2022-11-03T09:50:24-05:00 2021-12-31 042571780 AAFCPAS INC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990 2021-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4139315221 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 CHAUNCEY COLLINS TREASURER 4139315221 2022-11-01 1 CHAUNCEY COLLINS XXX-XX-XXXX THOMAS F MULDOON P01561688 5083669100 2022-11-01 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z CHAUNCEY COLLINS 25 MAIN STREET STOCKBRIDGE MA 01262 34148041 0 X WWW.AUSTENRIGGS.ORG X 1919 MA THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC HOSPITAL, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS -- TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 17 16 179 16 0 0 554614 3192428 18684849 21215842 1498476 2842669 90634 101090 20828573 27352029 0 0 0 0 15674907 15987396 0 0 382108 5350016 6156097 21024923 22143493 -196350 5208536 65193315 70871646 10349713 7998051 54843602 62873595 X THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC HOSPITAL, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS -- TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 0 0 14331336 21316932 MENTAL HEALTH TREATMENT PROGRAMS,PATIENT CARE - 20,884 PATIENT PROGRAM DAYS. 1399038 RESEARCH AND EDUCATION INITIATIVES RELATED TO THE FOLLOWING TOPICS: CLINCAL SYSTEMS, BIOPSYCHOSOCIAL ADVOCACY, HUMAN DEVELOPMENT, NEURAL MEDIATORS OF PSYCHOTHERAPEUTIC CHANGE, PSYCHODYNAMIC PSYCHOPHARMACOLOGY, AND SUICIDE RESEARCH AND EDUCATION; FELLOWSHIP PROGRAM; SCHOLAR PROGRAM. 15730374 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 128 0 1 179 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY X CHAUNCEY COLLINS 4139315221 25 MAIN STREET STOCKBRIDGE MA 01262 ERIC M PLAKUN MD MEDICAL DIRECTOR/CEO 40.00 X X 456808 0 56645 SAMAR HABAL MD ASSOCIATE MEDICAL DIR./DIR. ADMISSIONS 40.00 X 343562 0 41370 CHAUNCEY T COLLINS TREASURER/CFO/COO 40.00 X 321073 0 47158 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 40.00 X 256743 0 30938 DAVID MINTZ DIRECTOR OF PSYCHIATRIC ED 40.00 X 247777 0 38147 DONNA ELMENDORF DIRECTOR OF THERAPEUTIC COMMUNITY 40.00 X 223531 0 40790 CHERYL PUNTIL CHIEF NURSING OFFICER 40.00 X 225079 0 37817 NICHOLAS HOLLIDAY DIRECTOR OF PSYCHOPHARM & MED SERVICES 40.00 X 232949 0 28847 JANE TILLMAN DIRECTOR OF THE ERIKSON INSTITUTE 40.00 X 229039 0 28355 HEATHER FOROUHAR GRAFF STAFF PSYCHIATRIST 40.00 X 186549 0 35601 JEREMY RIDENOUR ASSOCIATE DIRECTOR OF ADMISSIONS 40.00 X 185813 0 35557 MARILYN CHARLES STAFF PSYCHOLOGIST 40.00 X 185447 0 19860 JOHN ZOLLINGER DIRECTOR OF COMMUNICATIONS 40.00 X 180412 0 18615 MELISSA AGOSTO ASSISTANT TREASURER 40.00 X 112605 0 7736 KATHLEEN YOUNG CLERK 40.00 X 43735 0 27582 LISA A RASKIN PHD BOARD CHAIR 1.00 X X 0 0 0 JOAN GOODRICH VICE CHAIR 1.00 X X 0 0 0 ROBERT A DENOBLE TRUSTEE 1.00 X 0 0 0 JEFFREY DIAMOND TRUSTEE 1.00 X 0 0 0 LAURIE J HALL TRUSTEE 1.00 X 0 0 0 DWIGHT JEWSON PHD TRUSTEE 1.00 X 0 0 0 KATHERINE G