2022-11-15T15:52:36-06:00 2021-12-31 135565207 KPMG LLP 60 SOUTH STREET BOSTON MA 02111 990 2021-01-01 010211513 THE JACKSON LABORATORY JACK 2072886000 600 MAIN STREET BAR HARBOR ME 04609 DOUGLAS ABBOTT CFO 2072886000 2022-11-14 1 DOUGLAS ABBOTT XXX-XX-XXXX TARA D'AGOSTINO P01245482 6179881000 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z LON CARDON 600 MAIN STREET BAR HARBOR ME 04609 649297028 0 X WWW.JAX.ORG X 1929 ME THE PURPOSES OF THE LABORATORY ARE SCIENTIFIC, MEDICAL, CHARITABLE, AND EDUCATIONAL. OUR MISSION IS TO DISCOVER PRECISE GENOMIC SOLUTIONS FOR DISEASE AND EMPOWER THE BIOMEDICAL COMMUNITY. 27 26 2983 26 1976394 291792 122912211 120757756 362474943 415233744 41966854 34968069 150028 1914826 527504036 572874395 2340034 2892537 0 0 245058305 266577106 0 0 4544177 216160594 240025612 463558933 509495255 63945103 63379140 1211767628 1458479631 293249010 448097405 918518618 1010382226 X SEE SCHEDULE O 0 0 262329267 165454 414058418 DEVELOP AND PROVIDE GENETIC RESOURCESTHE JACKSON LABORATORY (JAX) IS A GLOBAL RESOURCE FOR DEVELOPING, DISTRIBUTING AND ANALYZING INNOVATIVE MODELS OF HUMAN DISEASE. IT OFFERS AN ARRAY OF MODEL CREATION, HUSBANDRY AND DIAGNOSTIC AND ANALYTICAL SERVICES, RANGING FROM CUSTOM BREEDING AND STRAIN PRESERVATION TO DRUG EFFICACY STUDIES AND GENOME SEQUENCING, ALL FOCUSED ON EMPOWERING BASIC SCIENTIFIC RESEARCH AND DRUG DISCOVERY.JAX MAINTAINS CLOSE TO 13,000 GENETICALLY DISTINCT STRAINS OF RESEARCH MICE. IN 2021, DISTRIBUTED THEM TO RESEARCHERS FROM MORE THAN 2,000 ORGANIZATIONS, IN UPWARDS OF 64 COUNTRIES USED JAX RESEARCH MICE TO SUPPORT EFFORTS TO FIND CURES FOR THE WORLD'S MOST DEVASTATING HUMAN DISEASES AND BRING ADVANCED THERAPIES TO PATIENTS. THE LABORATORY ALSO HOSTS THE MOUSE GENOME INFORMATICS DATABASES, THE WORLD'S SOURCE FOR INFORMATION ON MOUSE GENETICS AND BIOLOGY.IN 2021, 600 MOUSE STRAINS WERE DONATED TO THE LABORATORY OR DEVELOPED BY JAX RESEARCH STAFF WITH ACADEMIC/FOUNDATION OR PUBLICLY FUNDED RESEARCH PROGRAMS. THE LABORATORY MAKES THESE RESOURCES PUBLICLY ACCESSIBLE THROUGH ITS REPOSITORY, PRODUCTION AND RESEARCH SERVICES. DISTRIBUTION OF THESE STRAINS HELPS SUPPORT CURES FOR THE WORLD'S MOST PREVALENT HUMAN DISEASES AND ACCELERATES THE TIME TO BRING NEW THERAPIES TO PATIENTS. THE LABORATORY COLLABORATED WITH OTHER NON-PROFIT PATIENT FOUNDATIONS FOR RARE DISEASES TO ESTABLISH MOUSE RESOURCES TO FURTHER PRECLINICAL THERAPEUTIC STUDIES.THE LABORATORY MAKES THE JAX CLINICAL KNOWLEDGEBASE (CKB) RESOURCE PUBLICLY AVAILABLE, ENABLING CLINICIANS, AND TRANSLATIONAL RESEARCHERS TO INTERPRET COMPLEX CANCER GENOMIC PROFILES. ACCEPTANCE AND USAGE OF CKB HAS BEEN STEADILY INCREASING; CKB HAS RECEIVED OVER 750,000 VISITS SINCE ITS LAUNCH IN 2016. THE PUBLIC SITE HAD OVER 2,500,000 PAGE VIEWS IN THAT PERIOD. 