2022-11-01T11:03:39-05:00 2021-12-31 390859910 BAKER TILLY US LLP ONE PENN PLAZA SUITE 3000 NEW YORK NY 10119 990 2021-01-01 131623829 THE AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS AMER 2128767700 424 EAST 92ND STREET NEW YORK NY 101286804 GORDON LAVALETTE CFO 2128767700 2022-07-15 1 GORDON LAVALETTE XXX-XX-XXXX PATRICK YU CPA P00675982 2126976900 X 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z MATTHEW BERSHADKER 424 EAST 92ND ST NEW YORK NY 101286804 403842871 0 X WWW.ASPCA.ORG X 1866 NY TO PROVIDE EFFECTIVE MEANS FOR THE PREVENTION OF CRUELTY TO ANIMALS IN THE U.S. 13 12 1279 1309 227117 0 287167570 351249754 15574692 18851202 19142994 15667661 2886849 4166268 324772105 389934885 12653002 10377501 0 0 103770439 114652191 2525661 7045347 59992191 148807189 170370557 267756291 302445596 57015814 87489289 470124444 575080492 62836904 66832381 407287540 508248111 X SEE SCHEDULE O 0 0 102418892 5292353 18851202 SEE SCHEDULE OSVS INCLUDES THE ASPCA ANIMAL HOSPITAL (NYC), ASPCA SPAY/NEUTER ALLIANCE (NC), NORTHERN TIER SHELTER INITIATIVE, ASPCA ADOPTION CENTER (NYC), ASPCA ANIMAL POISON CONTROL CENTER (IL), ANIMAL RECOVERY CENTER (NYC), CANINE ANNEX FOR RECOVERY & ENRICHMENT (NYC), KITTEN NURSERY (NYC), KITTEN FOSTER PROGRAM (LA), ANIMAL RELOCATION PROGRAM, AND COMMUNITY MEDICINE PROGRAMS INCLUDING SPAY/NEUTER CLINICS IN NEW YORK CITY AND LOS ANGELES; AND COMMUNITY VETERINARY CLINICS (CVCS) IN LIBERTY CITY, MIAMI, AND IN THE NEW YORK CITY BOROUGHS OF THE BRONX AND BROOKLYN. IN 2021, ASPCA SVS PROGRAMS HELPED HUNDREDS OF THOUSANDS OF ANIMALS THROUGH MEDICAL CARE, BEHAVIORAL TREATMENT, RELOCATION, EMERGENCY AND STANDARD SHELTERING, POISON EXPOSURE CONSULTATIONS, FOSTERING, AND ADOPTION.2021 SVS HIGHLIGHTS1. HELPING AT-RISK PETS AND THEIR OWNERS IN NY, LA, AND MIAMIASPCA DIRECT ANIMAL CARE PROGRAMS IN NEW YORK, LOS ANGELES, AND MIAMI ARE SPECIALLY DESIGNED AND STAFFED TO PROVIDE EXPERT VETERINARY, BEHAVIORAL, AND PLACEMENT CARE TO ANIMALS AND COMMUNITIES WHO NEED IT MOST. ASPCA ANIMAL HOSPITAL, ANIMAL RECOVERY CENTER, AND CANINE ANNEX FOR RECOVERY AND ENRICHMENTIN 2021, THE ASPCA ANIMAL HOSPITAL TREATED MORE THAN 8,750 ANIMALS, AND THE ANIMAL RECOVERY CENTER (ARC) AND CANINE ANNEX FOR RECOVERY AND ENRICHMENT (CARE) PROVIDED CARE FOR MORE THAN 360 ANIMAL VICTIMS OF CRUELTY, AN OVERWHELMING MAJORITY OF WHOM WERE RESCUED THROUGH THE ASPCA-NYPD PARTNERSHIP. ASPCA ADOPTION CENTER & KITTEN NURSERYEACH YEAR, THE ASPCA ADOPTION CENTER AND KITTEN NURSERY IN NEW YORK CITY FOCUSES EXCLUSIVELY ON PROVIDING CARE, TREATMENT, AND ADOPTION SERVICES FOR HUNDREDS OF CATS AND DOGS WITH COMPLICATED MEDICAL AND/OR BEHAVIORAL NEEDS, INCLUDING FROM NYPD CRUELTY CASES, AS WELL AS ANIMALS RESCUED AND RELOCATED FROM DISASTER AND OTHER EMERGENCY SITUATIONS. IN 2021, 1,415 ADOPTION CENTER ANIMALS WERE ADOPTED FROM THE ADOPTION CENTER INTO SAFE AND LOVING HOMES, MOST OF THEM WITH SUPPORT FROM NEARLY 600 FOSTER HOMES. ASPCA LOS ANGELES KITTEN FOSTER PROGRAM IN 2021, THE ASPCA LOS ANGELES KITTEN FOSTER PROGRAM FOSTERED NEARLY 1,400 CATS, PERFORMED MORE THAN 4,000 MEDICAL EXAMS, AND PROVIDED POSITIVE OUTCOMES FOR MORE THAN 1,430 VULNERABLE CATS.ASPCA COMMUNITY MEDICINEASPCA VETERINARY CLINICS IN LOS ANGELES, NEW YORK CITY, AND MIAMI ASSISTED MORE THAN 58,480 ANIMALS WITH BASIC AND PREVENTATIVE CARE IN 2021, INCLUDING MORE THAN 43,740 SPAY/NEUTER SURGERIES.OPENING OF BROOKLYN COMMUNITY VETERINARY CLINIC IN APRIL, THE ASPCA OPENED THE BROOKLYN COMMUNITY VETERINARY CLINIC (CVC), SUPPORTED BY THE ALEX AND ELISABETH LEWYT CHARITABLE TRUST, TO CREATE BETTER ACCESS TO AFFORDABLE VETERINARY SERVICES FOR UNDERSERVED PET OWNERS AND IMPROVE THE HEALTH AND WELFARE OF DOGS AND CATS IN BROOKLYN.THE BROOKLYN CVC SERVES EAST NEW YORK, AN AREA WITH LIMITED EXISTING RESOURCES FOR VETERINARY CARE. BEFORE THE CONSTRUCTION OF THE BROOKLYN CVC WAS COMPLETE, THE ASPCA WAS OPERATING A MOBILE CLINIC IN THE PARKING LOT TO HELP PET OWNERS AFFECTED BY THE PANDEMIC. THE PERMANENT FACILITY OFFERS PARTIALLY AND FULLY SUBSIDIZED BASIC AND PREVENTIVE VETERINARY CARE TO BROOKLYN RESIDENTS, AS WELL AS SPAY/NEUTER SURGERIES AND VACCINATIONS FOR HOMELESS DOGS AND CATS BEING CARED FOR BY ANIMAL SHELTERS AND RESCUE ORGANIZATIONS, INCLUDING ANIMAL CARE CENTERS OF NYC. OVERALL NUMBER OF ANIMALS DIRECTLY ASSISTED BY LOCATION:NYC* ASPCA BRONX CVC: NEARLY 12,400 ANIMALS* ASPCA BROOKLYN CVC: MORE THAN 11,400 ANIMALS* ASPCA NYC MOBILE CLINICS: MORE THAN 7,000 ANIMALS* ASPCA GLENDALE, NYC SPAY/NEUTER CLINIC: NEARLY 6,800 ANIMALS MIAMI, FL* ASPCA MIAMI CVC: MORE THAN 6,500 ANIMALSLOS ANGELES* LOS ANGELES CLINIC AND MOBILE VEHICLES: MORE THAN 22,000 ANIMALS2. MOVING ANIMALS FROM PERIL TO OPPORTUNITY THROUGH ANIMAL RELOCATIONASPCA ANIMAL RELOCATION PROGRAMS COMPLETED MORE THAN 1,025 ANIMAL TRANSPORT TRIPS IN 2021, RELOCATING MORE THAN 34,550 ANIMALS (ROUGHLY 24,700 DOGS AND 9,760 CATS) FROM UNDER-RESOURCED SHELTERS TO SHELTERS WHERE THOSE ANIMALS HAVE A GREATER CHANCE OF BEING ADOPTED. THESE LIFESAVING JOURNEYS INCLUDED 895 GROUND TRANSPORTS AND 132 AIR TRANSPORTS. THE ASPCA ANIMAL RELOCATION PROGRAM REDUCES OVERCROWDING AT PARTNER SHELTERS AND HELPS CREATE THE CAPACITY FOR SHELTERS TO CREATE AND STRENGTHEN PROGRAMS THAT WILL HAVE A LONG-TERM POSITIVE EFFECT ON ANIMAL WELFARE IN THEIR SURROUNDING COMMUNITY.SINCE STARTING THE RELOCATION PROGRAM IN 2014, THE ASPCA HAS TRANSPORTED MORE THAN 200,000 COMPANION ANIMALS ON OVER 7,800 TRIPS THROUGHOUT THE U.S., MAKING THE ASPCA THE LARGEST NATIONAL TRANSPORTER OF SHELTER DOGS AND CATS FOR ADOPTION.3. ADVANCING THE PRACTICE AND IMPACT OF SPAY/NEUTER SURGERYSPAY/NEUTER SURGERY CONTINUES TO BE AN IMPACTFUL WAY TO ADDRESS ANIMAL OVERPOPULATION AND REDUCE LENGTHS OF STAY IN ANIMAL SHELTERS SO SHELTERS CAN ASSIST MORE ANIMALS IN NEED. THE ASPCA PERFORMS, TRAINS, AND PROMOTES THE PRACTICE OF EFFECTIVE AND EFFICIENT SPAY/NEUTER PROCEDURES IN SEVERAL LOCATIONS.ASPCA SPAY NEUTER ALLIANCEIN 2021, THE ASPCA SPAY NEUTER ALLIANCE (ASNA) IN NORTH CAROLINA PERFORMED MORE THAN 20,000 SURGERIES, INCLUDING LOW-COST SPAY/NEUTER SURGERIES FOR COMMUNITY MEMBERS AND SPAY/NEUTER SERVICES FOR SHELTERS AND RESCUES IN THE REGION. ASNA ALSO ADMINISTERED MORE THAN 10,550 FREE RABIES SHOTS AND TRAINED 30 VETERINARIANS AND MORE THAN 80 VETERINARY STUDENTS IN HIGH-QUALITY, HIGH-VOLUME SPAY/NEUTER TECHNIQUES.INCLUDED IN THE TOTAL SURGERY COUNT, ASNA DELIVERED OVER 3,240 "COMMUNITY CAT" PACKAGES FOR FERAL CATS (SPAY/NEUTER SURGERY, RABIES AND OTHER VACCINATIONS, IVERMECTIN, AND EAR TIPS). NEW YORK CITYIN NEW YORK CITY, THE ASPCA COMMUNITY MEDICINE TEAM PERFORMED 25,995 SPAY/NEUTER SURGERIES AT PERMANENT FACILITIES INCLUDING THE ASPCA ANIMAL HOSPITAL AND ASPCA COMMUNITY VETERINARY CLINICS IN THE BRONX AND BROOKLYN, AS WELL AS ON ASPCA MOBILE SPAY/NEUTER CLINICS. LOS ANGELESTHE ASPCA LOS ANGELES COMMUNITY MEDICINE TEAM PERFORMED 16,913 SPAY/NEUTER SURGERIES IN THE CITY AND THE COUNTY IN 2021, INCLUDING AT OUR SOUTH L.A. CLINIC WHERE THEY SPAYED/NEUTERED 6,880 SHELTER AND RESCUE ORGANIZATION ANIMALS, PUBLIC ANIMALS, AND FOSTERED KITTENS. THAT NUMBER ALSO INCLUDES 10,033 CATS AND DOGS SPAYED OR NEUTERED ABOARD ASPCA MOBILE CLINICS.IN OCTOBER, THE LOS ANGELES TEAM ACHIEVED A SIGNIFICANT MILESTONE: COMPLETING THEIR 100,000TH SPAY/NEUTER SURGERY SINCE ASPCA SPAY/NEUTER SERVICES STARTED IN 2014. MIAMITHE ASPCA MIAMI COMMUNITY VETERINARY CLINIC PERFORMED 837 