2022-12-12T16:51:54-07:00 2021-06-30 990 2020-07-01 620475697 UNIVERSITY OF THE SOUTH UNIV 9315981349 735 University Ave Sewanee TN 373831000 Douglass Williams Treasurer 9315981349 2022-05-12 1 11 1 AAL2 2020 2022-09-23 18:48:47Z X Nancy J Berner 735 University Ave Sewanee TN 37383 343507306 0 X www.sewanee.edu X 1858 TN An Episcopal University composed of the College of Arts and Sciences and the School of Theology. 144 139 1867 1000 854844 19279 22274814 16628187 113865023 115419910 22982942 123341687 1698251 510229 160821030 255900013 39165578 43411633 0 0 64217618 59661232 0 0 1933485 46507557 43460055 149890753 146532920 10930277 109367093 763236262 873880393 115846221 110847707 647390041 763032686 The College of Arts and Sciences is committed to the development of the whole person through a liberal arts education of the highest quality. The School of Theology educates women and men to serve the broad whole of the Episcopal Church in ordained and lay vocations. 0 0 68570826 41607250 99531787 INSTRUCTION: IN THE COLLEGE OF ARTS AND SCIENCES, STUDENTS WORK CLOSELY WITH DISTINGUISHED AND DIVERSE FACULTY IN A DEMANDING COURSE OF HUMANE AND SCIENTIFIC STUDY THAT PREPARES THEM FOR LIVES OF ACHIEVEMENT AND SERVICE. A STUDENT-FACULTY RATIO OF 11:1 ENABLES CLOSE STUDENT-FACULTY INTERACTION IN THE CLASSROOM AND ALLOWS FOR FACULTY GUIDANCE IN STUDENT RESEARCH. 12984580 0 2485089 STUDENT SERVICES: A WIDE RANGE OF CO-CURRICULAR AND RECREATIONAL OPPORTUNITIES ARE AVAILABLE TO COMPLEMENT THE ACADEMIC EXPERIENCE AND SUPPORT STUDENT LIFE. MORE THAN A HUNDRED ORGANIZATIONS AND CLUBS FACILITATE SOCIAL INTERACTION BETWEEN STUDENTS AND BETWEEN STUDENTS AND THE BROADER SEWANEE COMMUNITY. 28576731 0 27273274 HOUSING AND AUXILIARY SERVICES: THE COLLEGE IS A RESIDENTIAL LIBERAL ARTS COLLEGE. ROOM AND BOARD PROGRAMS ARE DESIGNED TO ENCOURAGE OPPORTUNITIES FOR CONVERSATION AND COMMUNITY BUILDING BEYOND THE CLASSROOM. BESIDES TRADITIONAL RESIDENCE DORMITORIES, STUDENTS MAY ALSO CHOOSE TO LIVE IN A THEME HOUSE WHICH BRINGS TOGETHER STUDENTS WITH A COMMON INTEREST. 5916357 0 1407114 OTHER PROGRAM SERVICES: OTHER PROGRAM EXPENSES ARE PRIMARILY COMPRISED OF EXPENSES RELATED TO FACULTY RESEARCH ACTIVITIES AND OF EXPENSES RELATED TO PLANT MAINTENANCE AND OPERATION. 5916357 0 1407114 116048494 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 30 0 1 1867 1 1 1 1 SP 0 0 0 1 1 0 0 0 0 0 0 X 144 139 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 0 1 1 0 AL AR CA FL HI MD NC NH NY OR TN TX WA X Doug Williams 9315981349 735 University Ave Sewanee TN 373831000 John M McCardell Jr Professor 40 X 503468 0 64750 Reuben Brigety Vice Chancellor/President 40 X 335797 0 58429 Nancy Berner Provost 40 X 232099 0 63589 Jay Fisher Former VP of Advancement 40 X 188066 0 80562 Terry Papillon Dean of the College 40 X 205706 0 38716 Earl Williams Treasurer 40 X 215031 0 18918 William Gentry Former Dean of Students 40 X 212531 0 18482 Neil Alexander Former Dean of School of Theology 40 X 171104 0 39751 Lee Ann Backlund Former Dean of Admission 40 X 187577 0 21662 David Shipps VP Econ Dev 40 X 127928 0 79181 Parker Oliver Assoc VP Marketing 