2022-11-11T09:10:22-06:00 2021-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2021-01-01 361505770 THE MORTON ARBORETUM MORT 6309680074 4100 ILLINOIS ROUTE 53 LISLE IL 605321293 JAMES S FAWLEY INTERIM PRESIDENT AND CEO 6307192405 2022-11-04 1 JAMES FAWLEY 999009999 LU ANN TRAPP P01506476 3122071040 2022-11-04 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z JAMES S FAWLEY 4100 ILLINOIS ROUTE 53 LISLE IL 605321293 137067376 0 X WWW.MORTONARB.ORG X 1922 IL COLLECT, STUDY, DISPLAY AND GROW TREES; TO ENCOURAGE THE PLANTING AND CONSERVATION OF TREES. 21 21 504 896 0 0 11866757 30966948 5263341 9543344 10370504 18714455 1427515 5746658 28928117 64971405 418117 289325 0 0 19848728 20682639 62343 66168 3251340 15380218 19903629 35709406 40941761 -6781289 24029644 321129910 374122908 59639134 57639348 261490776 316483560 X TO COLLECT AND STUDY TREES, SHRUBS, AND OTHER PLANTS FROM AROUND THE WORLD, TO DISPLAY THEM ACROSS NATURALLY BEAUTIFUL LANDSCAPES FOR PEOPLE TO STUDY AND ENJOY, AND TO LEARN HOW TO GROW THEM IN WAYS THAT ENHANCE OUR ENVIRONMENT. OUR GOAL IS TO ENCOURAGE THE PLANTING AND CONSERVATION OF TREES AND OTHER PLANTS FOR A GREENER, HEALTHIER, AND MORE BEAUTIFUL WORLD. 0 0 14238931 PLANTS AND COLLECTIONS: THE ARBORETUM GROWS AND DISPLAYS A RICH DIVERSITY OF TREES, SHRUBS, AND OTHER PLANTS THAT ARE EVALUATED FOR THEIR SUITABILITY FOR THE MIDWESTERN UNITED STATES. THESE LIVING COLLECTIONS INCLUDE 222,000 PLANT SPECIMENS REPRESENTING 4,650 DIFFERENT KINDS OF PLANTS. ARRANGED BY GEOGRAPHIC, TAXONOMIC, AND OTHER SPECIAL GROUPINGS, THE COLLECTIONS ARE ENHANCED BY RESTORED NATURAL AREAS OF NATIVE PLANTS AND ECOSYSTEMS. THE ARBORETUM'S WORK IN DEVELOPMENT OF NEW PLANTS RESULTS IN USEFUL AND ATTRACTIVE TREES AND SHRUBS THAT ARE INTRODUCED IN THE MARKETPLACE. 3333397 921884 LEARNING AND ENGAGEMENT: PROGRAMS, SERVICES, AND OPPORTUNITIES ARE RELEVANT TO PUBLIC NEEDS AND INTERESTS IN LEARNING ABOUT PLANTS AND NATURE IN WAYS THAT PROVIDE MEANINGFUL EXPERIENCES AND IMPROVE THE WORLD. THROUGH THE THORNHILL EDUCATION CENTER, CLASSES AND OTHER OFFERINGS ON SITE, ONLINE, AND THROUGH OUTREACH PROGRAMS SERVE ADULTS, YOUTH AND FAMILY AUDIENCES, SCHOOLS, AND SCOUTS. ALSO AVAILABLE ARE TEACHER-TRAINING RESOURCES AND A COOPERATIVE BOTANY DEGREE PROGRAM WITH REGIONAL COLLEGES AND UNIVERSITIES. THE STERLING MORTON LIBRARY, WITH 112,000 ITEMS, CONTAINS PUBLICATIONS ON BOTANY, HORTICULTURE, NATURAL HISTORY, AND ECOLOGY; RARE BOOKS, PERIODICALS, AND CATALOGS; AND BOTANICAL ARTWORKS; INFORMATION IS ALSO ACCESSIBLE ONLINE. THE PLANT CLINIC