2022-11-10T09:28:51-06:00 2021-12-31 010494526 Baker Newman & Noyes PO Box 507 Portland ME 04112 990PF 2021-01-01 010387404 Elmina B Sewall Foundation ELMI 2073739206 15 Main Street 230 Freeport ME 04032 Dr Gabriela Alcalde Executive Director 2073739206 2022-11-07 1 Dr Gabriela Alcalde 999009999 Connor Smart P02285543 2078792100 2022-11-07 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 209758596 X X 913869 913869 2698547 2698547 8436807 18246261 10056964 16 -286668 12049239 13382712 270167 13508 256659 666417 33321 633096 211336 10567 200769 4883 0 4883 33556 5033 28523 775716 775716 0 334971 0 0 4410 0 47689 0 47689 138303 0 138303 509757 0 425090 2997205 838145 1735012 9892401 10312350 12889606 838145 12047362 -840367 12544567 302186 269495 269495 9801777 9448827 9448827 282675 0 0 282675 282675 90243 19547 19547 7444603 2817380 2817380 97862556 97290079 97290079 52302409 63691153 63691153 29979789 35545109 35545109 41098 8970 8674 32128 32128 607308 362203 362203 198399545 209758596 209758596 50370 64341 1872637 1452688 65337 172007 1988344 1689036 X 196411201 208069560 196411201 208069560 198399545 209758596 196411201 -840367 12498726 208069560 0 208069560 Publicly Traded Securities P 14033382 8189297 5844085 5844085 Pass-Through Capital Gains P 4212879 4212879 4212879 10056964 174369 0 174369 0 174369 191303 0 100000 0 291303 0 116934 116934 0 0 0 0 0 0 0 0 1 1 1 0 1 1 ME 1 0 0 0 0 1 www.sewallfoundation.org Dr Gabriela Alcalde 2073739206 15 Main Street 230 Freeport ME 04032 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 Dr Gabriela Alcalde 15 Main Street Suite 230 Freeport ME 04032 Executive Director 36.00 181729 54388 0 Jono Anzalone 15 Main Street Suite 230 Freeport ME 04032 Director 1.00 0 0 0 John Banks 15 Main Street Suite 230 Freeport ME 04032 Director 1.00 0 0 0 William Curran 15 Main Street Suite 230 Freeport ME 04032 Director (end 12/2021) 1.00 7500 0 0 Autumn Fitch 15 Main Street Suite 230 Freeport ME 04032 Director 1.00 0 0 0 Leslie Hill 15 Main Street Suite 230 Freeport ME 04032 Director 1.00 0 0 0 Amara Ifeji 15 Main Street Suite 230 Freeport ME 04032 Director 1.00 0 0 0 H Roy Partridge Jr PhD 15 Main Street Suite 230 Freeport ME 04032 Director (end 12/2021) 1.00 0 0 0 Kent W Wommack 15 Main Street Suite 230 Freeport ME 04032 Director 1.00 0 0 0 Rotha Chan 15 Main Street Suite 230 Freeport ME 04032 Chair 2.00 11250 0 0 Carol Wishcamper 15 Main Street Suite 230 Freeport ME 04032 Chair (end 12/2021) 2.00 0 0 0 Gail Dana-Sacco PhD 15 Main Street Suite 230 Freeport ME 04032 Vice Chair 2.00 15000 0 0 Elisabeth Biemann 15 Main Street Suite 230 Freeport ME 04032 Treasurer (part year) 2.00 0 0 0 Dale McCormick 15 Main Street Suite 230 Freeport ME 04032 Treasurer 2.00 300 0 0 Vendean Vafiades 15 Main Street Suite 230 Freeport ME 04032 Secretary 2.00 0 0 0 Margaret Sewall Barbour 15 Main Street Suite 230 Freeport ME 04032 Member Emeritus 1.00 0 0 0 Megan D Shore 15 Main Street Suite 230 Freeport ME 04032 Policy Director 40.00 112423 36237 0 Thomas Mitchell 15 Main Street Suite 230 Freeport ME 04032 Investment Partner 40.00 114327 32190 0 Tom Boutureira 15 Main St Suite 230 Freeport ME 04032 Community Partner 40.00 88346 37895 0 Jonah Fertig-Burd 15 Main Street Suite 230 Freeport ME 04032 Community Partner 40.00 81183 29131 0 Lauress W Lawrence 15 Main Street Suite 230 Freeport ME 04032 Community Partner 40.00 87824 21576 0 3 Pathstone Family Office 24 Federal Street 8th Floor Boston MA 02110 Investment Advisory 168038 Catchafire 31 East 32nd Street New York NY 10016 Nonprofit Services & Platforms 160000 Providentia Group 10965 Winds Crossing Drive 300 Charlotte NC 28273 Legal, Consulting, & Training 115610 Tamarack Institute 140 Westmount Road N Waterloo Ontario CA N2L 3G5 Nonprofit Services & Platforms 85207 Generation Investment Management 555 Mission St Ste 3400 San Francisco CA 94105 Investment Advisory 80590 1 0 196830433 9029952 282675 206143060 0 0 206143060 3092146 203050914 10152546 10152546 174369 32369 206738 9945808 120000 10065808 0 10065808 12047362 0 12047362 10065808 0 0 593467 144821 615169 4740362 6093819 12047362 0 0 0 10065808 1981554 0 0 8075373 0 0 0 0 0 0 593467 7481906 144821 615169 4740362 1981554 Laura Dover 15 Main Street Suite 230 Freeport ME 04032 2073739206 info@sewallfoundation.org The Foundation will only accept applications submitted through the Foundation's online grant system. Organizations may submit an application one time per calendar year. Some exceptions may be made in the case of fiscal sponsorships and multi-organization collaborations. Organizations with active multi-year grants must wait to apply for additional funding until the year in which the current grant-term ends. The Healthy People Healthy Places Program focuses on five broad, interrelated strategies: support the well-being of people; support the environment; develop local economies; invest in civic engagement and equity; and to build resilient communities. HPHP Applicants must contribute to these strategies. More information for the HPHP Program can be found at: https://www.sewallfoundation.org/health-people-healthy-places-learn-more Annually by either January 31 or June 15, depending on the application period. Applicants must be eligible to accept tax-deductible donations as outlined in Section 170(c) of the Internal Revenue Code. This includes 501(c)(3) federal tax-exempt organizations, public schools, public agencies working for the State of Maine, or Indian tribal governments (and their political subdivisions) recognized by the Department of the Interior. The Foundation limits and prioritizes grant support to charitable work in Maine that aligns with its stated priorities. This requirement may be waived for a defined group of Legacy organizations. For nonprofits based in Maine, the Foundation will check with the Maine Secretary of State's website to determine that applicants' annual report filings are up-to-date. The Foundation will only consider grants for operations, projects, or capital acquisition; the Foundation does not consider grants for endowments. Laura Dover 15 Main Street Suite 230 Freeport ME 04032 2073739206 info@sewallfoundation.org The Foundation will only accept applications submitted through the Foundation's online grant system. Organizations may submit an application one time per calendar year. Some exceptions may be made in the case of fiscal sponsorships and multi-organization collaborations. Organizations with active multi-year grants must wait to apply for additional funding until the year in which the current grant-term ends. The Foundation supports animal welfare organizations working in the State of Maine to build the sector's capacity and to address the common issue of unwanted cats facing communities and animal shelters around the state. More information for the Animal Welfare Program can be found at: https://www.sewallfoundation.org/animal-welfare For 2022, applications were due by June 1. Applicants must be eligible to accept tax-deductible donations as outlined in Section 170(c) of the Internal Revenue Code. This includes 501(c)(3) federal tax-exempt organizations, public schools, public agencies working for the State of Maine, or Indian tribal governments (and their political subdivisions) recognized by the Department of the Interior. The Foundation limits and prioritizes grant support to charitable work in Maine that aligns with its stated priorities. This requirement may be waived for a defined group of Legacy organizations. For nonprofits based in Maine, the Foundation will check with the Maine Secretary of State's website to determine that applicants' annual report