40 X 146280 0 44132 Catherine Cavagnaro Board Member 40 X 96424 0 88681 Eugene Prunty Professor 40 X 143200 0 35248 Scott Wilson Vice Provost 40 X 149085 0 22754 Lucy Singer Former Legal Counsel 40 X 152697 0 16453 Ruth Sanchez Imizcoz Board Member 40 X 105277 0 14846 Julia M Gatta Board Member 40 X 72042 0 15834 Kate Reed Board Member 40 X 57817 0 8684 Abby Cole Board Member 2 X 0 0 0 Abi W Moon Board Member 2 X 0 0 0 Allie Dent Board Member 2 X 0 0 0 Amber Singleton Camiul Board Member 2 X 0 0 0 Andrew Carter Board Member 2 X 0 0 0 Anne Hodges Copple Board Member 2 X 0 0 0 Benton Williamson Board Member 2 X 0 0 0 Bill Gage Board Member 2 X 0 0 0 Bill Harper Board Member 2 X 0 0 0 Bill Stiefel Jr Board Member 2 X 0 0 0 Bonnie Underwood Board Member 2 X 0 0 0 Bradley Drell Board Member 2 X 0 0 0 Brian L Cole Board Member 2 X 0 0 0 Brian R Seage Board Member 2 X 0 0 0 C Andrew Doyle Board Member 2 X 0 0 0 Canon Amy Real Coultas Board Member 2 X 0 0 0 Canon Christian Brady Board Member 2 X 0 0 0 Canon Doris Westfall Board Member 2 X 0 0 0 Carmen Germino Board Member 2 X 0 0 0 Carol Titus Board Member 2 X 0 0 0 Chris Sturgeon Board Member 2 X 0 0 0 Christina Butterworth Board Member 2 X 0 0 0 Christina Vial Comer Board Member 2 X 0 0 0 Christopher Bright Board Member 2 X 0 0 0 Clifford Athey Board Member 2 X 0 0 0 Cornelia LaRussa Board Member 2 X 0 0 0 Cynthia Phelps Streit Board Member 2 X 0 0 0 Dabney Smith Board Member 2 X 0 0 0 Dallas J Gingles Board Member 2 X 0 0 0 Dalton Lyon Board Member 2 X 0 0 0 Daniel P Richards Board Member 2 X 0 0 0 David Elliott III Board Member 2 X 0 0 0 David M Goldberg Board Member 2 X 0 0 0 David M Sanders Board Member 2 X 0 0 0 David Reed Board Member 2 X 0 0 0 Deon Johnson Board Member 2 X 0 0 0 Don WF Rodgers Board Member 2 X 0 0 0 Dr Marti Dalby Board Member 2 X 0 0 0 Dr Suzi Robertson Board Member 2 X 0 0 0 Drew Broach Board Member 2 X 0 0 0 Emerson Bell Board Member 2 X 0 0 0 Eric Stevenson Board Member 2 X 0 0 0 Eugene F Reuman Board Member 2 X 0 0 0 Frances L Webster Board Member 2 X 0 0 0 Frank B Gummey III Board Member 2 X 0 0 0 Frank Sullivan Logue Board Member 2 X 0 0 0 George G Clarke Jr Board Member 2 X 0 0 0 George Harrison Board Member 2 X 0 0 0 George R Sumner Board Member 2 X 0 0 0 George Williamson Board Member 2 X 0 0 0 Glenda S Curry Board Member 2 X 0 0 0 Gregory A Hearing Board Member 2 X 0 0 0 Gregory O Brewer Board Member 2 X 0 0 0 Gretchen M Rehberg Board Member 2 X 0 0 0 H E Miller Jr Board Member 2 X 0 0 0 Hilary Jarvis Board Member 2 X 0 0 0 Isabella Stuart Reeves Board Member 2 X 0 0 0 Iyassu Kebede Board Member 2 X 0 0 0 J Malone Gilliam Board Member 2 X 0 0 0 J Russell Kendrick Board Member 2 X 0 0 0 J Scott Mayer Board Member 2 X 0 0 0 J Scott Mayer Board Member 2 X 0 0 0 Jack Lauless Board Member 2 X 0 0 0 Jackson Byron Greene Board Member 2 X 0 0 0 Jacob W Owensby Board Member 2 X 0 0 0 Jane Hart Lewis Board Member 2 X 0 0 0 Jeff W Fisher Board Member 2 X 0 0 0 Jeffery Patenaude Board Member 2 X 0 0 0 Jennifer Hargrave Board Member 2 X 0 0 0 Jennifer L Rodgers Board Member 2 X 0 0 0 Jessica C Osaki Board Member 2 X 0 0 0 Jim Liggett