2022-11-14T16:40:20-06:00 2021-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2021-01-01 476309118 The Charles T Bauer Charitable Foundation CHAR 4105375400 901 South Bond Street 400 Baltimore MD 21231 Janet Hartman Trustee 4105375400 2022-10-14 1 Janet Hartman 999009999 Barbara Murphy P01386215 7134395739 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 139328828 X X 639734 639734 10726955 44998579 10714518 1650069 1630003 13016758 12984255 166000 16600 149400 10000 4500 5000 378135 196183 181952 159140 2140 0 771110 593624 3882 1484385 813047 340234 6023604 6023604 7507989 813047 6363838 5508769 12171208 4135815 2167121 2167121 9847682 18176029 18309343 26168648 16699225 35328772 8821877 16405813 16817294 49073535 50108138 66706298 98047557 103556326 139328828 0 0 X 0 0 0 0 98047557 103556326 98047557 103556326 98047557 103556326 98047557 5508769 0 103556326 0 103556326 Publicly-traded securities 42518300 34271624 8246676 8246676 From Schedule K-1 P 2464097 2464097 2464097 Ligitation settlement proceeds P 3745 3745 3745 10714518 169180 0 169180 0 169180 166713 0 0 0 166713 X 0 2467 0 0 0 0 0 0 0 0 1 1 0 1 1 MD TX 1 0 0 1 0 1 N/A Brown Advisory 4105375400 901 South Bond St Ste 400 Baltimore MD 21231 1 UC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Janet Bauer Hartman 901 South Bond St Suite 40 Baltimore MD 21231 Trustee 7.00 83000 0 0 Theodore Wingate Bauer 901 South Bond St Suite 40 Baltimore MD 21231 Trustee 7.00 83000 0 0 NONE 0 Brown Advisory 901 South Bond St Suite 400 Baltimore MD 21231 Admin/Investments 330821 0 0 135175255 3941091 0 139116346 0 0 139116346 2086745 137029601 6851480 6851480 169180 169180 6682300 0 6682300 0 6682300 6363838 0 6363838 6682300 2794573 0 0 6363838 2794573 0 0 3569265 0 0 0 0 0 0 0 0 3113035 0 0 0 X Art with a Heart Inc 3000 Falls Road Mill No 1 Baltimore MD 21211 N/A PC General support 120000 Baltimore Symphony Orchestra Inc 1212 Cathedral St Baltimore MD 21201 N/A PC General support 100000 Biotechnical Institutes of Maryland 2001 Aliceanna St Baltimore MD 21231 N/A PC General support 175000 Boys Latin School of Maryland Inc 822 W Lake Ave Baltimore MD 21210 N/A PC General support 313750 Bucknell University 82 University Ave Lewisburg PA 17837 N/A PC General support 270000 Cal Ripken Sr Foundation Inc 1427 Clarkview Road Suite 100 Baltimore MD 21209 N/A PC General support 25000 Chesapeake Bay Foundation Inc 6 Herndon Ave Annapolis MD 21403 N/A PC General support 100000 Cool Kids Campaign Foundation Inc 8422 Bellona Ln Ste 102 Towson MD 21204 N/A PC General support 100000 Cristo Rey Jesuit High School 420 South Chester St Baltimore MD 21211 N/A PC General support 200000 Friends of the Sea Lion Inc 20612 Laguna Canyon Rd Laguna Beach CA 92651 N/A PC General support 50000 Gilchrist Hospice Care Inc 11311 McCormick Rd Ste 350 Hunt Valley MD 21031 N/A PC General support 50000 Girls Charter School 5204 Roland Ave Baltimore MD 21210 N/A PC General