ANSWERS INQUIRIES ABOUT PLANT SELECTION AND CARE. 4410740 289325 SCIENCE AND CONSERVATION: THE CENTER FOR TREE SCIENCE FOCUSES ON AND BUILDS PROFESSIONAL COLLABORATIONS FOR PRACTICAL SCIENTIFIC STUDIES; KEY AREAS INCLUDE TREE HEALTH, TREE IMPROVEMENT, AND WOODLAND CONSERVATION.CO-LOCATED WITH RESEARCH LABS AT THE ARBORETUM IS A HERBARIUM WITH A COLLECTION OF 200,000 DRIED SPECIMENS FOR BOTANICAL RESEARCH. THROUGH GLOBAL TREE CONSERVATION PROGRAMS, THE ARBORETUM LEADS PARTNERSHIPS AND ASSISTS EFFORTS TO PREVENT TREE EXTINCTION AND SECURE THREATENED TREE SPECIES. THE CHICAGO REGION TREES INITIATIVE DEVELOPS STRATEGIES FOR URBAN TREE AND FOREST IMPROVEMENT, ADVOCATING FOR TREES IN 274 COMMUNITIES IN SEVEN COUNTIES. ARBNET, FACILITATED BY THE MORTON ARBORETUM, IS AN INTERACTIVE PROFESSIONAL COMMUNITY OF ARBORETA WITH PROGRAMS TO FOSTER ADVANCEMENTS AMONG TREE-FOCUSED GARDENS. 11298196 14435366 VISITOR PROGRAMS: WELCOMED 1,239,863 VISITORS, MAINTAINING THE INSTITUTION AS ONE OF THE MOST VISITED PUBLIC GARDENS IN NORTH AMERICA. SERVED MEMBERSHIP OF 60,994 HOUSEHOLDS. HOSTED VARIOUS SPECIAL EVENTS AND SEASONAL ACTIVITIES AS OPPORTUNITIES FOR NEW AND RETURNING VISITORS AND MEMBERS TO ENGAGE IN MISSION. PROVIDED PATRON SERVICES AND ACCOMMODATIONS THROUGH VISITOR-ORIENTED CENTER, TOURS, THE ARBORETUM STORE, THE GINKGO RESTAURANT, BANQUET, AND CONFERENCE FACILITIES. 11298196 14435366 33281264 1 1 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 125 0 1 504 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 21 21 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X JAMES S FAWLEY 6307192405 4100 ILLINOIS ROUTE 53 LISLE IL 60532 STEPHEN C VAN ARSDELL CHAIRMAN 8.00 X X 0 0 0 ROBERT J SCHILLERSTROM VICE CHAIRMAN 8.00 X X 0 0 0 CHARLES P MCQUAID TREASURER 8.00 X X 0 0 0 MARK C GOSSETT SECRETARY 8.00 X X 0 0 0 ANNA CAROLINE BALL TRUSTEE 8.00 X 0 0 0 ROBERT A BARTLETT JR TRUSTEE 8.00 X 0 0 0 PAT A BASU TRUSTEE 8.00 X 0 0 0 WALTER W BECKY II TRUSTEE 8.00 X 0 0 0 BARBARA J BRADFORD TRUSTEE 8.00 X 0 0 0 CHRISTOPHER B BURKE TRUSTEE 8.00 X 0 0 0 MARY L BURKE TRUSTEE 8.00 X 0 0 0 MICHAEL CAHILL TRUSTEE 8.00 X 0 0 0 TRISHA L CONLEY TRUSTEE 8.00 X 0 0 0 E JAMES DONDLINGER TRUSTEE 8.00 X 0 0 0 ROBERT L FEALY TRUSTEE 8.00 X 0 0 0 TROY D HAMMOND TRUSTEE 8.00 X 0 0 0 MATT HARRIS TRUSTEE 8.00 X 0 0 0 KENNETH KORANDA TRUSTEE 8.00 X 0 0 0 AMY LOUIS TRUSTEE 8.00 X 0 0 0 CHANDRA N PRASAD TRUSTEE 8.00 X 0 0 0 JAMAL J SCOTT TRUSTEE 8.00 X 0 0 0 GERARD T DONNELLY PHD PRESIDENT AND CEO 40.00 X 571519 0 89244 JAMES S FAWLEY VP-FINANCE AND CFO 40.00 X 246005 