHSONIAN INSTITUTION (NMAI) OFFICE OF SPONSORED PROJECTS PO BOX 37012 MRC 1205 WASHINGTON DC 200137012 530206027 501(C)(3) 400000 0 CAPACITY BUILDING GRANT ST PAUL'S EPISCOPAL HOME 328 MAPLE STREET SAN DIEGO CA 92103 952111196 501(C)(3) 7500000 0 CAPITAL GRANT FOR ST. 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THESE REPORTS ARE MADE IN ACCORDANCE WITH THE GRANT PROPOSALS AND GRANT AGREEMENTS. STAFF REVIEW REPORTS AND STATEMENTS CERTIFYING USE OF FUNDS FOR APPROVED CHARITABLE PURPOSES. FUNDS THAT ARE NOT USED FOR THE PURPOSE OF THE GRANT ARE REQUIRED TO BE RETURNED TO ANNE RAY FOUNDATION, SUBJECT TO THE DISCRETION OF THE REPORTING ORGANIZATION. X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 SHAWN WISCHMEIER CHIEF INVESTMENT OFFICER 0 775094 0 512500 0 151333 0 197047 0 37029 0 1673003 0 141097 PAUL BUSCH DIRECTOR/PRES & CEO 0 860661 0 0 0 131019 0 135211 0 25468 0 1152359 0 87846 MICHAEL RUETZ DEPUTY CIO/INVESTMENT DIR. 0 494173 0 257100 0 72533 0 114340 0 36695 0 974841 0 58554 TRICIA SCRIVNER INVESTMENT DIRECTOR 0 394271 0 204500 0 104718 0 93849 0 24812 0 822150 0 44141 RODNEY OVERCASH INVESTMENT DIRECTOR 0 410581 0 205300 0 73691 0 94208 0 37987 0 821767 0 44700 CHRISTOPHER VOGT INVESTMENT DIRECTOR 0 388777 0 204500 0 84378 0 93849 0 38695 0 810199 0 40687 MATTHEW MINNIS INVESTMENT DIRECTOR 0 367506 0 200900 0 58533 0 89383 0 24926 0 741248 0 0 NAOMI HORSAGER TREASURER/CFO 0 496474 0 0 0 77336 0 79622 0 37982 0 691414 0 35869 HEATHER KUKLA SECRETARY/VP & GEN COUNSEL 0 495948 0 0 0 77373 0 79391 0 38508 0 691220 0 33149 TERRENCE MEERSMAN VP OF PROGRAMS 0 486505 0 0 0 80184 0 79700 0 27319 0 673708 0 34847 PART I, LINE 1A ALL EMPLOYEES INCLUDING THOSE REPORTED IN PART VII RECEIVED A TAX GROSS-UP RELATED TO THE COST OF LONG-TERM DISABILITY PREMIUMS. PART I, LINE 3 THE BOARDS OF ANNE RAY FOUNDATION AND MARGARET A. CARGILL FOUNDATION ESTABLISHED A JOINT, INDEPENDENT COMPENSATION COMMITTEE. SEE STATEMENT INCLUDED WITH SCH O FOR DETAILED INFORMATION ON CEO/EXECUTIVE DIRECTOR COMPENSATION AS REQUIRED BY BOTH FORM 990, PART VII AND SCHEDULE J. PART I, LINE 4B MARGARET A. CARGILL FOUNDATION, A RELATED ORGANIZATION, SPONSORS AN UNFUNDED, NON-QUALIFIED DEFERRED COMPENSATION PLAN ("THE RESTORATION PLAN") UNDER INTERNAL REVENUE CODE SECTION 457(F) FOR THE PURPOSE OF PROVIDING DEFERRED COMPENSATION FOR A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. THE RESTORATION PLAN PROVIDES DEFERRED COMPENSATION BENEFITS FOR PARTICIPANTS WHO COULD NOT FULLY MATCH CONTRIBUTIONS TO QUALIFIED DEFINED CONTRIBUTION PLANS WHICH WOULD OTHERWISE HAVE BEEN AVAILABLE BUT FOR INTERNAL REVENUE CODE LIMITS. ANNE RAY FOUNDATION APPROVES AWARDS TO THIS PLAN AS PART OF THE ANNUAL COMPENSATION SETTING AND APPROVAL PROCESSES. AMOUNTS DEFERRED UNDER THE RESTORATION PLAN ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE UNTIL VESTED. DURING 2021, THE FOLLOWING ARE AMOUNTS THAT WERE INCLUDED IN COMPENSATION DUE TO VESTING AND DISTRIBUTED FROM THE RESTORATION PLAN TO PAY TAXES ON THE VESTED PORTION OF THE ACCOUNT. PAUL