support 112707 Greater Baltimore Medical Center 6701 N Charles St Towson MD 21234 N/A PC General support 200000 Irvine Natural Science Center Inc 11201 Garrison Forest Rd Owings Mills MD 21117 N/A PC General support 250000 Johns Hopkins University 3910 Keswick Rd No N4327B Baltimore MD 21211 N/A PC General support 905293 Kennedy Krieger Foundation Inc 707 N Broadway Baltimore MD 21205 N/A PC General support 124637 Living Classrooms 802 S Caroline St Baltimore MD 21231 N/A PC General support 450000 Longboat Key Garden Club Inc 540 Putter Ln Longboat Key FL 34228 N/A PC General support 10000 Marie Selby Botanical Gardens Inc 811 S Palm Ave Sarasota FL 34236 N/A PC General support 100000 Maryland Food Bank Inc 2200 Halethorpe Farms Rd Baltimore MD 21227 N/A PC General support 100000 Mote Marine Laboratory 1600 Ken Thompson Pkwy Sarasota FL 34236 N/A PC General support 40000 National Aquarium in Baltimore Inc Pier 3 - 501 East Pratt St Baltimore MD 21202 N/A PC General support 150000 New HOUR for Women and Children LI PO Box 213 Brentwood NY 11717 N/A PC General support 7000 Next One Up Foundation 502 Washington Ave Ste 425 Towson MD 21204 N/A PC General support 100000 NorthShore Holiday House 74 Huntington Rd Huntington NY 11743 N/A PC General support 110000 Pauls Place Inc 1118 Ward St Baltimore MD 21230 N/A PC General support 100000 Rett Syndrome Research Trust Inc 67 Under Cliff Rd Trumbull CT 06611 N/A PC General support 50000 Roland Park Country School Inc 5204 Roland Ave Baltimore MD 21230 N/A PC General support 780000 Second Chance Last Opportunity Inc PO Box 1027 Sarasota FL 34230 N/A PC General support 20000 The Family Tree Inc 2108 N Charles St Baltimore MD 21218 N/A PC General support 20000 United Community Centers Inc 1200 E Maddox Ave Fort Worth TX 76104 N/A PC General support 30000 Washington & Lee University 204 West Washington St Lexington VA 24450 N/A PC General support 330000 Washington College 300 Washington Avenue Chestertown MD 21620 N/A PC General support 125000 American Bird Conservancy PO Box 249 The Plains VA 20198 N/A PC General support 30000 Maryland Ornithological Society 4915 Greenspring Ave Baltimore MD 21209 N/A PC General support 25217 Cystic Fibrosis Foundation 4550 Montgomery Ave Ste 1100N Bethesda MD 20814 N/A PC General support 150000 Caroline Center Inc PO Box 460 Ridgely MD 21660 N/A PC General support 100000 National Council on Alcoholism and Drug Dependence 28 E Ostend St Ste 303 Baltimore MD 21230 N/A PC General support 50000 Loyola Blakefield Aquatics 203 Duncannon Rd Bel Air MD 21014 N/A PC General support 50000 6023604 0 14 639734 525990 12437 18 10714518 Passthrough K-1 income 525990 20039 14 1630030 32476 12984282 0 13016758 0 0 0 0 0 0 0 0 0 0 Accounting and tax compliance 10000 4500 5000 From Sch. K-1 (Form 1065) Purchased 12437 Cost 0 12437 Controlled Entity 2021 Form 990-PF, Part VI-A, Line 11 The Charles T. Bauer Foundation held a controlling interest in