2022-11-07T07:56:22-06:00 2021-12-31 871353108 EISNER ADVISORY GROUP LLC 733 THIRD AVENUE NEW YORK NY 100172703 990 2021-01-01 132566973 NATIONAL COMMITTEE ON UNITED STATES -CHINA RELATIONS INC NATI 2126459677 6 EAST 43RD STREET 24TH FL NEW YORK NY 10017 MEREDITHE MASTRELLA VICE PRESIDENT 2126459677 2022-11-07 1 MEREDITHE MASTRELLA 999009999 CANDICE METH P01306891 2129498700 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z MEREDITHE MASTRELLA 6 EAST 43RD STREET 24TH FL NEW YORK NY 10017 10117347 0 X WWW.NCUSCR.ORG X 1966 NY SEE SCHEDULE O. 55 54 33 13 0 0 4686254 7805575 0 0 372862 252881 50 13051 5059166 8071507 0 0 0 0 3593434 3883965 0 0 490470 1332167 1383450 4925601 5267415 133565 2804092 18820671 21325649 310392 292380 18510279 21033269 X SEE SCHEDULE O. 0 0 2487823 13051 DURING THE 2021 YEAR, THE COMMITTEE SPONSORED AND/OR ORGANIZED EXCHANGES BETWEEN THE UNITED STATES AND THE PEOPLES REPUBLIC OF CHINA ENABLING EXPERTS IN SPECIFIC FIELDS TO INTERACT WITH EACH OTHER; PUBLIC EDUCATION PROGRAMS WITH AUDIENCES RANGING IN SIZE FROM 20 TO SEVERAL HUNDRED; TRACK II DIALOGUES ON CRITICAL ISSUES (HEALTHCARE, MARITIME LAW, ECONOMICS, DIGITAL ECONOMY) IN THE RELATIONSHIP BETWEEN THE TWO COUNTRIES; AND CONFERENCES ON CUTTING EDGE ISSUES. THESE EXCHANGES AND PROGRAMS WERE VIRTUAL IN 2021. 33962 DURING THE 2021 YEAR, EDUCATIONAL ACTIVITIES OF THE COMMITTEE INCLUDED: BRIEFINGS, CONSULTATIONS FOR OFFICIAL AND PRIVATE GROUPS, NEWSLETTERS, AND PANEL DISCUSSIONS AND SEMINARS. THESE EDUCATIONAL ACTIVITIES WERE VIRTUAL IN 2021. 2521785 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 28 0 1 33 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 55 54 1 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 NY X MEREDITHE MASTRELLA 2126459677 6 EAST 43RD STREET 24TH FL NEW YORK NY 10017 X CARLA A HILLS CHAIR 1.00 X X 0 0 0 I PETER WOLFF SECRETARY 1.00 X X 0 0 0 KEITH ABELL TREASURER 1.00 X X 0 0 0 MAURICE R GREENBERG EXECUTIVE VICE CHAIR 1.00 X X 0 0 0 HENRY A KISSINGER EXECUTIVE VICE CHAIR 1.00 X X 0 0 0 EVAN G GREENBERG VICE CHAIR 1.00 X X 0 0 0 THOMAS H KEAN VICE CHAIR 1.00 X X 0 0 0 NICHOLAS R LARDY VICE CHAIR 1.00 X X 0 0 0 WILLIAM R RHODES VICE CHAIR 1.00 X X 0 0 0 J STAPLETON ROY VICE CHAIR 1.00 X X 0 0 0 JAMES R SASSER DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 JONATHAN AUERBACH DIRECTOR 1.00 X 0 0 0 AJAY BANGA DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 DENNIS C BLAIR DIRECTOR 1.00 X 0 0 0 OLIVIER BRANDICOURT DIRECTOR 1.00 X 0 0 0 MING HSIEH DIRECTOR (AS OF 05/2021) 1.00 X 0 0 0 DAN BRYANT DIRECTOR 1.00 X 0 0 0 GARY LOCKE DIRECTOR (AS OF 05/2021) 1.00 X 0 0 0 AMY CELICO DIRECTOR 1.00 X 0 0 0 JOHN S CHEN DIRECTOR 1.00 X 0 0 0 PETER M CLEVELAND DIRECTOR 1.00 X 0 0 0 DANIEL CRUISE DIRECTOR 1.00 X 0 0 