BUSCH - $28,232 NAOMI HORSAGER - $15,176 HEATHER KUKLA - $16,018 TERRENCE MEERSMAN - $11,026 SHAWN WISCHMEIER - $38,331 RODNEY OVERCASH - $21,269 MICHAEL RUETZ - $20,815 TRICIA SCRIVNER - $24,955 CHRISTOPHER VOGT - $18,405 MATT MINNIS - $10,599 PART I, LINE 7 VARIABLE INCENTIVE PLAN AWARDS WERE PROVIDED TO CERTAIN PERSONS LISTED ON PART VII, AND WERE MADE UNDER THE COMPENSATION DETERMINATION PROCESS DETAILED WITHIN SCHEDULE O. THESE AWARDS WERE PAID BASED ON A VARIABLE COMPENSATION PLAN APPLICABLE TO INVESTMENT STAFF. FORM 990, PART VI, SECTION A, LINE 2 ANNE RAY FOUNDATION SHARED OPERATIONS WITH MARGARET A. CARGILL FOUNDATION (MAC FOUNDATION), A RELATED ORGANIZATION, IN PURSUIT OF THEIR SHARED VISION IN ORDER TO MAXIMIZE ASSETS AVAILABLE FOR CHARITABLE GRANTMAKING. AS PART OF THE SHARED OPERATIONS, ALL STAFF AND DIRECTORS LISTED IN PART VII ALSO SERVE AS STAFF AND DIRECTORS OF MAC FOUNDATION. OFFICERS, KEY EMPLOYEES, AND BOARD MEMBERS LISTED IN PART VII ARE DEEMED TO HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER AS DEFINED BY FORM 990 REPORTING STANDARDS. FORM 990, PART VI, SECTION A, LINE 6 ANNE RAY FOUNDATION HAS TWO MEMBERS WHO ALSO SERVE AS DIRECTORS OF THE ORGANIZATION. MEMBERS' RIGHTS COVER GOVERNANCE AND OVERSIGHT AS DESCRIBED IN THE EXPLANATION STATEMENT PROVIDED FOR LINE 7B. MEMBERS ARE NOT RESERVED ANY RIGHTS THAT WOULD RESULT IN A PERSONAL BENEFIT TO THE MEMBER. FORM 990, PART VI, SECTION A, LINE 7A THE ARTICLES AND BYLAWS PROVIDE THAT THE TWO MEMBERS SHALL HAVE THE AUTHORITY TO DESIGNATE DIRECTORS. THE MEMBERS WILL SEEK INPUT FROM OTHER DIRECTORS ON THE DESIGNATION AND ACT ON THEIR RECOMMENDATIONS ACCORDING TO THE ARTICLES AND BYLAWS. FORM 990, PART VI, SECTION A, LINE 7B ANNE RAY FOUNDATION'S ORGANIZING DOCUMENTS RESERVE CERTAIN RIGHTS FOR THE MEMBERS, SPECIFICALLY THE RIGHT TO AMEND THE BYLAWS, APPOINT COMMITTEE CHAIRS, NOMINATE COMMITTEE MEMBERS, APPROVE DOMAIN DEFINITIONS, AND OVERSEE WINDING UP THE AFFAIRS OF THE ORGANIZATION. ANNE RAY FOUNDATION'S BOARD OF DIRECTORS ESTABLISHED THE AKALOA PROGRAM COMMITTEE. THIS COMMITTEE IS AUTHORIZED TO RECOMMEND OR APPROVE GRANTS WITHIN THE BUDGET PROVIDED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN WAS REVIEWED BY THE CFO AND INDEPENDENT CPA PAID PREPARER. BEFORE FILING WITH THE IRS, BOARD MEMBERS AND OFFICERS REVIEW AND DISCUSS COPIES OF THE COMPLETE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS, KEY EMPLOYEES, AND OTHER STAFF MEMBERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE ANNUALLY. ANY DISCLOSURES ARE FIRST REVIEWED BY THE LEGAL DEPARTMENT. IF NECESSARY THE CEO/PRESIDENT OR BOARD CHAIR FURTHER REVIEWS, DETERMINES WHETHER A CONFLICT EXISTS, AND DETERMINES HOW TO RESOLVE SUCH CONFLICT. ANY DIRECTOR FOUND TO HAVE A MATERIAL CONFLICT IS RESTRICTED FROM VOTING ON RELATED MATTERS AND ANNE RAY FOUNDATION'S GENERAL COUNSEL, IN CONSULTATION WITH THE PRESIDENT/CEO OR BOARD CHAIR, DETERMINES WHETHER OTHER ACTIONS ARE REQUIRED TO NEUTRALIZE THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15: ANNE RAY FOUNDATION IS RELATED TO MARGARET A. CARGILL FOUNDATION (MAC FOUNDATION). MAC FOUNDATION IS THE EMPLOYER OF ALL STAFF RESPONSIBLE FOR PROVIDING SERVICES TO MAC FOUNDATION AND ANNE RAY FOUNDATION. ANNE RAY FOUNDATION REIMBURSES MAC FOUNDATION FOR ITS ALLOCABLE SHARE OF THE STAFF COSTS RELATED TO SERVICES PROVIDED TO ANNE RAY FOUNDATION. THE ANNE RAY FOUNDATION BOARD AND MAC FOUNDATION BOARD ESTABLISHED A JOINT COMPENSATION COMMITTEE. MEMBERSHIP IN THE COMPENSATION COMMITTEE IS LIMITED SO THAT ALL COMMITTEE MEMBERS ARE INDEPENDENT. THE ANNE RAY FOUNDATION BOARD AND MAC FOUNDATION BOARD ENGAGE AN INDEPENDENT CONSULTANT TO ANALYZE RELEVANT COMPARABILITY DATA AND ADVISE THE ORGANIZATIONS ON THE REASONABLENESS OF PROPOSED TOTAL REMUNERATION. THE COMPENSATION COMMITTEE IS RESPONSIBLE FOR: - RECOMMEND AND/OR APPROVE COMPENSATION FOR EXECUTIVES; - PERIODICALLY REVIEW COMPENSATION AND BENEFITS OFFERINGS AND PHILOSOPHY; - ENSURE THAT COMPENSATION APPROVALS ARE DOCUMENTED IN WRITING IN CONTEMPORANEOUS COMMITTEE MEETING MINUTES. IN DETERMINING COMPENSATION TO BE PAID FOR THE 2021 TAX YEAR, THE ORGANIZATIONS HIRED AN INDEPENDENT CONSULTANT TO ANALYZE THE REASONABLENESS OF COMPENSATION TO BE PAID TO DIRECTORS, EXECUTIVES, AND CERTAIN KEY EMPLOYEES. THE REPORT WAS BASED ON PUBLISHED SURVEY DATA AS WELL AS FORM 990 DATA FOR COMPARABLE ORGANIZATIONS. THE CONSULTANT COMMUNICATED THE RESULTS OF THE REPORT DIRECTLY TO THE COMPENSATION COMMITTEE. THE COMMITTEE APPROVED COMPENSATION TO CERTAIN EXECUTIVES AND KEY EMPLOYEES, NOTING THE APPROVAL WAS BASED ON THE COMMITTEE'S DETERMINATION THAT COMPENSATION WAS REASONABLE. THE COMMITTEE THEN MADE A RECOMMENDATION FOR REVIEW AND APPROVAL BY THE BOARDS FOR COMPENSATION TO BE PAID TO CERTAIN OTHER EXECUTIVES. AFTER CONSIDERING RECOMMENDATIONS FROM THE COMPENSATION COMMITTEE, THE ANNE RAY FOUNDATION BOARD AND MAC FOUNDATION BOARD APPROVED COMPENSATION TO BOARD DIRECTORS AND CERTAIN EXECUTIVES, NOTING THE APPROVAL WAS BASED ON THE BOARDS' DETERMINATION THAT COMPENSATION WAS REASONABLE. WHEN NECESSARY, BOARD MEMBERS WERE RECUSED FROM APPROVING COMPENSATION IN ACCORDANCE WITH THE ORGANIZATIONS' CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION POSTS ITS FORM 990 AND AUDITED FINANCIAL STATEMENTS TO ITS WEBSITE FOR PUBLIC ACCESS. THE ORGANIZATION ALSO SHARED ITS FORM 990 AND AUDITED FINANCIALS DIRECTLY WITH EACH DESIGNATED SUPPORTED ORGANIZATION. FORM 990, PART XI, LINE 9: BOOK/TAX DIFFERENCE IN NET INCOME FROM INVESTMENTS -206,914,342. OTHER BOOK/TAX DIFFERENCE IN EXPENSE -1,003,764. 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CARGILL FOUNDATION AND ANNE RAY FOUNDATION SHARE OPERATIONS IN PURSUIT OF THEIR SHARED VISION IN ORDER TO MAXIMIZE ASSETS AVAILABLE TO CHARITABLE GRANTMAKING. THE TRANSACTIONS REPORTED AT PART V, LINES 1.A THROUGH 1.P ARE THE RESULT OF SHARED COSTS THAT ARE INCURRED IN PURSUIT OF THEIR SHARED VISION. ANNE RAY FOUNDATION ALSO REPORTS AT PART V, LINE 2 TRANSFERS TO OR FROM PASSIVE INVESTMENT FUNDS THAT ARE IDENTIFIED AS RELATED CORPORATIONS AND PARTNERSHIPS AT PART IV.