2022-11-04T14:24:10-05:00 2021-12-31 410445819 FIDUCIARY COUNSELLING INC 30 E 7TH STREET SUITE 2000 SAINT PAUL MN 551014930 990PF 2021-01-01 833352641 W SECOND GROWTH FOUNDATION WSEC 6512150935 30 E SEVENTH STREET SUITE 2000 ST PAUL MN 55101 ELLEN R MIDDLETON PRESIDENT 6512280935 2022-11-03 1 ELLEN MIDDLETON 999009999 KELLY B MCCARRAGHER P00921913 6512280935 2022-11-03 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 8631916 X X 204667 198427 386291 1693539 614217 143070 88346 734028 900990 0 0 0 37759 4103 32156 1257 24390 4919 0 34276 62149 44555 32156 210000 210000 272149 44555 242156 461879 856435 3389527 3979808 5026451 1396723 1386477 1383735 1263641 1122361 2221730 6049891 6488646 8631916 0 0 X 0 0 0 0 6049891 6488646 6049891 6488646 6049891 6488646 6049891 461879 0 6511770 23124 6488646 PUBLICLY TRADED SECURITIES P 268480 234281 34199 34199 LONG TERM CAPITAL GAIN DISTRIBUTIONS P 188595 188595 188595 SHORT TERM CAPITAL LOSS THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC P 0 0 LONG TERM CAPITAL GAIN THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC P 9272 9272 9272 SEC 1231 LOSS THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC P 26 -26 -26 SHORT TERM CAPITAL LOSS THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC II P 2 -2 -2 LONG TERM CAPITAL GAIN THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC II P 12093 12093 12093 SEC 1231 GAIN THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC II P 11 11 11 SHORT TERM CAPITAL GAIN THRU HARVEST MLP INCOME FUND P 34015 34015 34015 LONG TERM CAPITAL GAIN THRU HARVEST MLP INCOME FUND P 1123 1123 1123 SEC 1231 LOSS THRU HARVEST MLP INCOME FUND P 1 -1 -1 PUBLICLY TRADED SECURITIES - WASH P 0 0 STCG THRU RIVERVIEW SEVENTH STREET P 297 297 297 LTCG THRU RIVERVIEW SEVENTH STREET P 1354 1354 1354 SEC 1256 LOSS THRU RIVERVIEW SEVENTH STREET P 9 -9 -9 STCG THRU COF P 5929 5929 5929 LTCG THRU COF P 20236 20236 20236 STCG THRU CPOF III P 24 24 24 LTCG THRU CPOF III P 16975 16975 16975 SEC 1231 GAIN THRU CPOF III P 43 43 43 SEC 1256 GAIN THRU CPOF III P 35 35 35 STCL THRU CPOF IV P 2185 -2185 -2185 LTCG THRU CPOF IV P 38041 38041 38041 SEC 1231 GAIN THRU CPOF IV P 6 6 6 SEC 1256 GAIN THRU CPOF IV P 186 186 186 STCG THRU CPOF VI P 2804 2804 2804 LTCG THRU CPOF V P 91800 91800 91800 SEC 1231 LOSS THRU CPOF V P 142 -142 -142 SEC 1256 GAIN THRU CPOF V P 152 152 152 STCL THRU CPOF VI P 117 -117 -117 LTCG THRU CPOF VI P 10646 10646 10646 SEC 1231 LOSS THRU CPOF VI P 3 -3 -3 PUBLICLY TRADED SECURITIES P 965897 773732 192165 192165 NON-MARKETABLE GAIN/LOSS P 0 0 STCG THRU CPOF VII P 12 12 12 LTCG THRU CPOF VII P 0 0 SEC 1231 GAIN THRU CPOF VII P 0 0 SEC 1256 GAIN THRU CPOF VII P 0 0 RIVERVIEW SEVENTH STREET DISPOSITION P 68824 -68824 -68824 HARVEST DISPOSITION GAIN ON CASH IN EXCESS OF BASIS P 25513 25513 25513 614217 11904 0 11904 0 11904 19390 0 0 0 19390 0 7486 7486 0 0 0 0 0 0 0 0 0 1 1 