158767163 1555310 835256 BIOMEDICAL RESEARCHTHE LABORATORY'S RESEARCHERS COMBINE EXPERIENCE IN MAMMALIAN GENETICS AND HUMAN GENOMICS TO SHAPE AN INTEGRATED APPROACH TO PERSONALIZED MEDICINE. SCIENTISTS WORK COLLABORATIVELY AND CROSS-DISCIPLINE, LEVERAGING EXPERTISE IN CANCER, IMMUNOLOGY, NEUROGENETICS, LIFE-CYCLE BIOLOGY, THE MICROBIOME, AND COMPUTATIONAL BIOLOGY.MORE THAN 400 JAX STAFF MEMBERS HOLD ADVANCED DEGREES AND THE LABORATORY SUPPORTS MORE THAN 65 RESEARCH TEAMS. FACULTY MEMBERS HAVE 324 ACTIVE SPONSORED RESEARCH COLLABORATION AGREEMENTS WITH 245 ACADEMIC RESEARCH AND CLINICAL INSTITUTIONS. MULTIPLE LABORATORY CENTERS COORDINATE EXPERTISE AROUND CRITICAL RESEARCH AREAS. SINCE 1983 THE LABORATORY HAS HAD A NATIONAL CANCER INSTITUTE-DESIGNATED CANCER CENTER, ONE OF ONLY SEVEN SUCH DESIGNATED INSTITUTIONS IN THE UNITED STATES. TO DATE 26 NOBEL PRIZES ARE ASSOCIATED WITH LABORATORY RESEARCH, EDUCATION PROGRAMS AND RESOURCES. 8785327 1171773 340070 EDUCATION AND TRAININGTHE LABORATORY OFFERS EDUCATIONAL PROGRAMS FOR SCIENTISTS THROUGHOUT THEIR CAREERS FROM STEM EDUCATION FOR HIGH SCHOOL STUDENTS AND TRAINING FOR SCIENCE AND MATH TEACHERS TO COURSES AND CONFERENCES FOR EXPERIENCED RESEARCHERS DEFINING THE CUTTING EDGE OF GENOMICS INTO THEIR PRACTICES.FOR MORE INFORMATION ON THE LABORATORY'S PROGRAM SERVICES, PLEASE REFER TO THE JACKSON LABORATORY 2021 ANNUAL REPORT AT HTTPS://WWW.JAX.ORG/ABOUT-US/LEGAL-INFORMATION/FINANCIALS 1640811 INTERCOMPANY REVENUE/OTHER REVENUE 1640811 429881757 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 1 263 0 1 2983 1 1 1 1 CH HK JA 0 0 0 0 0 0 0 0 1 0 X 27 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AR CA CO CT FL GA IL MA ME MI MS NC ND NH NJ NM NY OH OK OR PA RI SC VA WA WI WV X X X DOUGLAS ABBOTT 2072886045 600 MAIN STREET BAR HARBOR ME 04609 EDISON T LIU MD UNTIL 1121 PRESIDENT & CEO 40.00 X X 1488347 0 303294 BERTRAND GARCIA-MORENO PHD TRUSTEE 2.00 X 0 0 0 CARLA E BRODLEY PHD TRUSTEE 2.00 X 0 0 0 JOHN LOWRY TRUSTEE 2.00 X 0 0 0 MELISSA C GUZY TRUSTEE 2.00 X 0 0 0 JOHN C SCHIMENTI PHD TRUSTEE 2.00 X 0 0 0 SANDRA WAITE JD TRUSTEE 2.00 X 0 0 0 ADAORA A ADIMORA MD MPH TRUSTEE 2.00 X 0 0 0 CHARLES E HEWETT PHD TRUSTEE 2.00 X 0 0 0 GEOFFREY W SMITH JD TRUSTEE 2.00 X 0 0 0 DAVID J ROUX BOARD CHAIR 5.00 X X 0 0 0 THOMAS C BARRY TRUSTEE 2.00 X 0 0 0 OTIS W BRAWLEY MD TRUSTEE 2.00 X 0 0 0 KATHLEEN A CORBET UNTIL 821 TRUSTEE 2.00 X 0 0 0 TIMOTHY D DATTELS VICE BOARD CHAIR 2.00 X 0 0 0 JULIE H DAUM TRUSTEE 2.00 X 0 0 0 LON CARDON PHD FMEDSCI PRESIDENT & CEO 40.00 X X 71385 0 9519 STEVEN B FINK JD TRUSTEE 2.00 X 0 0 0 JOAN A STEITZ PHD