Board Member 2 X 0 0 0 Johanna Oliver Rousseaux Board Member 2 X 0 0 0 John Bauerschmidt Board Member 2 X 0 0 0 Jose A McLoughlin Board Member 2 X 0 0 0 Joseph B Mays Jr Board Member 2 X 0 0 0 Kai Rodning Board Member 2 X 0 0 0 Kathryn M Ryan Board Member 2 X 0 0 0 Katie C Pearson Board Member 2 X 0 0 0 Ken Baxter Board Member 2 X 0 0 0 Kirby L Colson Board Member 2 X 0 0 0 Kristin J Harrison Board Member 2 X 0 0 0 Kristine Laudadio Devine Board Member 2 X 0 0 0 Larry R Benfield Board Member 2 X 0 0 0 Lenore Adediran Board Member 2 X 0 0 0 Leslie Newman Board Member 2 X 0 0 0 Liz Dalrymple Board Member 2 X 0 0 0 Lucy Lacey Shackelford Board Member 2 X 0 0 0 M Sanjeeva Senanayake Board Member 2 X 0 0 0 Mac Jefferson Board Member 2 X 0 0 0 Mallory L Dimmitt Board Member 2 X 0 0 0 Marcel Lettre II Board Member 2 X 0 0 0 Marguerite H Gray Board Member 2 X 0 0 0 Mark Van Koevering Board Member 2 X 0 0 0 Mary Alice Mathison Board Member 2 X 0 0 0 Maryetta M Anschutz Board Member 2 X 0 0 0 Matthew Farr Board Member 2 X 0 0 0 Michael Goldsmith Board Member 2 X 0 0 0 Michael Kirk Battle Board Member 2 X 0 0 0 Michael Reeves Board Member 2 X 0 0 0 Michael Smith Board Member 2 X 0 0 0 Mike Harber Board Member 2 X 0 0 0 Miranda Cully Board Member 2 X 0 0 0 Molly Nabors Board Member 2 X 0 0 0 Morris K Thompson Jr Board Member 2 X 0 0 0 Norman Jetmundsen Board Member 2 X 0 0 0 PJ Deschenes Board Member 2 X 0 0 0 Paul D Martin Board Member 2 X 0 0 0 Paul Klitzke Board Member 2 X 0 0 0 Peter Eaton Board Member 2 X 0 0 0 Phoebe A Roaf Board Member 2 X 0 0 0 Polly H Robb Board Member 2 X 0 0 0 R Allan McCaslin Board Member 2 X 0 0 0 Ramiro Lopez Board Member 2 X 0 0 0 Randy Poitevent DeFoor Board Member 2 X 0 0 0 Rayford High Board Member 2 X 0 0 0 Rebecca Crumrine Rieder Board Member 2 X 0 0 0 Richard T Earle III Board Member 2 X 0 0 0 Rob Donehue Board Member 2 X 0 0 0 Rob Skirving Board Member 2 X 0 0 0 Robert Beazley Board Member 2 X 0 0 0 Robert Fowler Board Member 2 X 0 0 0 Robert Wright Board Member 2 X 0 0 0 Rondal Richardson Board Member 2 X 0 0 0 Ruth M Woodliff Stanley Board Member 2 X 0 0 0 Samuel Johnson Howard Board Member 2 X 0 0 0 Samuel Rodman Board Member 2 X 0 0 0 Scott Bagley Board Member 2 X 0 0 0 Scott Davis Board Member 2 X 0 0 0 Shawn Pettus Board Member 2 X 0 0 0 Suzanne L Cate Board Member 2 X 0 0 0 Suzanne Meyers Board Member 2 X 0 0 0 Tara Bartal Board Member 2 X 0 0 0 Terry Allen White Board Member 2 X 0 0 0 Thomas Christoph Keller Board Member 2 X 0 0 0 Tom Purdy Board Member 2 X 0 0 0 Trippe Cheek Board Member 2 X 0 0 0 Troy Eichenberger Board Member 2 X 0 0 0 Val Crumpton Board Member 2 X 0 0 0 Vicki T Burgess Board Member 2 X 0 0 0 W A Stringer Board Member 2 X 0 0 0 W Christopher Behnke Board Member 2 X 0 0 0 W R McCown Board Member 2 X 0 0 0 Alan Ramirez Dean of Admissions 40 X 0 0 0 MarquitteStarkey General Counsel 40 X 0 0 0 Jim Teurrell Dean School of Theology 40 X 0 0 0 Erica Howard Dean of Students 40 X 0 0 0 3302129 0 730672 77 0 1 0 American Constructors Inc PO Box 120129 Nashville TN 37212 Construction 4633122 Edgehill Endowment Partners 205 Whitney Avenue Suite 201 New