0 1 1 MN 1 0 0 0 0 1 N/A FIDUCIARY COUNSELLING INC 6512280935 30 E 7TH STREET SUITE 2000 ST PAUL MN 55101 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FREDERICK CW KING 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 SECRETARY/DIRECTOR 1.00 0 0 0 ANNE E ZACCARO 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 VICE PRES/DIRECTOR 1.00 0 0 0 ELLEN R MIDDLETON 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 PRESIDENT/DIRECTOR 1.00 0 0 0 RADELL C RASMUSSEN 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 TREASURER/DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 6473398 0 1989649 8463047 0 0 8463047 126946 8336101 416805 416805 11904 3476 15380 401425 0 401425 0 401425 242156 0 242156 401425 209828 0 0 242156 209828 0 0 32328 0 0 0 0 0 0 0 0 369097 0 0 0 X BAYLOR SCHOOL 171 BAYLOR SCHOOL RD CHATTANOOGA TN 37405 PC CUSHMAN LECTURE SERIES 5000 BOYS AND GIRLS CLUB OF BEAUFORT COUNTY 1089 BRIDGE STREET WASHINGTON NC 27889 PC GENERAL OPERATING SUPPORT 2500 CAMP MISHAWAKA 1076 7TH ST W SAINT PAUL MN 55102 PC BATHROOM AND SHOWER PROJECTS 5000 CETOS RESEARCH ORGANIZATION 51 KEBO RIDGE RD BAR HARBOR ME 04609 PC VAQUITA RECOVERY FUND 3500 CHIEF SEATTLE CLUB 410 2ND AVENUE EXT S SEATTLE WA 98104 PC GENERAL OPERATING SUPPORT 3000 COLBY COLLEGE 4120 MAYFLOWER WATERVILLE ME 04901 PC THE ANNUAL FUND 5000 CONNECTICUT COLLEGE 270 MOHEGAN AVE BECKER HOUSE NEW LONDON CT 06320 PC THE ANNUAL FUND 5000 EAGLE'S WINGS PO BOX 426 WASHINGTON NC 27889 PC GENERAL OPERATING SUPPORT 2500 FAMILY EDUCATION AND SUPPORT SERVICES 1202 BLAKE LAKE BLVD SUITE B OLYMPIA WA 98502 PC LITTLE RED SCHOOL HOUSE 1500 FOREST HISTORY SOCIETY 2925 ACADEMY ROAD DURHAM NC 27705 PC GENERAL OPERATING SUPPORT 1500 FOSTER CARE TO SUCCESS 23811 CHAGRIN BLVD STE 210 BEACHWOOD OH 44122 PC GENERAL OPERATING SUPPORT 6000 GEORGE JACKSON SCHOOL 104 ST MARKS PLACE NEW YORK NY 10009 PC GENERAL OPERATING EXPENSES 2000 GIVE MERIT 10100 GRAND RIVER AVE DETROIT MI 48204 PC GENERAL OPERATING SUPPORT 5000 GRACE CHURCH SCHOOL 86 4TH AVE NEW YORK NY 10003 PC THE ANNUAL FUND 7000 GRAYS HARBOR COMMUNITY COLLEGE FOUNDATION 1620 EDWARD P SMITH DR ABERDEEN WA 98520 PC ELDON BARGEWELL MEMORIAL FUND 1000 GREATER BOSTON FOOD BANK 70 S BAY AVE BOSTON MA 02118 PC GENERAL OPERATING SUPPORT 6000 HAZELDEN BETTY FORD FOUNDATION PO BOX 11 CENTER CITY MN 55012 PC PLYMOUTH CENTER OPERATING SUPPORT 5000 KING STREET CENTER PO BOX 1615 BURLINGTON VT 05402 PC GENERAL OPERATING EXPENSES 1000 MACALESTER COLLEGE 1600 GRAND AVE SAINT PAUL MN 55105 PC THE GENERAL FUND 5000 MADAWORKS 55 BROADWAY UNIT 228 GREENLAWN NY 11740 PC THE GENERAL FUND 1500 MAYDAY FOUNDATION 3403 STEAMBOAT ISLAND RD NW OLYMPIA WA 98502 PC SUPPORT FOR CANCER PATIENTS AND THEIR FAMILIES 2500 METAIRIE PARK COUNTRY DAY SCHOOL 300 PARK RD METARIE LA 70005 PC GENERAL OPERATING SUPPORT 2250 MINNESOTA HISTORICAL SOCIETY 345 KELLOGG BLVD W SAINT PAUL MN 55102 PC FOR