0 ROBERT L DALY DIRECTOR 1.00 X 0 0 0 NELSON G DONG DIRECTOR 1.00 X 0 0 0 ELIZABETH C ECONOMY DIRECTOR (THROUGH 08/2021) 1.00 X 0 0 0 RICHARD EDELMAN DIRECTOR 1.00 X 0 0 0 WILLIAM E FORD DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 BARBARA H FRANKLIN DIRECTOR 1.00 X 0 0 0 M TAYLOR FRAVEL DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 NANCY YAO MAASBACH DIRECTOR (AS OF 05/2021) 1.00 X 0 0 0 PAUL T HAENLE DIRECTOR 1.00 X 0 0 0 MERIT JANOW DIRECTOR 1.00 X 0 0 0 KATHERINE P KAUP DIRECTOR 1.00 X 0 0 0 ELIZABETH KNUP DIRECTOR 1.00 X 0 0 0 DAVID M LAMPTON DIRECTOR 1.00 X 0 0 0 CHENG LI DIRECTOR 1.00 X 0 0 0 KENNETH G LIEBERTHAL DIRECTOR 1.00 X 0 0 0 ERNIE L THRASHER DIRECTOR (AS OF 05/2021) 1.00 X 0 0 0 RICHARD VERMA DIRECTOR (AS OF 05/2021) 1.00 X 0 0 0 SAMUEL J LOCKLEAR III DIRECTOR 1.00 X 0 0 0 ANJA MANUEL DIRECTOR 1.00 X 0 0 0 EVAN S MEDEIROS DIRECTOR 1.00 X 0 0 0 KEN MILLER DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 HOWARD P MILSTEIN DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 DOUGLAS H PAAL DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 SHELDON PANG DIRECTOR 1.00 X 0 0 0 YVONNE PEI DIRECTOR 1.00 X 0 0 0 A ROBERT PIETRZAK DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 JOSHUA C RAMO DIRECTOR 1.00 X 0 0 0 CLARK T RANDT JR DIRECTOR 1.00 X 0 0 0 DANIEL H ROSEN DIRECTOR 1.00 X 0 0 0 LEANA S WEN DIRECTOR (AS OF 05/2021) 1.00 X 0 0 0 ROB SPEYER DIRECTOR 1.00 X 0 0 0 SUSAN A THORNTON DIRECTOR 1.00 X 0 0 0 JAN F VAN ECK DIRECTOR 1.00 X 0 0 0 ROBERT H XIAO DIRECTOR (THROUGH 05/2021) 1.00 X 0 0 0 JERRY YANG DIRECTOR 1.00 X 0 0 0 BENJAMIN D HARBURG DIRECTOR 1.00 X 0 0 0 RAY DALIO DIRECTOR 1.00 X 0 0 0 MARY E GALLAGHER DIRECTOR 1.00 X 0 0 0 JON M HUNTSMAN JR DIRECTOR 1.00 X 0 0 0 JACOB J LEW DIRECTOR 1.00 X 0 0 0 JASON W REKATE DIRECTOR 1.00 X 0 0 0 MARK WIEDMAN DIRECTOR 1.00 X 0 0 0 PENG ZHAO DIRECTOR 1.00 X 0 0 0 STEPHEN ORLINS PRESIDENT 35.00 X 558911 0 45168 MEREDITHE MASTRELLA VICE PRESIDENT 35.00 X 234508 0 37799 JAN BERRIS VICE PRESIDENT 35.00 X 222255 0 37385 MARGOT LANDMAN SR DIR, EDUCATION PROGRAMS 35.00 X 178568 0 32506 JONATHAN LOWET SR DIR, LEADERSHIP INITIAT 35.00 X 142194 0 29931 YONG LU SENIOR DIRECTOR OF DEVELOP 35.00 X 130392 0 28368 JOSEPH WEED DIRECTOR OF COMMUNICATIONS 35.00 X 119313 0 11031 WEI XIA DIRECTOR, EXTERNAL RELATIONS 35.00 X 111245 0 9855 1697386 0 232043 10 0 1 0 KIWI PARTNERS INC 237 W 35TH STREET 1101 NEW YORK NY 10001 ACCOUNTING 134330 THOMAS B MOORE 234 WEST 148TH STREET APT 7C NEW YORK NY 10039 CONSULTANT 125000 2 2263425 578223 4963927 44002 7805575 245953 245953 1926878 1919950 6928 6928 6928 125890 2263425 125890 0 OTHER INCOME 900099 13051 13051 13051 8071507 13051 0 252881 X 1136027 523635 515178 97214 2107531 971436 955746 180349 166976 76965 