SPAY/NEUTER SURGERIES, MORE THAN HALF OF WHICH WERE FOR CLIENTS IN LIBERTY CITY, WHERE THE CVC IS SITUATED AND WHERE WE'RE FOCUSING THIS EFFORT TO ADDRESS THE PRESSING PET CARE NEEDS OF THAT UNDERSERVED COMMUNITY.4. HELPING PETS EXPOSED TO POTENTIAL TOXICITY STAFF AT THE ASPCA ANIMAL POISON CONTROL CENTER (APCC), HEADQUARTERED IN ILLINOIS, ANSWERED MORE THAN 415,900 CALLS IN 2021, ASSISTING MORE THAN 401,500 ANIMALS. THE APCC IS THE ONLY POISON CONTROL CENTER FOCUSED EXCLUSIVELY ON ANIMALS AND IS STAFFED BY NEARLY 200 VETERINARY PROFESSIONALS, INCLUDING BOARD-CERTIFIED TOXICOLOGISTS, VETERINARIANS, VETERINARY TECHNICIANS, AND VETERINARY ASSISTANTS. THE APCC'S PROPRIETARY DATABASE CONTAINS DATA FROM OVER FOUR MILLION RECORDED CASES. THE APCC ALSO PROVIDES EDUCATIONAL RESOURCES FOR PET OWNERS AND THE VETERINARY COMMUNITY.ALWAYS AT THE FOREFRONT OF VETERINARY TOXICOLOGY DISCOVERY, APCC RESEARCHERS DISCOVERED IN 2021 THAT THE LIKELY TOXIC COMPONENT IN GRAPES AND RAISINS IS TARTARIC ACID. THE APCC WAS THE FIRST ORGANIZATION TO PUBLISH THIS DISCOVERY IN A SCIENTIFIC JOURNAL. ALTHOUGH THE APCC DISCOVERED MORE THAN 20 YEARS AGO THAT GRAPES AND RAISINS MAY BE TOXIC TO DOGS, THE TOXIC COMPONENT WAS UNKNOWN UNTIL THIS TIME. 84426721 SEE SCHEDULE OESSENTIAL TO THE ASPCA'S MISSION IS BRINGING AWARENESS TO ITS PROGRAMS AND EDUCATING THE PUBLIC, ILLUSTRATING HOW PEOPLE AND ORGANIZATIONS CAN ENGAGE AND GET INVOLVED IN HELPING TO PROTECT ANIMALS FROM CRUELTY. THE ASPCA HAD MORE THAN 54 MILLION PAGE VIEWS ON ASPCA.ORG IN 2021, BRINGING AWARENESS TO MORE THAN 3 MILLION SUPPORTERS AND THE PUBLIC ON EFFECTIVE ACTION THEY CAN TAKE ON BEHALF OF ANIMALS. SOCIAL MEDIA POSTINGS ARE A KEY PART OF THE ASPCA'S EDUCATION PROCESS, AND THEY KEEP THE PUBLIC UPDATED ON POLICY WINS AND DETAILS OF THE ASPCA'S ANTI-CRUELTY EFFORTS. THE ASPCA'S PROMOTIONS GENERATED MORE THAN 240 MILLION SOCIAL MEDIA IMPRESSIONS IN 2021. THE PUBLIC WAS UPDATED ON ACTIONS THEY CAN TAKE, INCLUDING LETTER WRITING, PHONE CALLS, SOCIAL MEDIA OUTREACH, AND PETITIONS TO LEGISLATORS TO ENSURE ANIMALS ARE GIVEN THE GREATEST POSSIBLE PROTECTION UNDER THE LAW.IN 2021, THE ASPCA SENT MORE THAN 11 MILLION ADVOCACY EMAILS TO ASPCA SUPPORTERS, URGING THEM TO TAKE ACTION ON A VARIETY OF ANIMAL WELFARE ISSUES. WITH THE HELP OF ADVOCATES, THE ASPCA SECURED NEW ANIMAL PROTECTION LAWS AND REGULATORY WINS FOR ANIMALS IN THE NATION'S CAPITAL AND ACROSS THE COUNTRY IN STATE LEGISLATURES. THE ASPCA DISTRIBUTED NEARLY 3.5 MILLION PRINT AND DIGITAL COPIES OF ASPCA ACTION, THE ASPCA'S MEMBER MAGAZINE. ASPCA ACTION INCLUDES INFORMATION ON ASPCA EVENTS AND PROGRAMS AND PET CARE INSIGHT AND ADVICE. LEGISLATIVE AND ANIMAL ADVOCACY NEWS KEEPS ASPCA MEMBERS UP TO DATE ON CURRENT AND FUTURE INITIATIVES AND HOW THEY CAN HELP ENSURE THAT ANIMALS RECEIVE NECESSARY PROTECTION. THIS MAGAZINE IS AVAILABLE ON THE ASPCA WEBSITE, ALONGSIDE MANY ADDITIONAL EDUCATIONAL RESOURCES FOR THE PUBLIC. THE ASPCA PROVIDED VITAL INSIGHT, HOPE, AND SUPPORT DURING THE PANDEMIC THROUGH MEDIA PLACEMENTS HIGHLIGHTING THE ORGANIZATION'S SUBSTANTIAL PANDEMIC RESPONSE PROGRAMS AROUND THE COUNTRY. MANY OF THESE ARTICLES COVERED ONE OF THE MOST ENCOURAGING RESPONSES TO THE PANDEMIC: A DRAMATIC INCREASE IN ANIMAL FOSTERING ENTHUSIASM, WHICH HELPED SHELTER ANIMALS DIRECTLY AND ALLEVIATED PRESSURE ON STRAINED ANIMAL SHELTERS. IN 2021, THE ASPCA APPEARED IN 15,616 MEDIA STORIES, INCLUDING 1,586 PLACEMENTS IN HIGH-EXPOSURE OUTLETS SUCH AS ABC NEWS, THE ASSOCIATED PRESS, CNN, FORBES, FOX NEWS, GOOD MORNING AMERICA, THE HILL, THE NEW YORK TIMES, NBC NEWS, TODAY, USA TODAY, AND THE WASHINGTON POST. THE ASPCA ALSO ENGAGED MANY CELEBRITY INFLUENCERS TO SUPPORT ITS LIFESAVING EFFORTS IN 2021, INCLUDING RICKY GERVAIS, BROOKE SHIELDS, PATRICK STEWART, ERIC MCCORMACK, ANDY COHEN, AND EDIE FALCO, WHO CONTRIBUTED THEIR VOICES TO INCREASE AWARENESS OF THE ASPCA'S PROGRAMS FOR DOGS, CATS, HORSES, AND FARM ANIMALS IN NEED.THE ASPCA'S NATIONAL COMMUNICATIONS AND PUBLIC EDUCATION EFFORTS HAVE HELPED TO ELEVATE THE STATUS OF ANIMALS TO BE SEEN AS DESERVING OF CARE AND TREATED WITH THE KINDNESS AND RESPECT THEY DESERVE. 40991063 5085148 SEE SCHEDULE OPRE INCLUDES THE BEHAVIORAL REHABILITATION CENTER (NC), THE CRUELTY RECOVERY CENTER (OH), THE ASPCA LEARNING LAB (NC), NATIONAL FIELD RESPONSE, LEGAL ADVOCACY & INVESTIGATION; HUMANE LAW ENFORCEMENT (WHICH INCLUDES THE ASPCA-NEW YORK CITY POLICE DEPARTMENT PARTNERSHIP, COMMUNITY ENGAGEMENT WORK IN NYC, AND THE FORENSIC SCIENCES TEAM), EQUINE WELFARE, FARM ANIMAL WELFARE, THE ASPCA PUPPY MILL INITIATIVE, BEHAVIORAL SCIENCE TEAM, ASPCA GRANTS, AND GOVERNMENT RELATIONS (COVERING FEDERAL, STATE, AND LOCAL LEVELS).2021 PRE HIGHLIGHTS1. DISASTER AND CRUELTY RESPONSE: RESCUING AND BRINGING CARE TO ANIMALS IN CRISISASPCA NATURAL DISASTER AND CRUELTY RESPONSE ACTIVITY IN 2021 BROUGHT ASPCA RESCUE TEAMS TO ANIMAL ABUSE AND NEGLECT CASES IN OHIO (INVOLVING 90 DOGS), FLORIDA (TWO CASES INVOLVING MORE THAN 90 ANIMALS), IOWA (INVOLVING MORE THAN 500 DOGS), NORTH CAROLINA (INVOLVING 60 DOGS), ALABAMA (INVOLVING 30 DOGS), NEW YORK (INVOLVING 80 DOGS), AND MISSOURI (INVOLVING 20 ANIMALS).ASPCA TEAMS ALSO RESPONDED IMMEDIATELY TO ASSIST ANIMALS AFFECTED BY HURRICANE IDA IN LOUISIANA (ASSISTING 1,500 ANIMALS) AND TORNADOES IN KENTUCKY (ASSISTING MORE THAN 500 ANIMALS). MANY OF THE ANIMALS RESCUED FROM THESE CASES RECEIVED CARE AT THE ASPCA'S CRUELTY RECOVERY CENTER IN OHIO AND/OR THE BEHAVIORAL REHABILITATION CENTER IN NORTH CAROLINA BEFORE BEING PLACED WITH SHELTER PARTNERS ACROSS THE COUNTRY TO BE MADE AVAILABLE FOR ADOPTION. IN ADDITION TO OPERATING THE CRC FACILITY IN OHIO, THE ASPCA ALSO OPENED A TEMPORARY SHELTER IN TENNESSEE, WHICH ACCEPTED SHELTER DOGS WHO WERE EVACUATED FROM LOUISIANA AFTER HURRICANE IDA HIT THE AREA IN LATE AUGUST.RESCUE WORK HIGHLIGHTS:NORTH CAROLINA NEGLECT CASE (FEBRUARY 2021)IN FEBRUARY, ASPCA RESCUE TEAMS HELPED CALDWELL COUNTY ANIMAL CONTROL (CCAC) RESCUE MORE THAN 60 NEGLECTED DOGS - AS WELL AS LIVESTOCK AND OTHER ANIMALS - FROM A PROPERTY IN LENOIR, NORTH CAROLINA. DOGS OF VARYING BREEDS, SIZES, AND AGES, INCLUDING NEWBORN PUPPIES, WERE FOUND LIVING IN SUBSTANDARD CONDITIONS INSIDE A SHACK WHERE THE FLOOR WAS COVERED IN FECES, URINE, AND MUD. LIVESTOCK AND POULTRY WERE FOUND LIVING AMONG PILES OF TRASH, AND THE ANIMALS WERE FED OUT OF A TROUGH, FORCING THEM TO COMPETE FOR FOOD.ASPCA SUBJECT MATTER EXPERTS PROVIDED SHELTERING, MEDICAL CARE, AND PLACEMENT SUPPORT FOR THE DOGS. THEIR OWNER WAS CHARGED WITH FELONY CRUELTY TO ANIMALS AND ALLOWING ANIMALS TO LIVE IN CROWDED OR UNSANITARY CONDITIONS, A MISDEMEANOR. ALABAMA CRUELTY CASE (MARCH 2021)AT THE REQUEST OF THE HAMILTON, ALABAMA POLICE DEPARTMENT, THE ASPCA DEPLOYED A RESPONSE TEAM IN MARCH TO ASSIST WITH THE RESCUE OF NEARLY 30 DOGS, INCLUDING PUPPIES, FROM A PROPERTY IN HAMILTON. THE ASPCA PROVIDED SUPPORT WITH EVIDENCE COLLECTION, LEGAL ASSISTANCE, FORENSICS EXAMS, MEDICAL AND BEHAVIORAL CARE, AND SHELTERING FOR THE ANIMALS. WHEN INVESTIGATORS ARRIVED ON THE PROPERTY, THEY DISCOVERED DOGS OF VARIOUS BREEDS AND AGES LIVING IN FILTHY AND OVERCROWDED CONDITIONS, WITH MANY SUFFERING FROM UNTREATED MEDICAL ISSUES. DECEASED ANIMAL REMAINS WERE ALSO FOUND ON THE PROPERTY.THE OWNER WAS EVENTUALLY CHARGED WITH 13 MISDEMEANOR COUNTS OF ANIMAL CRUELTY, AND THE DOGS WERE FORFEITED TO THE ASPCA.IN THE WEEKS FOLLOWING THE INTERVENTION, THE DOGS RECEIVED MEDICAL CARE, FORENSIC EXAMS, BEHAVIOR EVALUATIONS, AND DAILY CARE. THE ASPCA RELOCATED MANY OF THEM TO OUR TEMPORARY CRUELTY RECOVERY CENTER IN OHIO AND OTHERS TO THE ASPCA BEHAVIORAL REHABILITATION CENTER IN NORTH CAROLINA. OHIO CRUELTY CASE (MAY 2021)IN MAY, AT THE REQUEST OF BELMONT COUNTY ANIMAL RESCUE LEAGUE, THE ASPCA ASSISTED WITH THE RESCUE OF MORE THAN 90 NEGLECTED, MIXED-BREED DOGS FROM A PROPERTY IN SHADYSIDE, OHIO. WHEN INVESTIGATORS ARRIVED ON THE SCENE, THEY FOUND THE ANIMALS LIVING IN A DILAPIDATED SINGLE-WIDE TRAILER, AND MANY WERE CONFINED TO A DARK ROOM WITH NO ACCESS TO FRESH AIR, FOOD, OR WATER. THE DOGS WERE EXPOSED TO DANGEROUS LEVELS OF AMMONIA, AND DECEASED DOGS WERE ALSO FOUND ON THE SCENE. SOME ANIMALS HAD SEVERE UNTREATED MEDICAL CONDITIONS, INCLUDING PUNCTURE WOUNDS, SCARRING, AND PAINFUL EYE CONDITIONS, AND SEVERAL PUPPIES AND DOGS NEEDED EMERGENCY TRANSPORT TO RECEIVE CRITICAL CARE.THE ASPCA SUPPORTED THE CASE BY ASSISTING WITH OPERATIONAL PLANNING AND REMOVAL, EVIDENCE COLLECTION, FORENSIC EXAMS, LEGAL ASSISTANCE, MEDICAL AND BEHAVIORAL CARE, AND RELOCATION TO THE ASPCA CRUELTY RECOVERY CENTER (CRC) IN OHIO.MISSOURI CRUELTY CASE (SEPTEMBER 2021)IN SEPTEMBER, AT THE REQUEST OF THE CARUTHERSVILLE, MISSOURI POLICE DEPARTMENT, THE ASPCA ASSISTED WITH THE RESCUE OF 19 DOGS AND ONE CAT FROM FILTHY, UNSAFE CONDITIONS AT A PROPERTY IN SOUTHEAST MISSOURI. MANY OF THE DOGS INVOLVED IN THIS CASE WERE UNDERWEIGHT, AND SOME SUFFERED FROM UNTREATED MEDICAL ISSUES. THE ASPCA ASSISTED WITH OPERATIONAL SUPPORT, ANIMAL REMOVAL, EVIDENCE COLLECTION, LEGAL ASSISTANCE, AND FORENSICS EXAMS. NATIONAL PREPAREDNESS MONTH DURING NATIONAL PREPAREDNESS MONTH IN SEPTEMBER, THE ASPCA RELEASED NEW DATA FROM A NATIONAL SURVEY CONFIRMING THAT MORE THAN ONE IN FIVE PET OWNERS HAD EVACUATED THEIR HOMES DUE TO A DISASTER OR EMERGENCY AND THAT NEARLY HALF LEFT AT LEAST ONE PET BEHIND WHEN THEY EVACUATED. THESE RESULTS WILL ENABLE DISASTER RESPONSE EXPERTS TO BETTER UNDERSTAND THE NEEDS AND AVAILABLE RESOURCES FOR PET OWNERS, ESPECIALLY THE 83% OF PET OWNERS WHO REPORTED LIVING IN A COMMUNITY TYPICALLY STRUCK BY NATURAL DISASTERS.2. GOVERNMENT RELATIONS AND LEGAL ADVOCACY & INVESTIGATIONS: SUPPORTING LOCAL AND NATIONAL POLICIES THAT HELP ANIMALS IN NEEDTHROUGHOUT 2021, THE ASPCA GOVERNMENT RELATIONS AND LEGAL ADVOCACY TEAMS KEPT INTENSE PRESSURE ON FEDERAL, STATE, AND LOCAL GOVERNMENTS TO ENSURE COMPASSIONATE ANIMAL WELFARE PROTECTIONS WERE ENACTED AND EXPANDED. HIGHLIGHTS OF THAT WORK:STATE EFFORTSNEW YORKWITH ASPCA SUPPORT AND INVOLVEMENT, THE NEW YORK CITY COUNCIL ENACTED TWO BILLS INTO LAW TO EXPAND CO-SHELTERING OPTIONS SO PEOPLE EXPERIENCING HOMELESSNESS AND THEIR PETS CAN STAY SAFELY TOGETHER. INTRO. 1483 REQUIRES THE DEPARTMENT OF HOMELESS SERVICES (DHS), IN COLLABORATION WITH THE DEPARTMENT OF SOCIAL SERVICES, TO DEVELOP A PLAN TO ACCOMMODATE PETS OF INDIVIDUALS AND FAMILIES WHO ARE HOMELESS BY PROVIDING PET-FRIENDLY SHELTERS. INTRO. 1484 REQUIRES DHS TO DELIVER A MONTHLY REPORT ON THE PLACEMENT OR DISPOSITION OF PETS WHO BELONG TO PEOPLE WHO ENTER HOMELESS SHELTERS. THE COMPILATION OF THIS DATA WILL FACILITATE EFFORTS TO INCREASE THE AVAILABILITY OF PET-FRIENDLY SERVICES.TO SUPPORT THE ANIMAL SHELTERING FIELD IN NEW YORK, THE ASPCA ALSO WORKED TO ENSURE THAT CAPITAL FUNDING FOR ANIMAL SHELTERS AND RESCUE ORGANIZATIONS THROUGHOUT NEW YORK WOULD BE REINSTATED IN THE 2022 NEW YORK STATE BUDGET. THE TEAM ALSO HELPED DEFEAT A BUDGET PROPOSAL THAT WOULD HAVE REQUIRED EXCLUSIVE USE OF EPRESCRIPTIONS BY VETERINARIANS. MANDATING EPRESCRIPTIONSWHICH MANY SHELTERS ARE NOT EQUIPPED TO IMPLEMENTWOULD HAVE COMPLICATED THE DELIVERY OF VETERINARY SERVICES.FLORIDAIN FLORIDA, WITH STRONG ASPCA SUPPORT, THE BOARDS OF COMMISSIONERS OF ORANGE AND MANATEE COUNTIES, FLORIDA, PASSED ORDINANCES TO SHUT DOWN THE PUPPY MILL PIPELINE INTO THOSE COMMUNITIES BY BANNING THE SALE OF CATS AND DOGS IN RETAIL STORES. MULTIPLE ASPCA TEAMS SUPPORTED THIS LEGISLATIVE SUCCESS WITH DEDICATED WORK, INCLUDING AN OFFICIAL LETTER AND DIRECT TESTIMONY FROM ASPCA LEGAL ADVOCACY COUNSEL TO MANATEE COUNTY COMMISSIONERS. KANSAS AND NORTH CAROLINATHE ASPCA LED A CAMPAIGN TO OVERTURN A 30-YEAR-OLD LAW IN OVERLAND PARK, KANSAS, BARRING RESIDENTS FROM OWNING PIT-BULL-TYPE DOGS AND JOINED A COALITION OF ORGANIZATIONS THAT SUCCESSFULLY STOPPED AN ANTI-PIT BULL ORDINANCE IN STONEVILLE, NORTH CAROLINA.MISSOURIIN MISSOURI, THE ASPCA SUCCESSFULLY LOBBIED FOR THE ENACTMENT OF A NEW LAW ESTABLISHING PET PROTECTIVE ORDERS, ENSURING THAT PETS ARE LEGALLY ABLE TO BE INCLUDED WHEN VICTIMS OF DOMESTIC VIOLENCE OR OTHER THREATS REQUIRE SUCH ORDERS. NEVADAAFTER IDENTIFYING THE INSURANCE INDUSTRY AS RIPE FOR REFORM IN THE REALM OF PETS AND HOUSING, ASPCA GOVERNMENT RELATIONS EFFORTS LED TO THE INTRODUCTION AND PASSAGE OF CUTTING-EDGE LEGISLATION TO PROHIBIT BREED DISCRIMINATION IN HOME INSURANCE. 227836676 1 0 0 1 0 0 0 0 0 1 1 1 0 1 1 1 0 1 0 1 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 184 0 1279 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 13 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA CO CT FL GA HI IL KS KY LA MD MA MI MN MS NH NJ NM NY OK OR PA RI SC TN UT VA WV WI AK AZ DC DE IA ID IN ME MO MT NC ND NE NV OH SD TX VT WA WY X X X GORDON LAVALETTE CFO 2128767700 520 EIGHTH AVENUE 7TH FLOOR NEW YORK NY 10018 MATT BERSHADKER PRESIDENT & CHIEF EXECUTIVE OFFICER 65.00 2.00 X X 881785 0 108740 TODD HENDRICKS SVP, DEVELOPMENT 50.00 0.00 X 468538 0 38158 BERT TROUGHTON SVP, SHELTER & VETERINARY SERVICES 50.00 2.00 X 420613 0 47440 CHERYL BUCCI SENIOR VICE PRESIDENT, OPS & PEOPLE 50.00 0.00 X 385415 0 64977 ELIZABETH ESTROFF SVP, COMMUNICATIONS 50.00 0.00 X 384793 0 57361 BEVERLY JONES SVP, CHIEF LEGAL OFFICER 50.00 2.00 X 348354 0 55229 J'MAI GAYLE DIRECTOR, SURGERY 50.00 0.00 X 325802 0 63901 STACY WOLF SVP, POLICY, RESPONSE & ENGAGEMENT 50.00 0.00 X 350560 0 32320 CAMILLE DECLEMENTI VP, ASPCA ANIMAL HOSPITAL 50.00 0.00 X 279797 0 35713 NANCY PERRY SVP, GOVERNMENT RELATIONS 50.00 0.00 X 261416 0 46312 JENNIFER CHIN VICE PRESIDENT, LEGAL ADVOC/INVESTIG 50.00 0.00 X 262969 0 37570 AMY BERKOWITZ VP, INFORMATION TECHNOLOGY 50.00 0.00 X 254810 0 32734 GORDON LAVALETTE SVP, CFO AS OF 3/15/2021 50.00 5.00 X 250909 0 997 SALLY SPOONER CHAIRPERSON 3.00 0.00 X X 0 0 0 SCOTT THIEL VICE CHAIRPERSON 1.00 0.00 X X 0 0 0 JANE W PARVER TREASURER 1.00 0.00 X X 0 0 0 LINDA LLOYD LAMBERT SECRETARY 1.00 0.00 X X 0 0 0 ARRIANA BOARDMAN DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL D'ALTO DIRECTOR 1.00 0.00 X 0 0 0 SIVAN HONG DIRECTOR AS OF 6/2021 1.00 0.00 X 0 0 0 JEFFREY A PFEIFLE DIRECTOR 1.00 0.00 X 0 0 0 MARTIN PURIS DIRECTOR 1.00 0.00 X 0 0 0 FREDERICK TANNE DIRECTOR 1.00 0.00 X 0 0 0 C ALLEN PARKER DIRECTOR UNTIL 1/6/2021 1.00 0.00 X 0 0 0 MARY JO WHITE DIRECTOR 1.00 0.00 X 0 0 0 TIM F WRAY DIRECTOR 1.00 0.00 X 0 0 0 4875761 0 621452 259 0 1 0 EAGLE-COM INC 2300 YONGE ST STE 1700 TORONTO ONTARIO CA M4P 1E4 DONOR ACQUISITION 30076521 LAUGHLIN CONSTABLE INC 207 E MICHIGAN ST MILWAUKEE WI 53202 DONOR ACQUISITION 13947275 ASCENTA GROUP INC 315 WEST 36TH ST 10TH FLOOR NEW YORK NY 10018 DONOR ENGAGEMENT 13540710 EDGE DIRECT LLC 3030 WATERVIEW AVENUE BALTIMORE MD 21230 DONOR ENGAGEMENT 12075407 GOOGLE INC DEPT 33654 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 DONOR ACQUISITION 7557282 121 387361 191127 350671266 4909376 