the above-mentioned entity per IRC Sec. 512(b)(13). As of 12/31/2021, the Foundation's ownership interest in this entity was 55.5%. This entity is an investment fund and not a business enterprise per IRC Sec. 4943(d)(3)(B). Alexandria Real 3.375% 8/15/31 292665 290666 American Tower 3.600% 1/15/28 294212 290871 Americredit Auto 0.420% 3/18/24 65561 65569 Analog Devices 1.700% 10/01/28 293296 294086 Brown Advisory Mort Sec Ins 9568942 9891329 Brunswick Corp 2.429% 8/18/31 299436 287655 Citigroup Inc 3.200% 10/21/26 293419 286116 Comcast Corp 3.400% 4/01/30 141331 148426 Cons Edison 3.350% 4/01/30 138101 145180 Crown Castle 3.300% 7/01/30 281179 295347 Dollar General Corp 3.875% 4/15/27 145539 142563 Dollar Tree Inc 4.200% 5/15/28 279579 289773 Drive Auto 0.830% 5/15/24 12001 12004 Drive Auto 2.360% 3/16/26 250080 251990 Exelon Corp 4.050% 4/15/30 133028 144438 Fortis Inc 3.055% 10/04/26 145161 140530 Gm Fin Cons Auto 1.230% 8/16/27 199992 196478 Hasbro Inc 3.500% 9/15/27 193324 224238 Jb Hunt Transprt 3.875% 3/01/26 132442 141316 John Deere Owner 3.000% 1/15/26 247174 248366 Keysight 4.600% 4/06/27 283638 287005 Micron Technology 2.703% 4/15/32 294996 295333 Morgan Stanley Mtn 3.750% 2/25/23 141421 144801 Nextera Energy Cap 1.900% 6/15/28 294782 291891 Northrop Grumman 4.400% 5/01/30 137998 144224 Perkinelmer Inc 1.900% 9/15/28 294895 288000 Physicians Rlty 2.625% 11/01/31 294807 294711 Sysco Corp Sr Nt 5.950% 4/01/30 255851 287086 Verizon 2.100% 3/22/28 295263 295564 Verizon 0.44834% 9/20/23 29400 29413 Verizon 0.57234% 12/20/23 223017 223253 Wells Fargo 3.000% 10/23/26 292091 288912 Xylem Inc 1.950% 1/30/28 161192 160160 344 shs Abbvie Inc 22497 46578 1,720 shs Abcam Plc Adr 31805 40506 330 shs Accenture Plc Ireland Shs Class A 17572 136801 1,529 shs Accolade Inc 42161 40304 699 shs Adobe Inc 96897 396375 339 shs Agilent Technologies Inc 24852 54121 2,520 shs Agilon Health Inc Com 60151 68040 1,365 shs Albany Intl Corp Cl A 58867 120734 423 shs Alibaba Group Holding Ltd Adr 46396 50248 1,905 shs Alignment Healthcare Inc 31456 26784 195 shs Alphabet Inc Cl A 43352 564923 132 shs Alphabet Inc Cl C 32040 381954 178 shs Amazon Com Inc 129173 593513 1,319 shs American Tower Corp 137250 385808 145 shs American Tower Corp 16188 42412 718 shs Ameriprise Finl Inc 62039 216592 418 shs Analog Devices Inc 37851 73472 1,274 shs Analog Devices Inc 142106 223931 114 shs Analog Devices Inc 10269 20038 6,575 shs Angi Inc 81167 60556 247 shs Anthem Inc 16213 114494 1,885 shs Apple Inc 26798 334719 304 shs Ascendis Pharma A S Adr 46672 40897 526 shs Assurant Inc 18366 81982 1,334 shs Autodesk Inc 199556 375108 258 shs Automatic Data Processing 12130 63618 2,190 shs Azek Co Inc Cl A 87974 101266 1,976 shs Bancorp Inc The 33118 50012 4,271 shs Bank Of America Corp 57688 190017 250 shs Becton Dickinson Ser B 6.0% 12728 13187 2,367 shs Bed Bath & Beyond Inc 57964 34511 598 shs Berkshire Hathaway Inc Cl B 32844 178802 357 