KENNEDY MD TRUSTEE 1.00 X 0 0 0 KIMBERLYN LEARY PHD TRUSTEE 1.00 X 0 0 0 ANDREW LUSTBADER MD FAAP TRUSTEE 1.00 X 0 0 0 JULIA MOORE MPPM LMHC TRUSTEE 1.00 X 0 0 0 ILEENE SMITH TRUSTEE 1.00 X 0 0 0 MING JACK PO PHD TRUSTEE 1.00 X 0 0 0 MEIRAM BENDAT JD PHD TRUSTEE 1.00 X 0 0 0 NANCY R MCWILLIAMS PHD TRUSTEE 1.00 X 0 0 0 JOHN SANTOPIETRO MD TRUSTEE 1.00 X 0 0 0 EMILY BERNARD TRUSTEE 1.00 X 0 0 0 DANIEL S KAUFMAN TRUSTEE (UNTIL 10/2021) 1.00 X 0 0 0 JOHN MAYNARD TRUSTEE (UNTIL 01/2021) 1.00 X 0 0 0 THOMAS A KOHUT PHD TRUSTEE (UNTIL 12/2021) 1.00 X 0 0 0 3431122 0 495018 32 0 1 0 SYNAPTIC ADVISORY PARTNERS LLC 1215 EAST FORT AVENUE BALTIMORE MD 21230 IT SERVICES 1280338 CIC ONE BROADWAY 14TH FLOOR CAMBRIDGE MA 02142 COVID TESTING 203724 GARY O'BRIEN PO BOX 422 LEE MA 01238 LANDSCAPING SERVICES 104720 3 2500000 692428 3192428 PATIENT SERVICE REVENUE 621498 21180534 21180534 NURSERY SCHOOL TUITION 624410 35308 35308 21215842 762212 762212 8876469 6796012 2080457 2080457 2080457 WORKSHOPS AND OTHER PATIENT REVEN 900099 101090 101090 101090 27352029 21316932 0 2842669 2729593 1739623 954346 35624 10186278 7844813 2210388 131077 522313 406975 108346 6992 1729749 1312023 394944 22782 819463 610680 198168 10615 118797 118797 78000 78000 176617 176617 1011581 459048 488722 63811 136651 102488 34163 956458 685910 251646 18902 28063 25447 1258 1358 235905 181128 50200 4577 1071878 822988 228096 20794 468363 359609 99668 9086 SUPPLIES 1044702 856142 169742 18818 MEMBERSHIPS AND SUBSCRI 375773 53270 322503 STAFF TRAINING 137311 110913 26398 PROFESSIONAL DUES AND L 120856 23009 97488 359 195142 136308 55684 3150 22143493 15730374 6031011 382108 1479642 766008 104400 104400 1391619 1288650 98000 100000 327216 524857 44055499 23122057 20297889 20933442 35386895 42131784 5243412 3984263 864242 1038242 65193315 70871646 1601165 1914047 74592 125595 5309714 4920167 2500000 864242 1038242 10349713 7998051 X 35253032 41677822 19590570 21195773 54843602 62873595 65193315 70871646 5208536 2821457 0 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 39066461 35821 5480680 1411200 43171762 34996491 18615 5382251 1330896 39066461 21992637 821596 14107662 1925404 34996491 23256898 1592060 -1851323 1004998 21992637 18521330 2446233 3181925 892590 23256898 0.51150 0.15150 0.33700 0 0 303612 303612 30915180 14428248 16486932 9614627 8693809 920818 3222080 3222080 20933442 MONEY MARKET FUNDS 3649263 F REAL ESTATE 335000 F 3984263 457(B) PLAN 1038242 1038242 X 29996869 2821457 2821457 27175412 176617 176617 27352029 21966876 0 21966876 176617 176617 22143493 PART V, LINE 4: BOARD DESIGNATED FUNDS: INVESTMENTS ALLOCATED FOR FUTURE CAPITAL EXPANSION, EDUCATIONAL PROGRAMS AND RESEARCH. PERMANENTLY ENDOWED: RETURNS FROM INVESTMENTS ARE USED FOR PURPOSES SUCH AS PATIENT AID, RESEARCH, EDUCATION AND THE FELLOWSHIP PROGRAM. PART X, LINE 2: THE CENTER ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES IN ACCORDANCE WITH ASC TOPIC, INCOME TAXES. THIS STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENTS REGARDING A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE CENTER HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS WHICH QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS AT DECEMBER 31, 2021. THE CENTER'S INFORMATION RETURNS ARE SUBJECT TO EXAMINATION BY THE FEDERAL AND STATE JURISDICTIONS. 