0 46465 KATHLEEN SPIESS VP-DEVELOPMENT 40.00 X 217662 0 14769 PRESTON WONG BAUTISTA VP-LEARNING AND ENGAGEMENT 40.00 X 191090 0 21405 KRIS BACHTELL VP-COLLECTIONS AND FACILITIES 40.00 X 185633 0 55349 ALICIA LAVIRE VP-MARKETING AND COMMUNICATIONS 40.00 X 184551 0 34772 MEREDITH WESTWOOD VP-SCIENCE AND CONSERVATION 40.00 X 134054 0 14014 NICOLE CAVENDER VP-SCIENCE AND CONSERVATION 40.00 X 74756 0 10718 KELLY NOLAN DIR-MAJOR GIFTS 40.00 X 135908 0 41591 CHARLES CANNON DIR-CENTER FOR TREE SCIENCE 40.00 X 134872 0 39028 NANCY PESKE DIR-HUMAN RESOURCES 40.00 X 134807 0 40629 SAI RAVICHANDRAN DIR-INFORMATION TECHNOLOGY 40.00 X 126445 0 41448 RONALD DULCEAK HEAD OF FACILITIES 40.00 X 118849 0 33236 2456151 0 482668 22 0 1 0 JENSEN'S PLUMBING & HEATING LLC 670 E CALHOUN ST WOODSTOCK IL 60098 VARIOUS CONSTRUCTION PROJECTS 900244 INTELLIGENT LIGHTING CREATIONS INC 2461 EAST OAKTON STREET ARLINGTON HEIGHTS IL 60004 WINTER EXHIBITION AND OTHER 873340 HODGSON & DOUGLAS LLC 507 MAIN STREET NASHVILLE TN 37206 VARIOUS CONSTRUCTION PROJECTS 815971 ARAMARK CORPORATION 27310 NETWORK PLACE CHICAGO IL 60673 INTERNAL RESTAURANT MGT 667662 KELLY SCOTT & MADISON INC 23983 NETWORK PLACE CHICAGO IL 60673 ADVERTISING 640667 29 6075221 386764 9724919 14780044 793344 30966948 VISITOR EVENTS 713990 5604835 5604835 ADMISSIONS 713990 3016625 3016625 EDUCATION 713990 921884 921884 9543344 3810722 3810722 866055 0 866055 866055 866055 84550186 69646453 14903733 14903733 14903733 46650 386764 113898 -67248 -67248 7283471 2335620 4947851 4947851 64971405 15357250 0 18647207 228356 228356 60969 60969 2092006 906342 953233 232431 14960310 11900984 1579837 1479489 876185 697008 92527 86650 1569831 1248807 165777 155247 1184307 942121 125065 117121 241855 241855 126314 126314 745598 357645 173621 214332 51562 51562 66168 66168 414655 414655 3317511 2936153 195851 185507 586222 579572 6650 3303170 2702433 77095 523642 822785 822785 2501161 2501161 82054 79952 1719 383 91203 25710 6122 59371 1593069 1593069 3277923 3277923 558340 552608 5732 CONTRACT HELP 1873554 1873554 EQUIPMENT 103325 103325 MEMBERSHIP DUES 82320 18055 40799 23466 STAFF DEVELOPMENT 54666 23608 30150 908 76342 15399 11612 49331 40941761 33281264 4409157 3251340 3017602 3126227 6982626 6397182 2016167 3297775 110449 5064831 480035 385029 317666 335253 103141244 53371000 47416813 49770244 191647997 206623594 69140555 99122773 321129910 374122908 2745947 5149680 1973371 2420328 50039216 50069340 4880600 0 59639134 57639348 X 254372548 299098419 7118228 17385141 261490776 316483560 321129910 374122908 