2022-11-02T15:23:49-05:00 2021-12-31 440160260 FORVIS LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2021-01-01 205583324 UNITED STATES ENDOWMENT FOR FORESTRY AND COMMUNITIES INC UNIT 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 PETER C MADDEN PRESIDENT/CEO 8642337646 2022-11-02 1 PETER MADDEN 999009999 AMY BIBBY P00445891 8282542254 2022-11-02 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z PETER C MADDEN 908 EAST NORTH STREET GREENVILLE SC 29601 18123562 0 X WWW.USENDOWMENT.ORG X 2006 DE TO ADVANCE POSITIVE CHANGE FOR THE NATION'S WORKING FORESTS AND FOREST-RELIANT COMMUNITIES 12 11 12 12 0 0 10387679 12743082 0 0 1572215 4839287 342687 541193 12302581 18123562 13029779 15394729 0 0 2659238 3834273 0 0 0 2696539 2637875 18385556 21866877 -6082975 -3743315 281516467 317205031 8407249 8244889 273109218 308960142 X THE ENDOWMENT WORKS COLLABORATIVELY WITH PARTNERS IN THE PUBLIC AND PRIVATE SECTORS TO ADVANCE SYSTEMIC, TRANSFORMATIVE, AND SUSTAINABLE CHANGE FOR THE HEALTH AND VITALITY OF THE NATION'S WORKING FORESTS AND FOREST RELIANT COMMUNITIES. 0 0 20913023 15394729 SEE SCHEDULE O FOR STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS:THE ENDOWMENT ADVANCES ITS MISSION USING A "THEORY OF CHANGE" THAT FOCUSES ON THREE AREAS: RETAINING AND RESTORING HEALTHY WORKING FORESTS; PROMOTING AND CAPTURING MULTIPLE VALUE STREAMS USING MARKET-BASED TOOLS; AND ENHANCING COMMUNITY CAPACITY, COLLABORATION, AND LEADERSHIP. THE ENDOWMENT DEPLOYS ITS WORK THROUGH FIVE PRIMARY INITIATIVES, EACH OF WHICH SUPPORTS SEVERAL PROGRAMS OR PROJECTS. I. ECOSYSTEM MARKETS: MONETIZING NON-TRADITIONAL FOREST PRODUCTS. THE HEALTHY WATERSHED THROUGH HEALTHY FORESTS PROGRAM CONNECTS DOWNSTREAM WATER CONSUMERS WITH UPSTREAM FOREST OWNERS WITH THE INTENT TO ADVANCE OVERALL WATERSHED HEALTH AND QUALITY BY ENSURING WORKING FOREST RETENTION. MUCH OF THIS WORK IS JOINTLY FUNDED IN PARTNERSHIP WITH THE USDA NATURAL RESOURCES CONSERVATION SERVICE (NRCS) AND THE ENVIRONMENTAL PROTECTION AGENCY (EPA). WE CONTINUE NATIONWIDE COLLABORATION WITH THE AMERICAN WATER WORKS ASSOCIATION, WHICH REPRESENTS WATER UTILITIES AND THE WATER COMMUNITY.II. FOREST RETENTION AND HEALTH: RETAINING/EXPANDING AND ENSURING HEALTH OF FORESTS. THIS IS A WIDE-RANGING INITIATIVE THAT INCLUDES SERVING AS CROSS-BORDER CONVENER FOR MORE STRATEGIC COLLABORATION BETWEEN CANADA AND THE U.S. TO DATE WE HOSTED FIVE CANADA/US FOREST HEALTH AND INNOVATION SUMMITS ROUGHLY ON A BIENNIAL BASIS. OTHER WORK INCLUDES KEEPING FORESTS, THE DEPARTMENT OF DEFENSE'S BASE BUFFERING PROGRAM, AND INNOVATIVE FINANCING APPROACHES FOR FOREST MANAGEMENT AND RETENTION. EACH IS DESIGNED TO AID IN RETENTION AND RESTORATION OF HEALTHY WORKING FORESTS. III. TRADITIONAL MARKETS: AFTER SUCCESSFUL WORK THAT LED TO THE CREATION OF TWO COMMODITY CHECK-OFFS SOFTWOOD LUMBER BOARD AND PAPER & PAPER-BASED PACKAGING BOARD -- MORE RECENT WORK CENTERS ON STRENGTHENING