shs Best Buy Co Inc 15608 36271 269 shs Bio Rad Labs Inc Cl A 97295 203248 576 shs Biohaven Pharmaceutical Hold 18203 79378 635 shs Blackline Inc 24455 65748 1,068 shs Blackstone Group Inc Class A 44483 138189 1,050 shs Block Inc 184375 169585 602 shs Blueprint Medicines Corp 42389 64480 54 shs Booking Holdings Inc 54145 129558 1,344 shs Bright Horizons Family Solut 101035 169183 138,477 shs Brown Adv Global Ldrs 1457884 3258356 39,841 shs Brown Advisory Emg Mkts 500000 471315 925 shs Brown Forman Corp Class B 43782 67395 832 shs Bruker Corporation 29752 69813 1,286 shs Cactus Inc A 42970 49035 1,609 shs Cadence Design Sys Inc 177033 299837 416 shs Canadian Natl Railway Co 6829 51110 1,027 shs Carmax Inc 7836 133746 1,785 shs Carrier Global Corp Com 28053 96818 523 shs Caseys Gen Stores Inc 57276 103214 901 shs Catalent Inc 23410 115355 7,544 shs Championx Corp Com 123652 152464 441 shs Charles River Laboratories 18371 166160 1,250 shs Chewy Inc Class A 100839 73712 441 shs Choice Hotels Intl Inc 32948 68792 207 shs Chubb Limited Com 31840 40015 373 shs Churchill Downs Inc 74427 89856 293 shs Cintas Corp 53674 129849 1,052 shs Cisco Systems Inc 28890 66665 784 shs Cit Group Inc 32276 40251 869 shs Civeo Corp Cda 18260 16659 2,154 shs Clarus 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130817 161925 1,203 shs Eastgroup Properties Inc 122335 274104 4,181 shs Echostar Corp A 97479 110169 872 shs Ecolab Inc 72411 204562 4,352 shs Edwards Lifesciences 127991 563801 854 shs Encompass Health Corp 54038 55732 640 shs Enphase Energy Inc 118358 117082 742 shs Entegris Inc 30864 102826 685 shs Envestnet Inc 53656 54348 84 shs Erie Indemnity Co 5337 16183 4,718 shs Essential Properties Realty 60502 136020 1,155 shs Establishment Labs 16217 78066 829 shs Etsy Inc 37820 181501 4,426 shs Evo Payments Inc Cl A 87841 113306 201 shs Fate Therapeutics Inc 12465 11760 2,616 shs Federal Signal Corp 44516 113377 1,357 shs First Bancorp Nc 65560 62042 50 shs First Ctzns Bancshares Cl A 37139 41492 802 shs First Watch Restaurant 14436 13441 3,312 shs Fortive Corp Wi 124677 252672 581 shs Fti Consulting Inc 62858 89137 1,152 shs Fuller H B Co 76580 93312 3,710 shs Genpact Limited 64300 196927 2,673 shs Getty Rlty Corp New 69009 85777 283 shs Gilead Sciences Inc 18941 20549 3,180 shs Global Medical Reit Inc 51620 56445 821 shs Hanover Ins Group Inc 81469 107600 1,168 shs Healthequity Inc 59848 51672 307 shs Helen Of Troy Corp Ltd 34135 75052 695 shs Home Depot Inc 122576 288432 2,548 shs Iaa Spinco Inc 100227 128980 508 shs Idex Corp 79996 120051 517 shs Idexx Labs Inc 61210 340424 366 shs Inari Med Inc 15118 33405 6,403 shs Infinera Corp 63753 61405 1,945 shs Ingevity Corp 157281 139457 1,060 shs Intuit Inc 95497 681813 482 shs Intuitive Surgical Inc 25199 173183 1,173 shs J P Morgan Chase Co 56781 185744 1,191 shs Joann Inc Com 16362 12363 324 shs John Bean Tech Corp 29562 49753 197 shs Johnson Johnson 12542 33701 589 