24029644 30963141 0 X 0 1 X 1 1 1 X 12631728 15160121 12370405 11866757 30966947 82995958 12631728 15160121 12370405 11866757 30966947 82995958 5230218 77765740 6232832 6672389 6408757 4095361 4676777 28086116 8431 74435 82866 111164940 68272383 0.69960 0.65730 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 51563 0 0 51563 0 PART II-B, LINE 1: HIRED A CONSULTANT TO REPRESENT THE MORTON ARBORETUM BEFORE THE UNITED STATES CONGRESS AND EXECUTIVE BRANCH AGENCIES ON RELEVANT ISSUE AREAS. X X X X X CLASSROOM EDUCATION 0 34192842 2730131 5787579 1253458 41457094 29190829 2799396 3147511 944894 34192842 24161230 2600000 2859132 429533 29190829 21378638 5393562 -673407 1937563 24161230 21178208 3579828 2506868 5886266 21378638 0.81000 0.12000 0.07000 0 0 1255284 1255284 54079128 20486171 33592957 9804905 7008089 2796816 38001927 25876740 12125187 49770244 PRIVATE EQUITY 58534835 F HEDGE FUNDS 40587938 F 99122773 X 48706469 0 48706469 16264937 16264937 64971406 42976627 2449518 2449518 40527109 414656 -4 414652 40941761 PART III, LINE 1A: CAPITALIZATION POLICY: ARBORETUM COLLECTIONS - THE MORTON ARBORETUM'S RARE BOOKS AND PRINT COLLECTIONS ARE NOT CAPITALIZED IN THE ACCOMPANYING AUDITED FINANCIAL STATEMENTS. LIVING WOODY PLANTS ARE ALSO NOT CAPITALIZED UNLESS THEY ARE A MAJOR PART OF A CAPITAL PROJECT. PURCHASES OF COLLECTION ITEMS THAT ARE NOT CAPITALIZED ARE RECORDED AS A DECREASE IN UNRESTRICTED NET ASSETS. PART III, LINE 4: DESCRIPTION OF COLLECTIONS AND FURTHERANCE OF EXEMPT PURPOSE: LIVING COLLECTION - WOODY PLANTS IN CATEGORIES OF TAXONOMIC, GEOGRAPHIC, SPECIAL HABITAT, HORTICULTURAL, RARE/ENDANGERED. 222,000 SPECIMENS REPRESENT 4650 DIFFERENT KINDS OF TREES, SHRUBS AND OTHER PLANTS FROM 40 COUNTRIES IN THE NORTHERN TEMPERATE ZONE. DISPLAYED ACROSS 1,700 ACRES OF NATURAL LANDSCAPES. PROVIDED FOR BOTANICAL, HORTICULTURAL, AND ARTISTIC STUDY (EDUCATION AND RESEARCH PURPOSE) AND ENJOYMENT OF PLANT SPECIES (SPECIFIC RESEARCH PURPOSE). LIBRARY COLLECTION - 27,000 VOLUMES OF BOTANY, HORTICULTURE, LANDSCAPE DESIGN, NATURAL HISTORY, ECOLOGY; CORRESPONDING RARE DOCUMENTS, AND OTHER PRINTED MATERIALS; 12,000 BOTANICAL ARTWORKS AND 3,400 LANDSCAPE DRAWINGS. AVAILABLE FOR BOTANICAL, HORTICULTURAL, AND ARTISTIC STUDY OF PLANTS (EDUCATIONAL, RESEARCH, AND CULTURAL PURPOSES). PART V, LINE 4: THE TERM ENDOWMENTS ARE SPENT PER THE DONOR'S DIRECTIONS. THE PERMANENT ENDOWMENT IS MAINTAINED IN PERPETUITY TO SUPPORT THE MISSION AND OPERATIONS OF THE MORTON ARBORETUM. THE BOARD DESIGNATED ENDOWMENTS ARE APPLIED TO PURPOSES DEFINED BY THE