2022-11-08T12:16:51-06:00 2021-12-31 562231176 KB Morgan PLLC 405 Battleground Avenue Suite 101 Greensboro NC 27401 990PF 2021-01-01 581413060 EA Morris Charitable Foundation EAMO 9194039498 3802 Swarthmore Road Durham NC 27707 KENNETH B MORGAN Treasurer 3362712870 2022-11-08 1 KENNETH MORGAN XXX-XX-XXXX Kenneth B Morgan P00006346 3362712870 X 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 13061328 X X 225810 225810 957803 2830545 957803 1183613 1183613 211308 10566 154348 31831 0 0 24246 1711 0 3840 0 0 75110 72634 0 346335 84911 154348 456000 456000 802335 84911 610348 381278 1098702 981407 608966 608966 7421 7270822 7936670 9306076 3043984 3139276 3146286 772 772 11303634 11684912 13061328 0 0 X 4474067 4474067 0 0 6829567 7210845 11303634 11684912 11303634 11684912 11303634 381278 0 11684912 0 11684912 7904.71 SHS COLUMBIA MID CAP INDEX INSTL CL 2013-12-30 2021-03-18 146000 118492 27508 27508 2765.487 SHS COLUMBIA MID CAP INDEX INSTL CL 2013-12-30 2021-09-14 50000 41455 8545 8545 392.714 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2016-12-08 2021-09-14 11554 9327 2227 2227 359.471 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2015-12-07 2021-03-18 11000 7556 3444 3444 441.323 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2015-12-07 2021-09-14 12984 9277 3707 3707 144.274 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2015-12-07 2021-09-14 4245 3033 1212 1212 213.196 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2016-06-22 2021-09-14 6272 4488 1784 1784 12.722 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2016-06-22 2021-09-14 374 268 106 106 3865.203 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2013-12-30 2021-03-18 118275 90794 27481 27481 222.068 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2015-06-23 2021-03-18 6795 5303 1492 1492 52.082 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2015-06-23 2021-03-18 1594 1244 350 350 13.225 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2015-06-23 2021-03-18 405 316 89 89 8.03 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2014-06-25 2021-03-18 246 186 60 60 31.612 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2014-06-25 2021-03-18 967 733 234 234 280.557 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2014-06-25 2021-03-18 8585 6503 2082 2082 5.034 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2014-12-08 2021-03-18 154 113 41 41 107.103 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2014-12-08 2021-03-18 3277 2402 875 875 495.295 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2015-12-31 2021-09-14 14572 10000 4572 4572 480.452 SHS COLUMBIA SMALL CAP INDEX INSTL CL 2014-12-08 2021-03-18 14702 10777 3925 3925 23 SHS ACCENTURE PLC IRELAND CL A NEW 2017-10-19 2021-09-15 7894 3173 4721 4721 6 SHS ACCENTURE PLC IRELAND CL A NEW 2017-10-20 2021-09-15 2059 834 1225 1225 51 SHS AMERICAN WATER WORKS COMPANY INC NEW 2019-03-11 2021-09-15 9423 5303 4120 4120 16 SHS ANALOG DEVICES INC 2016-01-04 2021-09-15 2777 867 1910 1910 8 SHS ANALOG DEVICES INC 2013-12-06 2021-09-15 1389 394 995 995 204 SHS BROWN & BROWN INC 2013-12-06 2021-09-15 11680 3153 8527 8527 0.7 SHS COMMERCE BANCSHARES INC 2013-12-06 2021-12-28 47 21 26 26 51 SHS GRACO INC 2013-12-06 2021-09-15 3860 1300 2560 2560 16 SHS HOME DEPOT INC 2014-06-04 2021-09-15 5303 1293 4010 4010 32 SHS LINDE PLC 2013-12-06 2021-09-15 9998 5230 4768 4768 2 SHS LINDE PLC 2015-09-25 2021-09-15 625 327 298 298 18 SHS MICROSOFT CORP 2013-12-06 2021-09-15 5457 689 4768 4768 15 SHS NIKE INC CL B 2013-12-06 2021-04-21 1947 598 1349 1349 27 SHS NORDSON CORP 2018-10-19 2021-09-15 6522 3392 3130 3130 47 SHS PRICE T ROWE GROUP INC 2013-12-06 2021-09-15 10078 3746 6332 6332 16 SHS PRICE T ROWE GROUP INC 2013-12-06 2021-04-21 2857 1275 1582 1582 20 SHS ROCKWELL AUTOMATION INC 2020-03-12 2021-09-15 6311 3033 3278 3278 68 SHS SCHWAB CHARLES CORP NEW 2019-05-30 2021-06-08 5091 2909 2182 2182 43 SHS SEI INVESTMENTS CO 2015-02-05 2021-04-21 2707 1809 898 898 187 SHS SEI INVESTMENTS CO 2015-02-05 2021-04-15 11739 7868 3871 3871 35 SHS SEI INVESTMENTS CO 2016-01-04 2021-04-21 2203 1780 423 423 22 SHS STRYKER CORP 2013-12-06 2021-09-15 6100 1636 4464 4464 2514 SHS ABERDEEN STANDARD PHYSICAL GOLD SHS ETF 2021-01-20 2021-02-24 43391 45076 -1685 -1685 51 SHS INVESCO OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 2021-02-10 2021-09-09 1028 858 170 170 2681 SHS INVESCO OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 2021-02-10 2021-06-09 53555 45079 8476 8476 2334 SHS INVESCO OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 2021-03-10 2021-09-09 47045 41601 5444 5444 258 SHS SPDR GOLD TRUST GOLD SHARES 2021-01-20 2021-02-24 43442 45116 -1674 -1674 790 SHS FIRST TRUST LOW DURATION OPPORTUNITIES ETF 2019-06-12 2021-11-24 39559 40093 -534 -534 774 SHS ISHARES 1-5 YEAR INVESTMENT GRADE CORP BOND ETF 2019-05-08 2021-05-11 42388 40767 1621 1621 185 SHS ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF 2020-05-12 2021-05-11 24127 23453 674 674 765 SHS SPDR BLOOMBERG INVT GRADE FLTG RATE ETF 2019-02-05 2021-02-10 23435 23394 41 41 166 SHS SPDR BLOOMBERG INVT GRADE FLTG RATE ETF 2020-12-09 2021-02-10 5085 5080 5 5 502 SHS SPDR BLOOMBERG INVT GRADE FLTG RATE ETF 2020-04-06 2021-02-10 15378 14937 441 441 85 SHS VANGUARD SHORT TERM BOND ETF 2021-02-10 2021-08-10 6978 7034 -56 -56 233 SHS VANGUARD SHORT TERM BOND ETF 2020-04-08 2021-08-10 19128 19147 -19 -19 236 SHS VANGUARD SHORT TERM BOND ETF 2020-04-13 2021-08-10 19375 19460 -85 -85 68 SHS INVESCO S&P 500 EQUAL WEIGHT ETF 2020-10-07 2021-02-10 9129 7572 1557 1557 346 SHS INVESCO S&P 500 EQUAL WEIGHT ETF 2020-06-09 2021-02-10 46451 38311 8140 8140 97 SHS INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF 2020-08-13 2021-11-10 30619 20518 10101 10101 96 SHS INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF 2020-08-18 2021-11-10 30304 20248 10056 10056 8 SHS INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF 2020-11-10 2021-11-10 2525 1816 709 709 502 SHS ISHARES CORE HIGH DIVIDEND ETF 2021-08-10 2021-10-14 48415 48742 -327 -327 616 SHS ISHARES CORE MSCI EAFE ETF 2021-06-09 2021-10-14 46389 47886 -1497 -1497 307 SHS ISHARES CORE MSCI EMERGING MARKETS