shs Kadant Inc 14693 135753 1,824 shs Kinder Morgan Inc 34616 28929 1,606 shs Kkr Co Inc A 40621 119647 146 shs Kkr Co Inc Ser C 6.0% 7598 13600 753 shs Knight Swift Transportation 10643 45888 486 shs L3Harris Technologies Inc 93230 103635 4,315 shs La Z Boy Inc 146039 156678 12,996 shs Ladder Capital Cl A 136965 155822 627 shs Lattice Semiconductor 9524 48317 367 shs Lauder Estee Cos Cl A 24350 135863 3,791 shs Leslies Inc 93030 89695 145 shs Linde Plc Shs 24108 50232 236 shs Littelfuse Inc 43722 74264 758 shs Lowes Co Inc 21514 195928 1,504 shs Loyalty Ventures Inc 50415 45225 204 shs Lululemon Athletica Inc 44050 79856 9,047 shs MGIC Invt Corp 107446 130458 2,156 shs Makemytrip Ltd 51104 59743 819 shs Mantech Intl Corp A 60314 59730 3,461 shs Marvell Technology Inc 60723 302803 965 shs Mastercard Inc 120679 346744 766 shs Match Group Inc New 89782 101304 176 shs Mcdonalds Corp 15829 47180 1,365 shs Mcgrath Rentcorp 37376 109555 291 shs Medtronic Plc Shs 23133 30104 1,321 shs Merck Co Inc 54211 101241 471 shs Meta Platforms Inc 56449 158421 3,376 shs Microsoft Corp 186699 1135416 669 shs Mimecast Ltd 6676 53232 968 shs Monarch Casino Resort Inc 66866 71584 524 shs Monolithic Power Systems Inc 49909 258505 344 shs Msa Safety Inc 35656 51930 412 shs Msci Inc 169777 252428 6,875 shs Mueller Wtr Prods Inc 79172 99000 821 shs Murphy Usa Inc W I 59691 163576 201 shs Natera Inc 17892 18771 1,163 shs National Vision Hldgs Inc 32046 55812 1,775 shs Natural Gas Svcs Group 27226 18584 2,587 shs Neogenomics Inc 37659 88268 680 shs Neurocrine Biosciences Inc 36975 57916 382 shs Nevro Corp 44463 30969 1,581 shs Nexstar Broadcasting Gp A 90287 238699 1,450 shs Nike Inc 151334 241671 3,230 shs Nomad Foods Ltd 45819 82010 393 shs Novartis Ag Adr 19038 34376 1,181 shs Nvidia Corp 168468 347344 676 shs Nxp Semiconductors NV Com 77322 153979 674 shs Oak Str Health Inc 15025 22336 1,620 shs Onto Innovation Inc 56218 163993 742 shs Orthopediatrics Corp 25835 44416 768 shs Otis Worldwide Corp 34028 66870 3,725 shs Owens & Minor Inc 149927 171956 3,824 shs Pacific Premier Bancorp Inc 82718 153075 1,045 shs Paypal Holdings Inc 41424 197066 470 shs Pc Connection Inc 18548 20271 1,681 shs Peapack Gladstone Finl Corp 44568 59507 942 shs Phreesia Inc 18062 39244 2,969 shs Pinterest Inc Class A 181987 107923 2,648 shs Portland General Electric Co 111113 140132 3,515 shs Premier Financial Corp 106703 108649 720 shs Primerica Inc 32202 110354 318 shs Procter & Gamble Co 44301 52018 378 shs Progyny Inc 9409 19032 1,426 shs Pros Holdings Inc 58951 49183 1,791 shs Prosperity Bancshares Inc 102717 129489 367 shs Quaker Chem Corp 62890 84696 730 shs Rex American Resources Corp 57188 70080 799 shs Reynolds Consumer Prods I 25063 25089 347 shs Roblox Corp Cl A 2741 35797 199 shs Roper Technologies Inc Com 34879 97880 1,721 shs S P X Corp 61460 102709 561 shs Sba Communications Corp 65429 218241 702 shs Servicenow Inc 274514 455675 373 