filings are up-to-date. The Foundation will only consider grants for operations, projects, or capital acquisition; the Foundation does not consider grants for endowments. Laura Dover 15 Main Street Suite 230 Freeport ME 04032 2073739206 info@sewallfoundation.org The Foundation will only accept applications submitted through the Foundation's online grant system. Organizations may submit an application one time per calendar year. Some exceptions may be made in the case of fiscal sponsorships and multi-organization collaborations. Organizations with active multi-year grants must wait to apply for additional funding until the year in which the current grant-term ends. Only those organizations that have been identified by the Foundation as a Legacy organization and continue to meet the Considerations for Legacy Grants are eligible to apply for these grants. Applicants must successfully defend in each application how they continue to meet Legacy eligibility. More information for the Legacy Grants Program can be found at: https://www.sewallfoundation.org/legacy-grants For 2022, applications were due by June 1. Applicants must be eligible to accept tax-deductible donations as outlined in Section 170(c) of the Internal Revenue Code. This includes 501(c)(3) federal tax-exempt organizations, public schools, public agencies working for the State of Maine, or Indian tribal governments (and their political subdivisions) recognized by the Department of the Interior. The Foundation limits and prioritizes grant support to charitable work in Maine that aligns with its stated priorities. This requirement may be waived for a defined group of Legacy organizations. For nonprofits based in Maine, the Foundation will check with the Maine Secretary of State's website to determine that applicants' annual report filings are up-to-date. The Foundation will only consider grants for operations, projects, or capital acquisition; the Foundation does not consider grants for endowments. Laura Dover 15 Main Street Suite 230 Freeport ME 04032 2073739206 info@sewallfoundation.org The Foundation will only accept applications submitted through the Foundation's online grant system. Organizations may submit an application one time per calendar year. Some exceptions may be made in the case of fiscal sponsorships and multi-organization collaborations. Organizations with active multi-year grants must wait to apply for additional funding until the year in which the current grant-term ends. The Rapid Response Fund (RRF) is a grant opportunity that supports emergency and/or time-sensitive needs of organizations and communities whose work aligns with EBSF's mission: to support work in Maine to improve the well-being of people, animals and the environment while fostering relationships that strive for social equity and community resilience. More information for the Rapid Response Fund can be found at: https://www.sewallfoundation.org/rapid-response-fund For 2022, applications were due by March 1, June 1, and September 1. Applicants must be eligible to accept tax-deductible donations as outlined in Section 170(c) of the Internal Revenue Code. This includes 501(c)(3) federal tax-exempt organizations, public schools, public agencies working for the State of Maine, or Indian tribal governments (and their political subdivisions) recognized by the Department of the Interior. The Foundation limits and prioritizes grant support to charitable work in Maine that aligns with its stated priorities. This requirement may be waived for a defined group of Legacy organizations. For nonprofits based in Maine, the Foundation will check with the Maine Secretary of State's website to determine that applicants' annual report filings are up-to-date. The Foundation will only consider grants for operations, projects, or capital acquisition; the Foundation does not consider grants for endowments. Laura Dover 15 Main Street Suite 230 Freeport ME 04032 2073739206 info@sewallfoundation.org Interested entities meeting all eligibility criteria are encouraged to contact Foundation staff to discuss the project and the loan application process. The fundamental eligibility criteria for this program is project alignment with the grantmaking interests of the Elmina B. Sewall Foundation. Additional criteria for the program is available on the Foundation's website: https://www.sewallfoundation.org/loan-fund Relative to facts and circumstances of the applicant. The Foundation has established the Loan Fund to provide revolving loans to eligible, Maine-based entities with the intent of increasing the level of Foundation assets being used to advance its mission while building the capacity of participating organizations. Loans are intended to provide bridge financing and leverage for mission related projects undertaken by Maine organizations. The Foundation has selected Bangor Savings Bank as its banking partner to administer the loans once approved. The Foundation will collateralize the loans ensuring a preferred interest rate from Bangor Savings Bank. Loans will be for a minimum amount of $50,000 and will infrequently exceed $250,000. The length of loans will vary from 12-36 months. All loans will be amortized based upon a schedule and terms established at the time of loan approval. Abbe Museum PO Box 286 Bar Harbor ME 046090286 N/A PC General Operating Support 65000 AK Health & Social Services 82 Wood Street Apartment 2 Lewiston ME 04240 N/A PC General Operating Support 25000 American Civil Liberties Union of Maine Foundation 107 Washington Avenue Portland ME 041012618 N/A PC General Operating Support 20000 Androscoggin Home Health Services Inc 15 Strawberry Avenue Lewiston ME 04240 N/A PC General Operating Support 10000 Androscoggin Land Trust Inc PO Box 3145 Auburn ME 042123145 N/A PC General Operating Support 18000 Androscoggin Valley Council of Governments 125 Manley Road Auburn ME 042103632 N/A PC General Operating Support 47000 Animal Refuge League of Greater Portland PO Box 336 Westbrook ME 040980336 N/A PC General Operating Support 63000 Animal Welfare Society Inc PO Box 43 W Kennebunk ME 040940043 N/A PC General Operating Support 110000 Apex Youth Connection 45 Granite Street Biddeford ME 040053657 N/A PC General Operating Support 15000 Appalachian Mountain Club 10 City Square Boston MA 02129 N/A PC General Operating Support 30000 Aroostook Band of Micmacs 7 Northern Road Presque Isle ME 04769 N/A GOV General Operating Support 85000 Aroostook County Action Program Inc 771 Main Street Presque Isle ME 047692201 N/A PC General Operating Support 15000 Aroostook Mental Health Services Inc 43 Hatch Drive Caribou ME 047362161 N/A PC General Operating Support 10000 ArtVan 10 State Road PMB 272 Bath ME 04530 N/A PC General Operating Support 10000 Atlantic Salmon Federation Inc PO Box 807 Calais ME 046190807 N/A PC General Operating Support 40000 Augusta Food Bank 161 Mount Vernon Avenue Augusta ME 043304230 N/A PC General Operating Support 27500 Avesta Housing Development Corp 307 Cumberland Avenue Portland ME 04101 N/A PC General Operating Support 10000 Bangor Humane Society 693 Mount Hope Avenue Bangor ME 044015606 N/A PC General Operating Support 50000 Bangor Young Mens Christian Association 17 2nd Street Bangor ME 044016133 N/A PC General Operating Support 10000 Belgrade Regional Conservation Alliance PO Box 250 Belgrade Lakes ME 049180250 N/A PC General Operating Support 25000 Berea College Lincoln Hall 220 Berea KY 40404 N/A PC General Operating Support 25000 Bicycle Coalition of Maine (BCM) PO Box 15272 Portland ME 041125272 N/A PC General Operating Support 25000 Bigelow Laboratory for Ocean Sciences 60 Bigelow