THE DIGITIZATION OF THE COLLECTIONS OF MHS 5000 MISSISSIPPI PARK CONNECTION 111 KELLOGG BLVD E STE 105 SAINT PAUL MN 55101 PC THE GENERAL FUND 7500 NATIVE AMERICAN HERITAGE ASSOCIATION 830 JOHN MARSHALL HWY STE F FRONT ROYAL VA 22630 PC GENERAL OPERATING SUPPORT 7000 NICOLET COLLEGE FOUNDATION PO BOX 518 RHINELANDER WI 54501 PC TRIBAL OUTREACH PROGRAM 3000 NORTHLAND COLLEGE 1411 ELLIS AVE ASHLAND WI 54806 PC THE ANNUAL FUND 1750 NORTHLAND COLLEGE 1411 ELLIS AVE ASHLAND WI 54806 PC THE ANNUAL FUND 7500 OPEN DOOR COMMUNITY CENTER 1240 COWELL FARM RD WASHINGTON NC 27889 PC GENERAL OPERATING SUPPORT 3500 PLANNED PARENTHOOD FEDERATION OF AMERICA 123 WILLIAM ST 10TH FLOOR NEW YORK NY 10038 PC THE GENERAL FUND, ABORTION RIGHTS SUPPORT, AND GENERAL OPERATING SUPPORT 12000 PRESBYTERIAN HOMES FOUNDATION 2845 NORTH HAMLINE AVENUE ROSEVILLE MN 55113 PC GENERAL OPERATING SUPPORT FOR TIMBER HILLS, ARBOR PATIO, EMPLOYEE HARDSHIP FUND, OR EMPLOYEE APPRECIATION FUND 23250 PROVIDENCE ST PETER FOUNDATION 413 LILLY RD NE OLYMPIA WA 98506 PC AREA OF GREATEST NEED 5000 SAMARITAN'S PURSE PO BOX 3000 BOONE NC 28607 PC GENERAL OPERATING SUPPORT 2500 SIDEWALK 1139 5TH AVE SE OLYMPIA WA 98501 PC GENERAL OPERATING SUPPORT 6000 THE A21 CAMPAIGN 2781 W MACARTHUR BLVD STE B605 SANTA ANA CA 92704 PC GENERAL OPERATING SUPPORT 2500 THE RAPTOR CENTER 1920 FITCH AVENUE SAINT PAUL MN 55108 PC FEEDING INJURED AND SICK EAGLES 20000 UNITED WAY OF BEAUFORT COUNTY PO BOX 1963 WASHINGTON NC 27889 PC GENERAL OPERATING SUPPORT 3000 WHITE PASS COUNTY HISTORICAL SOCIETY PO BOX 958 PACKWOOD WA 98361 PC THE HIGH ROCK LOOKOUT RESTORATION 5000 WORLD BICYCLE RELIEF 1000 WEST FULTON MARKET CHICAGO IL 60607 PC GENERAL OPERATING SUPPORT 9750 WRIGHT FLIGHT INC 7075 S PLUMMER AVE 14 TUCSON AZ 85756 PC GENERAL OPERATING SUPPORT 5000 YALE SCHOOL OF FORESTRY AND ENVIRONMENTAL STUDIES PO BOX 208239 NEW HAVEN CT 06520 PC MARGARET RASMUSSEN KING SCHOLARSHIP FUND 2000 210000 0 14 204667 14 143070 18 386291 0 734028 0 734028 11A SOFTWARE INCLUSION 0 0 0 0 0 0 0 0 0 0 ACCOUNTING & TAX FEES 37759 4103 32156 AUDIT FEES 0 0 0 GUGGENHEIM TOTAL RETURN BOND FD INSTL 461585 460461 PERFORMANCE TRUST STRATEGIC BOND FD 464923 458992 PIMCO INCOME FUND INSTITUTIONAL FUND 459969 464282 FIDELITY GOVT CASH RESERVE 54361 54361 VANGUARD PRIMCAP CORE FD 166778 339499 CLEARWATER SELECT EQUITY FUND 561709 803238 CLEARWATER INTERNATIONAL FUND 907326 1138475 PIMCO ALL ASSET INST CLASS 465730 468402 WILLIAM BLAIR MACRO ALLOCATION FD 451963 438617 THIRD AVENUE REAL ESTATE VALUE FD 201674 299317 VANGUARD 500 INDEX FD ADM 324645 419409 VANGUARD SELECTED VALUE FD 171402 205240 VANGUARD EMERGING MKTS STK INDEX INSTL 171374 193764 WCM FOCUSED EMERGING MARKETS FUND INSTL 122712 139369 VANGUARD REIT INDEX FD 222071 305983 AQR EMERGING MULTI STYLE FUND CL II 158063 220777 CLEARWATER OPPORTUNITY FUND LLLP AT COST 292917 374703 CLEARWATER PRIVATE OPPORTUNITY