351249754 ANIMAL POISON CONTROL CENTER FEES 900000 17343359 17343359 ASPCA SPAY NEUTER ALLIANCE 900000 864353 864353 MOBILE CLINIC VET & CLINIC REV. 900000 378032 378032 ANIMAL HOSPITAL FEES 900000 221871 221871 ADOPTION CENTER FEES 900000 43587 43587 18851202 6356976 6356976 3675877 3675877 23106497 13795812 9310685 9310685 9310685 6062 387361 112174 -106112 -106112 LIST SALES 900099 369386 369386 GAIN FROM K-1 ACTIVITY 900099 227117 227117 596503 389934885 18851202 227117 19606812 10377501 10377501 3896188 1897075 1280331 718782 84084793 71749125 5268123 7067545 4773717 4087037 275616 411064 15496670 13054932 1053939 1387799 6400823 5374106 450213 576504 566388 315110 153479 97799 1183958 577938 426780 179240 746282 746282 395040 395040 7045347 7045347 817986 817986 21589687 20381608 393282 814797 56578629 36625280 122430 19830919 33961919 22003059 172599 11786261 19412702 9996714 731972 8684016 6894381 4277333 1690375 926673 5262608 5178317 41491 42800 383776 179397 163605 40774 6403504 6089548 203885 110071 1803835 1469277 225412 109146 VETERINARY & MEDICAL SE 8182571 8182571 OPERATING SUPPLIES 2706893 2628881 35315 42697 MISCELLANEOUS EXPENSES 1981919 1638642 272234 71043 REPAIRS AND MAINTENANCE 1498479 1358185 91380 48914 302445596 227836676 14616729 59992191 X 122663670 74979530 268599 47415541 10594590 11948498 40616194 93754904 13654044 24284914 5301656 5189016 5488607 7037598 122505580 58046299 61164799 64459281 219911584 247993558 59439736 63868453 53953234 56544270 470124444 575080492 19045160 21011449 1313840 2586246 42477904 43234686 62836904 66832381 X 334126940 424064683 73160600 84183428 407287540 508248111 470124444 575080492 X 87489289 11010798 2460484 X 0 1 X 1 0 X 219969109 243128195 254185353 287167570 351249754 1355699981 219969109 243128195 254185353 287167570 351249754 1355699981 1355699981 5149538 6362100 8276288 7694169 10032853 37514948 145264 131748 227117 504129 1595302 1325513 973879 248805 375448 4518947 1398238005 75495886 0.96960 0.97260 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: LIST RENTALS - 2017 AMOUNT: $ 311,653. 2018 AMOUNT: $ 341,899. 2019 AMOUNT: $ 254,737. 2020 AMOUNT: $ 243,805. 2021 AMOUNT: $ 369,386. FUNDRAISING INCOME - 2017 AMOUNT: $ 1,283,649. 2018 AMOUNT: $ 983,614. 2019 AMOUNT: $ 719,142. 2020 AMOUNT: $ 5,000. 2021 AMOUNT: $ 6,062. 1 1 1 111902 1 43249 1 21662 0 1 755935 1 8353 1 392484 1333585 0 PART II-B, LINE 1: THE ASPCA'S MISSION TO PROVIDE EFFECTIVE MEANS FOR THE PREVENTION OF CRUELTY TO ANIMALS IN THE UNITED STATES IS ADVANCED THROUGH A COMBINATION OF: SIGNIFICANT DIRECT CARE PROGRAMS; POLICY AND LEGISLATIVE REFORM; AND LEARNING, RESEARCH AND TRAINING PROGRAMS THAT IMPACT MILLIONS OF ANIMALS AND ORGANIZATIONS AROUND THE COUNTRY EACH YEAR. SOME OF THE PROGRAMS IN THIS LATTER CATEGORY ARE THE ASPCA'S NATIONAL RELOCATION PROGRAM TO SAVE LIVES OF AT-RISK HOMELESS ANIMALS; PARTNERSHIPS WITH COMMUNITIES TO INCENTIVIZE MORE LIVE RELEASE AND RESCUE FOR HOMELESS ANIMALS; PROFESSIONAL DEVELOPMENT FOR SHELTERS AND RESCUE ORGANIZATIONS; A BEHAVIORAL REHABILITATION CENTER AND LEARNING LAB TO REHABILITATE UNDER SOCIALIZED, FEARFUL DOGS FROM PUPPY MILLS, HOARDING AND OTHER CRUELTY CASES; A COLLABORATION WITH THE NEW YORK CITY POLICE DEPARTMENT; THE ASPCA'S COMMUNITY ENGAGEMENT PROGRAM TO ADDRESS THE ROOT CAUSES OF SUFFERING IN HOARDING CASES; THE ASPCA ANIMAL HOSPITAL; AND SPAY/NEUTER OPERATIONS AND ADOPTION CENTER IN NEW YORK CITY. ALL OF THESE PROGRAMS SERVE AS PROVING GROUNDS TO UNDERSTAND THE MYRIAD OF PROBLEMS ANIMALS FACE AND INFORM THE ASPCA'S WORK TO ADVANCE POLICIES THAT WILL PREVENT CRUELTY IN THE FUTURE. THE LESSONS THE ASPCA TAKES FROM THESE PROGRAMS ENABLE THEM TO BRING EXPERT VOICES AND INFORMED OPINIONS TO THEIR WORK TO DISSEMINATE THESE LEARNINGS TO OTHER ANIMAL WELFARE ORGANIZATIONS AROUND THE COUNTRY AS WELL AS TO ADVOCATE FOR LAWS TO DETER CRUEL TREATMENT OF ANIMALS IN COMMUNITIES ALL ACROSS THE COUNTRY. 1A. VOLUNTEERS: THE ASPCA WORKS WITH VOLUNTEERS BY HOLDING CITIZEN TRAINING WORKSHOPS IN LOCAL COMMUNITIES, PROVIDING OPPORTUNITIES FOR THEM TO JOIN ASPCA STAFF AT THE STATE AND FEDERAL CAPITOLS TO PROMOTE OR OPPOSE LEGISLATION THROUGH MEETINGS WITH LEGISLATORS AND THEIR AIDES. THE ASPCA EMPLOYS TRAINING TOOLS SUCH AS WEBINARS AND CONFERENCES. 1B. PAID STAFF OR MANAGEMENT: ASPCA MANAGEMENT AND STAFF STRATEGIZE AND COORDINATE THEIR PUBLIC POLICY EFFORTS AIMED AT ENHANCING THE ASPCA'S ABILITY TO PERFORM DIRECT CARE WORK AND TO HELP PREVENT CRUELTY. THEY CULTIVATE AND EXPAND CONTACTS WITHIN GOVERNMENT BODIES, INCLUDING LEGISLATURES AND REGULATORY AGENCIES, AND WORK WITH OTHER NATIONAL AND LOCAL ORGANIZATIONS TO PROMOTE HUMANE POLICIES. 1C. MEDIA ADVERTISEMENTS: PERIODICALLY, THE ASPCA BUYS ADVERTISEMENT SPACE IN PUBLIC POLICY-FOCUSED NEWSPAPERS (E.G., ROLL CALL, THE HILL) THAT LEGISLATORS AND THEIR STAFFS REGULARLY READ. THE ADVERTISEMENTS ARE STRATEGICALLY SCHEDULED (OFTEN AHEAD OF A CRUCIAL COMMITTEE VOTE OR FLOOR VOTE) TO MAXIMIZE EXPOSURE AND TIMELINESS TO CRITICAL ISSUES. THE ASPCA ALSO BUYS STRATEGICALLY TARGETED ADVERTISING SPACE ON SOCIAL MEDIA (E.G., FACEBOOK) FOR THE SAME PURPOSE. 1D. MAILINGS TO MEMBERS, LEGISLATORS, OR THE PUBLIC: THE ASPCA COMMUNICATES WITH ITS MEMBERS, UNPAID VOLUNTEERS, LEGISLATORS AND THE PUBLIC THROUGH MAILINGS, EMAIL, AND ELECTRONIC ALERTS TO UPDATE AND INFORM AS WELL AS TO ENCOURAGE THEIR PARTICIPATION IN POSITIVE OUTCOMES FOR ANIMALS. THE ASPCA EMPLOYS TRADITIONAL AND SOCIAL MEDIA TOOLS TO INFORM THE PUBLIC OF LEGISLATION, REGULATIONS, AND OTHER POLICIES THAT PROMOTE ANIMAL WELFARE OR THAT ARE HOSTILE TO IT AND TO PROVIDE THEM WITH SUPPORT AND TOOLS FOR POLICY CHANGE. 1E. PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: ASPCA STAFF CONDUCTS INTERVIEWS WITH AND PROVIDES BACKGROUND TO MEDIA ORGANIZATIONS TO INFORM THE PUBLIC OF ITS LIFESAVING PROGRAMS AND POLICY DECISIONS CONCERNING ANIMAL WELFARE. 1F. NONE 1G. DIRECT CONTACT WITH LEGISLATORS, THEIR STAFF, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE ASPCA PROMOTES ANTI-CRUELTY LEGISLATION THROUGH DIRECT CONTACTS WITH FEDERAL AND STATE LEGISLATORS, THEIR STAFF, GOVERNMENT OFFICIALS AT ALL LEVELS, AND LOCAL LEGISLATURES. THE ASPCA'S STAFF, UNPAID VOLUNTEERS, AND CONSULTANTS WORK TO INFLUENCE LEGISLATION TO HELP ANIMALS THROUGH SUCH CONTACTS. 1H. RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES, OR ANY OTHER MEANS: THE ASPCA HOLDS LOBBY DAYS, LEADERSHIP TRAINING SUMMITS, CITIZEN LOBBYING WORKSHOPS, INCLUDING SPEECHES AND SEMINARS, AND GIVES PRESENTATIONS AND SPEECHES TO ENCOURAGE PUBLIC AWARENESS OF HUMANE LEGISLATION AND TO PROMOTE ACTION INFLUENCING POSITIVE OUTCOMES FOR ANIMAL WELFARE POLICY. 1I. OTHER ACTIVITIES: THE ASPCA WORKS CLOSELY WITH OTHER NATIONAL, STATE, AND LOCAL SHELTERS AND ANIMAL WELFARE ORGANIZATIONS AS WELL AS OTHER INDUSTRY OR NON-PROFIT ORGANIZATIONS WITH COMMON INTERESTS TO ALIGN PUBLIC POLICIES WITH BEST PRACTICES FOR ANIMAL WELFARE AND TO ENSURE THAT LAW ENFORCEMENT, FIELD WORK, DISASTER RELIEF, ANTI-CRUELTY EFFORTS, AND SHELTERING OPERATIONS ARE ABLE TO BEST PROTECT ANIMALS. THE ASPCA EMPLOYS PROFESSIONAL CONSULTANTS TO SUPPORT AND INFORM ITS LOBBYING EFFORTS AND TO CONDUCT COALITION WORK, INTERNAL COORDINATION AND GRASSROOTS NETWORKING AND CULTIVATION FOR HUMANE PUBLIC POLICY ADVANCEMENT. SEE SCHEDULE O FOR MORE INFORMATION. 12629150 557685 13186835 11246524 279399 1103227 12629150 10238118 1008406 11246524 65998068 15663 -3129099 52646514 10238118 57060223 601555 8336290 65998068 0.00000 0.59000 0.41000 0 0 8105334 8105334 65633347 30306711 35326636 17140406 5567210 11573196 18184885 15693702 2491183 13441608 6478676 6962932 64459281 EQUITY LONG 28985532 F EMERGING MARKETS 15939337 F PRIVATE EQUITY 12088232 F PRIVATE EQUITY IN LIQUIDATION 6135405 F FUND OF FUNDS - PRIVATE EQUITY 719947 F 63868453 DUE FROM ASPCA VETERINARY SERVICES OF NC, PC 160270 RIGHT-OF-USE ASSETS 30045618 PERPETUAL TRUSTS 25604874 CHARITABLE REMAINDER TRUSTS 733508 56544270 OPERATING LEASES LIABILITIES 34612609 ANNUITY OBLIGATIONS 7626897 OTHER LIABILITIES 995180 43234686 X 403354114 11010798 926203 1482228 13419229 389934885 0 389934885 302553813 926203 926203 301627610 817986 817986 302445596 PART V, LINE 4: THE ASPCA MAINTAINS AN ENDOWMENT FOR THE PURPOSE OF GENERATING INCOME TO SUPPORT THE ORGANIZATION'S CHARITABLE MISSION. THE ORGANIZATION'S ENDOWMENT CONSISTS OF A PORTFOLIO OF ACTIVELY MANAGED FUNDS ESTABLISHED TO PROVIDE BOTH A SOURCE OF OPERATING FUNDS AS WELL AS LONG-TERM FINANCIAL STABILITY. THE ENDOWMENT'S PRINCIPAL IS INTENDED TO BE LEFT UNTOUCHED, WHILE THE INCOME GENERATED IS INTENDED TO FUND ASPCA PROGRAMS. SOME OF THE ENDOWMENT FUNDS MAY HAVE PURPOSE RESTRICTIONS ON THE USE OF INCOME. PART X, LINE 2: THE ASPCA QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE IRC AND CORRESPONDING PROVISIONS OF NEW YORK STATE LAW AND IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. ACCORDINGLY, DONORS ARE ENTITLED TO A CHARITABLE CONTRIBUTION DEDUCTION AS DEFINED IN THE IRC. CONTINUED QUALIFICATION OF TAX-EXEMPT STATUS IS CONTINGENT UPON COMPLIANCE WITH THE REQUIREMENTS OF THE IRC. THE ASPCA RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR 2021. PART XI, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSES -817,986. UNREALIZED GAIN ON BENEFICIAL INTERESTS IN PERPETUAL TRUSTS HELD BY OTHERS 2,300,214. SCHEDULE D, PART VI, LINE 1E:"OTHER" IN LAND, BUILDINGS, AND EQUIPMENT EQUIPMENT: OTHER HAS A TOTAL OF $13,441,608. THIS TOTAL CONSISTS OF $8,691,705 FOR TRANSPORTATION EQUIPMENT AND $4,749,903 OF CONSTRUCTION IN PROGRESS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT 10901882 EUROPE 0 0 INVESTMENT 3978 NORTH AMERICA (CANADA) 0 0 PROGRAM SERVICES LEGAL SERVICES AND HONORARIUM 3229 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES LEGAL SERVICES 6725 0 0 0 0 0 0 10915814 0 10915814 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X X X X X X 1 ASCENTA GROUP (APPCO) 138 SOUTH FIRST STREET SUITE 110 LINDENHURST NY 11757 DIRECT MARKETING 0 11000782 13046775 -2045993 SD&A TELESERVICES INC 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEMARKETING 0 7252182 1156125 6096057 NEW CANVASSING EXPERIENCE INC 78 SAN MARCOS STREET AUSTIN TX 78702 DIRECT MARKETING 0 2515365 2560704 -45339 KNEWSALES GROUP INC 550 QUEEN STREET EAST SUITE 145 TORONTO ONTARIO CA M5A 1V2 DIRECT MARKETING 0 1833920 2129770 -295850 3SIXTY 134 N 4TH ST BROOKLYN NY 11249 DIRECT MARKETING 0 241120 363302 -122182 22843369 19256676 3586693 AL AK AZ AR CA CO CT DC DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY HUMANE AWARD 325270 325270 35000 37095 NY MARATHON 62091 62091 40079 1 6062 6062 393423 387361 6062 35000 77174 112174 -106112 1 A GREENER WORLD PO BOX 115 TERREBONNE OR 97760 812116665 501(C)3 80000 0 SEE PART IV AAEP FOUNDATION 4033 IRON WORKS PARKWAY LEXINGTON KY 40511 611259683 501(C)3 75000 0 SEE PART IV ACADIANA ANIMAL AID 142 LE MEDICIN RD CARENCRO LA 70520 237414331 501(C)3 20000 0 SEE PART IV ADK SPAY AND NEUTER 247 HULETT RD GRANVILLE NY 12832 850761293 501(C)3 86000 0 SEE PART IV AFTER THE RACES 3168 TELEGRAPH ROAD ELKTON MD 21921 300729968 501(C)3 20000 0 SEE PART IV ALASKA SOCIETY FOR PREVENTION OF CRUELTY TO ANIMALS 3710 WOODLAND DR ANCHORAGE AK 99517 920068910 501(C)3 90000 0 SEE PART IV ALISON ANIMAL HOSPITAL 224 PROSPECT PARK WEST BROOKLYN NY 11215 463899122 FOR-PROFIT (ANIMAL C 10000 0 SEE PART IV ALLIANCE FOR CONTRACEPTION IN CATS AND DOGS 2815 NE 66TH AVE PORTLAND OR 97213 412185841 501(C)3 100000 0 SEE PART IV AMERICAN HORSE COUNCIL FOUNDATION 1616 H STREET NORTHWEST WASHINGTON DC 20006 521760034 501(C)3 73000 0 SEE PART IV ANIMAL CARE CENTERS OF NYC 11 PARK PLACE SUITE 805 NEW YORK NY 10007 133788986 501(C)3 700000 0 SEE PART IV ANIMAL HAVEN 200 CENTRE ST NEW YORK NY 10013 116101487 501(C)3 25000 0 SEE PART IV ANIMAL PROTECTION NEW MEXICO INC PO BOX 11395 ALBUQUERQUE NM 871920395 850283292 501(C)3 30000 0 SEE PART IV ANIMAL PROTECTIVE FOUNDATION OF SCHENECTADY INC 53 MAPLE AVENUE GLENVILLE NY 12302 140472728 501(C)3 97600 0 SEE PART IV ANIMAL RESCUE LEAGUE OF IOWA INCORPORATED 5452 NE 22ND STREET DES MOINES IA 50313 420680427 501(C)3 149800 0 SEE PART IV ANIMAL WELFARE ASSOCIATION INC 509 CENTENNIAL BLVD VOORHEES NJ 08043 221752792 501(C)3 27500 0 SEE PART IV ANIMALKIND 721 WARREN STREET HUDSON NY 12534 141820248 501(C)3 79000 0 SEE PART IV ARIZONA STATE UNIVERSITY FOUNDATION PO BOX 2260 TEMPE AZ 85280 866051042 501(C)3 35317 0 SEE PART IV ASSOCIATION OF SHELTER VETERINARIANS INC 3225 ALPHAWOOD DRIVE APEX NC 27539 731627937 501(C)3 37500 0 SEE PART IV ATHENS ANIMAL RESCUE SHELTER PO BOX 2219 MALAKOFF TX 75148 844172818 501(C)3 10000 0 SEE PART IV AUBURN UNIVERSITY OFFICE OF SPONSORED PROGRAMS RESEARCH INNOVATION CENTER AUBURN AL 36832 636000724 OTHER 29378 0 SEE PART IV AUGUSTA REGIONAL SPCA INC 33 ARCHERY LANE STAUNTON VA 24401 237089566 501(C)3 10000 0 SEE PART IV BIDEAWEE INC 410 EAST 38TH STREET NEW YORK NY 10016 131655210 501(C)3 50000 0 SEE PART IV BLUE MOUNTAIN HUMANE SOCIETY 7 E GEORGE STREET WALLA WALLA WA 99362 910828499 501(C)3 62650 0 SEE PART IV BRANDYWINE VALLEY SPCA 1212 PHOENIXVILLE PIKE WEST CHESTER PA 19380 231381030 501(C)3 6000 0 SEE PART IV BROOKLYN BRIDGE ANIMAL WELFARE COALITION INC PO BOX 22948 BROOKLYN NY 11202 261482964 501(C)3 50000 0 SEE PART IV BROOME COUNTY HUMANE SOCIETY AND RELIEF ASSOCIATION 167 CONKLIN AVE BINGHAMTON NY 13903 150622327 501(C)3 60000 0 SEE PART IV BUTTE COUNTY PUBLIC HEALTH - ANIMAL CONTROL 202 MIRA LOMA DRIVE OROVILLE CA 95965 946000506 GOVERNMENTAL (MUNICI 25000 0 SEE PART IV CALDWELL HUMANE SOCIETY INC PO BOX 1991 LENOIR NC 28645 134260136 501(C)3 25000 0 SEE PART IV CANISIUS COLLEGE 2001 MAIN ST BUFFALO NY 14208 160743942 501(C)3 12282 0 SEE PART IV CARIBBEAN THOROUGHBRED AFTERCARE INC PO BOX 43001 PMB 372 RIO GRANDE PR 00745 660869307 501(C)3 15000 0 SEE PART IV CENTER FOR CONTEMPORARY SCIENCES INC 9841 WASHINGTONIAN BLVD STE 200 GAITHERSBURG MD 20878 843817744 501(C)3 10000 0 SEE PART IV CENTRAL NEW YORK SPAY NEUTER ASSISTANCE PROGRAM (CNY SNAP) 17 SALISBURY ST CORTLAND NY 13045 203322730 501(C)3 60000 0 SEE PART IV CHARLESTON ANIMAL SOCIETY 2455 REMOUNT RD NORTH CHARLESTON SC 29406 576021863 501(C)3 109000 0 SEE PART IV CHATTANEUTER 5950 BRAINERD RD CHATTANOOGA TN 37421 811072918 501(C)3 18000 0 SEE PART IV CITIZENS FOR HUMANE ACTION INC 3765 CORPORATE DRIVE COLUMBUS OH 43231 510166864 501(C)3 15000 0 SEE PART IV CITY OF HAVRE ANIMAL SHELTER PO BOX 234 520 4TH STREET HAVRE MT 59501 816001274 GOVERNMENTAL (MUNICI 8000 0 SEE PART IV CODE 3 ASSOCIATES 1456 SKYWAY DR LONGMONT CO 80504 841461821 501(C)3 50000 0 SEE PART IV COLORADO HORSE RESCUE 10386 N 65TH ST LONGMONT CO 80503 841095741 501(C)3 30000 0 SEE PART IV COLORADO STATE UNIVERSITY FOUNDATION 1680 CAMPUS MAIL FORT COLLINS CO 80523 237098397 501(C)3 49000 0 SEE PART IV COLUMBIA-GREENE HUMANE SOCIETY INC 111 HUMANE SOCIETY ROAD HUDSON NY 12534 141487056 501(C)3 50000 0 SEE PART IV COLUMBUS HUMANE 3015 SCIOTO-DARBY EXECUTIVE COURT HILLIARD OH 43026 314379492 501(C)3 20000 0 SEE PART IV COMMUNICATION ALLIANCE TO NETWORK THOROUGHBRED EX-RACEHORSES IN MICHIGAN 8619 EDGEWOOD PARK DRIVE COMMERCE TOWNSHIP MI 48382 900626283 501(C)3 15000 0 SEE PART IV CRESTVIEW VETERINARY HOSPITAL INC 1341 NORTH MAIN STREET MARION NC 28752 562217220 FOR-PROFIT (ANIMAL C 25000 0 SEE PART IV DANE COUNTY HUMANE SOCIETY 5132 VOGES ROAD MADISON WI 53718 390806335 501(C)3 10000 0 SEE PART IV DAYTONA BEACH POLICE DEPARTMENT 129 VALOR BLVD DAYTONA BEACH FL 32114 596000304 GOVERNMENTAL (MUNICI 7500 0 SEE PART IV DENVER DUMB FRIENDS LEAGUE 2080 S QUEBEC ST DENVER CO 80231 840405254 501(C)3 750000 0 SEE PART IV DOGS PLAYING FOR LIFE 728 ROCKY MOUNTAIN PLACE LONGMONT CO 80504 465559418 501(C)3 260000 0 SEE PART IV DUBUQUE REGIONAL HUMANE SOCIETY 4242 CHAVENELLE ROAD DUBUQUE IA 52002 426039535 501(C)3 29000 0 SEE PART IV FARM SANCTUARY INC PO BOX 150 WATKINS GLEN NY 148910150 510292919 501(C)3 23000 0 SEE PART IV FIXNATION INC 7680 CLYBOURN AVENUE LOS ANGELES CA 91352 830452460 501(C)3 200000 0 SEE PART IV FLATBUSH CATS 263 E 23RD ST BROOKLYN NY 11226 824466710 501(C)3 20000 0 SEE PART IV FLORIDA THOROUGHBRED RETIREMENT AND ADOPTIVE CARE PROGRAM INC 901 S FEDERAL HWY HALLANDALE BEACH FL 33009 273466408 501(C)3 40000 0 SEE PART IV FOCUS ON FERALS INC PO BOX 274 BRAINARDSVILLE NY 12915 451713063 501(C)3 6000 0 SEE PART IV FOOD ANIMAL CONCERNS TRUST (FACT) 3525 W PETERSON AVE CHICAGO IL 60659 363172605 501(C)3 120000 0 SEE PART IV FOOD BANK FOR NEW YORK CITY 39 BROADWAY NEW YORK NY 10006 133179546 501(C)3 200000 0 SEE PART IV FOOTHILLS ANIMAL SHELTER 580 MCINTYRE STREET GOLDEN CO 80401 841311450 GOVERNMENTAL (OTHER) 21000 0 SEE PART IV FRIENDS OF FERDINAND INDIANA INC C/O SARA BUSBICE MOORESVILLE IN 46158 270131224 501(C)3 6500 0 SEE PART IV FRIENDS OF THE SHELTER INC 870 KOOTENAI CUT-OFF ROAD PONDERAY ID 83852 943071245 501(C)3 40000 0 SEE PART IV GIGI'S SHELTER FOR DOGS 2700 E DUBLIN GRANVILLE RD STE 300 COLUMBUS OH 43231 814422755 501(C)3 20000 0 SEE PART IV GIMME SHELTER ANIMAL RESCUE INC PO BOX 578 SAGAPONACK NY 119620578 454207332 501(C)3 10000 0 SEE PART IV GLOBAL FEDERATION OF ANIMAL SANCTUARIES PO BOX 73308 PHOENIX AZ 85050 261676217 501(C)3 60000 0 SEE PART IV GLOUCESTER-MATHEWS HUMANE SOCIETY INC 6620 JACKSON LANE GLOUCESTER VA 23061 510206238 501(C)3 15000 0 SEE PART IV HAPPY TRAILS FARM ANIMAL SANCTUARY INC 5623 NEW MILFORD RD RAVENNA OH 44266 341968434 501(C)3 22700 0 SEE PART IV HEART OF PHOENIX EQUINE RESCUE INC 3368 PLYMALE BRANCH RD HUNTINGTON WV 25704 454421742 501(C)3 30000 0 SEE PART IV HEART OF THE VALLEY INC 1549 E CAMERON BRIDGE RD BOZEMAN MT 59718 237375919 501(C)3 14000 0 SEE PART IV HORSE AND HOUND RESCUE FOUNDATION 2350 SOUTH MIDWEST BOULEVARD GUTHRIE OK 73044 811465411 501(C)3 20000 0 SEE PART IV HOUSING EQUALITY AND ADVOCACY RESOURCE TEAM 3612 11TH AVENUE LOS ANGELES CA 90018 825280771 501(C)3 75000 0 SEE PART IV HUMANE ANIMAL WELFARE SOCIETY OF WAUKESHA COUNTY INC 701 NORTHVIEW ROAD WAUKESHA WI 53188 396108644 501(C)3 34000 0 SEE PART IV HUMANE RESCUE ALLIANCE 71 OGLETHORPE ST NW WASHINGTON DC 20011 530219724 501(C)3 12000 0 SEE PART IV HUMANE SOCIETY OF BOULDER VALLEY 2323 55TH STREET BOULDER CO 80301 840152768 501(C)3 54000 0 SEE PART IV HUMANE SOCIETY OF BURNETT COUNTY INC 7410 COUNTY ROAD D WEBSTER WI 54893 311743404 501(C)3 11500 0 SEE PART IV HUMANE SOCIETY OF CHARLOTTE INC 2700 TOOMEY AVE CHARLOTTE NC 28203 581342479 501(C)3 20000 0 SEE PART IV HUMANE SOCIETY OF ROCHESTER AND MONROE COUNTY PCA 99 VICTOR RD FAIRPORT NY 14450 160743047 501(C)3 20000 0 SEE PART IV HUMANE SOCIETY OF THE PIKES PEAK REGION 610 ABBOT LANE COLORADO SPRINGS CO 80905 840410111 501(C)3 20000 0 SEE PART IV HUMANE SOCIETY OF WESTERN MONTANA 5930 HIGHWAY 93 SOUTH MISSOULA MT 59804 810290933 501(C)3 163000 0 SEE PART IV HUMANE SOCIETY OF YATES COUNTY 1216 NEW YORK 14A PENN YAN NY 14527 223495082 501(C)3 30000 0 SEE PART IV JEFFERSON COUNTY SPCA 25056 WATER STREET WATERTOWN NY 13601 150552724 501(C)3 52400 0 SEE PART IV JEFFERSON PROTECTION & ANIMAL WELFARE SERVICES 2701 LAPALCO BLVD HARVEY LA 70058 726013920 GOVERNMENTAL (MUNICI 30000 0 SEE PART IV JUNEAU ANIMAL RESCUE 7705 GLACIER HWY JUNEAU AK 99801 920057621 501(C)3 30000 0 SEE PART IV KENTUCKY EQUINE HUMANE CENTER INC PO BOX 910124 LEXINGTON KY 405910124 205883736 501(C)3 57000 0 SEE PART IV KENTUCKY HUMANE SOCIETY 1000 LYNDON LANE LOUISVILLE KY 40222 610463938 501(C)3 84000 0 SEE PART IV LAFOURCHE PARISH ANIMAL SHELTER 934 HIGHWAY 3185 THIBODAUX LA 70301 726000634 GOVERNMENTAL (MUNICI 80000 0 SEE PART IV LAKE AREA PARTNERSHIPS FOR ANIMAL WELFARE 823 URBAN ST SULPHUR LA 70663 200541582 OTHER 10000 0 SEE PART IV LEECH LAKE TRIBAL POLICE DEPARTMENT PO BOX 187 CASS LAKE MN 56633 411242052 GOVERNMENTAL (OTHER) 50000 0 SEE PART IV LEWIS & CLARK HUMANE SOCIETY PO BOX 4455 HELENA MT 59604 816014910 501(C)3 55000 0 SEE PART IV LOS ANGELES ANIMAL SERVICES 221 N FIGUEROA STREET SUITE 600 LOS ANGELES CA 90012 956000735 GOVERNMENTAL (MUNICI 110000 0 SEE PART IV LOS ANGELES COUNTY ANIMAL CARE FOUNDATION 5898 CHERRY AVENUE LONG BEACH CA 90805 953909782 501(C)3 170000 0 SEE PART IV LOS ANGELES REGIONAL FOOD BANK 1734 EAST 41ST STREET LOS ANGELES CA 90058 953135649 501(C)3 150000 0 SEE PART IV LOUISIANA DEPARTMENT OF AGRICULTURE AND FORESTRY 5825 FLORIDA BOULEVARD BATON ROUGE LA 70806 726000722 GOVERNMENTAL (OTHER) 85000 0 SEE PART IV LOUISIANA SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS 1700 MARDI GRAS BLVD NEW ORLEANS LA 70114 720471368 501(C)3 100000 0 SEE PART IV LOUISIANA STATE ANIMAL RESPONSE TEAM PROJECT OF DR WALTER J ERNEST JR V 8550 UNITED PLAZA BOULEVARD SUITE 1001 BATON ROUGE LA 70809 721507753 501(C)3 15000 0 SEE PART IV LOW COST SPAY NEUTER FOUNDATION 1707 E ANDY DEVINE AVE KINGMAN AZ 86401 460737538 501(C)3 20000 0 SEE PART IV LYNCHBURG HUMANE SOCIETY INC 1211 OLD GRAVES MILL ROAD LYNCHBURG VA 24502 540570901 501(C)3 12750 0 SEE PART IV MADISON CAT PROJECT 627 POST ROAD MADISON WI 53713 510534813 501(C)3 20000 0 SEE PART IV MCDOWELL COUNTY ANIMAL SHELTER 3751 NORTH CAROLINA HIGHWAY 226 S MARION NC 28752 566000318 GOVERNMENTAL (MUNICI 25000 0 SEE PART IV MEDVET ASHEVILLE 677 BREVARD RD ASHEVILLE NC 28806 843955091 FOR-PROFIT (ANIMAL C 25000 0 SEE PART IV MERCY FOR ANIMALS INC 8033 SUNSET BOULEVARD LOS ANGELES CA 90046 542076145 501(C)3 160000 0 SEE PART IV MIDATLANTIC HORSE RESCUE INC PO BOX 407 CHESAPEAKE CITY MD 21915 273543490 501(C)3 30000 0 SEE PART IV MIDCOAST HUMANE 190 PLEASANT STREET BRUNSWICK ME 04011 016021200 501(C)3 8500 0 SEE PART IV MINNESOTA SPAY NEUTER ASSISTANCE PROGRAM PROFESSIONAL CORPORATION 2822 WASHINGTON AVE N MINNEAPOLIS MN 55411 900397515 501(C)3 10000 0 SEE PART IV MISSION ANIMAL HOSPITAL 10100 VIKING DRIVE EDEN PRAIRIE MN 55344 472606680 501(C)3 65000 0 SEE PART IV MOHAWK AND HUDSON RIVER HUMANE SOCIETY 3 OAKLAND AVENUE MENANDS NY 12204 141338459 501(C)3 160918 0 SEE PART IV MOUNTAIN HUMANE PO BOX 1496 HAILEY ID 83333 820351171 501(C)3 20000 0 SEE PART IV MT PLEASANT ANIMAL SHELTER INC 194 NEW JERSEY 10 EAST HANOVER NJ 07936 237189562 501(C)3 20000 0 SEE PART IV MUDDY PAWS RESCUE INCORPORATED 821 NINTH AVE FRNT NEW YORK NY 10019 475496436 501(C)3 20000 0 SEE PART IV NAPA COMMUNITY ANIMAL RESPONSE TEAM PO BOX 67 NAPA CA 94558 823738768 501(C)3 40000 0 SEE PART IV NASHVILLE HUMANE ASSOCIATION 213 OCEOLA AVE NASHVILLE TN 37209 620672999 501(C)3 20000 0 SEE PART IV NEBRASKA HUMANE SOCIETY 8929 FORT STREET OMAHA NE 68134 470378997 501(C)3 34000 0 SEE PART IV NEW MEXICO HORSE RESCUE AT WALKIN N CIRCLES RANCH INC PO BOX 626 EDGEWOOD NM 87015 043619624 501(C)3 20000 0 SEE PART IV NEW VOCATION RACEHORSE ADOPTION PROGRAM 3293 WRIGHT RD LEXINGTON KY 40511 311681380 501(C)3 85000 0 SEE PART IV NEW YORK CITY POLICE DEPARTMENT GRANTS UNIT ONE POLICE PLAZA ROOM 800 NEW YORK NY 10038 136400434 GOVERNMENTAL (MUNICI 250000 0 SEE PART IV NEW YORK UNIVERSITY OFFICE OF SPONSORED PROGRAMS NEW YORK NY 10012 135562308 501(C)3 28750 0 SEE PART IV NEXUS EQUINE INC PO BOX 54572 OKLAHOMA CITY OK 73154 811990122 501(C)3 96800 0 SEE PART IV NORTH VALLEY ANIMAL DISASTER GROUP PO BOX 441 CHICO CA 95927 061672191 501(C)3 25000 0 SEE PART IV NYS DEPARTMENT OF AGRICULTURE AND MARKETS 10B AIRLINE DRIVE ALBANY NY 12235 146013200 GOVERNMENTAL (OTHER) 15000 0 SEE PART IV OHIO FEDERATED HUMANE SOCIETIES PO BOX 21328 COLUMBUS OH 43221 341423507 501(C)3 10000 0 SEE PART IV OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 316025986 501(C)1 50000 0 SEE PART IV OKANOGAN REGIONAL HUMANE 398 OMAK RIVER ROAD OMAK WA 98841 010555614 501(C)3 8000 0 SEE PART IV OKTIBBEHA COUNTY HUMANE SOCIETY INC PO BOX 297 STARKVILLE MS 39760 640618170 501(C)3 90000 0 SEE PART IV OLYMPIC PENINSULA HUMANE SOCIETY PO BOX 3124 PORT ANGELES WA 98362 916001724 501(C)3 20000 0 SEE PART IV OPERATION CATNIP OF GAINESVILLE PO BOX 141023 GAINESVILLE FL 32614 593522372 501(C)3 30000 0 SEE PART IV OREGON HUMANE SOCIETY 1067 NE COLUMBIA BLVD PORTLAND OR 97211 930386880 501(C)3 20000 0 SEE PART IV OREGON STATE UNIVERSITY ADMINISTRATION A312 KERR ADMINISTRATION BUILDING CORVALLIS OR 97331 611730890 501(C)3 49680 0 SEE PART IV PARK SLOPE VETERINARY CENTER PC 639 4TH AVENUE BROOKLYN NY 11232 273044477 FOR-PROFIT (ANIMAL C 10000 0 SEE PART IV PAWS CROSSED ANIMAL RESCUE INC 100 WAREHOUSE LANE SOUTH ELMSFORD NY 10523 474712475 501(C)3 10000 0 SEE PART IV PEACEFUL KINGDOM PO BOX 9394 KNOXVILLE TN 37940 621818180 501(C)3 20000 0 SEE PART IV PEOPLE PROMOTING ANIMAL WELFARE PO BOX 68 GREENBACK TN 37742 621471626 501(C)3 30000 0 SEE PART IV PET ALLIANCE OF GREATER ORLANDO 2727 CONROY ROAD ORLANDO FL 32839 590637883 501(C)3 15000 0 SEE PART IV PET FRIENDLY SERVICES OF INDIANA 1100 W 42ND STREET SUITE 205 INDIANAPOLIS IN 46208 310922223 501(C)3 9000 0 SEE PART IV PET PARTNERS NETWORK INC PO BOX 2746 LENOIR NC 28645 263328699 501(C)3 10000 0 SEE PART IV PETS ARE WONDERFUL SUPPORT INC 134 WEST 29TH STREET NEW YORK NY 10001 800233785 501(C)3 25000 0 SEE PART IV PETS LIFELINE INC PO BOX 341 SONOMA CA 95476 942851279 501(C)3 20000 0 SEE PART IV PLAQUEMINES PARISH GOVERNMENT - ANIMAL CONTROL 3706 MAIN ST BELLE CHASSE LA 70037 726001090 GOVERNMENTAL (MUNICI 80000 0 SEE PART IV PRETTY GOOD CAT BOX 432 LONG BEACH CA 90803 450829960 501(C)3 20000 0 SEE PART IV PROVIDENCE ANIMAL CENTER 555 SANDY BANK RD MEDIA PA 19063 231440112 501(C)3 24000 0 SEE PART IV PURDUE UNIVERSITY 155 S GRANT STREET WEST LAFAYETTE IN 47907 356002041 501(C)3 37042 0 SEE PART IV REGENTS OF THE UNIVERSITY OF CALIFORNIA 202 COUSTEAU PLACE DAVIS CA 95618 946036494 501(C)3 20000 0 SEE PART IV RERUN INC 236B WATERS ROAD EAST GREENBUSH NY 12061 611336739 501(C)3 20000 0 SEE PART IV RIVERSIDE COUNTY DEPARTMENT OF ANIMAL SERVICES 6851 VAN BUREN BLVD JURUPA VALLEY CA 92509 956000930 GOVERNMENTAL (MUNICI 55000 0 SEE PART IV ROANOKE VALLEY SPCA 1340 BALDWIN AVENUE ROANOKE VA 24012 540679796 501(C)3 32000 0 SEE PART IV ROBINSON'S RESCUE INC 2515 LINE AVENUE SHREVEPORT LA 71104 421717278 501(C)3 20000 0 SEE PART IV ROCHESTER ANIMAL SERVICES 184 VERONA STREET ROCHESTER NY 14608 166002551 GOVERNMENTAL (MUNICI 68000 0 SEE PART IV RVR HORSE RESCUE INC 12611 HAYES CLAN RD PLANT CITY FL 33567 451536701 501(C)3 20000 0 SEE PART IV SAN DIEGO HUMANE SOCIETY AND SPCA 5500 GAINES STREET SAN DIEGO CA 92110 951661688 501(C)3 30000 0 SEE PART IV SEATTLE AREA FELINE RESCUE 14717 AURORA AVE N SHORELINE WA 98133 912041961 501(C)3 48000 0 SEE PART IV SECOND CHANCE ANIMAL SERVICES INC 111 YOUNG ROAD EAST BROOKFIELD MA 01515 043490671 501(C)3 25800 0 SEE PART IV SECOND STRIDE INC 7204 HIGHWAY 329 CRESTWOOD KY 40014 202947614 501(C)3 38820 0 SEE PART IV SHELTER ANIMALS COUNT 41 WATCHUNG PLAZA MONTCLAIR NJ 07042 462215168 501(C)3 80000 0 SEE PART IV SHELTER TRANSPORT ANIMAL RESCUE TEAM (START) PO BOX 4792 VALLEY VILLAGE CA 91617 454258426 501(C)3 25000 0 SEE PART IV SNAKE RIVER ANIMAL SHELTER INC 3000 LINDSAY BOULEVARD IDAHO FALLS ID 83402 205175430 501(C)3 64000 0 SEE PART IV SOCIALLY RESPONSIBLE AGRICULTURE PROJECT INC 2093 PHILADELPHIA PIKE 4133 CLAYMONT DE 19703 208688122 501(C)3 125000 0 SEE PART IV SONOMA COMMUNITY ANIMAL RESPONSE TEAM 1415 FULTON RD STE 205-415 SANTA ROSA CA 95403 832039937 501(C)3 20000 0 SEE PART IV SOURIS VALLEY ANIMAL SHELTER 1935 20TH AVENUE SOUTHEAST MINOT ND 58701 450345317 501(C)3 22000 0 SEE PART IV SPAY AND NEUTER SYRACUSE (SANS) 2616 ERIE BLVD EAST SYRACUSE NY 13224 550852853 501(C)3 64600 0 SEE PART IV SPAY NEUTER IDAHO PETS 1785 W CHERRY LN MERIDIAN ID 83642 262679583 501(C)3 30000 0 SEE PART IV SPCA OF TEXAS 2400 LONE STAR DR DALLAS TX 75212 751216660 501(C)3 29000 0 SEE PART IV SPOKANE COUNTY 1121 W GARDNER AVE SPOKANE WA 99201 916001370 GOVERNMENTAL (MUNICI 25000 0 SEE PART IV SPOKANE HUMANE SOCIETY PO BOX 6247 SPOKANE WA 99217 910565011 501(C)3 6100 0 SEE PART IV ST CHARLES PARISH ANIMAL SHELTER 921 DEPUTY JEFF G WATSON DR LULING LA 70070 726001208 GOVERNMENTAL (MUNICI 35000 0 SEE PART IV ST JOHN THE BAPTIST PARISH ANIMAL SHELTER 1811 WEST AIRLINE HWY LAPLACE LA 70068 726001235 GOVERNMENTAL (MUNICI 15000 0 SEE PART IV ST LOUIS METROPOLITAN SPAY NEUTER AND WELLNESS CLINIC 1218 S JEFFERSON AVENUE ST LOUIS MO 63104 900595857 501(C)3 90000 0 SEE PART IV STAFFORD ANIMAL SHELTER 3 BUSINESS PARK ROAD LIVINGSTON MT 59047 363432468 501(C)3 15000 0 SEE PART IV STAND FOR ANIMALS 224 WEST 32ND STREET CHARLOTTE NC 28206 273665227 501(C)3 150000 0 SEE PART IV STRAY PAWS ANIMAL HAVEN 1823 MORGAN LANE REDONDO BEACH CA 90278 831526587 501(C)3 20000 0 SEE PART IV TERREBONNE PARISH ANIMAL SHELTER 100 GOVERNMENT ST GRAY LA 70359 726001390 GOVERNMENTAL (MUNICI 100000 0 SEE PART IV THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT 15508 WEST BELL ROAD SURPRISE AZ 85374 411618666 501(C)6 40000 0 SEE PART IV THE BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM 21 N PARK STREET SUITE 6401 MADISON WI 537151218 396006492 OTHER 16570 0 SEE PART IV THE FIX IS IN INC PO BOX 32 LAKE TOMAHAWK WI 54539 264628692 501(C)3 20000 0 SEE PART IV THE FLORIDA INTERNATIONAL UNIVERSITY BOARD OF TRUSTEES 11200 SW 8TH ST MIAMI FL 33199 650177616 OTHER 20000 0 SEE PART IV THE HUMANE SOCIETY FOR TACOMA AND PIERCE COUNTY 2608 CENTER ST TACOMA WA 98409 910577128 501(C)3 24000 0 SEE PART IV THIS OLD HORSE 13926 60TH STREET SOUTH AFTON MN 55001 454234611 501(C)3 31700 0 SEE PART IV TOMPKINS COUNTY SPCA 1640 HANSHAW ROAD ITHACA NY 14850 150624378 501(C)3 51920 0 SEE PART IV TRI-CITY ANIMAL SHELTER & ADOPTION CENTER 1150 E PLEASANT RUN RD CEDAR HILL TX 75104 756000480 GOVERNMENTAL (MUNICI 20000 0 SEE PART IV TRI-COUNTY HUMANE SOCIETY 735 8TH STREET NE ST CLOUD MN 56302 237449686 501(C)3 45000 0 SEE PART IV TRUE AND FAITHFUL PET RESCUE MISSION INC 1505 SOUTH