shs Sherwin Williams Co 50408 131356 92 shs Shopify Inc A 88749 126720 2,255 shs Si Bone Inc 59538 50084 1,500 shs Simply Good Foods Co 34035 62355 972 shs Simpson Mfg Co Inc 40632 135176 327 shs Siteone Landscape Supply 10025 79226 4,866 shs Sprouts Farmers Markets 100158 144423 1,729 shs Starbucks Corp 127526 202241 887 shs Stericycle Inc 41200 52901 1,941 shs Sumo Logic Inc 35110 26320 3,208 shs Suncor Energy Inc 85213 80296 419 shs T Mobile Us Inc 53011 48596 170 shs T Rowe Price Group Inc 17038 33429 949 shs Taiwan Semiconductor Adr 52892 114174 240 shs Target Corp 26028 55546 1,803 shs Terminix Global Hldgs Inc 86861 81550 788 shs Thermo Fisher Scientific Inc 99110 525785 889 shs Tjx Companies Inc 28295 67493 299 shs Topbuild Corp 17809 82497 2,415 shs Treehouse Foods Inc 95627 97880 546 shs Tristate Capital Hldgs Inc 5589 16522 1,101 shs Umb Finl Corp 62395 116827 409 shs Unilever Plc Sponsored Adr 12606 22000 215 shs United Parcel Svc Inc Cl B 38414 46083 240 shs United Rentals Inc Com 11018 79750 1,273 shs Unitedhealth Group 216379 639224 161 shs Valmont Inds Inc 36490 40331 974 shs Vectrus Inc 40999 44580 420 shs Veeva Systems Inc Class A 119876 107302 1,501 shs Verisk Analytics Inc Com 80840 343324 4,457 shs Veritex Holdings Inc 106062 177299 456 shs Virtus Investment Partners 33594 135478 2,662 shs Visa Inc Com Cl A 143054 576882 4,601 shs Vista Outdoor Inc Wi 105403 211968 413 shs Walt Disney Co The 7744 63970 1,191 shs Waste Connections Inc 52126 162298 698 shs West Pharmaceutical Svcs 68285 327369 291 shs Wex Inc 31825 40853 5,964 shs Wideopenwest Inc 128552 128345 384 shs Woodward Inc 23504 42033 1,174 shs Workiva Inc 40786 153195 357 shs Wp Carey Inc 20668 29292 2,475 shs Wsfs Finl Corp 132366 124047 582 shs Zoetis Inc Cl A 30967 142025 3,710 shs Zuora Inc Class A 52648 69303 1,527 shs Zurn Water 54195 55583 18,297 shs Zynga Inc 94260 117101 17785464 17904117 390565 405226 Brown Advisory Private Eq Ptrs III AT COST 1712915 206069 Brown Advisory Private Eq Ptrs IV AT COST 465165 235169 Brown Advisory Private Eq Ptrs IX AT COST 190872 2867320 Brown Advisory Private Eq Ptrs VI AT COST 334464 947202 Brown Advisory Private Eq Ptrs VII AT COST 321641 553919 Brown Advisory Private Eq Ptrs VIII AT COST 163018 492965 Brown Advisory Real Estate Ptrs I AT COST 384449 401822 Brown Advisory Real Estate Ptrs II AT COST 186039 1 Brown Advisory Real 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E&P Fund AT COST 217030 138771 Silchester International Investors AT COST 20960466 20982771 Silver Lake Kraftwerk AT COST 94257 110052 ValueAct 3-Year Lock Up Jan 20 Ser AT COST 4000000 7091831 Viking Long Fund - Class 1 AT COST 3000000 9212086 Passthrough K-1 expenses 767154 593550 0 Custody fees 74 74 0 Insurance 3882 0 3882 Passthrough K-1 income 1650069 1630003 1650069 Grants management & administration 181952 0 181952 Investment advisor 196183 196183 0 Excise tax 157000 0 0 Foreign tax 2140 2140 0