2022-11-14T19:23:19-06:00 2021-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990PF 2021-01-01 770456449 THE 1440 FOUNDATION 1440 5107080663 PO BOX 3141 SARATOGA CA 95070 KEN BAKER TREASURER/SECRETARY 5107080663 2022-11-14 1 KEN BAKER 999009999 MICHAEL A CHOJNACKI P00428607 6508458100 2022-11-15 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 206653487 X 9515354 110567 110567 110567 158124 158124 158124 6325551 6351764 6325551 25120 1052 33219 -32167 -32167 3731028 189835 3731028 19808457 6784077 3992672 140817 0 41935 98882 4814069 0 1433488 3380581 49581 0 7283 42298 88153 0 4467 83686 994670 0 59600 935070 104060 0 4032 100028 4128024 0 1229204 27026 0 8048 18978 101115 0 19463 81652 4419452 312248 1185157 2130857 14866967 312248 3992677 6872032 4000000 4000000 18866967 312248 3992677 10872032 941490 6471829 0 30454410 34171263 34171263 179375 113865 179375 179375 219228 203997 203997 149971 83974 83974 6416193 7599027 7599027 25783955 42550865 42550865 138750947 18635760 123104929 120115187 120115187 987648 1749799 1749799 187230199 206653487 206653487 220004 183209 3005868 2028619 3225872 2211828 X 183591717 204373408 412610 68251 184004327 204441659 187230199 206653487 184004327 941490 20349597 205295414 853755 204441659 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 2021-01-01 2021-12-31 5212 5834 -622 -622 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 2020-01-01 2021-12-31 37134 20282 16852 16852 CAPITAL GAINS DISTRIBUTION P 2020-01-01 2021-12-31 9762 9762 9762 PASSTHROUGH FROM LEGACY VENTURES VI P 2021-01-01 2021-12-31 1353 1353 1353 PASSTHROUGH FROM LEGACY VENTURES VI P 2020-01-01 2021-12-31 929463 929463 929463 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 2021-01-01 2021-12-31 97 -97 -97 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 2020-01-01 2021-12-31 690 690 690 PASSTHROUGH FROM BLUE NOTE VENTURES LP P 2020-01-01 2021-12-31 4693048 4693048 4693048 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND II P 2021-01-01 2021-12-31 4434 4434 4434 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND II P 2020-01-01 2021-12-31 623517 623517 623517 PASSTHROUGH FROM LEGACY VENTURES IX P 2021-01-01 2021-12-31 20052 20052 20052 PASSTHROUGH FROM LEGACY VENTURES IX P 2020-01-01 2021-12-31 27099 27099 27099 6325551 25120 89958 0 89958 0 89958 84000 0 10000 0 94000 X 0 4042 4042 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 1 0 0 1 1 WWW.1440FOUNDATION.ORG JOAN KRIENS 5107080663 PO BOX 3141 SARATOGA CA 95070 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 PRESIDENT 40.00 77643 19403 0 SCOTT KRIENS PO BOX 3141 SARATOGA CA 95070 VICE PRESIDENT 40.00 63174 9414 0 KEN BAKER PO BOX 3141 SARATOGA CA 95070 TREASURER/ SECRETARY 10.00 0 0 0 FRANK ASHMORE PO BOX 3141 SARATOGA CA 95070 MANAGING DIRECTOR 40.00 305910 22660 0 LARRY MALONEY PO BOX 3141 SARATOGA CA 95070 DIRECTOR OF FINANCE 40.00 195170 12356 0 KATHLEEN KENNEDY PO BOX 3141 SARATOGA CA 95070 