BOARD IN SUPPORT OF THE MISSION AND OPERATIONS OF THE MORTON ARBORETUM. PART X, LINE 2: THE ARBORETUM IS A NOT-FOR-PROFIT ENTITY AND IS EXEMPT FROM TAX UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ARBORETUM AND RECOGNIZE A TAX LIABILITY IF THE ARBORETUM HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF SALES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS -2,335,620. FUNDRAISING EXPENSES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS -113,898. NET INCOME FROM INVESTMENTS-INCLUDED IN OTHER CHANGES ON THE FINANCIAL STMTS 3,810,722. NET REALIZED GAINS ON INVESTMENTS-INCLUDED IN OTHER CHANGES ON FIN. STMTS 14,903,733. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS 2,335,620. FUNDRAISING EXPENSES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS 113,898. PART XII, LINE 4B - OTHER ADJUSTMENTS: ROUNDING -4. 1 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 19543949 EUROPE INVESTMENTS 2729281 NORTH AMERICA INVESTMENTS 23121033 EAST ASIA & PACIFIC FUNDRAISING 45 EUROPE PROGRAM SERVICES OUTREACH 6147 EUROPE PROGRAM SERVICES TESTING AND RESEARCH 20900 EUROPE ADMINSTRATION 7988 NORTH AMERICA PROGRAM SERVICES OUTREACH 5081 NORTH AMERICA PROGRAM SERVICES TESTING AND RESEARCH 76603 NORTH AMERICA FUNDRAISING 20630 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES TESTING AND RESEARCH 6817 EAST ASIA & PACIFIC PROGRAM SERVICES TESTING AND RESEARCH 9056 EUROPE FUNDRAISING 932 0 0 0 0 0 0 45434424 114038 45548462 1 0 1 1 1 0 PART III ACCOUNTING METHOD: X X X X X X X 1 LEMASTER MARKETING GROUP INC 7700 LEESBURG PIKE STE 239 FALLS CHURCH VA 22043 TELEMARKETING 0 209241 66168 143073 LAMARCA HEINRICH STRATEGIC CONSULTING 1441 HAWTHORNE TERRACE BERKELEY CA 94708 CONSULTING 0 0 25480 -25480 SSB CONSULTING GROUP 7600 E ORCHARD RD 3305 GREENWOOD VILLAGE CO 80111 ANALYTIC SUPPORT 0 0 13500 -13500 209241 105148 104093 IL DINNER PARTY 433414 386764 46650 4023 49717 10200 49958 433414 386764 46650 4023 49717 10200 49958 113898 -67248 1 UNIVERSITY OF FLORIDA 14625 CR 672 WINAUMA FL 33598 596002052 GOVT 10000 0 RESEARCH BOTANICAL GARDENS - HUNTINGTON 1151 OXFORD ROAD SAN MARINO CA 91108 650815620 501(C)(3) 33810 0 RESEARCH MONTGOMERY BOTANICAL CENTER 11901 OLD CUTLER ROAD MIAMI FL 33156 136153649 501(C)(3) 22573 0 CONSERVATION OF LIVING COLLECTIONS ATLANTA BOTANICAL GARDEN 1345 PIEDMONT AVE NE ATLANTA GA 30309 581313284 501(C)(3) 50560 0 CONSERVATION OF LIVING COLLECTIONS OPENLANDS PROJECT 25 E WASHINGTON STREET STE 1650 CHICAGO IL 60602 362649603 501(C)(3) 10000 0 PRESERVING OAK ECOSYSTEMS THE CONSERVATION