2022-11-07T09:00:23-06:00 2021-12-31 621665434 WALTON ENTERPRISES LLC PO BOX 1860 BENTONVILLE AR 72712 990PF 2021-01-01 810831228 Penner Family Foundation Inc PENN 4794641570 PO BOX 1860 BENTONVILLE AR 72712 ROBERT A SMITH ASSISTANT TREASURER 2022-11-07 true ROBERT A SMITH 999009999 KENT C CROUCH P00810750 4794641500 2021-11-13 2021 2022-09-23 18:48:47Z X 168502529 X 0 X 3184959 3184011 11652222 71917662 11652222 0 0 0 1146652 1146652 0 15983833 15982885 0 368 0 0 368 41154 0 0 41154 229282 178742 0 50540 710700 710700 555712 180712 0 0 0 0 0 673906 669378 0 26 2211122 1739532 0 92088 17136000 17136000 19347122 1739532 0 17228088 -3363289 14243353 0 238727 242694 242694 0 63316 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 149169068 145865128 168259835 0 0 0 0 0 0 0 149471111 146107822 168502529 0 0 0 0 0 0 X 149471111 146107822 149471111 146107822 149471111 146107822 149471111 -3363289 0 146107822 0 146107822 GOLDMAN SACHS - COVERED CALLS P 14340553 14207977 132576 0 132576 GOLDMAN SACHS - COVERED CALLS P 10191389 9518081 673308 0 673308 GOLDMAN SACHS - COVERED CALLS P 3 0 3 0 3 GOLDMAN SACHS - COVERED PUTS P 1287183 96060 1191123 0 1191123 GOLDMAN SACHS - COVERED PUTS P 99 0 99 0 99 NT CASH P 37073813 36443323 630490 0 630490 NT CASH P 2 0 2 0 2 PASS THROUGH GAIN/LOSS P 9024621 0 9024621 0 9024621 11652222 0 197983 197983 197983 487340 487340 X 0 289357 289357 0 false false false false false false false true true DE AR true false false false false true KARI HARRIS 4794641570 PO BOX 2030 BENTONVILLE AR 72712 false false false true false false false false false false false false false false false false false false false false false false ROBERT A SMITH PO BOX 1860 BENTONVILLE AR 72712 ASSISTANT TREASURER 1.000 0 0 0 CARRIE W PENNER PO BOX 1860 BENTONVILLE AR 72712 DIRECTOR, PRESIDENT 3.000 0 0 0 GREGORY B PENNER PO BOX 1860 BENTONVILLE AR 72712 DIRECTOR, V.P., SECRETARY, TREASURER 3.000 0 0 0 ERRON SMITH PO BOX 1860 BENTONVILLE AR 72712 ASSISTANT SECRETARY 1.000 0 0 0 0 WALTON ENTERPRISES LLC PO BOX 1860 BENTONVILLE AR 72712 ADMINISTRATIVE/MANAGEMENT FEES 124754 GOLDMAN SACHS 71 SOUTH WACKER DRIVE SUITE 500 CHICAGO IL 60606 INVESTMENT MANAGEMENT 118398 0 0 169041702 3899770 0 172941472 0 172941472 2594122 170347350 8517368 8517368 197983 197983 8319385 8319385 8319385 17228088 0 0 17228088 8319385 0 2018 2017 0 2038046 2228806 1200804 7247165 9526509 22241330 17228088 0 0 0 8319385 8908703 0 31150033 0 0 0 0 0 2038046 29111987 2228806 1200804 7247165 9526509 8908703 CARRIE W PENNER X African American Community Service Agency 304 N 6th Street San Jose CA 95112 PC Community Development - General operating Support 50000 Aspen Center for Environmental Studies 100 Puppy Smith Street Aspen CO 81611 PC Environment - General Operating Support 25000 Aspen Center for Environmental Studies 100 Puppy Smith Street Aspen CO 81611 PC 50th Anniversary Campaign 250000 Aspen Country Day School Inc 85 Country Day Way Aspen CO 81611 PC Education - General Operating Support 25000 Aspen Journalism 1280 Ute Ave Suite 9 Aspen CO 81611 PC Environment - General Operating Support 5000 Brown University Box 1877 Providence RI 02912 PC Van Wickle Scholarship Fund 2000000 Brown University Box 1878 Providence RI 02913 PC Brown Undergraduate Internship and Research Fund 2000000 Brown University Box 1877 Providence RI 02912 PC Undergraduate Annual Fund 50000 Brown University Box 1877 Providence RI 02912 PC Athletics - Men's Water polo Support 10000 California Academy of Sciences 55 Music Concourse Drive Golden Gat e Park San Francisco CA 94118 PC Education - General Operating Support 30000 Charles Armstrong School 1405 Solana Drive Belmont CA 94002 PC Education - General Operating Support 5000 Child Advocates of Silicon Valley Inc 509 Valley Way Bldg 2 Milpitas CA 95035 PC Community Development - General operating Support 5000 Child Mind Institute Inc 101 East 56th Street New York NY 10022 PC Health - General Operating Support 15000 Children's Health Council Inc 650 Clark Way Palo Alto CA 94304 PC Health - General Operating Support 26000 Church of the Pioneers Foundation 1155 University Drive Bldg 3 Menlo Park CA 94025 PC Religion - General Operating Support 5000 Coaching Corps 310 Eighth Street Suite 300 Oakland CA 94607 PC Community Development - General operating Support 10000 Colorado Mountain College Foundation Inc 802 