TRUSTEE 2.00 X 0 0 0 JEFFREY M FRIEDMAN MD PHD TRUSTEE 2.00 X 0 0 0 JOHN A GIBBONS JR TRUSTEE 2.00 X 0 0 0 NEAL B MILCH JD TRUSTEE 2.00 X 0 0 0 GEORGE G MONTGOMERY TRUSTEE 2.00 X 0 0 0 FRANK MOSS PHD TRUSTEE 2.00 X 0 0 0 DENNIS J PAUSTENBACH PHD TRUSTEE 2.00 X 0 0 0 JENNY E ROOKE PHD TRUSTEE 2.00 X 0 0 0 JOSHUA BRODER TRUSTEE 2.00 X 0 0 0 MARY KATE WOLD JD TRUSTEE 2.00 X 0 0 0 JEAN HOFFMAN TRUSTEE 2.00 X 0 0 0 S CATHERINE LONGLEY EXECUTIVE VICE PRESIDENT & COO 40.00 X 866847 0 111515 DOUGLAS ABBOTT CHIEF FINANCIAL OFFICER 40.00 X 488440 0 87749 DANIEL HOAG GENERAL COUNSEL & SECRETARY 40.00 X 340224 0 17938 AUROBINDO NAIR EXECUTIVE VP & PRESIDENT JMCRS 40.00 X 1479984 0 96810 KENNETH H FASMAN SENIOR VICE PRESIDENT RESEARCH 40.00 X 593048 0 127967 NADIA A ROSENTHAL SCIENTIFIC DIRECTOR 40.00 X 515344 0 30359 CHARLES LEE MD SCIENTIFIC DIRECTOR, JAX GM 40.00 X 431762 0 60483 JENS RUETER MEDICAL DIRECTOR 40.00 X 462148 0 58841 BARBARA-JEAN BORMANN-KENNEDY VP SCI TRANSLATION/ALLIANCES 40.00 X 460327 0 30247 CHARLES MILLER CEO, THE JACKSON LABORATORY ANITECH BIOTECH LTD 40.00 X 548909 90000 71132 KATHY VANDEGRIFT UNTIL 1121 ASSOC. GM, SITE DIR & PROD 40.00 X 477438 0 54565 EMILY SCHORER CHIEF HUMAN RESOURCES OFFICER 40.00 X 453314 0 30196 JOHN RYAN FORMER GENERAL COUNSEL & SECRETARY 0.00 0.00 X 157599 0 1400 8835116 90000 1092015 419 1 1 0 BIOTRANS LLC 9 LIDGERWOOD PLACE MORRISTOWN NJ 07960 TRANSPORTATION 8725873 ROPES & GRAY 800 BOYLSTON STREET BOSTON MA 02199 LEGAL SERVICES 3603570 E L SHEA 23 CHURCH STREET ELLSWORTH ME 04605 CONSTRUCTION MGMT 3366411 WHITING TURNER CONTRACTING 300 EAST JOPPA ROAD BALTIMORE MD 21286 CONSTRUCTION MGMT 3125175 WRIGHT-RYAN CONSTRUCTION INC 10 DANFORTH STREET PORTLAND ME 04101 CONSTRUCTION MGMT 3030297 156 101646691 19111065 1359121 120757756 GENETIC RESOURCES 541700 362741785 362371288 370497 COVID TESTING 541700 51316633 51316633 RESEARCH 541700 835256 835256 TRAINING & EDUCATION 541700 340070 340070 415233744 16038013 1605897 14432116 95499 95499 178516 0 178516 178516 178516 95111189 241500 76395960 26673 18715229 214827 18930056 18930056 LIQUIDTION OF A STOCK 900099 924834 924834 INTERCOMPANY REVENUE 900099 372192 372192 OTHER REVENUE 900099 343785 343785 1640811 572874395 416504058 1976394 33636187 303852 303852 2588685 2588685 7121017 2718747 4402270 193270136 163713321 26957106 2599709 16471753 14378249 1862914 230590 35843084 28308755 7092056 442273 13871116 11749805 1934728 186583 4497832 4497832 357805 357805 399879 399879 22435699 13471002 8752356 212341 1557337 1233813 316277 7247 1278428 735755 492406 50267 17812117 13427914 4281748 102455 2193776 2193776 16491203 15087639 1345221 58343 2082661 1078906 933794 69961 5166 -16660 