FOUNDATION 10S404 KNOCH KNOLLS ROAD NAPERVILLE IL 60565 237221206 501(C)(3) 6554 0 PRESERVING OAK ECOSYSTEMS THE LAND CONSERVANCY OF MCHENRY COUNTY 4622 DEAN STREET WOODSTOCK IL 60098 363727476 501(C)(3) 9920 0 PRESERVING OAK ECOSYSTEMS FOREST PRESERVE DISTRICT OF DUPAGE COUNTY 3S580 NAPERVILLE ROAD WHEATON IL 60189 452343580 GOVT 40000 0 PRESERVING OAK ECOSYSTEMS MCHENRY COUNTY CONSERVATION DISTRICT 18410 US HIGHWAY 14 WOODSTOCK IL 60098 362728209 GOVT 8239 0 PRESERVING OAK ECOSYSTEMS UNIVERSITY OF VERMONT 81 CARRIGAN DRIVE BURLINGTON VT 05405 030179440 GOVT 36700 0 TREE REPLENISHMENT 10 FELLOWSHIP 5 60969 PART I, LINE 2: ON A QUARTERLY BASIS, GRANTEES ARE ASKED TO REPORT ON PROJECT PROGRESS USING A TEMPLATE PROVIDED WITH THE APPLICATION PROCESS. FAILURE TO COMPLY MAY RESULT IN THE CANCELLATION OF THE GRANT. A FINAL REPORT IS REQUIRED WITH A FINAL BUDGET FORM AND MATCH DOCUMENTATION WORKSHEET. PAYMENT IS MADE ONLY TO THE CONTRACTED ENTITY FOR INVOICES PAID BY THE GRANT RECIPIENTS AFTER THE COMPLETED REIMBURSEMENT REQUEST FORMS HAVE BEEN RECEIVED ALONG WITH VALID INVOICES AND/OR CANCELED CHECKS. ONLY ONE REIMBURSEMENT PAYMENT WILL BE MADE TO THE CONTRACTED COMMUNITY UPON COMPLETION OF ALL PHASES OF THE GRANT PROJECTS. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 GERARD T DONNELLY PHD PRESIDENT AND CEO 502586 0 68933 0 0 0 63241 0 26003 0 660763 0 0 0 JAMES S FAWLEY VP-FINANCE AND CFO 244591 0 1414 0 0 0 15239 0 31226 0 292470 0 0 0 KRIS BACHTELL VP-COLLECTIONS AND FACILITIES 184236 0 1397 0 0 0 28109 0 27240 0 240982 0 0 0 KATHLEEN SPIESS VP-DEVELOPMENT 216248 0 1414 0 0 0 12869 0 1900 0 232431 0 0 0 ALICIA LAVIRE VP-MARKETING AND COMMUNICATIONS 183154 0 1397 0 0 0 11309 0 23463 0 219323 0 0 0 PRESTON WONG BAUTISTA VP-LEARNING AND ENGAGEMENT 189693 0 1397 0 0 0 11612 0 9793 0 212495 0 0 0 KELLY NOLAN DIR-MAJOR GIFTS 134379 0 1529 0 0 0 8805 0 32786 0 177499 0 0 0 NANCY PESKE DIR-HUMAN RESOURCES 133278 0 1529 0 0 0 8675 0 31954 0 175436 0 0 0 CHARLES CANNON DIR-CENTER FOR TREE SCIENCE 133343 0 1529 0 0 0 8563 0 30465 0 173900 0 0 0 SAI RAVICHANDRAN DIR-INFORMATION TECHNOLOGY 124916 0 1529 0 0 0 8186 0 33262 0 167893 0 0 0 RONALD DULCEAK HEAD OF FACILITIES 117320 0 1529 0 0 0 7528 0 25708 0 152085 0 0 0 PART I, LINE 1A AN ON-SITE RESIDENCE IS PROVIDED FOR THE PRESIDENT AND CEO OF THE MORTON ARBORETUM, CURRENTLY GERARD T. DONNELLY, AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE MORTON ARBORETUM. THE VALUE OF THIS RESIDENCE IS NOT TREATED AS TAXABLE COMPENSATION. PART I, LINE 7 AS INDICATED IN SCHEDULE J, PART