THE TIMBER HARVEST AND HAUL SEGMENT OF THE FOREST PRODUCTS VALUE CHAIN BY DESIGNING AND MAINTAINING A BUYER/VENDOR PLATFORM CALLED TIMBERHAULING.COM. WE ARE ALSO CURRENTLY DEVELOPING BLOCKCHAIN SOLUTIONS THROUGH A PROGRAM CALLED FORESTRUST, WHICH SEEKS TO TRACK THE SUPPLY CHAIN OF TIMBER AND FOREST PRODUCTS FROM FORESTS TO END-PRODUCT, WHICH HELPS ALLEVIATE ISSUES INVOLVING ILLEGAL LOGGING. IV. FUTURE MARKETS: THE ENDOWMENT IS PARTNERING WITH THE USDA FOREST SERVICE AND EMERGING PRODUCERS TO ADVANCE COMMERCIALIZATION OF CELLULOSIC NANOMATERIALS. THIS MULTI-YEAR INITIATIVE ENGAGES PARTNERS TO FILL KNOWLEDGE GAPS FACILITATING NEW PRODUCTS AND APPLICATIONS WHILE PLACING A PRIMARY INTEREST ON ENSURING HUMAN AND ENVIRONMENTAL HEALTH AND SAFETY. WORK CONTINUES TO ADVANCE MASS TIMBER APPLICATIONS TO SUPPORT TALL WOODEN BUILDINGS, INCLUDING ADVANCING THE CARBON STORY OF FOREST PRODUCTS. THE GREATEST SUCCESS TO DATE WAS ACHIEVED IN CONCERT WITH THE SOFTWOOD LUMBER BOARD AND AMERICAN WOOD COUNCIL AS EFFORTS TO MODERNIZE BUILDING CODES WERE ACHIEVED THAT WILL ALLOW CONSTRUCTION OF MASS TIMBER BUILDINGS UP TO 18 STORIES FROM THE PREVIOUS 6-STORY LIMIT. ADDITIONALLY, WE ARE WORKING TO DEVELOP MARKETS FOR SMALL DIAMETER, DYING AND DEAD TREES TO ENHANCE FOREST HEALTH WHILE ADVANCING FAMILY-SUPPORTING JOBS IN RURAL COMMUNITIES. THROUGH PARTNERSHIP WITH THE USDA FOREST SERVICE, WE ARE CONCENTRATING OUR WORK ON COMMERCIALIZING TORREFACTION TO PROVIDE A ROBUST NEW MARKET FOR FUELS THAT COULD YIELD GREEN ENERGY. BUILDING ON TESTS OF TORREFIED PELLETS COMPLETED IN A COAL-FIRED FACILITY, THE TORREFACTION FACILITY IS NEARLY SET TO BEGIN ROUND-THE-CLOCK PRODUCTION OF COMMERCIAL-SCALE TORREFIED MATERIAL AND OTHER HIGH CARBON CONTENT PRODUCTS LIKE BIOCHAR.V. ASSET CREATION: WE CONTINUE TO SUPPORT THE SUSTAINABLE FORESTRY AND LAND RETENTION (SFLR) NETWORK AND THEIR GOAL TO USE FORESTS AND FOREST-BASED ASSETS TO CREATE ECONOMIC OPPORTUNITY FOR AFRICAN AMERICAN LANDOWNERS. AMERICAN FOREST FOUNDATION IS NOW THE SFLR FISCAL AGENT. SFLR IS A MULTI-YEAR PROGRAM IN PARTNERSHIP WITH THE USDA FOREST SERVICE AND NRCS ACROSS EIGHT SOUTHERN STATES AND HAS SUCCESSFULLY SEEN 1,500 BLACK FAMILIES MOVE THEIR LANDS INTO THE FOREST MANAGEMENT PIPELINE. WE ARE APPLYING THE APPLIED LEARNINGS FOR OUR WORK WITH THE SFLR NETWORK TO EXPLORE HISPANIC/LATINO LANDOWNERS AND THEIR ABILITY TO GENERATE WEALTH FOR THEIR FAMILIES AND COMMUNITIES. WE CONTINUE TO WORK WITH THE ECONOMIC DEVELOPMENT ADMINISTRATION IN NEW ENGLAND IN PARTNERSHIP WITH THE NORTHERN FOREST CENTER TO ASSIST IN FINDING LOCAL ECONOMIC SOLUTIONS TO HELP OFFSET THE IMPACT OF THE CLOSURE OF MUCH OF THE REGION'S PULP AND PAPER PRODUCTION. 