21684 142 7852500 7489256 353977 9267 50968126 47385148 3143841 439137 3231834 3097781 117398 16655 SUPPLIES 95960187 91921927 3932579 105681 OTHER SERVICES 5037945 3363730 1669261 4954 INTERCO SERVICE FEE 4304564 4304564 SETTLEMENTS 1900000 1900000 1658553 1345792 304189 8572 509495255 429881757 75069321 4544177 0 0 174228236 277847895 14082968 13889936 53708726 82948141 0 0 0 0 0 0 10457156 11892387 6003604 10488945 1030097287 473064872 544778988 557032415 324775421 332258387 62181099 113377340 0 0 0 0 21551430 58744185 1211767628 1458479631 78999564 81419513 0 0 7477565 14872726 199717633 345076310 0 0 0 0 0 0 0 0 7054248 6728856 293249010 448097405 X 839169016 907368411 79349602 103013815 918518618 1010382226 1211767628 1458479631 63379140 27932045 552423 0 X 0 1 X 1 1 1 X 100092912 111234633 131073861 122912211 120757756 586071373 100092912 111234633 131073861 122912211 120757756 586071373 35153958 550917415 11445012 18347382 13604379 10487014 16312028 70195815 222547 475189 339977 479786 293179 1810678 310307 9031603 344223 121238 1640811 11448182 669526048 1639624953 0.82280 0.80380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 116001 0 0 116001 0 FORM 990, SCH. C, PART II-B, LINE 1G LOBBYING ACTIVITY BY NON-ELECTING 501(C)(3) ORGANIZATION THE TOTAL LOBBYING EXPENSE FOR THE YEAR ENDED DECEMBER 31, 2021 WAS $116,001, WHICH IS AN ALLOCATION OF EMPLOYEE COMPENSATION FOR LOBBYING ACTIVITIES. 306944 X 0 386957560 6864818 61288861 9474485 445636754 306403790 32802634 55001080 7249944 386957560 261889680 3045938 46408311 166468 4773671 306403790 167681269 115378127 -16079673 147601 4942442 261889680 142754972 4085113 25071184 44189 4185811 167681269 0.80540 0.12550 0.06910 0 0 14265669 14265669 747646060 302532323 445113737 217668692 170532549 47136143 50516866 50516866 557032415 ALTERNATIVE 113377340 F 113377340 RETIREMENT PLAN OBLIGATIONS 6728856 6728856 X 634623337 27932045 33816897 61748942 572874395 0 572874395 515804213 8595790 8595790 507208423 2286832 2286832 509495255 PART III, LINE 4: CERTAIN DONORS CONTRIBUTE WORKS OF ART IN LIEU OF CASH CONTRIBUTIONS. THE LABORATORY HAS UNDERTAKEN TO HOLD THE ITEMS FOR PRESERVATION FOR FUTURE GENERATIONS. PART V, LINE 4: THE INVESTMENT AND SPENDING POLICIES FOR THE ENDOWMENT ASSETS HAVE BEEN ESTABLISHED TO PROVIDE A PREDICTABLE STREAM OF FUNDING FOR THE PROGRAMS SUPPORTED BY THE ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. ENDOWMENT FUNDS WERE PRIMARILY SPENT ON RESEARCH, TRAINING AND EDUCATION. PART X, LINE 2: THE LABORATORY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE), AS AMENDED, AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO THE CODE. JAX SHANGHAI AND JAX BEIJING ARE TAXABLE ENTITIES ORGANIZED UNDER THE REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA. JAX HONG KONG IS A TAXABLE ENTITY ORGANIZED UNDER THE REGULATIONS OF HONG KONG. JAX JAPAN HOLDINGS AND JAX JAPAN ARE TAXABLE ENTITIES ORGANIZED UNDER THE REGULATIONS OF JAPAN. IN ACCORDANCE WITH GAAP, THE LABORATORY ASSESSES WHETHER THERE ARE UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE WERE NO UNCERTAIN TAX POSITIONS THAT WOULD HAVE A MATERIAL EFFECT ON THE CONSOLIDATED FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FOREIGN SUBSIDIARY NOT REPORTED ON 990 36,236,142. NON-OPERATING EXPENSES -2,419,245. PART XII, LINE 2D - OTHER ADJUSTMENTS: FOREIGN SUBSIDIARY NOT REPORTED ON 990 8,595,790. PART XII, LINE 4B - OTHER ADJUSTMENTS: NON-OPERATING EXPENSES 2,286,832. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 30084510 EUROPE (INCLUDING ICELAND AND GREENLAND) PROGRAM SERVICES GENETIC RESOURCES MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES GENETIC RESOURCES NORTH AMERICA PROGRAM SERVICES GENETIC RESOURCES SOUTH AMERICA PROGRAM SERVICES GENETIC RESOURCES SOUTH ASIA PROGRAM SERVICES GENETIC RESOURCES 24932 EAST ASIA AND THE PACIFIC PROGRAM SERVICES RESEARCH 327196 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICES GENETIC RESOURCES SUB-SAHARAN AFRICA PROGRAM SERVICES GENETIC RESOURCES EAST ASIA AND THE PACIFIC 1 0 PROGRAM SERVICES GENETIC RESOURCES 49370 EUROPE (INCLUDING ICELAND AND GREENLAND) 5 PROGRAM SERVICES GENETIC RESOURCES 824190 0 0 1 5 1 5 30436638 873560 31310198 1 0 1 1 1 1 PART III ACCOUNTING METHOD: FORM 990, SCH. F, PART I, LINE 3, COLUMN F THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. 1 TOWN OF BAR HARBOR 49 PARK STREET BAR HARBOR ME 04609 016000061 GOV'T 112409 0 FMV N/A GENERAL SUPPORT UNITED WAY OF EASTERN MAINE 700 MAIN STREET SUITE 1 BANGOR ME 04401 010211478 501(C)(3) 10500 0 FMV N/A GENERAL SUPPORT CITY OF ELLSWORTH 1 CITY HALL PLAZA ELLSWORTH ME 04605 016000027 GOV'T 53045 0 FMV N/A GENERAL SUPPORT CONNECTICUT SCIENCE FAIR ASSOCIATION 45 COLES ROAD CROMWELL CT 06416 066070725 501(C)(3) 7500 0 FMV N/A GENERAL SUPPORT CONNECTICUT SCIENCE CENTER INC 250 COLUMBUS BLVD HARTFORD CT 06103 061538101 501(C)(3) 23333 0 FMV N/A GENERAL SUPPORT SACRAMENTO POLICE FOUNDATION 5960 S LAND PARK DR SACRAMENTO CA 95822 680433279 501(C)(3) 7500 0 FMV N/A GENERAL SUPPORT JESUP MEMORIAL LIBRARY 34 MOUNT DESERT STREET BAR HARBOR ME 04609 010214017 501(C)(3) 7500 0 FMV N/A GENERAL SUPPORT 7 SCHOLARSHIPS/STIPENDS 2244 2588685 FMV N/A FORM 990, SCH. I, PART I, LINE 2 IN RECOGNITION OF THE CLOSE RELATIONSHIP BETWEEN THE LABORATORY AND THE TOWN OF BAR HARBOR, THE LABORATORY MADE A VOLUNTARY PAYMENT TO THE TOWN. THE MISSION OF THE UNITED WAY OF EASTERN MAINE TO IMPROVE THE LIVES OF PEOPLE IN OUR REGION IS CLOSELY ALIGNED WITH THE ORGANIZATION'S RESEARCH AND EDUCATIONAL MISSION. IN RECOGNITION OF THE CLOSE RELATIONSHIP BETWEEN THE LABORATORY AND THE CITY OF ELLSWORTH, THE LABORATORY MADE A VOLUNTARY PAYMENT TO THE CITY. THE LABORATORY SPONSORED THE 2021 CONNECTICUT SCIENCE FAIR IN ORDER TO PROMOTE RESEARCH AND EDUCATION WHICH IS CLOSELY ALIGNED WITH THE ORGANIZATION'S RESEARCH AND EDUCATIONAL MISSION. IN RECOGNITION OF THE CLOSE RELATIONSHIP BETWEEN THE LABORATORY AND THE SACRAMENTO POLICE DEPARTMENT, THE LABORATORY MADE A VOLUNTARY PAYMENT TO THE SACRAMENTO POLICE FOUNDATION. IN RECOGNITION OF THE IMPORTANCE OF THE PUBLIC LIBRARY AND MEETING PLACE TO THE COMMUNITY, THE LABORATORY MADE A VOLUNTARY PAYMENT TO THE JESUP MEMORIAL LIBRARY. THE MISSION OF THE CONNECTICUT SCIENCE CENTER TO INSPIRE LIFE-LONG LEARNING THROUGH THE OPERATION OF A SCIENCE CENTER IS CLOSELY ALIGNED WITH THE ORGANIZATION'S EDUCATIONAL MISSION. THE ALLOCATION OF GRANTS AND OTHER ASSISTANCE TO LOCAL ORGANIZATIONS IS DETERMINED ON AN ANNUAL BASIS. VARYING AMOUNTS OF ASSISTANCE IN THE FORM OF GRANTS, FELLOWSHIPS AND STIPENDS ARE AWARDED TO SUMMER STUDENTS, LABORATORY INTERNS, GRADUATE STUDENTS, INSTRUCTORS AND COURSE ATTENDEES BASED ON NEED AND MERIT. ALL RECIPIENTS OF GRANT FUNDS EITHER WORK AT THE LABORATORY UNDER THE SUPERVISION OF LABORATORY EMPLOYEES OR ATTEND COURSES. CONFERENCE ORGANIZERS REGULARLY MONITOR ATTENDANCE OF COURSES BY GRANT RECIPIENTS, AND RESPONSIBLE FACULTY MEMBERS OVERSEE AND MONITOR OTHER FORMS OF SCHOLARSHIP ASSISTANCE TO INDIVIDUAL STUDENTS, INTERNS OR OTHER SCIENTISTS THROUGH OVERSIGHT OF THEIR ASSIGNMENTS. THE LABORATORY GRANTS SCHOLARSHIPS TO A SELECT NUMBER OF HIGH SCHOOL STUDENTS ON AN ANNUAL BASIS. X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 EDISON T LIU MD UNTIL 1121 PRESIDENT & CEO 833009 0 250000 0 405338 0 277655 0 25639 0 1791641 0 200000 0 AUROBINDO NAIR EXECUTIVE VP & PRESIDENT JMCRS 813860 0 300300 0 365824 0 69000 0 27810 0 1576794 0 240000 0 S CATHERINE LONGLEY EXECUTIVE VICE PRESIDENT & COO 560667 0 269561 0 36619 0 99000 0 12515 0 978362 0 0 0 KENNETH H FASMAN SENIOR VICE PRESIDENT RESEARCH 456871 0 132613 0 3564 0 97200 0 30767 0 721015 0 0 0 CHARLES MILLER CEO, THE JACKSON LABORATORY ANITECH 193826 90000 66554 0 288529 0 49527 0 21605 0 620041 90000 0 0 DOUGLAS ABBOTT CHIEF FINANCIAL OFFICER 384313 0 92667 0 11460 0 59000 0 28749 0 576189 0 0 0 NADIA A ROSENTHAL SCIENTIFIC DIRECTOR 436787 0 70664 0 7893 0 29000 0 1359 0 545703 0 0 0 KATHY VANDEGRIFT UNTIL 1121 ASSOC. GM, SITE DIR & PROD 377977 0 91719 0 7742 0 29000 0 25565 0 532003 0 0 0 JENS RUETER MEDICAL DIRECTOR 389355 0 69823 0 2970 