ETF 2020-07-08 2021-08-10 19560 15750 3810 3810 634 SHS SPDR PORTFOLIO EMERGING MARKETS ETF 2020-11-10 2021-08-10 27424 25008 2416 2416 41 SHS SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF 2020-12-09 2021-08-10 2241 1871 370 370 54 SHS SPDR PORTFOLIO S&P 500 ETF 2020-08-13 2021-11-10 2956 2146 810 810 705 SHS SPDR PORTFOLIO S&P 500 GROWTH ETF 2021-09-09 2021-12-09 50961 48204 2757 2757 729 SHS SPDR PORTFOLIO S&P 500 GROWTH ETF 2021-08-10 2021-11-10 51566 47956 3610 3610 7 SHS SPDR PORTFOLIO S&P 500 GROWTH ETF 2021-08-10 2021-12-09 506 460 46 46 1044 SHS WISDOMTREE EMERGING MKTS EX STATE OWNED ENTERPRISES ETF 2020-10-07 2021-11-10 40032 36149 3883 3883 127 SHS WISDOMTREE EMERGING MKTS EX STATE OWNED ENTERPRISES ETF 2020-10-07 2021-01-20 5481 4397 1084 1084 ABERDN STD PHYS GOLD ETF 2020-12-31 2021-02-01 6 6 6 SPDR GOLD TRUST GOLD ETF 2020-12-31 2021-02-05 16 16 16 34 SHS ABBOTT LABORATORIES 2019-07-31 2021-09-14 4327 2987 1340 1340 15 SHS ACTIVISION BLIZZARD INC 2018-09-27 2021-03-29 1408 1236 172 172 41 SHS ACTIVISION BLIZZARD INC 2018-10-24 2021-03-29 3849 2810 1039 1039 144 SHS ACTIVISION BLIZZARD INC 2020-02-14 2021-12-21 9130 9089 41 41 45 SHS ACTIVISION BLIZZARD INC 2020-02-14 2021-12-06 2602 2840 -238 -238 15 SHS ACTIVISION BLIZZARD INC 2020-11-10 2021-12-21 951 1103 -152 -152 5 SHS ACTIVISION BLIZZARD INC 2019-01-25 2021-03-29 469 239 230 230 248 SHS ACTIVISION BLIZZARD INC 2019-01-25 2021-12-06 14337 11872 2465 2465 40 SHS ACTIVISION BLIZZARD INC 2018-11-21 2021-03-29 3755 2044 1711 1711 31 SHS ACTIVISION BLIZZARD INC 2020-09-01 2021-12-21 1965 2566 -601 -601 530 SHS AES CORP 2021-02-19 2021-03-29 13792 14978 -1186 -1186 15 SHS AMERICAN TOWER CORP NEW 2018-05-16 2021-09-14 4443 2040 2403 2403 37 SHS AMERICAN TOWER CORP NEW 2018-05-16 2021-03-29 8960 5032 3928 3928 46 SHS APPLE INC 2018-05-16 2021-09-14 6785 2162 4623 4623 26 SHS BARRICK GOLD CORP 2020-11-10 2021-02-19 513 691 -178 -178 468 SHS BARRICK GOLD CORP 2020-04-15 2021-02-19 9235 11176 -1941 -1941 161 SHS BAXTER INTL INC 2019-12-20 2021-02-19 12712 13278 -566 -566 5 SHS BAXTER INTL INC 2020-09-01 2021-02-19 395 426 -31 -31 14 SHS BROADCOM INC 2017-11-24 2021-09-14 7010 3898 3112 3112 18 SHS CHARTER COMMUNICATIONS INC NEW CL A 2018-07-25 2021-09-14 13684 4927 8757 8757 2 SHS CHARTER COMMUNICATIONS INC NEW CL A 2018-05-16 2021-09-14 1520 548 972 972 9 SHS CHIPOTLE MEXICAN GRILL INC CL A 2018-10-25 2021-09-14 16704 3850 12854 12854 25 SHS CHUBB LTD 2017-11-24 2021-09-14 4537 3710 827 827 5 SHS CIGNA CORP NEW 2020-11-10 2021-02-19 1026 1063 -37 -37 79 SHS CIGNA CORP NEW 2019-11-11 2021-02-19 16214 14741 1473 1473 1 SHS CIGNA CORP NEW 2020-09-01 2021-02-19 205 176 29 29 238 SHS CMS ENERGY CORP 2020-03-05 2021-03-24 14385 16049 -1664 -1664 13 SHS CMS ENERGY CORP 2020-11-10 2021-03-24 786 868 -82 -82 7 SHS CMS ENERGY CORP 2020-09-01 2021-03-24 423 417 6 6 54 SHS COMCAST CORP CL A NEW 2018-05-16 2021-09-14 3018 1761 1257 1257 61 SHS CONOCOPHILLIPS 2017-11-24 2021-09-14 3467 3095 372 372 54 SHS COSTCO WHOLESALE CORP 2018-09-27 2021-03-24 18279 12662 5617 5617 38 SHS COSTCO WHOLESALE CORP 2018-07-25 2021-03-24 12863 8346 4517 4517 1 SHS COSTCO WHOLESALE CORP 2018-10-24 2021-03-24 339 227 112 112 77 SHS CROWN CASTLE INC 2017-11-24 2021-06-21 15193 8241 6952 6952 30 SHS DANAHER CORP 2017-11-24 2021-09-14 9721 2810 6911 6911 32 SHS DEERE & CO 2020-04-01 2021-02-19 10600 4218 6382 6382 23 SHS DEERE & CO 2020-04-01 2021-09-14 8212 3032 5180 5180 27 SHS EDWARDS LIFESCIENCES CORP 2019-07-31 2021-09-14 3271 1953 1318 1318 23 SHS ELEVANCE HEALTH INC 2019-06-24 2021-09-14 8433 6623 1810 1810 3 SHS EQUINIX INC PAR $0.001 2018-10-24 2021-12-21 2406 1254 1152 1152 5 SHS EQUINIX INC PAR $0.001 2018-11-21 2021-12-21 4010 1923 2087 2087 14 SHS EQUINIX INC PAR $0.001 2019-03-15 2021-12-21 11228 6175 5053 5053 37 SHS ESSILOR LUXOTTICA UNPON ADR 2018-11-21 2021-09-10 3727 2319 1408 1408 13 SHS ESSILOR LUXOTTICA UNPON ADR 2020-11-10 2021-09-10 1310 924 386 386 180 SHS ESSILOR LUXOTTICA UNPON ADR 2018-10-25 2021-09-10 18131 12432 5699 5699 5 SHS ESSILOR LUXOTTICA UNPON ADR 2020-09-01 2021-09-10 504 326 178 178 31 SHS ESTEE LAUDER CO INC 2019-04-25 2021-12-06 10617 5296 5321 5321 27 SHS ESTEE LAUDER CO INC 2019-04-25 2021-09-14 8938 4612 4326 4326 70 SHS EXELON CORP 2020-12-17 2021-09-14 3527 2993 534 534 56 SHS FLEETCOR TECHNOLOGIES INC 2020-12-17 2021-07-27 14398 15750 -1352 -1352 9 SHS GLOBAL PAYMENTS INC 2020-11-10 2021-02-19 1750 1741 9 9 72 SHS GLOBAL PAYMENTS INC 2019-03-15 2021-02-19 14003 9578 4425 4425 3 SHS GLOBAL PAYMENTS INC 2020-09-01 2021-02-19 583 538 45 45 232 SHS INTEL CORP 2019-06-24 2021-12-06 11760 11099 661 661 13 SHS INTEL CORP 2019-06-24 2021-12-21 659 622 37 37 32 SHS INTEL CORP 2020-11-10 2021-12-21 1622 1464 158 158 206 SHS INTEL CORP 2019-11-11 2021-12-21 10442 12030 -1588 -1588 2 SHS INTEL CORP 2020-09-01 2021-12-21 101 101 0 0 43 SHS INTERCONTINENTAL EXCHANGE INC 2017-11-24 2021-09-14 5118 2928 2190 2190 131 SHS JACK HENRY & ASSOCIATES INC 2018-05-16 2021-03-29 20461 16070 4391 4391 6 SHS JACK HENRY & ASSOCIATES INC 2018-10-24 2021-03-29 937 901 36 36 41 SHS JACK HENRY & ASSOCIATES INC 2017-11-24 2021-03-29 6404 4672 1732 1732 28 SHS KLA CORP 2020-08-21 2021-09-14 9912 5699 4213 4213 26 SHS LAM RESEARCH CORP 2021-02-19 2021-05-07 16379 15452 927 927 18 SHS LINDE PLC 2018-05-16 2021-09-14 5622 2942 2680 2680 79 SHS MARSH & MCLENNAN COS INC 2017-11-24 2021-09-14 12477 6511 5966 5966 169 SHS MERCK & COMPANY INC NEW 2018-05-17 2021-04-08 12885 9990 2895 2895 21 SHS META PLATFORMS INC CL A 2018-10-25 2021-09-14 7917 3190 4727 4727 45 SHS MICROSOFT CORP 2018-05-16 2021-09-14 13505 4356 9149 9149 4 SHS MICROSOFT CORP 2018-05-16 2021-12-06 1287 387 900 900 11 SHS MOODYS CORP 2018-10-24 2021-09-14 4175 1723 2452 2452 29 SHS NESTLE S A SPON ADR REPSTG REG SHS 2018-05-16 2021-12-06 3814 2229 1585 1585 51 SHS NESTLE S A SPON ADR REPSTG REG SHS 2018-10-24 2021-12-06 6708 4258 2450 2450 35 SHS NESTLE S A SPON ADR REPSTG REG SHS 2018-11-21 2021-12-06 4603 2956 1647 1647 148 SHS NEUROCRINE BIOSCNCS INC 2019-04-25 2021-04-08 13981 11610 2371 2371 24 SHS NIKE INC CL B 2017-11-24 2021-09-14 3811 1420 2391 2391 11.4 SHS ORGANON & CO 2020-07-06 