Haven CT 06511 Endowment Management 1139945 Ebsco Information Services 17 19 Washington St Tenafly NJ 07670 Research Databases 528840 Williams Blackstock Architects 2204 First Ave South Suite 200 Birmingham AL 35233 Architecture 372886 Tri State Roofing Contractors LLC 3126 Alton Park Blvd Chattanooga TN 37410 Roofing 151337 19 0 0 0 0 3684775 12943412 1913754 16628187 Tuition and Fees 611310 85348714 85348714 0 0 Auxiliary Sales and Services 611310 27142815 27024808 118007 0 Education Sales and Services 611310 1527853 1527853 0 0 1400528 1400528 0 0 115419910 23849796 0 736837 23112959 3858 0 0 3858 510229 0 0 510229 0 0 186548826 546500 87070595 536698 99478231 9802 99488033 0 0 99488033 0 0 255900013 115301903 854844 123115079 0 0 41607250 41607250 1804383 1804383 0 0 3149993 1435978 1600567 113448 0 0 0 0 43618775 34086007 8429459 1103309 479248 361773 105096 12379 9353792 6901237 2240041 212514 3059424 2309486 670911 79027 0 0 0 0 304890 58812 245918 160 87400 0 87400 0 0 0 0 0 0 0 1864077 0 1864077 0 12977179 7225646 5524399 227134 1991048 1480908 455198 54942 2591908 1658707 917308 15893 1199108 371950 819349 7809 76 0 76 0 314706 288384 25433 889 569597 215352 353261 984 0 0 0 0 321795 230585 84306 6904 2861493 2516793 344700 0 0 0 0 0 6469616 5690376 779240 0 1107158 98845 1006846 1467 Food 2966785 2770391 174186 22208 Equipment Rental/Maintenance 479674 152056 325072 2546 Utilities 2538713 2364946 173767 0 Renewals and Replacements 2897875 709703 2182698 5474 1916957 1708926 141633 66398 146532920 116048494 28550941 1933485 8115630 8636066 101355190 107855928 32317303 34156773 703458 3204457 0 0 0 0 220336 186995 482194 505828 931539 1146143 318058372 112162484 205447214 205895888 93083727 116082894 289511454 361566664 1731588 1744814 3711268 3614428 25625361 29283515 763236262 873880393 15930246 17003355 2032071 865471 86279830 82473414 2550829 2035492 9053245 8469975 115846221 110847707 X 256018632 289787083 391371409 473245603 647390041 763032686 763236262 873880393 X 109367093 2988761 0 0 0 3286791 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 2 3208 0 0 0 1 1 450 9900 1 0 0 X X X 0 419515040 3903120 119630531 10996479 12908911 0 519143301 408769263 11824002 20972060 10143131 11907154 0 419515040 410985859 4926176 13593015 9538462 11197325 0 408769263 395006424 14115944 24387177 10360896 12162790 0 410985859 357773319 14105503 42908044 9099003 10681439 0 395006424 0.23 0.77 0 1 0 0 20136652 20136652 196779 253977905 79466662 174708022 0 0 0 0 0 38813784 32695822 6117962 0 4933252 0 4933252 205895888 Global Equities 151919195 F Hedge Funds 83485654 F Private Equity 126161815 F 361566664 0 Refundable government advances 1324287 Postretirement benefit liability 3987451 Asset retirement obligation 3158237 8469975 X 216899855 2992618 0 0 -40124842 -37132224 254032079 1864077 3857 1867934 255900013 101257210 0 0 0 0 0 101257210 1864077 43411633 45275710 146532920 Schedule D, Part II, Line 5 THE LAND TRUST MONITORS EACH PROPERTY AT LEAST ANNUALLY TO ENSURE THAT THE TERMS OF THE EASEMENT ARE BEING MET. Schedule D, Part II, Line 9 CONSERVATION EASEMENT(S) ARE NOT REFLECTED IN THE BALANCE