II, CERTAIN INDIVIDUALS RECEIVED BONUSES BASED ON THE PERFORMANCE AND FINANCIAL RESULTS OF THE ORGANIZATION. THESE BONUSES WERE APPROVED BY THE BOARD OF TRUSTEES. A THE COUNTY OF DUPAGE ILLINOIS 366006551 262668AE6 2020-07-30 50554899 SEE PART VI 0 0 0 A 50554899 535899 50019000 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 FORM 990, SCHEDULE K, PART I, LINE A, COLUMN F THE PROCEEDS OF THE BONDS WERE USED TO (I) REFUND THE OUTSTANDING SERIES 2003 BONDS ISSUED ON DECEMBER 17, 2003; (II) REFUND THE OUTSTANDING SERIES 2017 BONDS ISSUED ON MAY 18, 2017; (III) TERMINATE THE SWAP AGREEMENT ISSUED WITH THE SERIES 2017 BONDS; AND (IV) PAY CERTAIN INCURRED COSTS WITH THE AUTHORIZATION AND ISSUANCE OF THE BOND. X 36 793344 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING IN PART I, COLUMN (B) THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 3 THE MORTON ARBORETUM CONTRACTS WITH ARAMARK CORPORATION TO MANAGE AND OPERATE FOOD SERVICES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE MORTON ARBORETUM'S ACCOUNTANTS, REVIEWED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MORTON ARBORETUM REQUIRES THAT ALL TRUSTEES, EMPLOYEES, AND VOLUNTEERS DISCLOSE AND DECLARE ANY PERSONAL, FAMILIAL, OR BUSINESS RELATIONSHIPS, SITUATIONS, OR ACTIVITIES THAT HAVE POTENTIAL TO CREATE A CONFLICT OF INTEREST. FOR TRUSTEES AND EMPLOYEES, THE DECLARATION MUST BE RENEWED ANNUALLY AND WHEN APPLICABLE CHANGES OCCUR. THE MORTON ARBORETUM SUPPLIES A CONFLICT OF INTEREST DECLARATION FORM TO ALL TRUSTEES AND EMPLOYEES FOR THIS PURPOSE. VOLUNTEERS ARE INFORMED OF THIS POLICY AT THE ONSET OF THEIR SERVICE, IN THE PUBLISHED VOLUNTEER HANDBOOK, AND IN PERIODIC COMMUNICATIONS. FOR ALL TRUSTEES, EMPLOYEES, AND VOLUNTEERS, RELATIONSHIPS OR SITUATIONS THAT ARISE THAT MAY CREATE OR APPEAR TO CREATE CONFLICT OF INTEREST MUST BE BROUGHT TO THE ATTENTION OF THE PRESIDENT OR THE CHAIRMAN OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF OFFICERS AND KEY EMPLOYEES INCLUDES A MARKET ANALYSIS OF COMPARABLE POSITIONS FROM PEER GARDENS AND OTHER SIMILAR ORGANIZATIONS FOR BENCHMARKING PURPOSES, AS WELL AS, AN OUTSIDE MANAGEMENT CONSULTING FIRM. THIS INFORMATION IS REVIEWED BY INTERNAL HUMAN RESOURCES PROFESSIONALS AND THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE FULL BOARD REVIEWS AND APPROVES RECOMMENDATIONS OF COMPENSATION MATTERS FOR THE PRESIDENT AND CEO. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE MORTON ARBORETUM'S WEBSITE (WWW.MORTONARB.ORG) AND ANNUAL REPORT. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST.