2022-11-10T10:33:53-06:00 2021-12-31 873707167 CBIZ MARKS PANETH LLC 685 THIRD AVENUE NEW YORK NY 10017 990 2021-01-01 061784395 NORTHEAST POWER COORDINATING COUNCILINC NORT 2128401070 1040 AVENUE OF THE AMERICAS 10TH F NEW YORK NY 100183703 CHARLES DICKERSON PRESIDENT & CEO 2128401070 2022-11-02 1 CHARLES DICKERSON 999009999 WEIR CHRISTOPHER P00132471 2125038800 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z CHARLES DICKERSON 1040 AVENUE OF THE AMERICAS 10TH FL NEW YORK NY 100183703 16289125 0 X NPCC.ORG X 2006 NY NORTHEAST POWER COORDINATING COUNCIL, INC. IS RESPONSIBLE FOR PROMOTING AND IMPROVING THE RELIABILITY OF THE INTERNATIONAL, INTERCONNECTED BULK POWER SYSTEMS IN NORTHEASTERN NORTH AMERICA. 17 14 50 14 0 0 0 0 17019009 16286338 18768 2787 0 0 17037777 16289125 0 0 0 0 11138265 11910330 0 0 0 4699244 3912563 15837509 15822893 1200268 466232 11873487 13480521 3618823 5213669 8254664 8266852 X NORTHEAST POWER COORDINATING COUNCIL, INC. (NPCC) IS A 501(C)(6) NOT-FOR-PROFIT CORPORATION IN THE STATE OF NEW YORK RESPONSIBLE FOR PROMOTING AND IMPROVING THE RELIABILITY OF THE INTERNATIONAL, INTERCONNECTED BULK POWER SYSTEMS IN NORTHEASTERN NORTH AMERICA THROUGH THE DEVELOPMENT OF REGIONAL RELIABILITY STANDARDS AND COMPLIANCE ASSESSMENT AND ENFORCEMENT OF CONTINENT-WIDE AND REGIONAL RELIABILITY STANDARDS, COORDINATION OF SYSTEM PLANNING, DESIGN AND OPERATIONS, AND ASSESSMENT OF RELIABILITY, AND THE ESTABLISHMENT OF REGIONALLY-SPECIFIC CRITERIA, AND MONITORING AND ENFORCEMENT OF COMPLIANCE WITH SUCH CRITERIA. 0 0 THE FIRST OF THREE LARGEST PROGRAM SERVICES BY EXPENSE IS COMPLIANCE ENFORCEMENT AND ORGANIZATION CERTIFICATION AND REGISTRATION (CORC). THIS CORC PROGRAM SERVICE COVERS: 1) THE IDENTIFICATION AND REGISTRATION OF ENTITIES RESPONSIBLE FOR COMPLYING WITH THE NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION RELIABILITY STANDARDS AND NPCC REGIONAL RELIABILITY STANDARDS; 2) THE IMPLEMENTATION OF THE NERC COMPLIANCE MONITORING AND ENFORCEMENT PROGRAM (CMEP) IN THE UNITED STATES, INCLUDING THE IDENTIFICATION OF ENTITY RISK THROUGH INHERENT RISK ASSESSMENT AND INTERNAL CONTROL EVALUATIONS, COMPLIANCE MONITORING, ASSESSMENT AND ENFORCEMENT OF NERC RELIABILTY STANDARDS AND NPCC REGIONAL RELIABILITY STANDARDS; AND 3) THE IMPLEMENTATION OF COMPLIANCE MONITORING, ASSESSMENT AND ENFORCEMENT RECOMMENDATIONS IN ACCORDANCE WITH EXECUTED MEMORANDA OF UNDERSTANDING AND/OR AGREEMENTS IN THE CANADIAN PROVINCES OF ONTARIO, QUEBEC, NEW BRUNSWICK, AND NOVA SCOTIA. THE SECOND LARGEST PROGRAM SERVICES BY EXPENSE IS RELIABILITY ASSESSMENT AND PERFORMANCE ANALYSIS (RAPA).THROUGH THE RELIABILITY ASSESSMENT AND PERFORMANCE ANALYSIS PROGRAM AREA NPCC CONDUCTS OBJECTIVE AND ACCURATE RELIABILITY ASSESSMENTS AND IDENTIFIES RELIABILITY PERFORMANCE TRENDS. ANNUAL AND SEASONAL ASSESSMENTS OF THE FUTURE RELIABILITY OF THE BULK POWER SYSTEM IN THE REGION ARE PERFORMED FOR THE PURPOSE OF ANALYZING AND TRENDING RELIABILITY IMPROVEMENTS AND BENEFITS. NPCC PROMOTES AND CONDUCTS BOTH INTER-AREA AND INTERREGIONAL STUDIES TO ENHANCE RELIABILITY AND OPERATIONAL EFFECTIVENESS, AND