SHEET; INCIDENTAL EXPENSES REFERENCED IN SCHEDULE D PART II, LINE 7 FLOW THROUGH ON THE STATEMENT OF ACTIVITIES. Schedule D, Part III, Line 1 THE UNIVERSITY DOES NOT INCLUDE EITHER THE COST OR THE VALUE OF ITS COLLECTIONS ON THE STATEMENT OF FINANCIAL POSITION, NOR DOES IT RECOGNIZE GIFTS OF COLLECTION ITEMS AS REVENUES IN THE STATEMENT OF ACTIVITIES. THE PROCEEDS FROM ITEMS DISPOSED OF ARE REPORTED AS INCREASES IN THE APPROPRIATE CLASS OF NET ASSETS IN THE STATEMENT OF ACTIVITIES. CONTRIBUTED WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS THAT ARE NOT ADDED TO COLLECTIONS ARE REPORTED AS ASSETS HELD FOR SALE ON THE STATEMENTS OF FINANCIAL POSITION AT THEIR FAIR MARKET VALUES AT THE DATE OF THE GIFT. Schedule D, Part III, Line 4 THE UNIVERSITY COLLECTS WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS WHICH REFLECT THE HISTORY OF THE INSTITUTION AND/OR SUPPORT ITS EDUCATIONAL PURPOSE. THE COLLECTIONS ARE MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FOR FINANCIAL GAIN. COLLECTIONS ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. AS A MATTER OF POLICY, THE PROCEEDS OF ITEMS IN COLLECTIONS THAT ARE SOLD ARE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. Schedule D, Part V, Line 4 ENDOWMENT FUNDS ARE HELD IN PERPETUITY AND THE EARNINGS ARE USED FOR PURPOSES DESIGNATED BY DONORS IN GIFT AGREEMENTS. THESE PURPOSES INCLUDE, BUT ARE NOT LIMITED TO: STUDENT FINANCIAL AID, INTERNSHIPS, FACULTY SUPPORT, FACILITIES, MAINTENANCE, AND OPERATIONS. BOARD-DESIGNATED ENDOWMENT FUNDS ARE UNRESTRICTED FUNDS EARMARKED BY THE BOARD TO BE TREATED AS AN ENDOWMENT. EARNINGS ARE AVAILABLE FOR GENERAL OPERATIONS OR CERTAIN SPECIFIC PURPOSES. THE PERCENTAGE REPORTED FOR PERMANENT ENDOWMENTS INCLUDES AMOUNTS THAT MUST BE MAINTAINED IN PERPETUITY AS WELL AS ACCUMULATED EARNINGS ON SUCH AMOUNTS THAT HAVE NOT YET BEEN APPROPRIATED FOR EXPENDITURES. Schedule D, Part X, Line 2 THE UNIVERSITY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A MORE LIKELY THAN NOT THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER EXAMINATION BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ALL THE UNCERTAIN TAX POSITIONS. TAX POSITIONS FOR THE UNIVERSITY INCLUDE, BUT ARE NOT LIMITED TO, THE TAX EXEMPT STATUS AND DETERMINATION OF WHETHER INCOME IS SUBJECT TO UNRELATED BUSINESS INCOME TAX; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. Schedule D, Part XI, Line 2d SCHOLARSHIP ALLOWANCE -$43,411,633 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT $3,286,791 Schedule D, Part XI, Line 4b Bond Interest Income $3,858 Schedule D, Part XII, Line 4b SCHOLARSHIPS $43,411,633. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY DRAWS A LARGE PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHIC SECTION. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND INCLUDES APPROPRIATE STATEMENTS IN ITS RECRUITING, ADMISSIONS, AND SCHOLARSHIP BROCHURES AND CATALOGS. Schedule E, Part I, Line 6 FUNDS FOR FINANCIAL AID TO STUDENTS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION FOR WORK STUDY, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND PELL GRANTS. PERKINS LOANS CONTINUE TO BE DISBURSED FROM THE REVOLVING LOAN FUND. FEDERAL DIRECT LOAN PROCEEDS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION AND CREDITED TO STUDENTS' ACCOUNTS RECEIVABLE. THE UNIVERSITY WAS ALSO AWARDED FUNDING FROM THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) THROUGH THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY (THE "CARES") ACT TO PROVIDE EMERGENCY FINANCIAL AID GRANTS TO STUDENTS FOR EXPENSES RELATED TO THE DISRUPTION OF CAMPUS OPERATIONS AND TO COVER EXPENSES ASSOCIATED WITH SIGNIFICANT CHANGES TO THE DELIVERY OF INSTRUCTION DUE TO THE CORONAVIRUS. 1 Central America and the Caribbean 0 0 Grantmaking 127102 East Asia and the Pacific 0 0 Grantmaking 151533 Europe (including Iceland and Greenland) 0 0 Grantmaking 391812 Middle East and North Africa 0 0 Grantmaking 308204 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking 19553 Russia and the newly independent States 0 0 Grantmaking 30840 South America 0 0 Grantmaking 58980 South Asia 0 0 Grantmaking 418339 Sub-Saharan Africa 0 0 Grantmaking 298020 Central America and the Caribbean 0 0 Program Services Study Abroad 148 East Asia and the Pacific 0 0 Program Services Study Abroad 1256 Central America and the Caribbean 0 0 Investments Investments in Cayman Islands 188044081 0 0 189849868 Scholarships Central America and the Caribbean 17 127102 Scholarship Credited to Student Account FMV Scholarships East Asia and the Pacific 48 151533 Scholarship Credited to Student Account FMV Scholarships Europe (including Iceland and Greenland) 32 391812 Scholarship Credited to Student Account FMV Scholarships Middle East and North Africa 42 308204 Scholarship Credited to Student Account FMV Scholarships North America (including Canada and Mexico, but not the United States) 6 19553 Scholarship Credited to Student Account FMV Scholarships Russia and the newly independent States 1 30840 Scholarship Credited to Student Account FMV Scholarships South America 5 58980 Scholarship Credited to Student Account FMV Scholarships South Asia 64 418339 Scholarship Credited to Student Account FMV Scholarships Sub-Saharan Africa 34 298020 Scholarship Credited to Student Account FMV 1 0 1 1 1 0 Schedule F, Part I, Line 2 SCHOLARSHIP AWARDS ARE CREDITED TO THE STUDENTS' ACCOUNTS RECEIVABLE AT THE UNIVERSITY OF THE SOUTH. CREDIT IS APPLIED DIRECTLY AGAINST TUITION AND FEES CHARGED TO THE STUDENT FOR SUMMER ABROAD PROGRAMS AND ONE SEMESTER ABROAD PROGRAM. 1 Scholarships awarded to students enrolled at the University of the South 1672 41059252 Student's account is credited by the value of the scholarship award. Emergency financial aid grants to students from the CARES act. 756 547998 Schedule I, Part I, Line 2 MERIT BASED SCHOLARSHIPS AND NEED BASED SCHOLARSHIPS AWARDED TO ENROLLED STUDENTS ARE CREDITED TO STUDENTS' ACCOUNT TO COVER TUITION AND FEES. GRADE REPORTS ARE GENERATED FOR EACH TERM AND EACH INDIVIDUAL STUDENT IS REVIEWED TO INSURE THEY ARE MAKING SATISFACTORY ACADEMIC PROGRESS TO MAINTAIN THEIR GRANT OR SCHOLARSHIP FUNDING. NOTIFICATIONS ARE SENT BY THE DEAN OF THE COLLEGE TO ALERT DEPARTMENTS OF WITHDRAWALS. ALSO, FINANCIAL AID RUNS ENROLLMENT REPORTS EACH TERM TO CHECK THE NUMBER OF CREDIT HRS FOR EACH STUDENT. THIRD PARTY SOFTWARE IS ALSO CODED TO PREVENT THE CREDIT OF FUNDS TO A STUDENT WITHOUT ENROLLED HOURS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 John M McCardell Jr Professor 483335 0 0 0 20133 0 41250 0 24174 0 568892 0 0 0 Nancy Berner Acting Vice Chancellor/President 231841 0 0 0 258 0 37860 0 26258 0 296217 0 0 0 Earl Williams Treasurer 214635 0 0 0 396 0 10920 0 8528 0 234479 0 0 0 Terry Papillon Dean of the College 205310 0 0 0 396 0 10869 0 28378 0 244953 0 0 0 Eugene Prunty Professor 142042 0 0 0 1158 0 24174 0 11776 0 179150 0 0 0 Jay Fisher Former VP of Advancement 187670 0 0 0 396 0 21016 0 60075 0 269157 0 0 0 Lucy Singer Former Legal Counsel 152433 0 0 0 264 0 10044 0 6745 0 169486 0 0 0 Lee Ann Backlund Former Dean of Admission 187181 0 0 0 396 0 9859 0 12332 0 209768 0 0 0 Neil Alexander Former Dean of School of Theology 168881 0 0 0 2223 0 32294 0 7913 0 211311 0 0 0 Reuben Brigety Former Vice Chancellor/President 335744 0 0 0 53 0 6875 0 51863 0 394535 0 0 0 David Shipps VP Econ Dev 127790 0 0 0 138 0 6954 0 72755 0 207637 0 0 0 Parker Oliver Assoc VP Marketing 146142 0 0 0 138 0 7965 0 36697 0 190942 0 0 0 Scott Wilson Vice Provost 148827 0 0 0 258 0 7642 0 15642 0 172369 0 0 0 Catherine Cavagnaro Board Member 96166 0 0 0 258 0 5503 0 83641 0 185568 0 William Gentry Former Dean of Students 212273 0 0 0 258 0 10817 0 8195 0 231543 0 Schedule J, Part I, Line 1a THE UNIVERSITY PROVIDES HOUSING AND CERTAIN CUSTODIAL SERVICES FOR THE VICE CHANCELLOR AS A CONDITION OF EMPLOYMENT SO THAT HE CAN PERFORM ESSENTIAL UNIVERSITY BUSINESS AND ACTIVITIES AT THE HOME. THE PORTION OF THE STRUCTURE ALLOCATED TO THE PERSONAL LIVING QUARTERS AND THE RELATED SERVICES FOR SUCH QUARTERS ARE INCLUDED IN HIS NON-TAXABLE BENEFITS REPORTED ON SCHEDULE J PART II, COLUMN (D). A Franklin Co Health and Education Facilities Board 521282324 353325DG5 2012-11-08 41051769 Dorm Renovation and New Dorm Construction 0 0 0 B Franklin Co Health and Education Facilities Board 521282324 353325DH3 2014-09-01 27321337 Redemption of Prior Bonds and Deferred Maintenance 0 0 0 C Franklin Co Health and Education Facilities Board 521282324 353325ED1 2015-04-01 7031896 Dormitory Constuctions 0 0 0 D Franklin Co Health and Education Facilities Board 521282324 2016-07-21 3000000 Dorm Renovation 0 0 0 A 10491769 0 41051769 0 0 0 298972 0 0 37814339 2938458 0 2016 1 1 1 1 B 7476337 0 27321337 0 0 0 128250 0 0 14236245 12956842 0 2016 1 1 1 1 C 696896 0 7031896 0 0 0 91535 0 0 6940361 0 0 2016 1 1 1 1 D 855676 0 3000000 0 0 0 0 0 0 3000000 0 0 2017 0 0 1 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 A Franklin Co Health and Education Facilities Board 521282324 2017-10-24 1200000 Library Renovation 0 0 0 B Franklin Co Health and Education Facilities Board 521282324 2019-03-28 22274000 New Wellness Commons and renovations 0 0 0 A 1142941 0 1200000 0 0 0 0 0 0 1200000 0 0 2018 0 0 1 1 B 544412 0 22687270 0 0 0 52500 0 0 9237531 0 13449739 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 Schedule K, Part I, Column e-03/28/2019 22,274,000 Franklin Co