75722 14289 228331 105246 103546 19539 245100 112975 111151 20974 183330 183330 541604 391290 49157 101157 14424 1035 4230 9159 298504 137591 135369 25544 123758 111950 10048 1760 25406 11711 11521 2174 19218 8858 8715 1645 MISCELLANEOUS 75901 35083 40811 7 COMMUNICATIONS 53678 19835 33843 REPAIRS AND MAINTENANCE 30068 13859 13636 2573 PRINTING AND PUBLICATIO 17559 316 3157 14086 5267415 2521785 2255160 490470 471081 389306 688726 171262 4495590 6015538 47094 95182 379431 291409 77821 88022 13026821 14552770 13538 13569 18820671 21325649 257927 249915 52465 42465 310392 292380 X 11790939 13121963 6719340 7911306 18510279 21033269 18820671 21325649 2804092 -281102 0 X 0 1 X 1 0 X 6404106 2412041 8550928 4686254 7805575 29858904 6404106 2412041 8550928 4686254 7805575 29858904 10561754 19297150 60091 132095 177114 361528 245953 976781 15398 12267 578 50 13051 41344 30877029 0.62500 0.63700 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FOREIGN EXCHANGE TRANS GAIN - 2017 AMOUNT: $ 15,398. 2018 AMOUNT: $ 12,674. 2019 AMOUNT: $ -27. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 0. OTHER INCOME - 2017 AMOUNT: $ 0. 2018 AMOUNT: $ -407. 2019 AMOUNT: $ 605. 2020 AMOUNT: $ 50. 2021 AMOUNT: $ 569. TAX REFUNDS - 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 12,482. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 23873 12431 11442 214058 167478 46580 141500 111500 30000 88022 X 7790405 -281102 -281102 8071507 0 8071507 5267415 0 5267415 0 5267415 PART X, LINE 2: THE COMMITTEE IS SUBJECT TO THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD'S (THE "FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, RELATING TO ACCOUNTING AND REPORTING FOR UNCERTAINTY IN INCOME TAXES. BECAUSE OF THE COMMITTEE'S GENERAL TAX-EXEMPT STATUS, MANAGEMENT BELIEVES ASC TOPIC 740 HAS NOT HAD, AND IS NOT EXPECTED TO HAVE, A MATERIAL IMPACT ON THE COMMITTEE'S FINANCIAL STATEMENTS. GALA 2389315 2263425 125890 125890 2389315 2263425 125890 125890 125890 0 X X 0 0 0 0 0 0 0 1 0 STEPHEN ORLINS PRESIDENT 479667 0 79244 0 0 0 29000 0 16168 0 604079 0 0 0 MEREDITHE MASTRELLA VICE PRESIDENT 215177 0 19331 0 0 0 21631 0 16168 0 272307 0 0 0 JAN BERRIS VICE PRESIDENT 212175 0 10080 0 0 0 21217 0 16168 0 259640 0 0 0 MARGOT LANDMAN SR DIR, EDUCATION PROGRAMS 163379 0 15189 0 0 0 16338 0 16168 0 211074 0 0 0 JONATHAN LOWET SR DIR, LEADERSHIP INITIAT 136753 0 5441 0 0 0 13763 0 16168 0 172125 0 0 0 YONG LU SENIOR DIRECTOR OF DEVELOP 120392 0 10000 0 0 0 12200 0 16168 0 158760 0 0 0 PART I, LINE 1A COMPENSATION COMMITTEE: THE COMPENSATION REVIEW OF THE COMMITTEE'S PRESIDENT AND VICE PRESIDENTS IS CONDUCTED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. PART I, LINE 7 BONUSES FOR STAFF (WITH THE EXCEPTION OF THE PRESIDENT AND VICE PRESIDENTS) ARE RECOMMENDED ANNUALLY BY THE PRESIDENT AND APPROVED BY THE COMPENSATION COMMITTEE. BONUSES FOR THE PRESIDENT AND VICE PRESIDENTS ARE APPROVED ANNUALLY AT THE DISCRETION OF THE COMPENSATION COMMITTEE. DANIEL H ROSEN DIRECTOR OF THE COMMITTEE AND PARTNER-RHODIUM GROUP LLC 160000 RESEARCH 0 HOWARD P MILSTEIN DIRECTOR OF THE COMMITTEE AND OWNER-6 EAST 43RD STREET 124376 OFFICE LEASE 0 X 4 44002 PUBLISHED MARKET QUOTES 0 1 0 PART I, COLUMN (B): THE COMMITTEE RECEIVED 4 STOCK SECURITIES FROM VARIOUS DONORS DURING 2021. PART I, LINE 1 TO PROMOTE UNDERSTANDING AND COOPERATION BETWEEN THE UNITED STATES AND GREATER CHINA IN THE BELIEF THAT SOUND AND PRODUCTIVE SINO-AMERICAN RELATIONS SERVE VITAL AMERICAN AND WORLD INTERESTS. PART III, #1 ORGANIZATION'S MISSION: TO PROMOTE UNDERSTANDING AND COOPERATION BETWEEN THE UNITED STATES AND GREATER CHINA IN THE BELIEF THAT SOUND AND PRODUCTIVE SINO-AMERICAN RELATIONS SERVE VITAL AMERICAN AND WORLD INTERESTS. FORM 990, PART VI, SECTION A, LINE 2 MAURICE GREENBERG AND EVAN GREENBERG ARE FATHER AND SON. FORM 990, PART VI, SECTION A, LINE 6 THE COMMITTEE WAS INCORPORATED AS A MEMBERSHIP CORPORATION UNDER NEW YORK STATE LAW. FORM 990, PART VI, SECTION A, LINE 7A AS REQUIRED IN THE BY-LAWS, THE MEMBERS ELECT THE BOARD OF DIRECTORS, APPROXIMATELY 1/3 ANNUALLY AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 7B ANY CHANGE IN THE ORGANIZATION'S MISSION STATEMENT OR CHARTER IS SUBJECT TO APPROVAL BY THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE COMMITTEE'S AUDIT AND BUDGET COMMITTEE IS CHARGED BY THE FULL BOARD OF DIRECTORS WITH THE REVIEW OF THE ANNUAL 990. THE 2021 DOCUMENT (990) WAS SENT TO THE AUDIT AND BUDGET COMMITTEE, AND MEMBERS OF THAT GROUP WERE ASKED TO PROVIDE QUESTIONS AND COMMENTS PRIOR TO THE FILING. FORM 990, PART VI, SECTION B, LINE 12C IN ACCORDANCE WITH THE WRITTEN POLICY OF THE COMMITTEE, THE CONFLICT-OF-INTEREST STATEMENTS ARE RENEWED ANNUALLY BY THE STAFF AND BOARD MEMBERS. IN THE CASE OF BOARD MEMBERS, SUCH STATEMENTS ARE REQUIRED AT THE COMMENCEMENT OF THEIR TERM OF OFFICE. BOARD MEMBERS ARE ASKED ON AN ANNUAL BASIS TO REPORT ANY CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION REVIEW FOR THE COMMITTEE'S THREE OFFICERS (PRESIDENT AND THE TWO VICE PRESIDENTS) IS CONDUCTED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THE COMPENSATION REVIEW FOR ALL OTHER STAFF IS CONDUCTED ANNUALLY BY THE PRESIDENT AND TWO VICE PRESIDENTS; AND IS THEN PRESENTED TO THE COMPENSATION COMMITTEE FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING BODY DOCUMENTS, CONFLICT-OF-INTEREST POLICY, WHISTLEBLOWER POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G, OTHER FEES: FEES WERE PAID TO CONSULTANTS AND CONTRACTORS TO CONDUCT RESEARCH, ORGANIZE EVENTS, ETC.