0 29000 0 29841 0 520989 0 0 0 CHARLES LEE MD SCIENTIFIC DIRECTOR, JAX GM 372303 0 56778 0 2681 0 29000 0 31483 0 492245 0 0 0 BARBARA-JEAN BORMANN-KENNEDY VP SCI TRANSLATION/ALLIANCES 367527 0 73586 0 19214 0 29000 0 1247 0 490574 0 0 0 EMILY SCHORER CHIEF HUMAN RESOURCES OFFICER 345308 0 60928 0 47078 0 29000 0 1196 0 483510 0 0 0 DANIEL HOAG GENERAL COUNSEL & SECRETARY 249588 0 0 0 90636 0 1585 0 16353 0 358162 0 0 0 JOHN RYAN FORMER GENERAL COUNSEL & SECRETARY 54046 0 103428 0 125 0 1400 0 0 0 158999 0 0 0 PART I, LINE 1A TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE JACKSON LABORATORY GROSSES UP THE AMOUNT ADDED TO WAGES FOR IMPUTED INSURANCE PREMIUMS FOR LIFE, DISABILITY, AND LONG TERM CARE BENEFITS FOR THE SENIOR MANAGEMENT GROUP TO COVER TAXES. THE LABORATORY ALSO GROSSES UP WAGES TO COVER THE TAX IMPACT OF GIFT CARDS AND OTHER AWARDS OR PRIZES TO EMPLOYEES SO THAT THE RECIPIENTS RECEIVE THE FULL VALUE OF THE GIFT OR AWARD. PART I, LINE 4B THE LABORATORY MAINTAINS A DEFERRED COMPENSATION PLAN UNDER SECTION 457(F): CONTRIBUTIONS MADE: PRESIDENT/CEO $ 250,000 EXECUTIVE VICE PRESIDENT/COO $70,000 SENIOR VICE PRESIDENT OF RESEARCH $68,200 EXECUTIVE VP/PRESIDENT JMCRS $ 40,000 CHIEF FINANCIAL OFFICER $30,000 CEO, THE JACKSON LABORATORY ANITECH BIOTECH LTD $21,000 DISTRIBUTIONS MADE: PRESIDENT/CEO $ 215,070 EXECUTIVE VP/PRESIDENT JMCRS $150,527 PART I, LINE 7 THE TOTAL COMPENSATION PACKAGE OF CERTAIN OFFICERS, KEY EMPLOYEES, AND OTHER EMPLOYEES INCLUDES VARIABLE COMPENSATION AWARDED BASED ON PERFORMANCE. ALAN SAWYER KEY EMPLOYEE -N ROSENTHAL 245887 EMPLOYMENT - FAMILY MEMBER 0 X 34 1346402 FMV X 2 12719 FMV 0 0 1 0 FORM 990, SCH. M, PART I, COLUMN B CONTRIBUTIONS THE NUMBER OF CONTRIBUTIONS ARE REPORTED IN COLUMN B. FORM 990, PART III, LINE 1 THE PURPOSES OF THE LABORATORY ARE SCIENTIFIC, MEDICAL, CHARITABLE, AND EDUCATIONAL TO DISCOVER PRECISE GENOMIC SOLUTIONS FOR DISEASE AND EMPOWER THE BIOMEDICAL COMMUNITY. TO ACCOMPLISH THIS MISSION, THE LABORATORY: 1) CONDUCTS BASIC BIOMEDICAL RESEARCH TO INCREASE THE KNOWLEDGE OF DEVELOPMENT, GROWTH, REPRODUCTION, PHYSIOLOGY, AND PATHOPHYSIOLOGY THROUGH RESEARCH WITH GENETICALLY DEFINED EXPERIMENTAL MOUSE MODELS AND OTHER MODELS OF DISEASE; 2) CONDUCTS TRANSLATIONAL BIOMEDICAL RESEARCH TO IDENTIFY THE GENOMIC IMPACT ON HUMAN DISEASE, PROMOTE THE ESTABLISHMENT OF MORE PRECISE, TARGETED THERAPIES, OFFER CUTTING EDGE GENOMIC DIAGNOSTICS TO IMPROVE PATIENT CARE, AND PROVIDE ADVANCED COMPUTATIONAL TOOLS, DATABASES AND KNOWLEDGE MANAGEMENT SYSTEMS TO THE BIOMEDICAL RESEARCH AND MEDICAL COMMUNITIES; 3) TRAINS AND EDUCATES STUDENTS, SCIENTISTS, PHYSICIANS, AND OTHER PROFESSIONALS IN THESE AREAS; AND 4) PROMOTES SCIENTIFIC