EXECUTIVE DIRECTOR 40.00 192816 5616 0 KENNY WOODS PO BOX 3141 SARATOGA CA 95070 EXECUTIVE CHEF 40.00 153546 8072 0 ERIK DUBOIS PO BOX 3141 SARATOGA CA 95070 DIRECTOR OF IT AND A 40.00 151607 0 0 28 FINLAYSON CONSTRUCTION 4525 SCOTTS VALLEY DRIVE SCOTTS VALLEY CA 95066 CONSTRUCTION 998139 WILLIAM HOOS 128 GRAYLYN DR CHAPEL HILL NC 27516 CONSULTING 178090 SHIFTIT INSTITUTE LLC 12559 NMUD SPRINGS CIRCLE KAMAS UT 84036 CONSULTING 38441 ROBIN MERCER 4491 W 77TH AVE MERRILLVILLE IN 46410 HR CONSULTING 28914 LUCENSCIA LLC 11151 VALLEY VIEW DR 501 BRISTOW VA 20136 TRAINING 27506 0 OUR EDUCATIONAL FACILITY OPENED AT THE END OF MAY 2017 AND HOSTED OVER 150 PROGRAMS AND CONFERENCES THAT FOCUSED ON WHOLE PERSON AND PROFESSIONAL DEVELOPMENT AS WELL AS HEALTH AND WELLNESS PROGRAMS SERVING OVER 8,000 PEOPLE. 7769270 0 7222682 30652411 19959128 57834221 0 0 57834221 867513 56966708 2848335 X 10872032 0 1051039 11923071 2014-09-16 X 0 0 3 0 3 0 0 3 0 3 11923071 15144486 7689389 25879559 60636505 4000000 5400000 2000000 500000 11900000 7923071 9744486 5689389 25379559 48736505 0 0 1898890 1379536 1422143 1479994 6180563 0 0 0 0 JOAN KRIENS SCOTT KRIENS X SILICON VALLEY CHARITABLE FOUNDATION 2440 W EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 FDTN MGRS ARE DONOR ADVISORS PC TO SUPPORT THE SILICON VALLEY COMMUNITY 4000000 4000000 0 MULTIVERSITY PROGRAM SERVICE REVENUE 3541193 14 110567 14 158124 14 189835 18 6325551 -32167 0 6784077 3509026 10293103 1 PROGRAM SERVICE REVENUE SUPPORTED THE CONTINUATION OF HOLDING MULTIPLE WORKSHOPS FOR PERSONAL DEVELOPMENT, HEALTH AND WELLNESS, AND PROFESSIONAL DEVELOPMENT. 10 THE RETAIL STORE SELLS ITEMS DIRECTLY RELATED TO HEALTH AND WELLNESS. THESE ACTIVITIES CONTRIBUTE IMPORTANTLY TO THE ACHIEVEMENT OF THE FOUNDATION'S EXEMPT PURPOSE BY ENHANCING PUBLIC AWARENESS AND APPRECIATION FOR WHOLE PERSON DEVELOPMENT. 0 0 0 0 0 0 0 0 0 0 X X 1 SCOTT AND JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 5300000 X 2 SCOTT AND JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 501639 X 3 US SMALL BUSINESS ADMINISTRATION 409 3RD ST SW WASHINGTON DC DC 20416 1970875 X 4 US SMALL BUSINESS ADMINISTRATION 409 3RD ST SW WASHINGTON DC DC 20416 1742840 X 2 CASH VALUE OF LIFE INSURANCE POLICY #6145088 WITH PRINCIPAL NATIONAL LIFE INSURANCE COMPANY 384404 2021-06-15 2 CASH VALUE OF LIFE INSURANCE POLICY #6145200 WITH PRINCIPAL NATIONAL LIFE INSURANCE COMPANY 117235 2021-06-15 ACCOUNTING FEES 88153 0 4467 83686 EQUINIX INC 7599027 7599027 GLOO HOLDINGS, LLC FMV 7999997 7999997 BLUE NOTE VENTURES, LP FMV 5035302 5035302 SILVERLAKE WATERMAN FUND, LP FMV 201388 201388 LEGACY VENTURE VI, LP FMV 2797886 2797886 SILVERLAKE WATERMAN FUND II, LP FMV 2808708 2808708 KNOWLEDGE FACTOR FMV 244489 244489 HEADSPACE FMV 19293750 19293750 INTERAXON FMV 138992 138992 MINDSIGHT MEDIA FMV 991666 991666 EDGEWOOD FMV 30526 30526 SPDR S&P FMV 108766 108766 EMINDFUL FMV 142615 142615 MEETMINDFUL FMV 238617 238617 INSIGHT