Grand Ave Glenwood Springs CO 81601 PC Education - General Operating Support 10000 Democracy Found 8850 Blackhawk Rd Apt 403 Middleton WI 53562 PC Community & Economic Development - General operating Support 250000 Edgewood Center for Children and Families 1801 Vicente Street San Francisco CA 94116 PC Health - General Operating Support 1000 EdVoice Institute for Research and Education 1107 9th St Ste 680 Sacramento CA 95814 PC Education - General Operating Support 115000 Environmental Working Group 1436 U Street NW Washington DC 20009 PC Health - General Operating Support 1000 Foxg1 Research Foundation One Luckenbach Lane Sands Point NY 11050 PC Health - General Operating Support 25000 Friends of the Palo Alto Junior Museum and Zoo 1451 Middlefield Road Palo Alto CA 94301 PC Education - General Operating Support 1000 Fuller Theological Seminary Office of Development 135 N Oakland Ave Pasadena CA 91182 PC Religion - General Operating Support 10000 Georgetown University 37th and O Streets NW Washington DC 20057 PC Penner Family Endowed Scholarship and Experiences Funds 2000000 Georgetown University 37th and O Streets NW Washington DC 20057 PC Education - General Operating Support 25000 Georgetown University 37th and O Streets NW Washington DC 20057 PC Support for the School of Foreign Service 10000 Georgetown University 37th and O Streets NW Washington DC 20057 PC Support for the College of Arts and Sciences 10000 Governor Dummer Academy dba The Governor's Academy 1 Elm Street Byfield MA 01922 PC Education - General Operating Support 25000 Greater Washington Educational Telecommunications Association Inc 3939 Campbell Avenue Arlington VA 22206 PC Community Development - General operating Support 1000000 Habitat for Humanity Greater San Francisco 500 Washington Street Suite 250 San Francisco CA 94111 PC Community & Economic Development - General operating Support 10000 Hawaii Community Foundation 827 Fort Street Mall Honolulu HI 96813 PC Community & Economic Development - General operating Support 10000 Honored Foundation 1645 31st St NW Washington DC 20007 PC Education - General Operating Support 25000 International Mountain Bicycling Association PO Box 20280 Boulder CO 80308 PC Athletics - General Operating Support 25000 KQED Inc 2601 Mariposa Street San Francisco CA 94110 PC Arts/Culture - General Operating Support 5000 Lucile Packard Foundation for Children's Health 400 Hamilton Avenue Suite 340 Palo Alto CA 94301 PC Health - General Operating Support 10000 Menlo School 50 Valparaiso Atherton CA 94027 PC Education - General Operating Support 10000 Midpeninsula Regional Open Space District 330 Distel Circle Los Altos CA 94022 GOV Environment - General Operating Support 5000 Montana Academy Foundation 9705 Lost Prairie Road Marion MT 59925 PC Health - General Operating Support 25000 Monterey Bay Aquarium Foundation 886 Cannery Row Monterey CA 93940 PC Environment - General Operating Support 10000 Monterey Peninsula Foundation 1 Lower Ragsdale Dr Bldg 3 Monterey CA 93940 PC Community Development - General operating Support 50000 National Christian Foundation Inc 11625 Rainwater Drive Suite 500 Alpharetta GA 30009 PC Religion - General Operating Support 25000 New York Road Runners Inc 156 W 56th St 3rd Floor New York NY 10019 PC Athletics - General Operating Support 10000 Pebble Beach Company Foundation PO Box 1767 Pebble Beach CA 93953 PC Education - General Operating Support 5000 Peninsula Open Space Trust 222 High Street Palo Alto CA 94301 PC Environment - General Operating Support 1000 Phillips Brooks School 2245 Avy Avenue Menlo Park CA 94025 PC Education - General Operating Support 5000 Positive Coaching Alliance 1001 N Rengstorff Ave Suite 100 Mountain View CA 94043 PC Athletics - General Operating Support 5000 Protect Our Winters 4676 Broadway Street Boulder CO 80304 PC Environment - General Operating Support 10000 REDF 101 A Clay Street Suite 103 San Francisco CA 94111 PC Community & Economic Development - General operating Support 500000 Roaring Fork Public Radio Inc (dba Aspen Public Radio) 110 E Hallam Ste 134 Aspen CO 81611 PC Arts/Culture - General Operating Support 10000 Sacred Heart Schools Atherton 150 Valparaiso Atherton CA 94027 PC Education - General Operating Support 50000 San Jose Children's Discovery Museum 180 Woz Way San Jose CA 95110 PC Community Development - General operating