DISCOVERY THROUGH THE PROVISION OF MOUSE MODELS AND OTHER MODELS OF HUMAN DISEASE AND THE PROVISION OF RESEARCH, CLINICAL, COMPUTATIONAL AND INFORMATION SERVICES TO THE GLOBAL SCIENTIFIC AND MEDICAL COMMUNITIES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE AUDIT AND ENTERPRISE RISK MANAGEMENT COMMITTEE OF THE JACKSON LABORATORY'S BOARD OF TRUSTEES REVIEWS A DRAFT COPY OF THE IRS FORM 990 BEFORE IT IS PROVIDED TO THE BOARD OF TRUSTEES. AFTER THE AUDIT AND ENTERPRISE RISK MANAGEMENT COMMITTEE'S REVIEW, THE PUBLIC DISCLOSURE COPY OF IRS FORM 990 IS FINALIZED AND PROVIDED TO THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE JACKSON LABORATORY REQUESTS ALL OFFICERS, BOARD MEMBERS AND KEY EMPLOYEES COMPLETE A "CERTIFICATION OF COMPLIANCE WITH CONFLICT OF INTEREST POLICY AND CODE OF ETHICS" FORM AND A "CONFLICT OF INTEREST DISCLOSURE FORM" QUESTIONNAIRE, AND DISTRIBUTES ALL POLICIES REGARDING THE CONFLICT OF INTEREST AND CODE OF ETHICS. THIS PROCESS IS DONE ANNUALLY. THE DISCLOSURE AND COMPLIANCE ATTESTATIONS ARE RETURNED TO THE GENERAL COUNSEL, WHERE THEY ARE RECORDED AND TALLIED FOR COMPLETENESS. DISCLOSURES, AS WELL AS ANY FOLLOW UP QUESTIONS, ARE ROUTED THROUGH GENERAL COUNSEL, AND IF NECESSARY THE AUDIT AND ENTERPRISE RISK COMMITTEE. TRUSTEES AND EXECUTIVES WITH AN APPARENT OR ACTUAL CONFLICT OF INTEREST RECUSE THEMSELVES FROM DECISION MAKING. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY THE COMPENSATION AND HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES COMPENSATION AND BENEFITS FOR THE CHIEF EXECUTIVE OFFICER AND THE COMMITTEE REVIEWS THE COMPENSATION AND BENEFITS FOR THE OFFICERS AND KEY EMPLOYEES LISTED IN SCHEDULE J. MEMBERS OF THE COMMITTEE ARE INDEPENDENT TRUSTEES SELECTED BY THE CHAIR OF THE BOARD OF TRUSTEES. THE COMMITTEE IS GUIDED BY COMPENSATION MARKET DATA FOR SIMILAR POSITIONS IN COMPARABLE ORGANIZATIONS. MARKET DATA IS PREPARED FOR THE COMMITTEE BY AN EXTERNAL EXECUTIVE COMPENSATION FIRM WHICH CONSIDERS COMPENSATION INFORMATION REPORTED IN FORM 990'S OF COMPARABLE ORGANIZATIONS AND THE RESULTS OF RECOGNIZED COMPENSATION SURVEYS. THE CHIEF HUMAN RESOURCES OFFICER IS AVAILABLE TO THE COMMITTEE TO PROVIDE ANY OTHER DATA NEEDED. THE CEO MEETS WITH THE COMMITTEE AT LEAST ANNUALLY TO REVIEW THE COMPENSATION OF HIS DIRECT REPORTS. THE COMMITTEE'S REVIEW PROCESS AND RESULTS ARE DOCUMENTED IN MINUTES OF THE MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990 IS AVAILABLE ON WWW.GUIDESTAR.ORG AND ON THE ORGANIZATION'S PUBLIC WEBSITE WWW.JAX.ORG. THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE AT WWW.JAX.ORG. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. 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