2021-06-15 352 433 -81 -81 7.1 SHS ORGANON & CO 2020-06-04 2021-06-15 219 274 -55 -55 4.3 SHS ORGANON & CO 2018-11-21 2021-06-15 133 153 -20 -20 1.5 SHS ORGANON & CO 2020-09-01 2021-06-15 46 60 -14 -14 1.8 SHS ORGANON & CO 2020-11-10 2021-06-15 56 70 -14 -14 0.4 SHS ORGANON & CO 2018-05-17 2021-06-09 12 11 1 1 0.3 SHS ORGANON & CO 2018-10-24 2021-06-09 9 10 -1 -1 4.9 SHS ORGANON & CO 2018-10-24 2021-06-15 151 167 -16 -16 1 SHS PEPSICO INC 2020-09-01 2021-04-19 144 139 5 5 122 SHS PEPSICO INC 2020-05-22 2021-04-19 17516 15849 1667 1667 20 SHS PHILIP MORRIS INTL INC 2018-05-16 2021-02-19 1718 1619 99 99 104 SHS PHILIP MORRIS INTL INC 2018-07-25 2021-02-19 8932 8689 243 243 66 SHS PROCTER & GAMBLE CO 2018-05-16 2021-02-19 8452 4862 3590 3590 56 SHS PROCTER & GAMBLE CO 2018-10-24 2021-04-19 7599 5055 2544 2544 28 SHS PROCTER & GAMBLE CO 2018-10-24 2021-02-19 3586 2527 1059 1059 9 SHS PROCTER & GAMBLE CO 2020-11-10 2021-04-19 1221 1252 -31 -31 47 SHS PROCTER & GAMBLE CO 2018-11-21 2021-04-19 6377 4310 2067 2067 2 SHS PROCTER & GAMBLE CO 2020-09-01 2021-04-19 271 275 -4 -4 42 SHS SEAGEN INC 2018-05-16 2021-02-19 6607 2465 4142 4142 24 SHS SHERWIN WILLIAMS CO 2020-07-16 2021-09-14 7175 4774 2401 2401 9 SHS TRANSDIGM GROUP INC 2017-11-24 2021-09-14 5490 2264 3226 3226 41 SHS TRUIST FINANCIAL CORP 2020-02-14 2021-09-14 2244 2241 3 3 23 SHS UNITEDHEALTH GROUP INC 2017-11-24 2021-09-14 9491 4885 4606 4606 27 SHS VISA INC CL A 2017-11-24 2021-09-14 6023 3013 3010 3010 27 SHS WASTE CONNECTIONS INC 2018-05-16 2021-09-14 3520 2032 1488 1488 68 SHS WASTE CONNECTIONS INC 2018-05-16 2021-03-29 7353 5117 2236 2236 49 SHS WASTE CONNECTIONS INC 2017-11-24 2021-03-29 5299 3367 1932 1932 22 SHS WASTE MANAGEMENT INC DEL 2017-11-24 2021-09-14 3401 1766 1635 1635 11 SHS ABBOTT LABORATORIES 2019-03-27 2021-09-14 1401 866 535 535 137 SHS ACTIVISION BLIZZARD INC 2020-03-11 2021-12-15 8089 8095 -6 -6 12 SHS ACTIVISION BLIZZARD INC 2020-03-11 2021-09-14 936 709 227 227 132 SHS ALEXION PHARMACEUTICALS INC 2017-01-30 2021-07-21 7920 727 7193 7193 1 SHS ALPHABET INC CL A 2016-01-06 2021-09-14 2854 763 2091 2091 3 SHS ALPHABET INC CL C 2016-01-06 2021-09-14 8621 2237 6384 6384 4 SHS AMAZON.COM INC 2014-10-15 2021-09-14 13785 1215 12570 12570 12 SHS AMETEK INC NEW 2021-07-02 2021-09-14 1576 1619 -43 -43 3 SHS ANSYS INC 2013-01-31 2021-01-29 1059 221 838 838 48 SHS ANSYS INC 2013-12-31 2021-01-29 16946 4170 12776 12776 3 SHS ANSYS INC 2013-12-31 2021-09-14 1108 261 847 847 59 SHS ANSYS INC 2010-12-08 2021-01-29 20829 3012 17817 17817 135 SHS APPLE INC 2012-02-13 2021-09-14 19942 2412 17530 17530 0.4076 SHS ASTRAZENECA PLC SPONSORED ADR 2017-01-30 2021-07-21 24 24 0 0 3 SHS AXON ENTERPRISE INC 2021-07-02 2021-09-14 532 533 -1 -1 364 SHS BRISTOL MYERS SQUIBB COMPANY 2020-03-30 2021-10-27 20562 19768 794 794 27 SHS BRISTOL MYERS SQUIBB COMPANY 2020-03-30 2021-09-14 1679 1466 213 213 3 SHS CHARTER COMMUNICATIONS INC NEW CL A 2020-03-11 2021-09-14 2282 1345 937 937 9 SHS COSTCO WHOLESALE CORP 2016-10-11 2021-09-14 4131 1353 2778 2778 2 SHS DANAHER CORP 2013-01-31 2021-09-14 648 92 556 556 13 SHS