Drive East Boothbay ME 045445700 N/A PC General Operating Support 40000 Bomazeen Land Trust 29 Massachusetts Avenue Portland ME 04102 N/A PC General Operating Support 70000 Boothbay Region Community Resource Council 6 St Andrews Lane Suite 230 Boothbay Harbor ME 04538 N/A PC General Operating Support 10000 Bowdoinham Community Development Initiative PO Box 343 Bowdoinham ME 04008 N/A PC General Operating Support 10000 Brunswick-Topsham Land Trust Inc 179 Neptune Drive Brunswick ME 040113080 N/A PC General Operating Support 60000 Catholic Charities Maine PO Box 10660 Portland ME 041046060 N/A PC General Operating Support 30000 Center for An Ecology-Based Economy 447 Main Street Norway ME 042685920 N/A PC General Operating Support 62000 Center for Regional Prosperity 970 Baxter Boulevard Portland ME 04103 N/A PC General Operating Support 40000 Center for Wildlife Inc PO Box 620 Cape Neddick ME 039020620 N/A PC General Operating Support 20000 Center for Wisdom's Women PO Box 1016 Lewiston ME 04243 N/A PC General Operating Support 10000 Chewonki Foundation Inc 485 Chewonki Neck Road Wiscasset ME 045784822 N/A PC General Operating Support 150000 Coastal Enterprises Inc 30 Federal Street Brunswick ME 040111510 N/A PC General Operating Support 65000 Cobscook Community Learning Center 10 Commissary Point Road Trescott Township ME 046525041 N/A PC General Operating Support 50000 Community Change Inc 1536 U Street NW Washington DC 20009 N/A PC General Operating Support 2500 Community Concepts Incorporated 240 Bates Street Lewiston ME 042407330 N/A PC General Operating Support 41000 Conservation Law Foundation Inc 62 Summer Street Boston MA 02110 N/A PC General Operating Support 35000 Cooperative Development Institute PO Box 1051 Northampton MA 01061 N/A PC General Operating Support 91000 Cooperative Fund of New England PO Box 970 Watertown MA 02471 N/A PC General Operating Support 15000 Creative Portland Corporation PO Box 4675 Portland ME 041124675 N/A PC General Operating Support 10000 Cultivating Community PO Box 3792 Portland ME 041043792 N/A PC General Operating Support 50000 Cumberland County Food Security Council (CCFSC) PO Box 1399 Portland ME 041041399 N/A PC General Operating Support 114000 Daniel Hanley Center for Health Leadership 100 Foden Road Suite W-300 South Portland ME 041062334 N/A PC General Operating Support 10000 DAWG (Dedicated Animal Welfare Group) 27472 Capricho Mission Viejo CA 92692 N/A PC General Operating Support 5000 Dempsey Centers for Quality Cancer Care PO Box 277 Auburn ME 04212 N/A PC General Operating Support 9000 Down East Lakes Land Trust 4 Water Street Grand Lake Stream ME 046684003 N/A PC General Operating Support 40000 Downeast Coastal Conservancy PO Box 760 Machias ME 046540760 N/A PC General Operating Support 25000 Downeast Community Partners Inc 248 Bucksport Road Ellsworth ME 046052715 N/A PC General Operating Support 85000 Eastern Agency on Aging 240 State Street Brewer ME 044121519 N/A PC General Operating Support 28000 Eastern Maine Community College 354 Hogan Road Bangor ME 04401 N/A GOV General Operating Support 55000 Eastern Maine Development Corporation 40 Harlow Street Bangor ME 044015182 N/A PC General Operating Support 45000 Environmental Health Strategy Center (aka Defend our Health) 565 Congress Street Suite 204 Portland ME 04101 N/A PC General Operating Support 60000 Fair Food Network 1250 North Main Street NO North Ann Arbor MI 48104 N/A PC General Operating Support 40000 FIDELCO Guide Dog Foundation Inc 103 Vision Way Bloomfield CT 06002 N/A PC General Operating Support 5000 FoodCorps Inc 1140 SE 7th Avenue Suite 110 Portland OR 97214 N/A PC General Operating Support 10000 Forest Society of Maine 115 Franklin Street Bangor ME 044014936 N/A PC General Operating Support 35000 Foundation for a Strong Maine Economy 128 State Street Suite 101 Augusta ME 043305630 N/A PC General Operating Support 30000 Foundation for Maine's Community Colleges 54 Lighthouse Circle South Portland ME 04106 N/A PC General Operating Support 75000 Foundation for Portland Public Schools 353 Cumberland Avenue Portland ME 041012957 N/A PC General Operating Support 5000 Four Directions Development Corporation 20 Godfrey Drive Orono ME 044733610 N/A PC General Operating Support 50000 Frank Knight Foundation PO Box 56 Yarmouth ME 04096 N/A PC General Operating Support 10000 Friends of Aroostook PO Box 1705 Houlton ME 047305705 N/A PC General Operating Support 10000 Friends of Baxter State Park PO Box 322 Belfast ME 049150322 N/A PC General Operating Support 25000 Friends of Casco Bay 43 Slocum Drive South Portland ME 041061641 N/A PC General Operating Support 15000 Friends of Feral Felines PO Box 8137 Portland ME 041048137 N/A PC General Operating Support 15000 Friends of Katahdin Woods and Waters PO Box 18177 Portland ME 04112 N/A PC General Operating Support 50000 Friends of the Presumpscot River PO Box 1474 Westbrook ME 040981474 N/A PC General Operating Support 15000 Friends of the Sea Lion Inc 20612 Laguna Canyon Road Laguna Beach CA 92651 N/A PC General Operating Support 15000 Full Plates Full Potential 188 State Street Suite 407 Portland ME 041013749 N/A PC General Operating Support 10000 Gateway Community Services Maine 501 Forest Avenue Portland ME 041011503 N/A PC General Operating Support 10000 Gedakina Inc PO Box 9061 Essex VT 05451 N/A PC General Operating Support 30000 Good Shepherd Food Bank 3121 Hotel Road Auburn ME 042108398 N/A PC General Operating Support 52400 Goodwill Industries of Northern New England 34 Hutcherson Drive Gorham ME 040382743 N/A PC General Operating Support 50000 Greater Androscoggin Humane Society 55 Strawberry Avenue Lewiston ME 042405962 N/A PC General Operating Support 55000 GrowSmart Maine 227 Water Street Suite 215 Augusta ME 043304653 N/A PC General Operating Support 25000 Gulf of Maine Research Institute 350 Commercial Street Portland ME 041014618 N/A PC General Operating Support 40000 Habitat for Humanity York County PO Box 267 Kennebunk ME 040430267 N/A PC General Operating Support 10000 Halfway Home Pet Rescue Inc PO Box 488 Caribou ME 047360488 N/A PC General Operating Support 52000 Hand in Hand Mano en Mano PO Box 573 Milbridge ME 046580573 N/A PC General Operating Support 155000 Hardy Girls Healthy Women Inc PO Box 821 Waterville ME 049030821 N/A PC General Operating Support 5000 Harvest Hills Animal Shelter Inc 1389 Bridgton Road Fryeburg ME 040374018 N/A PC General Operating Support 40000 Health Care Without Harm 12110 Sunset Hills Road No 600 Reston VA 20190 N/A PC General Operating Support 50000 Healthy Acadia 140 State Street Ellsworth ME 046051832 N/A PC General Operating Support 45000 Healthy Communities of the Capital Area 11 Mechanic Street Suite 101 Gardiner ME 043452100 N/A PC General Operating Support 77000 Healthy Homeworks 17 Kellogg Street Portland ME 04101 N/A PC General Operating Support 10000 Heart of Biddeford 205 Main Street Biddeford ME 040052414 N/A PC General Operating Support 15000 Herring Gut Learning Center 59 Factory Road Port Clyde ME 048550000 N/A PC General Operating Support 5000 Hospice of Southern Maine 390 US Route 1 Scarborough ME 040746713 N/A PC General Operating Support 130000 Houlton Band of Maliseet Indians 88 Bell Road Littleton ME 04730 N/A GOV General Operating Support 25000 Humane Society Waterville Area 100 Webb Road Waterville ME 049014203 N/A PC General Operating Support 41000 Immigrant Legal Advocacy Project 489 Congress Street Suite 3 Portland ME 041013415 N/A PC General Operating Support 10000 In Her Presence 179 Mechanic Street Westbrook ME 040922730 N/A PC General Operating Support 30000 Indigo Arts Alliance 60 Cove Street Portland ME 04101 N/A PC General Operating Support 5000 Island Institute 386 Main Street Rockland ME 048413345 N/A PC General Operating Support 40000 Jobs with Justice Education Fund 20 Ivers Street Bangor ME 044010000 N/A PC General Operating Support 20000 Katahdin Area Trails PO Box 669 Millinocket ME 044620669 N/A PC General Operating Support 25000 Kennebec Valley Humane Society 10 Pethaven Lane Augusta ME 043306119 N/A PC General Operating Support 63000 Kennebunk Free Library Association 112 Main Street Kennebunk ME 040437036 N/A PC General Operating Support 15000 Kennebunk Land Trust 6 Brown Street Suite 2 Kennebunk ME 04043 N/A PC General Operating Support 15000 Kids Free to Grow 57 Portland Road Suite 4 Kennebunk ME 040436662 N/A PC General Operating Support 5000 Kittery Land Trust (KLT) PO Box 467 Kittery ME 039040467 N/A PC General Operating Support 20000 Knox County Homeless Coalition PO Box 1696 Rockland ME 048411696 N/A PC General Operating Support 20000 LA Youth and Family Enrichment Services 79 Chestnut Street Lewiston ME 04240 N/A PC General Operating Support 15000 Lake Stewards of Maine 24 Maple Hill Road Auburn ME 042108774 N/A PC General Operating Support 10000 Lakes Environment Association 230 Main Street Bridgton ME 040091245 N/A PC General Operating Support 15000 Land for Good Inc PO Box 625 196 Main Street Keene NH 03431 N/A PC General Operating Support 10000 Land in Common Inc 217 S Mountain Road Greene ME 042363942 N/A PC General Operating Support 10000 Laudholm Trust 342 Laudholm Farm Road Wells ME 040904703 N/A PC General Operating Support 20000 Lewiston Auburn Metropolitan Chamber of Commerce Foundation 415 Lisbon Street Suite 100 Lewiston ME 042407663 N/A PC General Operating Support 23000 Lewiston Public Schools 36 Oak Street Lewiston ME 04240 N/A GOV General Operating Support 25000 Living with Peace 95 Park Street Suite 516 Lewiston ME 04240 N/A PC General Operating Support 10000 Lubec Community Outreach Center PO Box 41 Lubec ME 046520041 N/A PC General Operating Support 20000 Mahoosuc Land Trust Inc PO Box 981 Bethel ME 042170981 N/A PC General Operating Support 10000 Mahoosuc Pathways Inc PO Box 572 Bethel ME 042170572 N/A PC General Operating Support 10000 Maine Adaptive Sports & Recreation 8 Sundance Lane Newry ME 042613228 N/A PC General Operating Support 5000 Maine Association of Nonprofits 565 Congress Street Suite 301 Portland ME 041018300 N/A PC General Operating Support 20000 Maine Audubon 20 Gilsland Farm Road Falmouth ME 04105 N/A PC General Operating Support 355000 Maine Center for Economic Policy PO Box 437 Augusta ME 043320437 N/A PC General Operating Support 70000 Maine Center for Public Interest Reporting PO Box 284 Hallowell ME 043470284 N/A PC General Operating Support 20000 Maine Citizens for Clean Elections PO Box 18187 Portland ME 041128187 N/A PC General Operating Support 10000 Maine Coast Fishermen's Association 93 Pleasant Street Brunswick ME 040112264 N/A PC General Operating Support 35000 Maine Coast Heritage Trust (aka Coast Rivers Conservation Trust) 1 Bowdoin Mill Island Street Suite 201 Topsham ME 04086 N/A PC General Operating Support 50000 Maine Coast Heritage Trust 1 Bowdoin Mill Island Street Topsham ME 040861265 N/A PC General Operating Support 50000 Maine Community Foundation 245 Main Street Ellsworth ME 046051613 N/A PC General Operating Support 15000 Maine Community Integration 11 Lisbon Street Lewiston ME 042407198 N/A PC General Operating Support 30000 Maine Conservation Alliance 295 Water Street Suite 9 Augusta ME 043304643 N/A PC General Operating Support 40000 Maine Council on Aging PO Box 988 Brunswick ME 040110988 N/A PC General Operating Support 10000 Maine Development Foundation 2 Beech Street Unit 203 Hallowell ME 043471521 N/A PC General Operating Support 50000 Maine Environmental Education Association 31 Woodside Road Brunswick ME 040117430 N/A PC General Operating Support 129800 Maine Equal Justice Partners Inc 126 Sewall Street Augusta ME 043306822 N/A PC General Operating Support 50000 Maine Farmland Trust Inc 97 Main Street Belfast ME 049156536 N/A PC General Operating Support 135000 Maine Federation of Humane Societies PO Box 43 West Kennebunk ME 040940043 N/A PC General Operating Support 75000 Maine Historical Society 489 Congress Street Suite 2 Portland ME 041013415 N/A PC General Operating Support 25000 Maine Huts & Trails PO Box 3037 Kennebunkport ME 040463037 N/A PC General Operating Support 35000 Maine Immigrant & Refugee Services 256 Bartlett Street Lewiston ME 042406501 N/A PC General Operating Support 30000 Maine Immigrant Rights Coalition 24 Preble Street 3rd Floor Suite 30 Portland ME 041014901 N/A PC General Operating Support 30000 Maine Initiatives Inc 56 North Street Portland ME 041012756 N/A PC General Operating Support 55000 Maine Lakes Society 137 Main Street Belgrade ME 049170000 N/A PC General Operating Support 10000 Maine Mathematics & Science Alliance 219 Capitol Street Suite 3 Augusta ME 043306237 N/A PC General Operating Support 150000 Maine Mobile Health Program Inc PO Box 405 Augusta ME 043320405 N/A PC General Operating Support 30000 Maine Organic Farmers and Gardeners Association PO Box 170 Unity ME 049880170 N/A PC General Operating Support 65000 Maine People's Resource Center 565 Congress Street Suite 200 Portland ME 041013315 N/A PC General Operating Support 80000 Maine Philanthropy Center PO Box 9301 Portland ME 041049301 N/A PC General Operating Support 30000 Maine Public Health Association 122 State Street Augusta ME 04330 N/A PC General Operating Support 10000 Maine Seacoast Mission 6 Old Firehouse Lane Northeast Harbor ME 046620000 N/A PC General Operating Support 40000 Maine State Chamber of Commerce Education Foundation 125 Community Drive Augusta ME 04330 N/A PC General Operating Support 30000 Maine State Society for the Protection of Animals PO Box 10 South Windham ME 040820010 N/A PC General Operating Support 35000 Maine Womens Lobby Education Fund 295 Water Street Suite 10 Augusta ME 043304659 N/A PC General Operating Support 30000 Maine-Wabanaki Reach 13 Loop Road Indian Island ME 044681212 N/A PC General Operating Support 27400 MaineGeneral Health 35 Medical Center Parkway Augusta ME 043308160 N/A PC General Operating Support 40000 MaineHealth Care at Home 15 Industrial Park Road Saco ME 040721804 N/A PC General Operating Support 30000 MaineHealth 22 Bramhall Street Portland ME 041023134 N/A PC General Operating Support 100000 Marians Dream Philanthropy for Animal Advocates Inc PO Box 365 Brunswick ME 040110365 N/A PC General Operating Support 55000 Massachusetts Society for the Prevention of Cruelty to Animals (MSPCA) 350 South Huntington Avenue Boston ME 02130 N/A PC General Operating Support 30000 Mid Coast Hunger Prevention Program Inc 12 Tenney Way Brunswick ME 040112884 N/A PC General Operating Support 42500 Midcoast Conservancy 290 US Route One Edgecomb ME 045560000 N/A PC General Operating Support 20000 MidCoast Humane 190 Pleasant Street Brunswick ME 040112213 N/A PC General Operating Support 200000 Millinocket Memorial Library 5 Maine Avenue Millinocket ME 044621416 N/A PC General Operating Support 100000 Millinocket Regional Hospital 200 Somerset Street Millinocket ME 044621258 N/A PC General Operating Support 130000 Moosehead Lake Region Economic Development Corp PO Box 223 Greenville ME 044410223 N/A PC General Operating Support 20000 My Place Teen Center Inc 755 Main Street Westbrook ME 040923416 N/A PC General Operating Support 25000 National Audubon Society 225 Varick Street 7th Floor New York NY 10014 N/A PC General Operating Support 10000 Natural Resources Council of Maine 3 Wade Street Augusta ME 043306318 N/A PC General Operating Support 25000 Natural Resources Defense Council Inc 40 West 20th Street New York NY 10011 N/A PC General Operating Support 25000 Nature Conservancy 4245 Fairfax Drive Arlington VA 222031606 N/A PC General Operating Support 75000 New Beginnings for Animals PO Box 2444 Mission Viejo CA 92690 N/A PC General Operating Support 10000 New Beginnings Inc 134 College Street Lewiston ME 042406810 N/A PC General Operating Support 15000 New England Arab American Organization PO Box 1812 Portland ME 041041812 N/A PC General Operating Support 18000 New England Grassroots Environment Fund PO Box 611 Newmarket NH 03857 N/A PC General Operating Support 25000 New Learning Journey 700 Bragg Hill Road Fayston VT 05673 N/A PC General Operating Support 75000 New Mainers Public Health Initiative 276 Lisbon Street Lewiston ME 042407304 N/A PC General Operating Support 32000 Nomadic And Pastoralist Development East Africa 145 Lisbon Street Suite 505 Lewiston ME 04240 N/A PC General Operating Support 10000 Northern Forest Canoe Trail Inc PO Box 565 Waitsfield VT 05673 N/A PC General Operating Support 15000 Northern Forest Center 18 North Main Street No 204 Concord NH 03301 N/A PC General Operating Support 65000 Northwest Atlantic Marine Alliance Inc 222 Main Street Store Front Gloucester MA 01930 N/A PC General Operating Support 30000 Our Katahdin 111 Canyon Drive Millinocket ME 044622328 N/A PC General Operating Support 315500 Outdoor Sports Institute Inc 175 Aroostook Avenue Millinocket ME 04462 N/A PC General Operating Support 40000 Oxford Hills Community Gardens 26 Whitman Street Norway ME 042686025 N/A PC General Operating Support 35000 Passamaquoddy Tribe at Indian Township Indian Township Reservation Indian Township ME 04668 N/A GOV General Operating Support 70000 Passamaquoddy Tribe at Pleasant Point Pleasant Point Reservation Pleasant Point ME 04667 N/A GOV General Operating Support 25000 PAWS - Protection of Animals Wandering the Streets 368 South Street Calais ME 046191123 N/A PC General Operating Support 120000 PAWS Animal Adoption Center PO Box 707 Rockport ME 048560707 N/A PC General Operating Support 50000 Penobscot Nation 12 Down Street Indian Island ME 04468 N/A GOV General Operating Support 25000 Pine Tree Legal Assistance Inc PO Box 547 Portland ME 041120547 N/A PC General Operating Support 15000 Pine Tree Society 149 Front Street Bath ME 045302672 N/A PC General Operating Support 10000 Pope Memorial Humane Society of Knox County PO Box 1294 Rockland ME 048411294 N/A PC General Operating Support 45000 Portland Maine Symphony Orchestra 50 Monument Square 2nd Floor Portland ME 041014039 N/A PC General Operating Support 25000 Portland Museum of Art 7 Congress Square Portland ME 041013802 N/A PC General Operating Support 30000 Preble Street 38 Preble Street 3rd Floor Portland ME 041014952 N/A PC General Operating Support 65000 President and Trustees of Bates College 2 Andrews Road 216 Lane Hall Lewiston ME 04240 N/A PC General Operating Support 10000 Prevent Euthanasia Through Sterilization Pets PO Box 912 Guilford ME 044430912 N/A PC General Operating Support 35000 ProsperityME PO Box 8013 Portland ME 041048013 N/A PC General Operating Support 36000 Raise-OP Housing Cooperative 145 Pierce Street Office 102 Lewiston ME 042407343 N/A PC General Operating Support 36000 Resist PO Box 301240 Boston MA 02130 N/A PC General Operating Support 30000 Resources for Organizing and Social Change PO Box 2444 Augusta ME 043382444 N/A PC General Operating Support 85000 Responsible Pet Care of Oxford Hills 9 Swallow Road South Paris ME 042816541 N/A PC General Operating Support 20000 Restorative Justice Institute of Maine 615 Congress Street Suite 315 Portland ME 04101 N/A PC General Operating Support 10000 Riding To The Top 14 Lilac Drive Windham ME 040624063 N/A PC General Operating Support 5000 ROIL (dba Maine Inside Out) PO Box 15168 Portland ME 041125168 N/A PC General Operating Support 20000 Rural Aspirations Project 538 Norway Drive Bar Harbor ME 046097754 N/A PC General Operating Support 50000 Safe Voices PO Box 713 Auburn ME 042120713 N/A PC General Operating Support 17500 Saint Andre Home Inc 168 Prospect Street Biddeford ME 040053027 N/A PC General Operating Support 10000 SeedMoney 3 Powderhorn Drive Scarborough ME 040748701 N/A PC General Operating Support 30000 Society for the Prevention of Cruelty to Animals of Hancock County 141 Bar Harbor Road Trenton ME 04605 N/A PC General Operating Support 5000 Somali Bantu Community Lewiston of Maine 145 Pierce Street 101 Lewiston ME 042407343 N/A PC General Operating Support 42500 Somerset Humane Society PO Box 453 Skowhegan ME 049760453 N/A PC General Operating Support 30000 Southern Maine Conservation Collaborative 217 Commercial Street Portland ME 041010000 N/A PC General Operating Support 5000 Spiret Foundation 1753 W Wiesbrook Road Wheaton IL 60189 N/A PC General Operating Support 95000 Spirits Place PO Box 471 Newport ME 049530471 N/A PC General Operating Support 25000 St Mary's Health System PO Box 7291 Lewiston ME 042437291 N/A PC General Operating Support 40000 St Marys Regional Medical Center PO Box 291 Lewiston ME 042430291 N/A PC General Operating Support 36000 Student Conservation Association 4601 North Fairfax Drive No 900 Arlington VA 22203 N/A PC General Operating Support 30000 Sunrise County Economic Council 7 Ames Way Machias ME 046541424 N/A PC General Operating Support 430000 Sunrise Opportunities PO Box 88 Machias ME 046540088 N/A PC General Operating Support 100000 Susan L Curtis Charitable Foundation 1321 Washington Avenue Suite 104 Portland ME 041033636 N/A PC General Operating Support 10000 Sustainable Livelihoods Relief Organization PO Box 7255 Lewiston ME 042437255 N/A PC General Operating Support 21000 Sweetser 50 Moody Street Saco ME 040721536 N/A PC General Operating Support 20000 The Ark Animal Shelter PO Box 276 Cherryfield ME 04622 N/A PC General Operating Support 40000 The Conservation Fund 1655 N Fort Myer Drive Suite 1300 Arlington VA 222093199 N/A PC General Operating Support 25000 The Opportunity Alliance 50 Lydia Lane South Portland ME 041062156 N/A PC General Operating Support 50000 The Trust for Public Land 101 Montgomery Street No 900 San Francisco CA 94104 N/A PC General Operating Support 30000 The Windowdressers Inc 24 Lincoln Street Rockland ME 048412940 N/A PC General Operating Support 15000 Third Place Inc 47 Portland Street Suite 2 Portland ME 04101 N/A PC General Operating Support 20000 Third Sector New England Inc Lincoln Plaza 89 South Street No 700 Boston MA 02111 N/A PC General Operating Support 26800 Thomas College 180 W River Road Waterville ME 04901 N/A PC General Operating Support 30000 Tree Street Youth Inc 144 Howe Street Lewiston ME 042406421 N/A PC General Operating Support 20950 Trekkers Inc 325 Old County Road Rockland ME 048415507 N/A PC General Operating Support 10000 Trinity Jubilee Center Inc 247 Bates Street Lewiston ME 042407331 N/A PC General Operating Support 10000 Tufts University 169 Holland Street Somerville MA 02144 N/A PC General Operating Support 25000 United Animal Nations (dba RedRover) 1419 21st Street Sacramento CA 95811 N/A PC General Operating Support 20000 United Charitable 44921 George Washington Boulevard Suite 230 Ashburn VA 20147 N/A PC General Operating Support 9000 United Somali Women of Maine PO Box 397 Lewiston ME 042430397 N/A PC General Operating Support 81000 United Youth Empowerment Services 145 Lisbon Street 406 Lewiston ME 042407235 N/A PC General Operating Support 10000 University of Maine System 5703 Alumni Hall Suite 101 Orono ME 044695703 N/A GOV General Operating Support 125000 University of New England 11 Hills Beach Road Biddeford ME 040059526 N/A PC General Operating Support 25000 University of New Hampshire Foundation Incorporated 9 Edgewood Road Durham NH 03824 N/A PC General Operating Support 7500 Upper Valley Economic Council 36 School Street Sherman ME 047763072 N/A PC General Operating Support 25000 Waban Projects Inc 5 Dunaway Drive Sanford ME 040735143 N/A PC General Operating Support 10000 Wabanaki Alliance PO Box 265 Stillwater ME 04489 N/A NC General Operating Support 35000 Wabanaki Cultural Preservation Coalition 18 Nepisikwit Drive Passadumkeag ME 044753130 N/A PC General Operating Support 35000 Wabanaki Health and Wellness Inc 157 Park Street Suite 5 Bangor ME 044015000 N/A PC General Operating Support 337000 Washington County Council of Governments PO Box 631 Calais ME 046190631 N/A PC General Operating Support 15000 Wayside Food Programs PO Box 1278 Portland ME 041041278 N/A PC General Operating Support 17000 Western Foothills Land Trust PO Box 107 Norway ME 042680107 N/A PC General Operating Support 15000 Winterkids Education Foundation 506 Main Street Suite 10 Westbrook ME 040924387 N/A PC General Operating Support 10000 Wolfes Neck Farm Foundation Inc 184 Burnett Road Freeport ME 040326322 N/A PC General Operating Support 50000 Womens Health Resource Library PO Box 463 Milbridge ME 046580463 N/A PC General Operating Support 15000 York County Shelter Programs Inc 24 George Street Alfred ME 040023296 N/A PC General Operating Support 40000 Young Mens Christian Association Auburn-Lewiston Maine 62 Turner Street Auburn ME 04210 N/A PC General Operating Support 22500 YWCA Central Maine 130 East Avenue Lewiston ME 04540 N/A PC General Operating Support 10000 10312350 0 14 913869 14 2698547 18 8436807 Net Adjustment for Amounts Reported on Schedules K-1 523000 220627 -286684 Recorded on Books 66057 Class Action Income 14 16 220627 11828612 0 12049239 1 0 0 0 0 0 0 0 0 1a(1) 35000 Wabanaki Alliance The Wabanaki Alliance is a 501(c)(4) Civic League and Social Welfare Organization based in Stillwater, Maine. The goal of the Organization is advance the sovereignty and rights of Wabanaki tribes in Maine. During its 2021 tax year, the Foundation paid a grant in the amount of $35,000 to the Wabanaki Alliance for the purpose improving the health and culture of Wabanaki people and tribal communities. The Foundation exercised expenditure responsibility on this grant. To the best of the Foundation's knowledge, there has been no improper use or misdirection of these grant funds from their intended use. Final narrative and financial reports from the Alliance will be due to the Foundation by September, 2022. 0 Accounting Fees 33556 5033 28523 Our Katahdin PO Box 293 Millinocket ME 04462 2020-12-04 35000 The Foundation paid a grant to Our Katahdin in the amount of $35,000 during its 2020 tax year. The purpose of the grant was to develop and support a Katahdin area-focused partnership with regional non-profit leaders, with the objective of bringing affordable, zero energy homes to Maine, starting in Millinocket. The grant will also support community and economic development. 35000 None Reports were provided by January 30, 2022. 2022-01-10 The grantee provided final narrative and financial reports by January 10, 2022. Based on the information provided to the Foundation by the grantee as of this return's filing, the Foundation is not aware of any diversion of funds from its intended purpose. Cumberland County Food Security Council PO Box 1399 Portland ME 04104 2020-12-04 44000 The Foundation paid a grant to the Cumberland County Food Security Council in the amount of $44,000 during its 2020 tax year. The purpose of the grant was to provide availability and access to culturally appropriate foods (particularly Hallal meat), to support community and economic development. 44000 None Reports were provided by January 30, 2022. 2022-01-10 The grantee provided final narrative and financial reports by January 10, 2022. Based on the information provided to the Foundation by the grantee as of this return's filing, the Foundation is not aware of any diversion of funds from its intended purpose. Cooperative Development Institute Inc PO Box 1051 Northampton MA 04462 2020-12-04 50000 The Foundation paid a grant to the Cooperative Development Institute in the amount of $50,000 during its 2020 tax year. The purpose of the grant was to develop and support farmland access for immigrants in Lewiston, Maine, to develop a model for community and economic development. Through this grant, the grantee, the Cooperative Development Institute, will serve as a fiscal sponsor to New Roots Cooperative Farm. The Farm will assist the grantee in developing and providing agricultural and food solutions. 50000 None Reports were provided by January 30, 2022. 2022-01-10 The grantee provided final narrative and financial reports by January 10, 2022. Based on the information provided to the Foundation by the grantee as of this return's filing, the Foundation is not aware of any diversion of funds from its intended purpose. Wabanaki Alliance PO Box 265 Stillwater ME 04489 2021-08-26 35000 The Foundation paid a grant to the Wabanaki Alliance in the amount of $35,000 during its 2021 tax year. The purpose of the grant was to develop and support Wabanaki and Indigenous communities, culture, and history.As the final reports are not due until September 2022, the Foundation is providing this Expenditure Responsibility Statement for the Wabanaki Alliance for transparency and compliance purposes. 0 None Reports will be due by the grantee in September, 2022. The grantee will provide final narrative and financial reports on or before September 30, 2022. At the time of this return's filing the Foundation is not aware of any diversion of funds from its intended purpose. 301595.425 shs CUBIX 4614410 4614410 1599342.211 shs VBIRX 16969021 16969021 1576739.816 shs VFSIX 16981488 16981488 100000 shs Verizon Owner Trust (CUSIP: 92348XAA3) 341 341 50000 shs Continental Airlines (CUSIP: 21079NAA9) 7596 7596 250000 shs BNSF Railway (CUSIP: 05581JAA2) 205529 205529 100000 shs American Airlines (CUSIP: 02377BAA4) 72466 72466 100000 shs American Airliens (CUSIP: 02376UAA3) 77384 77384 70000 shs United Air Pass (CUSIP: 90932MAA3) 64558 64558 60000 shs American Airlines (CUSIP: 023765AA8) 46116 46116 190000 shs Federal Ex Corp (CUSIP: 314353AA1) 177254 177254 100000 shs British Airways PLC (CUSIP: 11042CAA8) 99703 99703 200000 shs American Tower (CUSIP: 03027WAK8) 209666 209666 25000 shs SBA Tower (CUSIP: 78403DAH3) 25885 25885 200000 shs BP CAP MKTS (CUSIP: 05565QDV7) 214500 214500 50000 shs Bank of America Corp Bond (CUSIP: 060505FL3) 55625 55625 200000 shs Barclays PLC Note (CUSIP: 06738EBN4) 216420 216420 200000 shs Credit Agricole (CUSIP: 225313AL9) 217000 217000 200000 shs Credit Suisse International (CUSIP: 225401AS7) 195000 195000 15000 shs DCP Midstream Bond (CUSIP: 23311PAA8) 14813 14813 200000 shs Dai Ichi Life Insurance (CUSIP: 23380YAC1) 215250 215250 30000 shs Edison INTL Bond (CUSIP: 281020AT4) 30654 30654 25000 shs Energy Transfer Bond (CUSIP: 29273VAM2) 25375 25375 45000 shs Goldman Sachs Group Bond (CUSIP: 38141GYU2) 45740 45740 120000 shs JPMorgan Chase & Co Bond (CUSIP: 46625HHA1) 120600 120600 15000 shs SVB Financial Group Bond (CUSIP: 78486QAQ4) 15431 15431 80000 shs Sempra Bond (CUSIP: 816851BK4) 85662 85662 109631 shs Eletson Holdings Bond (CUSIP: 28620EAB6) 37412 37412 1120000 shs Southern California Edison Bond (CUSIP: 842400GF4) 80062 80062 100000 shs Ford Motor Credit Note (CUSIP: 345397YL1) 100175 100175 125000 shs Pearson Funding Note (CUSIP: 705011AA2) 125955 125955 10000 shs Pacific Gas & Electric Bond (CUSIP: 694308JE8) 10000 10000 50000 shs Smiths Group Note (CUSIP: 83238PAD6) 51050 51050 100000 shs Schlumberger Finance Note (CUSIP: 80685XAB7) 101614 101614 60000 shs Capital One Note (CUSIP: 14040HCD5) 61299 61299 50000 shs Southern California Edison (CUSIP: 842400GL1) 51634 51634 100000 shs X-Caliber Funding Note (CUSIP: 98373XAA8) 100276 100276 100000 shs Astrazeneca Note (CUSIP: 046353AS7) 100663 100663 65000 shs Southern Co. Gas Note (CUSIP: 8426EPAA6) 66364 66364 200000 shs Danone SA Note (CUSIP: 23636TAD2) 205064 205064 200000 shs Boeing Co. Note (CUSIP: 097023DE2) 199728 199728 50000 shs Amgen Note (CUSIP: 031162BV1) 52669 52669 100000 shs WPP FIN 2010 Note (CUSIP: 92936MAF4) 105736 105736 50000 shs Laboratory Corp Amer Holdings Note (CUSIP: 50540RAQ5) 52799 52799 50000 shs Abbvie Inc. Note (CUSIP: 00287YCX5) 53244 53244 100000 shs Molex Electronic Technologies Note (CUSIP: 60856BAC8) 104898 104898 15000 shs Sabre GLBL Note (CUSIP: 78573NAC6) 16950 16950 55000 shs Spirit Aerosystems Note (CUSIP: 85205TAL4) 57681 57681 200000 shs China Cinda FIN 2015 (CUSIP: 16891VAB5) 211054 211054 150000 shs North America Note (CUSIP: 98877DAC9) 160875 160875 200000 shs Six Signam Networks (CUSIP: 83006LAB9) 192250 192250 105000 shs Harman INTL Note (CUSIP: 413086AH2) 113076 113076 75000 shs Element Note (CUSIP: 286181AD4) 79745 79745 50000 shs PacifiCorp Bond (CUSIP: 695114CS5) 52735 52735 100000 shs Sabre GLBL Note (CUSIP: 78573NAF9) 104500 104500 100000 shs Discovery Communications (CUSIP: 25470DAL3) 111497 111497 70000 shs HollyFrontier Corp Note (CUSIP: 436106AA6) 78541 78541 35000 shs Manitowoc Note (CUSIP: 563571AL2) 36838 36838 100000 shs Brighthouse Financial (CUSIP: 10921U2C1) 98689 98689 100000 shs Quest Diagnostics Note (CUSIP: 74834LAZ3) 106715 106715 20000 shs Athene Global Funding Note (CUSIP: 04685A2Z3) 19643 19643 25000 shs Enlink Midstream Partners (CUSIP: 29336UAF4) 26312 26312 75000 shs Teva Pharmaceuticals Note (CUSIP: 88167AAE1) 70500 70500 150000 shs JPMorgan Chase & Co (CUSIP: 059438AH4) 188739 188739 100000 shs Liberty Mutual Note (CUSIP: 53079QAC1) 124366 124366 15000 shs Gannett Holdings Note (CUSIP: 36474GAA3) 15319 15319 100000 shs Principal Life (CUSIP: 74256LES4) 98413 98413 30000 shs Genesis Energy Note (CUSIP: 37185LAM4) 30917 30917 100000 shs Central America Bottling Corp (CUSIP: 15238XAB5) 102751 102751 100000 shs Hexcel Note (CUSIP: 428291AN8) 107433 107433 100000 shs Service PPTYS Note (CUSIP: 44106MAW2) 97000 97000 15000 shs Crown Castle Note (CUSIP: 22822VAE1) 16311 16311 100000 shs Suburban Propane Partners Note (CUSIP: 864486AK1) 103250 103250 200000 shs Telefonica Emisones Note (CUSIP: 87938WAT0) 220276 220276 200000 shs CA Inc Note (CUSIP: 12673PAJ4) 219030 219030 30000 shs Rochester Gas Bond (CUSIP: 771367CD9) 31685 31685 60000 shs Maxim Integrated Note (CUSIP: 57772KAD3) 64723 64723 50000 shs Mileage Plus Holdings (CUSIP: 599191AA1) 53375 53375 25000 shs Borgwarner Note (CUSIP: 099724AL0) 25845 25845 200000 shs Intesa Sanpaolo (CUSIP: 46115HBB2) 212298 212298 60000 shs DCP Midstream Note (CUSIP: 23311VAJ6) 67800 67800 50000 shs USA Compression Partners (CUSIP: 91740PAF5) 52813 52813 150000 shs Mitsubishi UFJ Note (CUSIP: 606822BZ6) 148129 148129 100000 shs Aviation Group Note (CUSIP: 05369AAA9) 102585 102585 200000 shs Nautilus Inkia Holdings Note (CUSIP: 45721RAC7) 208000 208000 200000 shs OneMiane Financial Corporation Note (CUSIP: 85172FAQ2) 224000 224000 50000 shs Pacific Life Global (CUSIP: 6944PL2D0) 48465 48465 30000 shs AT&T Note (CUSIP: 00206RKG6) 29389 29389 100000 shs Cargo Aircraft Note (CUSIP: 14180LAA4) 101772 101772 70000 shs Oceaneering International Note (CUSIP: 675232AB8) 68775 68775 200000 shs Apple Note (CUSIP: 037833EC0) 194434 194434 20000 shs Kirby Corp Note (CUSIP: 497266AC0) 21549 21549 250000 shs Siemens Note (CUSIP: 82620KBD4) 248009 248009 10000 shs Tegna Note (CUSIP: 87901JAJ4) 10108 10108 200000 shs Equate Petrochemical (CUSIP: 29441WAD7) 200250 200250 100000 shs Vodafone Group (CUSIP: 92857WBK5) 112606 112606 200000 shs Sierracol Energy (CUSIP: 82653LAA9) 188002 188002 50000 shs Spirit Aerosystems Note (CUSIP: 85205TAK6) 50125 50125 200000 shs Anadolu Efes (CUSIP: 032523AB8) 193940 193940 100000 shs Murphy Oil Note (CUSIP: 626717AN2) 106283 106283 10000 shs Nielsen / Nielsen Note (CUSIP: 65409QBD3) 10325 10325 100000 shs Skymiles Air Note (CUSIP: 830867AB3) 109267 109267 200000 shs Anglogold Holdings Note (CUSIP: 03512TAF8) 198168 198168 75000 shs Cars Com Note (CUSIP: 14575EAA3) 79875 79875 150000 shs Daimler Trucks (CUSIP: 233853AG5) 150824 150824 30000 shs Timken Note (CUSIP: 887389AK0) 33463 33463 25000 shs Steelcase Note (CUSIP: 858155AE4) 28274 28274 100000 shs Hilcrop Energy (CUSIP: 431318AU8) 103072 103072 150000 shs Southwestern Energy Note (CUSIP: 845467AR0) 158625 158625 20000 shs AMC Networks Note (CUSIP: 00164VAF0) 19875 19875 50000 shs AT*T Note (CUSIP: 00206RHJ4) 56211 56211 200000 shs Trinet Group Note (CUSIP: 896288AA5) 199250 199250 100000 shs Charter Communications (CUSIP: 161175BR4) 114575 114575 25000 shs Mozart Debt Merger Note (CUSIP: 62482BAA0) 24912 24912 30000 shs Vistra Operations Note (CUSIP: 92840VAH5) 30049 30049 125000 shs Boardwalk Pipelines Note (CUSIP: 096630AG3) 140108 140108 200000 shs Ford Motor Note (CUSIP: 345397ZR7) 227250 227250 200000 shs Schaeffler Verwaltung Note (CUSIP: 44963BAD0) 215000 215000 75000 shs Lear Corp Note (CUSIP: 521865BA2) 82742 82742 75000 shs Lithia Note (CUSIP: 536797AG8) 76568 76568 50000 shs HCA Inc. Note (CUSIP: 404119BX6) 55067 55067 60000 shs AP Moeller Maersk Note (CUSIP: 00203QAE7) 68350 68350 100000 shs Boston PPTYS Note (CUSIP: 10112RBB9) 106233 106233 40000 shs Olin Corp Note (CUSIP: 680665AL0) 43318 43318 25000 shs Perkinelmer Note (CUSIP: 714046AG4) 26484 26484 200000 shs MHP Lux SA Note (CUSIP: 59318YAB4) 187600 187600 200000 shs Sprint Spectrum (CUSIP: 85208NAE0) 220490 220490 50000 shs American Axle (CUSIP: 02406PBB5) 49045 49045 100000 shs Penske Truck Leasing (CUSIP: 709599BH6) 106123 106123 150000 shs MSCI Note (CUSIP: 55354GAH3) 156750 156750 50000 shs Hasbro Note (CUSIP: 418056AZ0) 55178 55178 100000 shs Abbvie Inc. Note (CUSIP: 00287YBX6) 107019 107019 65000 shs Delta Airlines Bond (CUSIP: 247361ZV3) 57885 57885 150000 shs Aker BP Note (CUSIP: 00973RAF0) 158982 158982 115000 shs JBS USA Lux SA (CUSIP: 46590XAB2) 125063 125063 20000 shs Lamb Weston Holdings Note (CUSIP: 513272AD6) 20524 20524 75000 shs Comcast Corp Note (CUSIP: 20030NDA6) 77860 77860 100000 shs Freeport Note (CUSIP: 35671DCF0) 105500 105500 35000 shs Oshkosh Corp Note (CUSIP: 688225AH4) 36398 36398 75000 shs Takeda Pharmaceutical Co (CUSIP: 874060AX4) 73525 73525 25000 shs Nordstrom Inc. Note (CUSIP: 655664AT7) 25220 25220 85000 shs Hyundai Cap (CUSIP: 44891ABL0) 107240 107240 50000 shs BWM US Cap Note (CUSIP: 05565EBL8) 56669 56669 10000 shs Harragansett Elec. Note (CUSIP: 631005BJ3) 10662 10662 200000 shs BAE Systems Note (CUSIP: 05523RAD9) 213678 213678 40000 shs Ross Stores Note (CUSIP: 778296AD5) 46027 46027 50000 shs T Mobile Note (CUSIP: 87264ABF1) 54757 54757 55000 shs Boeing Co Note (CUSIP: 097023CY) 64140 64140 40000 shs Huntington Ingalls Note (CUSIP: 446413AT3) 44595 44595 100000 shs Flextronics Note (CUSIP: 33938XAB1) 114135 114135 10000 shs Colonial Enterprises Note (CUSIP: 19565CAA8) 10542 10542 15000 shs Discovery Communications (CUSIP: 25470DBJ7) 16052 16052 45000 shs Leidos Inc. Note (CUSIP: 52532XAF2) 50135 50135 30000 shs Boston Scientific Note (CUSIP: 101137BA4) 30613 30613 75000 shs Dentsply Sirona Note (CUSIP: 24906PAA7) 79298 79298 90000 shs Omnicom Group (CUSIP: 681919BC9) 101270 101270 30000 shs Yara Note (CUSIP: 984851AG0) 30980 30980 40000 shs Magna Note (CUSIP: 559222AV6) 40627 40627 120000 shs Stryker Corporation Note (CUSIP: 863667AY7) 117436 117436 170000 shs Viatris Note (CUSIP: 92556VAD8) 170775 170775 70000 shs Pacific Gas & Elec Bond (CUSIP: 694308JM0) 75754 75754 60000 shs Dell/EMC Note (CUSIP: 24703TAH9) 75782 75782 60000 shs Equinix Note (CUSIP: 29444UBH8) 58336 58336 40000 shs Occidental Pete Note (CUSIP: 674599EA9) 54000 54000 200000 shs United Rentals North Note (CUSIP: 911365BN3) 205500 205500 150000 shs Bank of America (CUSIP: 06051GHV4) 158334 158334 25000 shs Teledyne Note (CUSIP: 302445GAE1) 25080 25080 20000 shs Covanta Holdings Note (CUSIP: 22282EAJ1) 20400 20400 50000 shs Conagra Note (CUSIP: 205887AX0) 71177 71177 15000 shs Best Buy Note (CUSIP: 08652BAB5) 14407 14407 60000 shs Smith & Nephew Note (CUSIP: 83192PAA6) 58003 58003 110000 shs Bradcom Note (CUSIP: 11135FAQ4) 122119 122119 120000 shs British Air PLC (CUSIP: 11043XAB9) 100167 100167 200000 shs Mercadolibre Note (CUSIP: 58733RAF9) 189002 189002 120000 shs Viacomcbs Note (CUSIP: 92556HAB3) 143092 143092 250000 shs SK Hynix Note (CUSIP: 78392BAC1) 240758 240758 25000 shs Allison Transmission Note (CUSIP: 019736AG2) 24375 24375 200000 shs Alibaba Group (CUSIP: 01609WAX0) 193306 193306 23000 shs Murphy Oil Note (CUSIP: 626738AF5) 22856 22856 15000 shs T Mobile Note (CUSIP: 87264ACB9) 14941 14941 30000 shs Amgen Note (CUSIP: 031162CW8) 30201 30201 100000 shs Interpublic Group (CUSIP: 460690BT6) 99842 99842 30000 shs Quicken Co (CUSIP: 74841CAB7) 30450 30450 150000 shs AMFAM Holdings Note (CUSIP: 03115AAA1) 153327 153327 20000 shs Entergy Texas Bond (CUSIP: 29365TAK0) 18774 18774 40000 shs O'Reilly Automotive Note (CUSIP: 67103HAK3) 37888 37888 50000 shs Citigroup Note (CUSIP: 172967MP3) 57158 57158 20000 shs Scotts Miracle-Gro Note (CUSIP: 810186AT3) 19750 19750 200000 shs GENM Capital Note (CUSIP: 37231BAA6) 195118 195118 50000 shs Santos Finance Note (CUSIP: 803014AA7) 50943 50943 200000 shs Bungle Note (CUSIP: 120568BC3) 203202 203202 200000 shs Avnet Note (CUSIP: 053807AU7) 197656 197656 200000 shs Bharti Airtel Limited Note (CUSIP: 08860HAC8) 202357 202357 40000 shs Entergy Corp Note (CUSIP: 29364GAP8) 39441 39441 50000 shs Flex Inter Holdco Note (CUSIP: 33939HAA7) 50243 50243 15000 shs Quest Diagnostics Note (CUSIP: 74834LBC3) 15504 15504 95000 shs Goodyear Tire Note (CUSIP: 382550BP5) 103142 103142 200000 shs Cibanco (CUSIP: 171653AA6) 191634 191634 100000 shs Autonation Note (CUSIP: 05329WAS1) 96564 96564 45000 shs Nordstrom Inc. Note (CUSIP: 655664AY6) 44213 44213 200000 shs Ashtead Capital Note (CUSIP: 045054AP8) 194966 194966 60000 shs Duke Energy Bond (CUSIP: 26442UAL8) 58681 58681 250000 shs First Amern Note (CUSIP: 31847RAH5) 243970 243970 200000 shs Brunswick Note (CUSIP: 117043AT6) 191994 191994 120000 shs Glencore Note (CUSIP: 378272BG2) 116761 116761 200000 shs Banco Credito (CUSIP: 05890MAB9) 197000 197000 200000 shs Life Storage Note (CUSIP: 53227JAD6) 196818 196818 200000 shs Banco Santander Chile (CUSIP: 05970FAD3) 203000 203000 10000 shs EcoPetrol Note (CUSIP: 05970FAD3) 9722 9722 35000 shs First Energy Corp Note (CUSIP: 337932AC1) 47229 47229 200000 shs Falabella Note (CUSIP: 30607FAA8) 198000 198000 120000 shs Flowserve Note (CUSIP: 34355JAB4) 116900 116900 60000 shs Nextera Energy Bond (CUSIP: 65339KBZ2) 60203 60203 25000 shs Targa Note (CUSIP: 87612BBT8) 26125 26125 50000 shs Universal Health Services (CUSIP: 913903AY6) 49192 49192 200000 shs Goldman Sachs Group (CUSIP: 38141GXR0) 191972 191972 200000 shs UBS Group Note (CUSIP: 902613AE8) 193770 193770 20000 shs NRG Energy Note (CUSIP: 629377CS9) 19600 19600 49000 shs Petrleos Mexicanos Note (CUSIP: 71643VAA3) 49490 49490 100000 shs ManuLife Corp Note (CUSIP: 56501RAE6) 107653 107653 54000 shs General Electric (CUSIP: 36962GXZ2) 73722 73722 80000 shs Micron Technology Note (CUSIP: 595112BS1) 80090 80090 200000 shs Societe Generale (CUSIP: 83368RBD3) 199729 199729 100000 shs Morgan Stanley (CUSIP: 61747YEH4) 100021 100021 150000 shs Aercap Ireland Capital Note (CUSIP: 00774MAY1) 152918 152918 200000 shs Mosaic Note (CUSIP: 61945CAD5) 248318 248318 200000 shs MV24 Cap B V Note (CUSIP: 55388RAA4) 206252 206252 100000 shs Verizon Communications (CUSIP: 92343VCQ5) 116635 116635 60000 shs Seagate HDD Cayman Note (CUSIP: 81180WAN1) 69150 69150 50000 shs AT&T Note (CUSIP: 00206RCP5) 57840 57840 200000 shs Standard Chartered PLC (CUSIP: 853254BU3) 197554 197554 50000 shs Prudential (CUSIP: 74432QAK1) 65680 65680 60000 shs Vale Overseas Note (CUSIP: 91911TAH6) 79726 79726 200000 shs Galaxy Pipeline Assets (CUSIP: 36321PAE0) 199043 199043 120000 shs Verizon Communications (CUSIP: 92343VGK4) 125980 125980 200000 shs Adani Ports Economic Note (CUSIP: 00652MAJ1) 209030 209030 50000 shs Bed Bath & Beyond Note (CUSIP: 075896AC4) 41535 41535 20000 shs Amgen Note (CUSIP: 031162BZ2) 23942 23942 200000 shs Gilead Sciences Note (CUSIP: 375558BD4) 25422 25422 13000 shs Dell Corp Note (CUSIP: 24703TAK2) 21672 21672 60000 shs CVS Health Corp Note (CUSIP: 126650CZ1) 78702 78702 50000 shs One Gas Note (CUSIP: 68235PAG3) 61775 61775 100000 shs Anheuser-Busch Note (CUSIP: 03523TBV9) 138795 138795 50000 shs MPLX Note (CUSIP: 55336VAT7) 64053 64053 110000 shs Energy Transfer Note (CUSIP: 29279FAA7) 144122 144122 35000 shs Dayton PWR Bond (CUSIP: 240019BV0) 40033 40033 45000 shs Boeing Note (CUSIP: 097023CW3) 61133 61133 10000 shs Whirlpool Note (CUSIP: 963320AX4) 12410 12410 300000 shs Nippon Life Insurance Company (CUSIP: 654579AH4) 294000 294000 80000 shs Dell Note (CUSIP: 24703DBG5) 76930 76930 200000 shs Sumitomo Life Insurance Bond (CUSIP: 86564CAA8) 215750 215750 205000 shs Enbridge Note (CUSIP: 29250NAN5) 220332 220332 35000 shs Buckeye Partners Note (CUSIP: 118230AS0) 30844 30844 200000 shs Sumitomo Life Insurance Bond (CUSIP: 86564CAC4) 209000 209000 378643.278 shs FSPSX 18663327 18663327 189317.758 shs FXAIX 31298012 31298012 787449.620 shs FPADX 9520266 9520266 36217.056 shs VFSNX 9266496 9266496 67678.211 shs VRTIX 23242051 23242051 35003.809 shs VOOV 5299927 5299927 2817380 2817380 0 0 Aether Real Assets, LP FMV 637036 637036 Aether Real Assets, LP II FMV 1174611 1174611 Dorchester Offshore IV FMV 445425 445425 Elliott International LTD FMV 6012917 6012917 Generation Investment Management FMV 14310805 14310805 Ironsides - Co-Investment FMV 451940 451940 Ironsides - Partnership FMV 1233139 1233139 Legacy Venture VI FMV 2797885 2797885 Legacy Venture VII FMV 3794799 3794799 Legacy Venture VIII FMV 2423126 2423126 Legacy Venture IX FMV 1477241 1477241 Lyme Forest Fund III FMV 494550 494550 Maine Grain Investment FMV 130000 130000 TIFF Private Equity Partners FMV 61635 61635 Tootie's Tempeh FMV 100000 100000 Furniture & Equipment 41098 8970 32128 32128 Legal Fees 4883 0 4883 Security Deposit 2224 2224 2224 Prepaid Excise Taxes 195237 116934 116934 Investments Receivable 248642 242896 242896 Accrued Interest Receivable 161205 149 149 Accrual to Cash Conversion 0 0 -84667 Contract Services 363549 0 363549 Ecology Consultants 19300 0 19300 Insurance 13987 0 13987 IT, Website, and Software 45056 0 45056 Office Expenses 67865 0 67865 Net Adjustment for Amounts Reported on Schedules K-1 -66057 -286684 -66057 Recorded on Books 66057 66057 Class Action Income 16 16 16 Unrealized Gain on Investments 12374617 Book to Tax Adjustment - Accrued Vacation 4109 Recoveries of Prior Year Grants 120000 Deferred Tax Liability 65337 172007 Investment Fees 775716 775716 0 Federal Excise Tax 334971 0 0