1 1 0 0 1 1 1 0 0 667684 21996 645688 0.02920 667684 21996 645688 0.02920 95049 23660 71389 0.00320 516344 516344 0.02330 154857 154857 0.00700 16006 16006 0.00070 782256 23660 758596 0.03420 1449940 45656 1404284 0.06340 1 58763 9402 X 1 0 1 1 AUSTEN RIGGS CENTER 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 X AUSTEN RIGGS CENTER 1 0 0 1 X X X X X X X X X 19 1 0 0 1 X HTTPS://WWW.AUSTENRIGGS.ORG/COMMUNITY-HEALTH-NEEDS-ASSESSMENT X 1 19 1 HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/AUSTEN-RIGGS-IMPLEMENTATION 0 1 X X X X X 1 1 X X X 1 X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/FEE-REDUCTION-APPLICATION.P X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X X X X 1 X 0 X 0 X 0 0 PART II, COMMUNITY BUILDING ACTIVITIES: THE CENTER HOSTS A VARIETY OF FORUMS AND SEMINARS EACH YEAR THAT ARE AVAILABLE TO THE PSYCHIATRIC COMMUNITY. CENTER STAFF SERVE ON COMMUNITY BOARDS AND COUNCILS THAT PROVIDE SERVICE TO THE LOCAL MENTAL HEALTH ORGANIZATIONS AND SCHOOLS. PART III, LINE 2: PART I, LINE 7, COLUMN (F):THE BAD DEBT EXPENSE INCLUDED ON FORM 990, PART IX, LINE 25(A), BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE IN THIS COLUMN IS 58,763. PART III, LINE 4: ACCOUNTS RECEIVABLE ARE RECORDED AT THE INVOICED AMOUNTS AND DO NOT BEAR INTEREST. THE ALLOWANCE FOR DOUBTFUL ACCOUNTS IS MANAGEMENT'S BEST ESTIMATE OF THE AMOUNT OF PROBABLE CREDIT LOSSES IN ACCOUNTS RECEIVABLE. THE ALLOWANCE IS BASED UPON SPECIFIC IDENTIFICATION OF PROBABLE LOSSES AND AN ESTIMATE OF ADDITIONAL LOSSES BASED ON HISTORICAL EXPERIENCE. ACCOUNT BALANCES ARE CHARGED OFF AGAINST THE ALLOWANCE WHEN IT IS PROBABLE THE RECEIVABLE WILL NOT BE RECOVERED. PART VI, LINE 3: PATIENTS ARE INFORMED DURING THE PRE-ADMISSION SCREENING AND DURING THE ADMISSION PROCESS THAT AN APPLICATION FOR A FEE REDUCTION MAY BE SUBMITTED. PART VI, LINE 4: RIGGS SERVES LOCAL, REGIONAL, AND NATIONAL COMMUNITIES. THESE COMMUNITIES ARE COMPRISED LARGELY OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS (E.G., MULTIPLE CO-MORBID CONDITIONS, SEVERE AND PERSISTENT PSYCHIATRIC SYMPTOMS, AND FUNCTIONAL IMPAIRMENT) AND THE PROFESSIONALS (AND ORGANIZATIONS) WHO SERVE THEM. SERVICE TO THESE COMMUNITIES INCLUDES TREATMENT, EDUCATION AND TRAINING, RESEARCH, AND APPLICATION. MORE SPECIFICALLY: WHILE FEW OF THE CENTER'S PATIENTS COME FROM THE LOCAL COMMUNITY, THE CENTER OFFERS EDUCATION, OUTREACH, AND CONSULTATION TO LOCAL CLINICIANS AND ORGANIZATIONS. AT THE REGIONAL LEVEL, 51% OF THE CENTER'S PATIENT POPULATION IS DRAWN