Health and Education Facilities Board The total proceeds of issue includes $413,270 in interest earned on the bond proceeds. Various Board and Others 101244 Need Based Room, Board, Tuition Assistance Various Board and Others 65817 Merit Based Room, Board, Tuition Assistance X 0 No revenue reported X 107 1586994 Quoted Price X 3 326760 Sale documents X Horse 1 0 No revenue reported X Scientific Equipment 1 0 No revenue reported 0 1 0 Form 990, Header, Line B Corrected errors on Form 990, Part VII, Form 990, Part IX, and Sch J, Part II. Form 990, Part VI, Section A, Line 7a THE DIOCESES ELECT OR APPOINT LAY TRUSTEES. Form 990, Part VI, Section A, Line 7b THE BOARD OF TRUSTEES HAS DESIGNATED THE BOARD OF REGENTS AS THE EXECUTIVE BODY OF THE UNIVERSITY. THE BOARD OF REGENTS IS VESTED WITH ALL POWERS AND AUTHORITY GRANTED IN THE UNIVERSITY'S CHARTER, EXCEPT SUCH POWERS EXPRESSLY RESERVED BY THE BOARD OF TRUSTEES. Form 990, Part VI, Section B, Line 11b THE AUDIT COMMITTEE OF THE BOARD OF REGENTS REVIEWS THE 990 IN DETAIL BEFORE SUBMISSION. THE BOARD OF REGENTS IS PROVIDED A COPY AT THE FIRST MEETING FOLLOWING SUBMISSION. Form 990, Part VI, Section B, Line 12c IN ACCORDANCE WITH THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, THE POLICY AND CONFLICT DISCLOSURE FORMS SHALL BE CIRCULATED ANNUALLY BY MEMBERS OF THE EXECUTIVE OFFICE'S STAFF TO TRUSTEES, REGENTS, OFFICERS, AND OTHERS DESIGNATED BY THE VICE CHANCELLOR. THE COMPLETED DISCLOSURE FORMS SHALL BE REVIEWED BY LEGAL COUNSEL OR HER/HIS DESIGNEE FOR THE PURPOSES OF MONITORING COMPLIANCE WITH THE POLICY AND DETERMINING WHAT ACTION, IF ANY, IS NEEDED REGARDING DISCLOSURE CONFLICTS. Form 990, Part VI, Section B, Line 15 THE CHAIR OF THE BOARD OF REGENTS, IN CONSULTATION WITH THE EXECUTIVE COMMITTEE (WHICH ALSO ACTS AS THE COMPENSATION COMMITTEE) OF THE BOARD, REQUESTS AND RECEIVES COMPENSATION DATA FROM HUMAN RESOURCES WHEN THE BOARD IS CONSIDERING A CHANGE IN COMPENSATION. THE CHAIR INFORMS HR VIA LETTER OR EMAIL OF EACH YEAR'S COMPENSATION EVEN IF THERE IS NO CHANGE IN RATE. WHEN A CHANGE IN PAY IS CONSIDERED, SALARY SURVEYS PROVIDED BY CUPA AND SALARY INFORMATION FROM COMPARABLE INSTITUTIONS ARE USED. THE EXECUTIVE COMMITTEE SHALL REVIEW COMPENSATION POLICIES AND PRACTICES TO ENSURE THAT COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES SUPPORTS AND ENHANCES UNIVERSITY'S PURPOSE AND MISSION AND ATTRACTS AND RETAINS KEY EXECUTIVES. EXECUTIVE COMPENSATION SHOULD BE REASONABLE AND COMPETITIVE, REFLECT THE INDIVIDUAL'S EXPERIENCE, SKILLS, EDUCATION AND PERFORMANCE, AND GENERALLY CONSISTENT WITH RELEVANT SURVEY DATA FROM COMPARABLE INSTITUTIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. TOTAL EXECUTIVE COMPENSATION IS DESIGNED TO BE FLEXIBLE IN ORDER TO ATTRACT HIGH CALIBER INDIVIDUALS, REWARD ACCOMPLISHMENTS, AND BALANCE THE NEED TO BE COMPETITIVE WITH AVAILABLE RESOURCES. Form 990, Part VI, Section C, Line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. GOVERNING DOCUMENTS ARE ALSO AVAILABLE AT: HTTP://ABOUT.SEWANEE.EDU/TRUSTEES/DOCUMENTS. Form 990, Part XI, Line 9 Change in value of split-interest agreements. Extension filed.