20913023 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 48 0 1 12 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DE SC X X X JOIE MORE 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 MARK D EMMERSON CHAIRMAN 2.00 X X 0 0 0 JAMES FARRELL DIRECTOR 1.00 X 0 0 0 RACHEL JACOBSON DIRECTOR 1.00 X 0 0 0 KEVIN SCHUYLER TREASURER 1.00 X X 0 0 0 MARK REED DIRECTOR 1.00 X 0 0 0 CRIS STAINBROOK DIRECTOR 1.00 X 0 0 0 SOILE KILPI DIRECTOR 1.00 X 0 0 0 ADRIAN BLOCKER DIRECTOR 1.00 X 0 0 0 CAROLINE DAUZAT DIRECTOR 1.00 X 0 0 0 CHRIS MCIVER DIRECTOR 1.00 X 0 0 0 MARO IMIRZIAN DIRECTOR 1.00 X 0 0 0 CURTIS WYNN DIRECTOR 1.00 X 0 0 0 PETER MADDEN CEO SECRETARY 40.00 X X 354775 0 58926 PETER STANGEL CHIEF OPERATING OFFICER 40.00 X 277326 0 46699 ALICIA CRAMER SENIOR VICE PRESIDENT 40.00 X 230927 0 46208 MICHAEL GOERGEN VICE-PRESIDENT 40.00 X 215327 0 23686 SIGNE CANN CHIEF FINANCIAL OFFICER 40.00 X 204618 0 28673 MATTHEW KRUMENAUER VICE-PRESIDENT 40.00 X 177215 0 19926 JOLINDA MORE FINANCE DIRECTOR 40.00 X 106915 0 23479 1567103 0 247597 7 0 1 0 VIREO ADVISORS LLC 111 PERKINS STREET APT 216 BOSTON MA 02130 ENVIRONMENTAL CONSULTING 419219 GORDIAN KNOT STRATEGIES 1302 NE 103RD CT VANCOUVER WA 98664 CONSULTING 181850 JEFF LERNER 1405 WOODMAN AVE SILVER SPRING MD 20902 PROJECT MANAGEMENT 166106 AFRY MANAGEMENT CONSULTING INC 295 MADISON AVENUE SUITE 705 NEW YORK NY 10017 CONSULTING 130680 SCOTT DAVIS 9329 INGLESIDE ROAD LEVERING MI 49755 PROJECT MANAGEMENT 130003 7 10358690 2384392 12743082 -83448 -723061 639613 4922735 0 4922735 4922735 4922735 MISCELLANEOUS INCOME 900099 387026 387026 MANAGEMENT FEES 541610 154167 154167 541193 18123562 -723061 0 6103541 15394729 15394729 1567103 1182210 384893 1700372 1558821 141551 510299 411366 98933 56499 56499 28780 28780 57155 57155 112455 112455 224691 165565 59126 194289 194289 918358 903683 14675 659774 648467 11307 39405 30304 9101 16345 12675 3670 2600 2600 345127 339611 5516 TAXES AND OTHER EXPENSE 24092 24092 MISCELLANEOUS 14804 14804 21866877 20913023 953854 0 7376375 7562841 6061070 4925007 224499 232381 85955 91204 20747592 863390 19802511 19884202 205308453 216472567 42519689 67952792 137915 84037 281516467 317205031 8153960 8244889 253289 0 8407249 8244889 X 22355249 23121290 250753969 285838852 273109218 308960142 281516467 317205031 -3743315 39594239 0 X X 0 1 X 1 1 1 X 6363417 8922536 10675091 10387679 12743082 49091805 6363417 8922536 10675091 10387679 12743082 49091805 49091805 4055678 2228723 917660 492286 639613 8333960 149116 283233 342687 541193 1316229 58741994 4802 0.83570 0.79380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 247828142 44248217 7651000 284425359 230682480 24953662 7808000 247828142 201429295 37428185 8175000 230682480 221406784 -11560489 8417000 201429295 201154144 29279518 9026878 221406784 0.70320 0.29680 0 0 621858 621858 324101 36021 288080 7444257 827369 6616888 12357376 12357376 19884202 PRIVATE LIMITED PARTNERSHIPS 67952792 F 67952792 X 57605346 39594239 39594239 18011107 112455 112455 18123562 21754422 0 21754422 112455 112455 21866877 PART V, LINE 4: THE ORGANIZATION WAS FUNDED WITH A ONE-TIME INFUSION OF $200 MILLION UNDER THE TERMS