DANAHER CORP 2013-12-31 2021-09-14 4214 765 3449 3449 15 SHS ECOLAB INC 2012-12-07 2021-09-14 3366 1085 2281 2281 15 SHS EDWARDS LIFESCIENCES CORP 2019-09-26 2021-09-14 1816 1113 703 703 10 SHS ELI LILLY & CO 2017-01-30 2021-09-14 2338 750 1588 1588 11 SHS EPAM SYSTEMS INC 2014-03-24 2021-09-14 6915 348 6567 6567 69 SHS EPAM SYSTEMS INC 2014-03-24 2021-11-23 41260 2185 39075 39075 3 SHS EQUINIX INC PAR $0.001 2019-08-07 2021-09-14 2514 1598 916 916 13 SHS FIDELITY NATIONAL INFORMATION SERVICES INC 2017-09-28 2021-09-14 1605 1207 398 398 9 SHS FIVE BELOW INC 2021-07-02 2021-09-14 1656 1793 -137 -137 8 SHS FIVE9 INC 2019-05-01 2021-09-14 1350 428 922 922 52 SHS FIVE9 INC 2019-05-01 2021-08-11 9858 2783 7075 7075 10 SHS FORTINET INC 2017-01-30 2021-09-14 3030 327 2703 2703 11 SHS HORIZON THERAPEUTICS PUBLIC LTD COMPANY 2021-03-26 2021-09-14 1172 896 276 276 87 SHS INCYTE CORP 2017-01-30 2021-03-26 7036 10293 -3257 -3257 6 SHS INSPIRE MEDICAL SYSTEMS INC 2019-12-12 2021-09-14 1411 431 980 980 21 SHS INTERCONTINENTAL EXCHANGE INC 2007-06-28 2021-09-14 2500 627 1873 1873 6 SHS INTUIT INC 2019-07-23 2021-09-14 3411 1681 1730 1730 6 SHS LHC GROUP INC 2019-02-20 2021-09-14 1021 667 354 354 103 SHS LHC GROUP INC 2019-02-20 2021-11-22 13869 11453 2416 2416 9 SHS MARSH & MCLENNAN COS INC 2019-12-23 2021-09-14 1423 1003 420 420 7 SHS MASTERCARD INC CL A 2019-08-07 2021-09-14 2437 1881 556 556 29 SHS META PLATFORMS INC CL A 2015-07-17 2021-09-14 10937 2762 8175 8175 79 SHS MICROSOFT CORP 2016-01-25 2021-09-14 23724 4142 19582 19582 227 SHS NEOGENOMICS INC NEW 2019-12-23 2021-06-04 9217 6780 2437 2437 4 SHS NETFLIX INC 2020-07-01 2021-09-14 2308 1912 396 396 18 SHS NVIDIA CORP 2019-12-12 2021-09-14 4004 994 3010 3010 11 SHS PAYPAL HOLDINGS INC 2017-12-19 2021-09-14 3103 820 2283 2283 357 SHS PINTEREST INC CL A 2020-08-25 2021-08-11 20324 12096 8228 8228 212 SHS QUALCOMM INC 2020-02-05 2021-10-27 27995 19240 8755 8755 15 SHS QUALCOMM INC 2020-02-05 2021-09-14 2140 1361 779 779 6 SHS ROPER TECHNOLOGIES INC 2020-07-01 2021-09-14 2812 2338 474 474 32 SHS ROSS STORES INC 2012-03-28 2021-09-14 3601 935 2666 2666 3 SHS SAIA INC 2021-03-26 2021-09-14 721 675 46 46 175 SHS SALESFORCE INC 2017-07-19 2021-12-15 44247 15745 28502 28502 11 SHS SALESFORCE INC 2017-07-19 2021-09-14 2794 990 1804 1804 4 SHS SERVICENOW INC 2019-07-23 2021-09-14 2581 1158 1423 1423 11 SHS STRYKER CORP 2017-06-30 2021-09-14 3033 1534 1499 1499 31 SHS TELEFLEX INC 2021-03-26 2021-08-11 11287 12687 -1400 -1400 3 SHS TRANSDIGM GROUP INC 2012-03-28 2021-09-14 1825 95 1730 1730 11 SHS TRANSUNION 2021-07-02 2021-09-14 1317 1237 80 80 22 SHS UNILEVER PLC SPONSORED ADR NEW 2018-02-02 2021-09-14 1220 1262 -42 -42 4 SHS UNITED RENTALS INC 2021-07-02 2021-09-14 1320 1282 38 38 18 SHS UNITEDHEALTH GROUP INC 2015-07-29 2021-09-14 7428 2185 5243 5243 91 SHS V F CORP 2013-12-31 2021-10-27 6482 5325 1157 1157 27 SHS V F CORP 2013-12-31 2021-09-14 1904 1580 324 324 202 SHS V F CORP 2017-09-12 2021-10-27 14388 11954 2434 2434 16 SHS VERISK ANALYTICS INC 2015-02-12 2021-09-14 3286 1078 2208 2208 66 SHS VERTEX PHARMACEUTICALS INC 2019-03-27 2021-03-26 14014 12342 1672 1672 12 SHS VISA INC CL A 2009-11-25 2021-09-14 2678 246 2432 2432 229 SHS WASTE CONNECTIONS INC 2016-06-03 2021-01-29 22511 10023 12488 12488 33 SHS YETI HOLDINGS INC 2019-09-26 2021-09-14 3275 947 2328 2328 21.011 SHS CAPITAL WORLD GROWTH & INCOME CL A 2014-03-17 2021-09-14 1385 944 441 441 49.475 SHS CAPITAL WORLD GROWTH & INCOME CL A 2014-06-16 2021-09-14 3261 2342 919 919 297.931 SHS CAPITAL WORLD GROWTH & INCOME CL A 2014-01-08 2021-09-14 19640 13410 6230 6230 20.152 SHS CAPITAL WORLD GROWTH & INCOME CL A 2014-09-22 2021-09-14 1328 956 372 372 35.868 SHS CAPITAL WORLD GROWTH & INCOME CL A 2014-12-15 2021-09-14 2364 1637 727 727 20.781 SHS CAPITAL WORLD GROWTH & INCOME CL A 2015-03-16 2021-09-14 1370 966 404 404 50.256 SHS CAPITAL WORLD GROWTH & INCOME CL A 2015-06-18 2021-09-14 3313 2395 918 918 21.87 SHS CAPITAL WORLD GROWTH & INCOME CL A 2015-09-17 2021-09-14 1442 978 464 464 94.718 SHS CAPITAL WORLD GROWTH & INCOME CL A 2015-12-23 2021-09-14 6244 4099 2145 2145 38.687 SHS CAPITAL WORLD GROWTH & INCOME CL A 2015-12-23 2021-09-14 2550 1674 876 876 107.746 SHS CAPITAL WORLD GROWTH & INCOME CL A 2015-12-31 2021-09-14 7103 4672 2431 2431 717.463 SHS NEW PERSPECTIVE CL A 2014-01-08 2021-09-14 50000 26755 23245 23245 46 SHS CHARLES RVR LAB INTL 2021-05-21 2021-10-04 18334 14867 3467 3467 0.103 SHS BRKFLD ASSET MGMT CL A 2021-06-28 2021-07-02 5 5 0 0 3 SHS BRKFLD ASSET MGMT CL A 2021-06-28 2021-08-19 180 155 25 25 Capital Gains Dividends P 227234 227234 227234 957803 15272 0 15272 0 15272 7421 0 7500 0 14921 0 351 0 0 0 0 0 0 0 0 0 0 0 1 NC 1 0 0 0 0 1 N/A K B MORGAN 3362712870 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHARINE THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 130 E JACK WALKER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR,SECRETARY 0.15 0 0 130 EDWIN THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 130 CHARLES FULLER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 130 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 159758 26676 130 KENNETH B MORGAN 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 DIRECTOR,VICE PRES,TREAS 10.00 51550 5155 130 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 159758 26676 130 KENNETH B MORGAN 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 DIRECTOR,VICE PRES,T 20.00 51550 5155 130 0 NONE 0 0 11813870 714633 0 12528503 0 0 12528503 187928 12340575 617029 617029 15272 15272 601757 0 601757 0 601757 610348 0 610348 601757 325923 0 0 610348 325923 0 0 284425 0 0 0 0 0 0 0 0 317332 0 0 0 X MR JOHN S THOMAS 3802 SWARTHMORE ROAD DURHAM NC 27707 9194039498 APPLICATIONS SHOULD BE SUBMITTED IN LETTER FORM. NONE NONE AMERICANS FOR PROSPERITY FOUNDATION 1310 N Courthouse Road Suite 700 Arlington VA 222012508 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 AMISTAD MISSION P0 BOX 23030 NASHVILLE TN 37202 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 CHILD EVANGELISM FELLOWSHIP PO BOX 348 WARRENTON MO 63383 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 CONE HEALTH 1200 N ELM STREET GREENSBORO NC 274011004 NONE PUBLIC CHARITY E A MORRIS FUND 20000 DUKE COMPREHENSIVE CANCER CENTER PO BOX 3707 Duke University Medical Center c/o Dr Cary Robertson DURHAM NC 27710 NONE PUBLIC CHARITY COMPREHENSIVE CANCER CENTER 20000 DURHAM LIBRARY FOUNDATION PO BOX 25246 DURHAM NC 27702 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 EPISCOPAL CHURCH OF THE HOLY COMFORTER 2701 PARK ROAD CHARLOTTE NC 28209 NONE PUBLIC CHARITY GENERAL SUPPORT 5500 EXPONENT PHILANTHROPY 1720 N Street Washsington DC 20036 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 HOMEWARD BOUND OF WESTERN NC INC PO BOX 1166 ASHVILLE NC 28801 NONE PUBLIC CHARITY GENERAL SUPPORT 7500 LEADERSHIP EDGE INCORPORATED PO BOX 51657 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 NATIONAL RIGHT TO WORK LEGAL DEFENSE FOUNDATION 8001 BRADDOCK RD SPRINGFIELD VA 22160 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 NATIONAL TAXPAYERS UNION FOUNDATION 108 NORTH ALFRED ST ALEXANDRIA VA 22314 NONE PUBLIC CHARITY GENERAL SUPPORT 30000 NEIGHBORHOOD HEALTH CENTER INC 4201 LAKE BOONE TRAIL SUITE 100 RALEIGH NC 27607 NONE PUBLIC CHARITY GENERAL SUPPORT 7500 NORTH CAROLINA MUSEUM OF LIFE AND SCIENCE 433 MURRAY AVENUE DURHAM NC 27704 NONE PUBLIC CHARITY GENERAL SUPPORT 25000 SAMARITANS PURSE PO BOX 3000 BOONE NC 28607 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 SERVE NOW PO BOX 50890 COLORADO SPRINGS CO 80949 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 ST STEPHENS EPISCOPAL CHURCH 82 KIMBERLY DRIVE DURHAM NC 27707 NONE CHURCH GENERAL SUPPORT 7500 THE EMILY KRYZEWSKI FAMILY LIFE CENTER 904 WEST CHAPEL HILL STREET DURHAM NC 27701 NONE PUBLIC CHARITY GENERAL SUPPORT 3750 THE JESSE HELMS CENTER FOUNDATION PO BOX 247 WINGATE NC 28270 NONE PUBLIC CHARITY GENERAL SUPPORT 100000 THE JOHN LOCK FOUNDATION 4800 SIX FORKS ROAD SUITE RALEIGH NC 27609 NONE PUBLIC CHARITY EA MORRIS FELLOWSHIP PROGRAM 50000 THE JOHN LOCK FOUNDATION 4800 SIX FORKS ROAD SUITE RALEIGH NC 27609 NONE PUBLIC CHARITY GENERAL SUPPORT 50000 TRINITY EPISCOPAL SCHOOL 750 E 9TH ST CHARLOTTE NC 28202 NONE PUBLIC CHARITY GENERAL SUPPORT 2000 UNC-CHARLOTTE FOUNDATION 8724 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 NONE PUBLIC CHARITY SCHOLARSHIPS 7500 WESTMINSTER PRESBYTERIAN CHURCH 3639 OLD CHAPEL HILL RD DURHAM NC 27707 NONE CHURCH GENERAL SUPPORT 3750 YOUNG AMERICAS FOUNDATION 11480 COMMERCAE PARK DRIVE 6TH FLOOR RESTON VA 201911556 NONE PUBLIC CHARITY GENERAL SUPPORT 25000 456000 0 14 225810 18 957803 0 1183613 0 1183613 0 0 0 0 0 0 0 0 0 0 Stifel Bonds -1594 3139276 3146286 Stifel Equities-1453 856115 984623 Stifel Equities-5244 496951 972492 Stifel Equities-5965 866100 996709 Stifel Equities-6546 278602 256069 Stifel Equities-6707 2145636 256069 Stifel Equities-9227 465478 523242 Stifel Equities-9259 1118326 3032750 Stifel Equities-9777 385021 470189 Stifel Equities-9969 1324441 1813933 DIRECTORS LIABILITY INSURANCE 780 0 0 INVESTMENT MANAGEMENT FEES 72634 72634 0 PAYROLL PROCESSING 1350 0 0 TELEPHONE & INTERNET 346 0 0 FOREIGN TAX W/H 1711 1711 0 FEDERAL EXCISE TAX PAID 7421 0 0 PAYROLL TAXES 15114 0 0