NETWORKS FMV 375284 375284 MINDSIGHT SAFE FMV 170000 170000 MIGHTIER FMV 150000 150000 WAVEPATHS FMV 50000 50000 LEGACY VENTURE IX, LP FMV 738621 738621 FIREBRAND VENTURES II FMV 752840 752840 FIREBRAND VENTURES SPV II, LLC FMV 75074 75074 HENNESSY JAPAN FUND FMV 15243 15243 INVESCO ETF S&P 500 FMV 71447 71447 VANGUARD FTSE ALL WORLD FMV 35236 35236 VANGUARD FTSE EMERGING MARKETS FMV 17806 17806 ARTISAN FOCUS FUND FMV 41445 41445 SPYGLASS GROWTH FUND FMV 8748 8748 ARTISAN INTERNATIONAL VALUE FUND FMV 16419 16419 LEGAL FEES 49581 0 7283 42298 LIFE INSURANCE POLICY 0 501639 501639 GOBLU INTERNATIONAL NOTE 191930 150828 150828 GLOO HOLDINGS NOTE 0 250000 250000 HAPPIFY NOTE 364337 364337 364337 WISDOM LABS NOTE 227348 227348 227348 MIND SIGHT MEDIA NOTE 50000 50000 50000 SOFTWARE 121444 121444 121444 EMINDFUL NOTE 23214 0 0 INTEREST ACCRUED ON NOTES RECEIVABLE 9375 19735 19735 WEBSITE - CANOPY 0 64468 64468 ACCRUAL TO CASH ADJUSTMENT 853755 INSURANCE EXPENSE 199822 0 58595 141227 BANK FEES 6525 0 1818 4707 BOOKS, SUBSCRIPTIONS, AND REFERENCES 49678 0 14129 35549 OFFICE SUPPLIES 89307 0 27615 61692 POSTAGE 5011 0 608 4403 PRINTING 11804 0 3515 8289 TELECOMMUNICATIONS 154102 0 45434 108668 REPAIRS & MAINTENANCE 295573 0 88013 207560 UTILITIES 514939 0 153414 361525 REGISTRATION & LICENSE FEES 10109 0 2991 7118 MARKETING 612928 0 180087 432841 CONTRACT LABOR 84997 0 25310 59687 OTHER OPERATING EXPENSES 643305 0 174406 468899 COST OF SALES 325666 0 96974 228692 NET PASSTHRU EXPENSES FROM LEGACY VENTURES VI 20785 20785 20785 0 NET PASSTHRU EXPENSES FROM GLOO HOLDINGS 1254323 1254323 1254323 0 NET PASSTHRU EXPENSES FROM BLUE NOTE VENTURES 43663 43663 43663 0 NET PASSTHRU EXPENSES FROM LEGACY VENTURE IX 15016 15016 15016 0 NET PASSTHRU EXPENSES FROM FIREBRAND VENTURES II 79401 79401 79401 0 NET PASSTHRU EXPENSES FROM NS GROUP HOLDING COMPANY 295 295 295 0 N/D EXPENSES FROM LEGACY VENTURES VI 1 0 0 0 N/D EXPENSES FROM GLOO HOLDINGS 2175 0 0 0 N/D EXPENSES FROM FIREBRAND VENTURES II 20 0 0 0 N/D EXPENSES FROM NS GROUP HOLDING COMPANY LLC 7 0 0 0 ORDINARY LOSS FROM PASSTHROUGH - UBTI ADJUSTMENT 0 246 246 0 K-1 AT RISK LOSS LIMITATION 0 -1101481 -1101481 0 OTHER INCOME - LEGACY VENTURES VI 584 584 584 OTHER INCOME - LEGACY VENTURES IX 278 278 278 ORDINARY INCOME - SILVER LAKE WATERMAN 26752 26752 26752 ORDINARY INCOME - SILVER LAKE WATERMAN II 56280 56280 56280 ORDINARY INCOME - NS GROUP HOLDING CO 101 101 101 MANAGEMENT FEES -11418 -11418 -11418 OTHER INVESTMENT INCOME 119210 119210 119210 INVESTMENT INTEREST EXPENSE -1952 -1952 -1952 MULTIVERSITY PROGRAM SERVICE REVENUE 3541193 3541193 UNREALIZED GAIN/LOSS 20349597 DEFERRED TAX 233000 429000 ACCRUED EXPENSES 294290 419490 DEFERRED REVENUE 368752 1039448 DEFERRED REVENUE - GIFT CARDS 138951 137802 SHORT TERM DEBT 1970875 0 OTHER PAYABLE 0 2879 OTHER PROFESSIONAL FEES 499736 0 59600 440136 OTHER PROFESSIONAL FEES - DEVELOPMENT 494934 0 0 494934 TAXES 104060 0 4032 100028