PROVIDES A FORUM FOR THE DISCUSSION AND COORDINATION OF OPERATING ISSUES WITHIN THE NPCC REGION AND WITH OTHER REGIONS. NPCC ASSESSES COMPOSITE GENERATION AND TRANSMISSION RELIABILITY ASSESSMENT METHODOLOGIES AND METRICS, LOSS-OF-LOAD EXPECTATION STUDIES AND SIMILAR PROBABILISTIC RESOURCE ASSESSMENT ANALYSES IN ADDITION TO PROVIDING DATA REQUIREMENT SUPPORT IN THE AREAS DATA COORDINATION, TRANSMISSION AVAILABILITY, GENERATION AVAILABILITY, AND DEMAND AVAILABILITY. THE THIRD OF THREE LARGEST PROGRAM SERVICES BY EXPENSE IS SITUATION AWARENESS AND INFRASTRUCTURE SECURITY PROGRAM (SAIS).THE SITUATION AWARENESS AND INFRASTRUCTURE SECURITY PROGRAM IS THE COMBINATION OF NEAR REAL TIME AWARENESS OF CONDITIONS ON THE BULK POWER SYSTEM WITH THE PROGRAMS NECESSARY TO INCREASE THE PHYSICAL AND CYBER SECURITY OF THE ELECTRICITY INFRASTRUCTURE. THIS INCLUDES THE OPERATION AND MAINTENANCE OF TOOLS AND OTHER SUPPORT SERVICES FOR THE BENEFIT OF RELIABILITY COORDINATORS AND OTHER SYSTEM OPERATORS. MAINTAINING THE REAL-TIME AWARENESS OF CONDITIONS ON THE INTERCONNECTED BULK POWER SYSTEMS OF THE NPCC RELIABILITY COORDINATOR AREAS (INCLUDING AWARENESS OF ABNORMAL EVENTS, COMMUNICATING INFORMATION CONCERNING SYSTEM CONDITIONS AND ABNORMAL EVENTS TO, AND FACILITATING REAL-TIME COMMUNICATIONS AMONG SYSTEM OPERATORS RESPONSIBLE FOR THE RELIABLE OPERATION OF THE BULK POWER SYSTEMS) IS CRITICAL TO MAINTAINING RELIABLE OPERATION WITHIN NPCC. ON AN ONGOING BASIS, NPCC MONITORS THE OPERATIONAL STATUS OF THE BULK POWER SYSTEM AND COORDINATES NORMAL AND PRE-EMERGENCY COMMUNICATION, AWARENESS AND ASSISTANCE IN ADDITION TO THE SAME DURING AN EMERGENCY AMONG THE AREAS. OTHER PROGRAM SERVICES INCLUDE:A RELIABILITY STANDARDS PROGRAM SERVICE, WHICH INCLUDES: 1) THE EVALUATION, DEVELOPMENT, AND MAINTENANCE OF REGIONAL RELIABILITY STANDARDS DESIGNED SPECIFICALLY FOR RELIABILITY OF THE BULK POWER SYSTEM IN THE NORTHEAST; 2) REGULAR REVIEW OF NERC RELIABILITY STANDARDS TO ENSURE SUCH STANDARDS FOCUS ON PERFORMANCE REQUIREMENTS ESSENTIAL TO RELIABILITY; 3) FACILITATING STAKEHOLDER REVIEW, COMMENT ON, AND DEVELOPMENT OF BALLOT RECOMMENDATIONS FOR ALL NERC RELIABILITY STANDARDS UNDER DEVELOPMENT OR REVISION.INFORMATION TECHNOLOGY SERVICES, WHICH ENSURES INFORMATION AND DATA ASSETS AND THE ENVIRONMENT IN WHICH THEY OPERATE ARE WORKING AND SECURE.A TRAINING, EDUCATION, AND OPERATOR CERTIFICATION PROGRAM SERVICE, WHICH PROVIDES EDUCATION AND TRAINING NECESSARY TO UNDERSTAND AND OPERATE THE BULK POWER SYSTEM. THE TARGET AUDIENCE OF THE PROGRAM IS BULK POWER SYSTEM OPERATING PERSONNEL - INCLUDING SYSTEM OPERATIONS PERSONNEL, OPERATIONS SUPPORT PERSONNEL (ENGINEERING AND INFORMATION TECHNOLOGY), SUPERVISORS AND MANAGERS, AND TRAINING PERSONNEL. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 18 0 1 50 1 0 0 0 0 0 0 0 0 X 17 14 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X JESSICA HALA VICE PRESIDENT FINANCE 2128401070 1040 AVENUE OF THE AMERICAS 10TH FL NEW YORK NY 10018 RICK GONZALES DIRECTOR 1.00 X 0 0 0 MILO BLAIR DIRECTOR 1.00 X 0 0 0 MAYER SASSON DIRECTOR 1.00 X 0 0 0 MARC BOUCHER DIRECTOR 1.00 X 0 0 0 LEONARD KULA DIRECTOR 1.00 X 0 0 0 LEKA GJONAJ PE DIRECTOR 1.00 X 0 0 0 JEFFREY FENN DIRECTOR 1.00 X 0 0 0 ELISA SPERANZA DIRECTOR 1.00 X 80000 0 0 JEFF HEATH DIRECTOR 1.00 X 85000 0 0 BRAD VAN AUKEN DIRECTOR 1.00 X 0 0 0 BRIAN EVANS-MONGEON DIRECTOR 1.00 X 0 0 0 CAROL A SEDEWITZ DIRECTOR 1.00 X 0 0 0 CHRIS FRALICK DIRECTOR 1.00 X 0 0 0 DENIS BERGERON DIRECTOR 1.00 X 0 0 0 TONY O'HARA DIRECTOR 1.00 X 0 0 0 DANIEL WHYTE DIRECTOR 1.00 X 0 0 0 HARVEY J REED CHAIRMAN 8.00 X 135000 0 0 ANDREW J FAWBUSH ESQ ASSISTANT SECRETARY 1.00 X 0 0 0 RUTA SKUCAS ESQ ASSISTANT SECRETARY 1.00 X 0 0 0 CHRISTOPHER WEIR CPA TREASURER 1.00 X 0 0 0 KRISTIN MCKEOWN SECRETARY 40.00 X 362339 0 72546 CHARLES DICKERSON PRESIDENT & CEO 40.00 X 533243 0 46238 JENNIFER B MATTIELLO SENIOR VP & COO (OUTGOING) 40.00 X 386644 0 58885 EDWARD A SCHWERDT PRESIDENT & CEO (OUTGOING) 40.00 X 731125 0 70420 JENIFER FARRELL DIRECTOR COMPLIANCE MONITORING & IT 40.00 X 229826 0 77872 DAMASE HEBERT DIRECTOR OF ENFORCEMENT 40.00 X 245367 0 79817 SCOTT NIED ASSISTANT VP OF COMPLIANCE 40.00 X 260695 0 87002 PHILIP FEDORA VP OF RELIABILITY & CHIEF ENGINEER 40.00 X 315991 0 87742 ANDREY OKS DIRECTOR OF OPERATIONS COORDINATION 40.00 X 243128 0 81376 3608358 0 661898 44 0 1 0 YOH SERVICES LLC 1500 SPRING GARDEN STREET PHILADELPHIA PA 15264 CONSULTING SERVICES 408957 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 ACCOUNTING SERVICES 329205 GENERAL ELECTRIC INTERNATIONAL INC PO BOX 643449 PITTSBURGH PA 15264 CONSULTING SERVICES 320194 SMITH GAMBRELL & RUSSELL LLP 1301 6TH AVENUE NEW YORK NY 10019 LEGAL SERVICES 177530 4 REGIONAL ENTITY ASSESSMENTS 900099 15154584 15154584 CRITERIA SERVICES ASSESSMENTS 900099 671754 671754 PENALTY SANCTIONS 900099 460000 460000 16286338 2787 2787 16289125 16286338 0 2787 2561440 6352600 774528 1559154 662608 342134 416602 1203789 391292 564343 594748 6952 7045 210034 44930 EQUIPMENT LEASES 90175 MISCELLANEOUS EXPENSES 40519 15822893 1901194 2065521 7977101 7755681 479177 627413 3439020 2907629 553791 531391 0 718303 962224 1782212 11873487 13480521 2965155 3610203 314881 261888 338787 1341578 3618823 5213669 X 0 0 0 0 8254664 8266852 8254664 8266852 11873487 13480521 X 466232 -483151 29107 X X 0 1 X 1 0 0 1 0 974691 822992 151699 904831 733442 171389 1559498 1351195 208303 531391 RESTRICTED CASH 1178427 OTHER RECEIVABLE 603785 1782212 DEFERRED RENT 237143 DEFFERED COMPENSATION BENEFITS PAYABLE 1104435 1341578 X 16318232 29107 29107 16289125 0 16289125 15822893 0 15822893 0 15822893 PART X, LINE 2: THE COMPANY FOLLOWS STANDARDS IN ACCOUNTING STANDARDS CODIFICATION (ASC) 740, "INCOME TAXES", IN ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS AND IN RECOGNIZING ANY INTEREST AND PENALTIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: OTHER COMPONENTS OF NET PERIODIC BENEFIT COSTS 29,107. CANADA 0 0 PROGRAM SERVICES ALL ACTIVITIES IDENTIFIED IN PART III 4A TO 4D ARE PERFORMED IN SUPPORT OF INTERNATIONAL NORTH AMERICAN, CONTINENT-WIDE RELIABILITY STANDARDS. 