FUND IV AT COST 5000 164767 CLEARWATER PRIVATE OPPORTUNITY FUND V AT COST 168000 566489 CLEARWATER PRIVATE OPPORTUNITY FUND VI AT COST 180000 237766 SPELL CAPITAL MEZZANINE PARTNERS SBIC II LP AT COST 202070 299558 SPELL CAPITAL MEZZANINE PARTNERS SBIC LP AT COST 0 192303 CLEARWATER PRIVATE OPPORTUNITY FUND VII AT COST 48000 49830 TORTOISE MLP AND PIPELINE FD AT COST 226374 268210 CLEARWATER PRIVATE OPPORTUNITY FUND III AT COST 0 68104 PRIOR PERIOD ADJUSTMENTS 23123 ROUNDING 1 HARVEST MLP INCOME FUND EIN: 27-2968896 0 0 0 ORDINARY INCOME 0 -23 0 DIVIDENDS 0 10 0 PLUS: UBTI LOSS 0 22 0 SPELL CAPITAL MEZZANINE PARTNERS II EIN: 35-2600658 0 0 0 ORDINARY INCOME 0 51492 0 INTEREST 0 18 0 LESS: UBTI GAIN 0 -6123 0 SPELL CAPITAL MEZZANINE PARTNERS EIN: 37-1661465 0 0 0 ORDINARY INCOME 0 20305 0 INTEREST 0 121 0 DIVIDENDS 0 113 0 LESS: UBTI GAIN 0 -8646 0 RIVERVIEW SEVENTH STREET EIN: 20-3506141 0 0 0 ORDINARY INCOME 0 -1 0 INTEREST 0 3 0 DIVIDENDS 0 9 0 PLUS: UBTI LOSS 0 1 0 CLEARWATER PRIVATE OPPORTUNITY FUND III EIN: 26-2251284 0 0 0 ORDINARY INCOME 0 -352 0 RENTAL INCOME 0 -26 0 OTHER RENTAL INCOME 0 -3 0 INTEREST 0 389 0 DIVIDENDS 0 258 0 ROYALTIES 0 4 0 OTHER PORTFOLIO INCOME 0 8 0 OTHER INCOME/COD 0 -132 0 PLUS: UBTI LOSS 0 223 0 CLEARWATER PRIVATE OPPORTUNITY FUND V EIN: 46-5036194 0 0 0 ORDINARY INCOME 0 4375 0 RENTAL INCOME 0 -12 0 OTHER RENTAL INCOME 0 -2 0 INTEREST 0 1821 0 DIVIDENDS 0 12514 0 ROYALTIES 0 748 0 OTHER PORTFOLIO INCOME 0 -379 0 CANCELLATION OF DEBT 0 -30 0 OTHER INCOME 0 447 0 LESS: UBTI GAIN 0 -2529 0 CLEARWATER PRIVATE OPPORTUNITY FUND VI EIN: 82-2245537 0 0 0 ORDINARY INCOME 0 1972 0 RENTAL INCOME 0 -144 0 OTHER RENTAL INCOME 0 -288 0 INTEREST 0 336 0 DIVIDENDS 0 377 0 ROYALTIES 0 176 0 OTHER PORTFOLIO INCOME 0 24 0 OTHER INCOME 0 -11 0 LESS: UBTI GAIN 0 -1246 0 CLEARWATER OPPORTUNITY FUND EIN: 82-2233098 0 0 0 INTEREST 0 1 0 DIVIDENDS 0 7713 0 OTHER PORTFOLIO INCOME 0 5033 0 CLEARWATER PRIVATE OPPORTUNITY FUND IV EIN: 45-2978316 0 0 0 ORDINARY INCOME 0 453 0 INTEREST 0 358 0 DIVIDENDS 0 1145 0 ROYALTIES 0 4 0 OTHER PORTFOLIO INCOME 0 -107 0 CANCELLATION OF DEBT 0 15 0 OTHER INCOME 0 514 0 LESS: UBTI 0 -2929 0 UBTI TAX REFUND 5000 0 5000 EXCISE TAX REFUND 19389 0 19389 CLEARWATER PRIVATE OPPORTUNITY FUND VII EIN: 84-5014159 0 0 0 ORDINARY INCOME 0 22 0 RENTAL INCOME 0 -37 0 INTEREST 0 7 0 DIVIDENDS 0 1 0 PLUS: UBTI LOSS 0 334 0 PARTNERSHIP INCOME 118681 0 118681 2021 EXCISE TAX 19390 0 0 HARVEST MLP INCOME FUND LLC EIN: 27-2968896 0 1 0 RIVERVIEW SEVENTH STREET FUND EIN: 20-3506141 0 0 0 CLEARWATER PRIVATE OPPORTUNITY FUND III EIN: 26-2251284 0 28 0 CLEARWATER PRIVATE OPPORTUNITY FUND V EIN: 46-5036194 0 251 0 CLEARWATER OPPORTUNITY FUND EIN: 82-2233098 0 452 0 CLEARWATER PRIVATE OPPORTUNITY FUND IV EIN: 45-2978316 0 19 0 FIDELITY FOREIGN TAXES WITHHELD 0 4166 0 2021 UBTI TAX 5000 0 0 CLEARWATER PRIVATE OPPORTUNITY FUND VI EIN: 83-3352641 0 2 0