OF THE SOFTWOOD LUMBER AGREEMENT BETWEEN THE UNITED STATES AND CANADA. EARNINGS FROM THE ENDOWMENT CAN BE USED TO FUND THE ORGANIZATION'S PURPOSES OF SUPPORTING EDUCATIONAL AND CHARITABLE CAUSES IN TIMBER-RELIANT COMMUNITIES, EDUCATIONAL AND PUBLIC-INTEREST PROJECTS ADDRESSING FOREST MANAGEMENT ISSUES THAT AFFECT TIMBER-RELIANT COMMUNITIES, OR THE SUSTAINABILITY OF FORESTS AS SOURCES OF BUILDING MATERIALS, WILDLIFE HABITAT, BIO-ENERGY, RECREATION, AND OTHER VALUES. PART X, LINE 2: THE ENDOWMENT HAS OBTAINED TAX EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3), AND AS SUCH, IS EXEMPT FROM INCOME TAXES EXCEPT ON UNRELATED BUSINESS INCOME. ACCORDINGLY, THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. THE ENDOWMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNRECOGNIZED TAX BENEFITS OR OBLIGATIONS AS OF DECEMBER 31, 2021. 1 ALABAMA FORESTRY COMMISSION 513 MADISON AVE MONTGOMERY AL 36104 636000619 GOVT 38870 0 PRESCRIBED FIRE ALACHUA CONSERVATION TRUST 7204 SE CR 234 GAINESVILLE FL 32641 592919630 501 (C) (3) 136915 0 HEALTHY WATERSHED CONSORTIUM & PRESCRIBED FIRE AMERICAN FOREST FOUNDATION PO BOX 79423 BALTIMORE MD 21298 521235124 501 (C) (3) 982049 0 SUSTAINABLE FORESTRY AND LAND RETENTION, INNOVATIVE FINANCE & GULF OF MEXICO FORESTRY AMERICAN WOOD COUNCIL DEPARTMENT 791153 BALTIMORE MD 21279 272820415 501 (C) (3) 140000 0 GREEN BUILDING SECTOR GROWTH ATHENA INSTITUTE 600 GRINGS HILL RD SINKING SPRING PA 19608 233099315 501 (C) (3) 104445 0 LIFE CYCLE ASSESSMENT AVAPCO LLC 3355 LENOX RD NE ATLANTA GA 30326 453538003 LLC 464577 0 P3 NANO RESEARCH TO COMMERCIALIZATION AZ LAND AND WATER TRUST 3127 N CHERRY AVE TUCSON AZ 85719 866148507 501 (C) (3) 17733 0 HEALTHY WATERSHED CONSORTIUM BEAVER WATERSHED ALLIANCE 614 EASE EMMA AVE SUITE M438 SPRINGDALE AR 72764 452476224 501 (C) (3) 42414 0 HEALTHY WATERSHED CONSORTIUM BELTRAMI SOIL AND WATER CONSERVATION DISTRICT 701 MINNESOTA AVE NW SUITE 113 BEMIDJI MN 56601 416005757 GOVT 83486 0 HEALTHY WATERSHED CONSORTIUM BLACK FAMILY LAND TRUST INC PO BOX 2087 DURHAM NC 27702 043797149 501 (C) (3) 31212 0 SUSTAINABLE FORESTRY AND LAND RETENTION BLUE FOREST CONSERVATION 2716 6TH AVE SACRAMENTO CA 95818 831666979 501 (C) (3) 446642 0 INNOVATIVE FINANCE, ECOSYSTEM MARKETS, WEYERHAUSER BOWDOIN COLLEGE 5600 COLLEGE STATION BRUNSWICK ME 04011 010215213 UNIVERSITY 7800 0 UNIVERSITY MASS TIMBER BURLINGTON ELECTRIC DEPARTMENT 585 PINE ST BURLINGTON VT 05401 036000410 GOVT 26515 0 FOREST RETENTION & INNOVATIVE FINANCE CENTER FOR HEIRS' PROPERTY PRESERVATION 1535 SAM RITTENBURG BLVD SUITE D CHARLESTON SC 294074124 522452879 501 (C) (3) 59494 0 SUSTAINABLE FORESTRY AND LAND RETENTION CENTRAL ARKANSAS WATER 221 E CAPITOL AVE LITTLE ROCK AR 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WATERSHED CONSORTIUM HURON PINES RESOURCE CONSERVATION AND DEVELOPMENT COUNCIL 4241 OLD US 27 SOUTH SUITE 2 GAYLORD MI 49735 475104164 501 (C) (3) 22153 0 HEALTHY WATERSHED CONSORTIUM KATY PRARIE CONSERVANCY 5615 KIRBY DRIVE HOUSTON TX 77005 760377029 501 (C) (3) 188464 0 HEALTHY WATERSHED CONSORTIUM LAND TRUST FOR MISSISSIPPI COASTAL PLAIN PO BOX 245 BILOXI MS 39533 640936130 501 (C) (3) 5465 0 HEALTHY WATERSHED CONSORTIUM LOUISIANA STATE UNIVERSITY SPONSORED PROGRAM ACCOUNTING BATON ROUGE LA 708032901 726000848 UNIVERSITY 89940 0 P3 NANO RESEARCH TO COMMERCIALIZATION LOWER SHORE LAND TRUST 100 RIVER ST SNOW HILL MD 21863 521701152 501 (C) (3) 34000 0 HEALTHY WATERSHED CONSORTIUM LRLEAN 3726 COUNTY ROAD 12 FAYETTE AL 35555 453970733 501 (C) (3) 61420 0 SUSTAINABLE FORESTRY AND LAND RETENTION MAINE MOUNTAIN COLLABORATIVE 45 EXCHANGE STREET SUITE 303 PORTLAND ME 04101 813548148 501 (C) (3) 64314 0 INNOVATIVE FINANCE MAMMOTH LAKES TRAILS PO BOX 100 PMB 432 MAMMOTH LAKES CA 93546 205554141 501 (C) (3) 72947 0 INNOVATIVE FINANCE MCINTOSH SEED PO BOX 2355 DARIEN GA 31305 582556194 501 (C) (3) 61667 0 SUSTAINABLE FORESTRY AND LAND RETENTION MICHIGAN TECHNOLOGICAL UNIVERSITY 1400 TOWNSEND DRIVE HOUGHTON MI 49931 386005955 UNIVERSITY 52535 0 MASS TIMBER MISSISSIPPI FORESTRY 620 N STATE STREET SUITE 201 JACKSON MS 39202 640205299 501 (C) (3) 32253 0 PRESCRIBED FIRE MISSISSIPPI STATE UNIVERSITY OFFICE OF THE CONTROLLER TREASURERSPONSORED PROGRAMS ACCOUNT MISSISSIPPI STATE MS 39762 386005989 UNIVERSITY 37105 0 P3 NANO RESEARCH TO COMMERCIALIZATION & GREEN BUILDING MONTANA CONSERVATION CORPS 206 N GRAND AVENUE BOZEMAN MT 59715 810467431 501 (C) (3) 103150 0 HEALTHY WATERSHED CONSORTIUM MORGANTOWN UTILITY 278 GREENBAG ROAD MORGANTOWN WV 26501 550676214 GOVT 21068 0 HEALTHY WATERSHED CONSORTIUM MORRISON SOIL & WATER CONSERVATION 16776 HERON ROAD LITTLE FALLS MN 56345 410941237 GOVT 18000 0 HEALTHY WATERSHED CONSORTIUM MOUNT ST HELENS INSTITUTE 42218 NE YALE BRIDGE RD 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RICH SQUARE NC 27869 562182552 501 (C) (3) 45000 0 SUSTAINABLE FORESTRY AND LAND RETENTION SAN JACINTO COMMUNITY COLLEGE DISTRICT 4624 FAIRMONT PARKWAY PASADENA TX 77504 746028285 UNIVERSITY 95932 0 MASS TIMBER SAPPI NORTH AMERICA INC 255 STATE STREET BOSTON MA 02109 232366983 C CORP 31469 0 P3 NANO RESEARCH TO COMMERCIALIZATION SC RURAL WATER ASSOCIATION 128 STONEMARK LANE COLUMBIA SC 29210 570646037 501 (C) (3) 30759 0 HEALTHY WATERSHED CONSORTIUM SCHOODIC INSTITUTE OF ACADIA (DOWNEAST CONSERV NETWORK) PO BOX 277 WINTER HARBOR ME 04693 201054593 501 (C) (3) 28098 0 HEALTHY WATERSHED CONSORTIUM SOMERSET ECONOMIC DEVELOPMENT CORP 41 COURT STREET SKOWHEGAN ME 04976 010535534 501 (C) (3) 291000 0 ECONOMIC DEVELOPMENT ADMINISTRATION ST CROIX 230 S WASHINGTON ST CROIX FALLS WI 54024 263025933 501 (C) (3) 16010 0 HEALTHY WATERSHED CONSORTIUM SUSTAINABLE NORTHWEST 1130 SW MORRISON ST SUITE 510 PORTLAND OR 97205 931152222 501 (C) (3) 78378 0 HEALTHY WATERSHED CONSORTIUM TALL TIMBERS RESEARCH 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