6381373 0 0 0 0 0 0 6381373 0 6381373 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X X X X X 0 1 0 EDWARD A SCHWERDT PRESIDENT & CEO (OUTGOING) 178944 0 229900 0 322281 0 21556 0 48864 0 801545 0 300202 0 CHARLES DICKERSON PRESIDENT & CEO 446593 0 65000 0 21650 0 32100 0 14138 0 579481 0 0 0 JENNIFER B MATTIELLO SENIOR VP & COO (OUTGOING) 232561 0 132000 0 22083 0 28022 0 30863 0 445529 0 0 0 KRISTIN MCKEOWN SECRETARY 304599 0 57500 0 240 0 34800 0 37746 0 434885 0 0 0 PHILIP FEDORA VP OF RELIABILITY & CHIEF ENGINEER 255485 0 58900 0 1606 0 31849 0 55893 0 403733 0 0 0 SCOTT NIED ASSISTANT VP OF COMPLIANCE 208739 0 51500 0 456 0 26761 0 60241 0 347697 0 0 0 DAMASE HEBERT DIRECTOR OF ENFORCEMENT 199895 0 45200 0 272 0 25044 0 54773 0 325184 0 0 0 ANDREY OKS DIRECTOR OF OPERATIONS COORDINATION 194347 0 48600 0 181 0 24616 0 56760 0 324504 0 0 0 JENIFER FARRELL DIRECTOR COMPLIANCE MONITORING & IT 183706 0 46000 0 120 0 23101 0 54771 0 307698 0 0 0 PART I, LINE 4B CHARLES DICKERSON IS A PARTICIPANT IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. NPCC CONTRIBUTED $20,500 TO THE PLAN IN 2021 AND IT IS REPORTED IN COLUMN (C). EDWARD SCHWERDT RECEIVED A DISTRIBUTION FROM THE PLAN AND IT IS REPORTED IN COLUMNS B(III) AND F. PART II: AMOUNTS IN COLUMN (B)(III) FOR EDWARD SCHWERDT, JENNIFER MATTIELLO AND CHARLES DICKERSON INCLUDE CONTRIBUTIONS TO A 457(B) PLAN. FORM 990, PART VI, SECTION A, LINE 6 NPCC IS A MEMBERSHIP CORPORATION. NPCC CURRENTLY HAS APPROXIMATELY 100 MEMBERS. THERE ARE TWO CATEGORIES OF MEMBERSHIP, FULL AND GENERAL. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS FROM EACH VOTING SECTOR VOTE TO ELECT DIRECTORS IN THEIR RESPECTIVE SECTOR. A DIRECTOR SHALL BE ELECTED BY A VOTE OF THE MAJORITY OF THE MEMEBERS IN THE RESPECTIVE SECTOR. A DIRECTOR MAY BE REMOVED FOR CAUSE BY AT LEAST TWO THIRDS OF THE MEMBERS IN THEIR RESPECTIVE SECTOR. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS REVIEWED IN DETAIL BY THE FINANCE AND AUDIT COMMITTEE. AFTER THE RETURN IS APPROVED BY THE FINANCE AND AUDIT COMMITTEE, THE RETURN IS SENT TO THE FULL BOARD OF DIRECTORS FOR REVIEW, COMMENT AND APPROVAL PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL NPCC REPRESENTATIVES ARE REQUIRED TO COMPLETE AND SUBMIT A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY, AND WHEN A POTENTIAL CONFLICT ARISES. THE NPCC CONFLICTS TEAM MANAGES THE CONFLICT OF INTERESTS REPORTING, MONITORING AND RESOLUTION PROCESSES. THE BOARD HAS THE ULTIMATE AUTHORITY AND RESPONSIBILITY TO OVERSEE THE ADOPTION AND IMPLEMENTATION OF, AND COMPLIANCE WITH, NPCC'S CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15A EACH YEAR, THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE PERFORMS A COMPREHENSIVE PERFORMANCE REVIEW OF THE PRESIDENT AND CEO AND MAKES RECOMMENDATIONS TO THE FULL BOARD OF DIRECTORS WITH REGARD TO MERIT AND VARIABLE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, BUSINESS PLAN AND BYLAWS, CORPORATE GOALS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS OFFICIAL WEBSITE WWW.NPCC.ORG. FORM 990, PART XI, LINE 9: OTHER COMPONENTS OF NET PERIODIC BENEFIT COSTS 29,107. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.