FROM THE NORTHEAST (NEW ENGLAND STATES PLUS NY, PA, AND NJ), AND A ROBUST PROGRAM OF EDUCATION, CONSULTATION, AND OUTREACH IS PROVIDED TO CLINICIANS WHO TREAT PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS IN THE REGION. THE NATIONAL POPULATION OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS, AND THE CLINICIANS WHO TREAT THEM, IS THE BROADEST AND MOST SIGNIFICANT COMMUNITY. THIS ENCOMPASSES THE CENTER'S FULL PATIENT POPULATION AS WELL AS THE POPULATION OF TREATERS SERVED THROUGH EDUCATION, TRAINING, AND RESEARCH EFFORTS. X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 ERIC M PLAKUN MD MEDICAL DIRECTOR/CEO 456808 0 0 0 0 0 29000 0 27645 0 513453 0 0 0 SAMAR HABAL MD ASSOCIATE MEDICAL DIR./DIR. ADMISSIO 343562 0 0 0 0 0 14500 0 26870 0 384932 0 0 0 CHAUNCEY T COLLINS TREASURER/CFO/COO 321073 0 0 0 0 0 29000 0 18158 0 368231 0 0 0 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 256743 0 0 0 0 0 20938 0 10000 0 287681 0 0 0 DAVID MINTZ DIRECTOR OF PSYCHIATRIC ED 247777 0 0 0 0 0 20436 0 17711 0 285924 0 0 0 DONNA ELMENDORF DIRECTOR OF THERAPEUTIC COMMUNITY 223531 0 0 0 0 0 23301 0 17489 0 264321 0 0 0 CHERYL PUNTIL CHIEF NURSING OFFICER 225079 0 0 0 0 0 11759 0 26058 0 262896 0 0 0 NICHOLAS HOLLIDAY DIRECTOR OF PSYCHOPHARM & MED SERVIC 232949 0 0 0 0 0 19010 0 9837 0 261796 0 0 0 JANE TILLMAN DIRECTOR OF THE ERIKSON INSTITUTE 229039 0 0 0 0 0 18545 0 9810 0 257394 0 0 0 HEATHER FOROUHAR GRAFF STAFF PSYCHIATRIST 186549 0 0 0 0 0 9807 0 25794 0 222150 0 0 0 JEREMY RIDENOUR ASSOCIATE DIRECTOR OF ADMISSIONS 185813 0 0 0 0 0 9768 0 25789 0 221370 0 0 0 MARILYN CHARLES STAFF PSYCHOLOGIST 185447 0 0 0 0 0 18590 0 1270 0 205307 0 0 0 JOHN ZOLLINGER DIRECTOR OF COMMUNICATIONS 180412 0 0 0 0 0 9138 0 9477 0 199027 0 0 0 PART I, LINE 1A THE DISCRETIONARY SPENDING ACCOUNT IS USED FOR BUSINESS PURCHASES THAT ARE SPECIFIC TO THE MEDICAL DIRECTOR THAT DO NOT FALL UNDER OTHER DEPARTMENTAL EXPENSES. PART I, LINE 4B HIGHLY COMPENSATED STAFF CAN MAKE A SALARY CONTRIBUTION TO A 457(B) PLAN AT TIAA CREF A MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 2008-06-05 4000000 EXPANSION & RENOVATIONS 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 2018-04-01 3500000 EXPANSION & RENOVATIONS 0 0 0 A 2117312 4000000 4000000 2011 0 0 1 1 B 381452 3500000 104231 3395769 2018 0 0 1 1 A 0 0 0 0 1 0 0 B 0 0 0 0 1 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE DIRECTOR OF FINANCE THEN BY THE CFO AND CEO. IT IS ALSO SENT TO THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE FINALIZING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY COMPLETING ANNUAL DOCUMENTED DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S MEDICAL DIRECTOR/CHIEF EXECUTIVE OFFICER AND KEY EMPLOYEES IS DONE BY THE BOARD OF TRUSTEES ON A COMPARATIVE SALARY REVIEW BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE OVERSIGHT PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.