Support 1000 Semper Fi & America's Fund Box 555193 Camp Pendleton CA 92055 PC Health - General Operating Support 1000 St Paul's School 325 Pleasant Street Concord NH 03301 PC Education - General Operating Support 50000 Star Rock Ministries PO Box 996 San Clemente CA 92674 PC Religion - General Operating Support 20000 Teach for All Inc 25 Broadway 12th Floor New York NY 10004 PC Education - General Operating Support 500000 Teach for America New York City Region 25 Broadway 12th Floor New York NY 10004 PC Leaders for this moment Annual Benefit Dinner 100000 Teach for America Inc Bay Area 940 Howard St San Francisco CA 94103 PC Lead Today, Change Tomorrow Annual Benefit Dinner 25000 The Asian American Foundation 20018 Chateau Bend Dr Katy TX 77450 PC Community & Economic Development - General operating Support 1000000 The Aspen Institute Inc Office of Institutional Advancement 2300 N Street NW Suite 700 Washington DC 20037 PC Community & Economic Development - General operating Support 50000 The Board of Trustees of the Leland Stanford Junior University Frances C Arrillaga Alumni Center 3 26 Galvez Street Stanford CA 94305 PC Support for the Cantor Arts Center 10000 The Board of Trustees of the Leland Stanford Junior University Frances C Arrillaga Alumni Center 3 26 Galvez Street Stanford CA 94305 PC The Department of Athletics, Physical Education, and Recreation Pledge 4000000 The Board of Trustees of the Leland Stanford Junior University Frances C Arrillaga Alumni Center 3 26 Galvez Street Stanford CA 94305 PC Support for the Business School 50000 The Board of Trustees of the Leland Stanford Junior University Frances C Arrillaga Alumni Center 3 26 Galvez Street Stanford CA 94305 PC Support for the Parent Fund 25000 The Board of Trustees of the Leland Stanford Junior University Frances C Arrillaga Alumni Center 3 26 Galvez Street Stanford CA 94305 PC Support for the School of Education 50000 The Board of Trustees of the Leland Stanford Junior University Frances C Arrillaga Alumni Center 3 26 Galvez Street Stanford CA 94305 PC Support for the Athletic Department 25000 The Exploratorium Pier 17 Suite 100 San Francisco CA 94111 PC Community Development - General operating Support 2000 The Nature Conservancy - California 201 Mission Street 4th Floor San Francisco CA 94105 PC Environment - General Operating Support 5000 The Nueva School 6565 Skyline Blvd Hillsborough CA 94010 PC Education - General Operating Support 10000 The Opportunity Trust 4220 Duncan Avenue 2nd Floor St Louis MO 63110 PC Education - General Operating Support 250000 The Tech Interactive 201 S Market St San Jose CA 95113 PC Community Development - General operating Support 1000 The Trust for Hidden Villa 26870 Moody Road Los Altos CA 94022 PC Community Development - General operating Support 1000 Trustees of Deerfield Academy 7 Boyden Lane Deerfield MA 01342 PC Education - General Operating Support 50000 USA Cycling Foundation 210 USA Cycling Point Suite 100 Colorado Springs CO 80919 PC Athletics - General Operating Support 50000 USA Water Polo Inc 6 Morgan Suite 150 Irvine CA 92618 PC Support for the Aquatic Facility and Olympic Training Center 1000000 USA Water Polo Inc 6 Morgan Suite 150 Irvine CA 92618 PC Athletics - General Operating Support 50000 West Palm Golf Community Trust 525 Okeechobee Blvd Suite 11000 West Palm Beach FL 33401 PC Community Development - General operating Support 1000000 Young Life Foundation PO Box 520 International Service Ce nter Colorado Springs CO 80901 PC Religion - General Operating Support 10000 17136000 0 14 3184011 948 18 11652222 NORTHERN TRUST 18 1594 PASS-THROUGH - OTHER INCOME/(LOSS) 18 1145058 0 15982885 948 15983833 4 NONTAXABLE INCOME FROM PARTNERSHIPS false false false false false false false false false false Accounting Fees 41154 41154 NT - Investment Account AT COST 122809303 142120409 Goldman Sachs - Puts AT COST 13080400 13330896 Goldman Sach - Calls AT COST 9975425 12808530 LEGAL FEES 368 368 Miscellaneous 26 26 Pass-through - Other Deductions 669378 669378 Pass-through - Nondeductible Expenses 4502 Northern Trust 1594 1594 Pass-through - Other income/(loss) 1145058 1145058 Administrator & Management Fees 50540 50540 Investment Management Fees 178742 178742 Excise Tax 375000 Northern Trust - Foreign Taxes 37047 37047 GS - Foreign Taxes 4948 4948 Pass-through - Foreign Taxes 138717 138717