TAMIAMI TRAIL VENICE FL 34292 471681488 501(C)3 10000 0 SEE PART IV UNIVERSITY OF DENVER 2148 S HIGH ST DENVER CO 80208 840404231 501(C)3 24852 0 SEE PART IV UNIVERSITY OF NEBRASKA AT OMAHA 6001 DODGE ST OMAHA NE 68182 470049123 501(C)3 17536 0 SEE PART IV UNIVERSITY OF PITTSBURGH 300 MURDC PITTSBURGH PA 15260 250965591 501(C)3 60000 0 SEE PART IV VERMONT LAW SCHOOL INC 164 CHELSEA ST PO BOX 96 SOUTH ROYALTON VT 05068 237251952 501(C)3 6000 0 SEE PART IV VIRGINIA FEDERATION OF HUMANE SOCIETIES INCORPORATED 2963 RIDGE HOLLOW ROAD EDINBURG VA 22824 510208873 501(C)3 10000 0 SEE PART IV WAGS AND WALKS 2238 FEDERAL AVE LOS ANGELES CA 90064 453749303 501(C)3 40000 0 SEE PART IV WASHINGTON FEDERATION OF ANIMAL CARE & CONTROL AGENCIES 1425 BROADWAY ST SEATTLE WA 98122 916056105 501(C)3 10000 0 SEE PART IV WATERTOWN HUMANE SOCIETY INC 418 WATER TOWER CT WATERTOWN WI 53094 391097337 501(C)3 20000 0 SEE PART IV WENATCHEE VALLEY HUMANE SOCIETY INC PO BOX 55 WENATCHEE WA 98807 910838299 501(C)3 100500 0 SEE PART IV WEST VALLEY HUMANE SOCIETY INC 5801 GRAYE LANE CALDWELL ID 83607 208179233 501(C)3 75000 0 SEE PART IV WHITMAN COUNTY HUMANE SOCIETY INC 1340 SE OLD MOSCOW ROAD PULLMAN WA 99163 912054548 501(C)3 12000 0 SEE PART IV WIN PLACE HOME INC 8306 WILSHIRE BLVD UNIT 507 BEVERLY HILLS CA 90211 475259575 501(C)3 32130 0 SEE PART IV WISCONSIN HUMANE SOCIETY 4500 WISCONSIN AVENUE MILWAUKEE WI 53208 390810533 501(C)3 20000 0 SEE PART IV WRIGHT STATE UNIVERSITY 3640 COLONEL GLENN HWY DAYTON OH 45435 310732831 GOVERNMENTAL (OTHER) 10045 0 SEE PART IV YAKIMA HUMANE SOCIETY 106 SOUTH 6TH AVE YAKIMA WA 98902 910580938 501(C)3 10000 0 SEE PART IV 182 8 PART I, LINE 2: THE ASPCA PROVIDES GRANTS TO A VARIETY OF ORGANIZATIONS TO ADVANCE ITS MISSION OF STOPPING AND PREVENTING ANIMAL CRUELTY AND ASSISTING ANIMALS IN NEED. ELIGIBLE GRANT-SEEKERS GO THROUGH A ROBUST DUE DILIGENCE PROCESS TO ASSESS THEIR COMPLIANCE WITH REGULATORY REQUIREMENTS, IMPLEMENTATION OF GOVERNANCE BEST PRACTICES, BUSINESS CONTINUITY, AND CAPACITY TO CARRY OUT THE PROPOSED PROJECT. GRANT PROPOSALS ARE ALSO REVIEWED BY SUBJECT MATTER EXPERTS TO ASSESS THEIR FEASIBILITY, ALIGNMENT WITH ASPCA POLICY, POSITION, AND STANDARD PRACTICES, AND ABILITY TO EFFECTIVELY FURTHER THE ASPCA'S MISSION AND PROGRAMMATIC GOALS. TIERED REVIEW AND APPROVAL IS REQUIRED BASED ON THE SIZE OF THE GRANT. GRANTEES THAT RECEIVE FUNDING ARE REQUIRED TO SUBMIT FINAL REPORTS WHICH ARE REVIEWED TO ENSURE THAT THE FUNDS WERE USED APPROPRIATELY AND TO ASSESS THE PROJECT OUTCOMES, IF APPLICABLE. INTERIM REPORTS MAY ALSO BE REQUIRED TO PROVIDE ADDITIONAL ACCOUNTABILITY ON LONGER-TERM GRANTS. WHILE THE ASPCA IS A WORKING CHARITY, NOT SIMPLY A GRANTMAKING ENTITY, THE ASPCA IS ONE OF THE NATION'S LARGEST ANIMAL WELFARE GRANTMAKERS. THE ASPCA OFFERS ANIMAL WELFARE AND OTHER ORGANIZATIONS A RANGE OF FINANCIAL SUPPORT THAT MAKES A SUBSTANTIAL IMPACT ON THEIR ABILITY TO STOP AND PREVENT ANIMAL SUFFERING AND CRUELTY, AND TO ASSIST ANIMALS IN NEED. SINCE 2001, THE ASPCA HAS GIVEN MORE THAN $190 MILLION IN GRANTS TO MANY THOUSANDS OF ANIMAL SHELTERS, MUNICIPAL AND GOVERNMENTAL AGENCIES, RESCUE GROUPS, SANCTUARIES, AND OTHER ANIMAL WELFARE ORGANIZATIONS NATIONWIDE. ORGANIZATIONS IN ALL 50 STATES AND U.S. TERRITORIES HAVE RECEIVED FUNDING AND ARE ELIGIBLE TO APPLY. GRANTS ARE MADE TO SUPPORT A WIDE VARIETY OF ACTIVITIES THAT ADVANCE THE ASPCA'S ANTI-CRUELTY MISSION, INCLUDING ANIMAL SHELTER & RESCUE ORGANIZATION GRANTS, EQUINE WELFARE GRANTS, AND EMERGENCY & DISASTER RESPONSE GRANTS. ALL OF THE ASPCA'S GRANTS ARE AIMED AT PREVENTING AND COMBATTING ANIMAL CRUELTY. OUR GRANTS HELP BUILD AND SUSTAIN LOCAL AND REGIONAL CAPACITY ACROSS THE COUNTRY TO ADVANCE ANIMAL WELFARE; SUPPORT DIRECT RESPONSE TO DISASTERS, CRUELTY AND OTHER EMERGENCIES; PROVIDE FUNDING FOR RESEARCHING NEW APPROACHES, DEVELOPING AND TESTING PILOT PROGRAMS, AND THE IMPLEMENTATION AND DISSEMINATION OF BEST PRACTICES TO IMPROVE IMPACT; AND SUPPORT CHANGING LAWS, POLICIES, PRACTICES, AND PERCEPTIONS TO INCREASE PROTECTIONS FOR ANIMALS AND IMPROVE THEIR WELFARE. IN 2021, THE ASPCA AWARDED GRANT FUNDING TOTALING MORE THAN $10 MILLION TO 364 ORGANIZATIONS IN 47 STATES, PUERTO RICO, THE US VIRGIN ISLANDS, AND THE DISTRICT OF COLUMBIA. OUR GRANTS SUPPORTED DISASTER AND EMERGENCY ANIMAL RESCUE PROGRAMS, LIFESAVING ANIMAL SHELTER LIVE-RELEASE IMPROVEMENT PROGRAMS; SPAY/NEUTER EFFORTS TO COMBAT ANIMAL HOMELESSNESS; SURRENDER-PREVENTION PROGRAMS THAT HELP CHALLENGED PET OWNERS KEEP AND CARE FOR THEIR PETS; AND AT-RISK EQUINE PROTECTION PROGRAMS. X X X X X 0 1 0 0 0 0 0 1 0 MATT BERSHADKER PRESIDENT & CHIEF EXECUTIVE OFFICER 752293 0 108750 0 20742 0 73200 0 35540 0 990525 0 0 0 TODD HENDRICKS SVP, DEVELOPMENT 370825 0 76971 0 20742 0 23200 0 14958 0 506696 0 0 0 BERT TROUGHTON SVP, SHELTER & VETERINARY SERVICES 334227 0 53028 0 33358 0 23200 0 24240 0 468053 0 0 0 CHERYL BUCCI SENIOR VICE PRESIDENT, OPS & PEOPLE 313933 0 51172 0 20310 0 23200 0 41777 0 450392 0 0 0 ELIZABETH ESTROFF SVP, COMMUNICATIONS 357051 0 7000 0 20742 0 23200 0 34161 0 442154 0 0 0 BEVERLY JONES SVP, CHIEF LEGAL OFFICER 323044 0 5000 0 20310 0 23200 0 32029 0 403583 0 0 0 J'MAI GAYLE DIRECTOR, SURGERY 303810 0 20750 0 1242 0 23200 0 40701 0 389703 0 0 0 STACY WOLF SVP, POLICY, RESPONSE & ENGAGEMENT 324476 0 5000 0 21084 0 19544 0 12776 0 382880 0 0 0 CAMILLE DECLEMENTI VP, ASPCA ANIMAL HOSPITAL 257287 0 22000 0 510 0 22584 0 13129 0 315510 0 0 0 NANCY PERRY SVP, GOVERNMENT RELATIONS 250155 0 8939 0 2322 0 21147 0 25165 0 307728 0 0 0 JENNIFER CHIN VICE PRESIDENT, LEGAL ADVOC/INVESTIG 262221 0 0 0 748 0 21436 0 16134 0 300539 0 0 0 AMY BERKOWITZ VP, INFORMATION TECHNOLOGY 252488 0 0 0 2322 0 16799 0 15935 0 287544 0 0 0 GORDON LAVALETTE SVP, CFO AS OF 3/15/2021 250234 0 0 0 675 0 0 0 997 0 251906 0 0 0 PART I, LINE 4B LINE 4B: THE ASPCA HAS A 457(F) DEFERRED COMPENSATION PLAN (THE F PLAN) FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER. THE F PLAN ACCRUES AN ANNUAL EMPLOYER FUNDED AMOUNT OF $50,000 THAT REMAINS UNVESTED UNTIL THE END OF A FIVE-YEAR EMPLOYMENT TERM, AT WHICH POINT THE F PLAN RENEWS IN FIVE YEAR INCREMENTS CONTINGENT ON CONTINUOUS EMPLOYMENT. THIS AMOUNT IS NOT INCREASED FOR INVESTMENT EARNINGS. PART I, LINE 7 THE FOLLOWING EMPLOYEES RECEIVED DISCRETIONARY, NON-FIXED PAYMENTS THAT ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). THE DISCRETIONARY NON-FIXED PAYMENTS ARE DETERMINED BASED ON THE PERFORMANCE EVALUATION PROCESS: MATTHEW BERSHADKER $108,750 TODD HENDRICKS $76,971 BERT TROUGHTON $53,028 CHERYL BUCCI $51,172 ELIZABETH ESTROFF $7,000 BEVERLY JONES $5,000 J'MAI GAYLE $20,750 STACY WOLF $5,000 CAMILLE DECLEMENTI $22,000 NANCY PERRY $8,939 X 1297 995602 COMPARABLE SALES X 133 3687299 NYSE X PET SUPPLIES 6 226475 COST 9 0 1 1 PART I, COLUMN (B): THE NUMBER ON PART I, COLUMN B REPRESENTS NUMBER OF DONORS. PART I, LINE 32B: CHARITABLE ADULT RIDES & SERVICES, INC. ("CARS") IS A CONTRACTED SERVICE PROVIDER WHICH ACCEPTS VEHICLE DONATIONS FROM DONORS ON BEHALF OF THE ASPCA AS THE DONEE. CARS UTILIZES THIRD PARTIES TO SELL THE DONATED VEHICLES IN THE RESALE MARKET. IN RETURN, CARS KEEPS 20% OF THE NET AMOUNT OF DONATED PROCEEDS AS PAYMENT FOR THESE SERVICES, WITH THE REMAINDER GOING TO THE ASPCA. PART III, LINE 1: DESCRIPTION OF ORGANIZATION MISSION THE ASPCA'S MISSION, AS STATED BY FOUNDER HENRY BERGH IN 1866, IS "TO PROVIDE EFFECTIVE MEANS FOR THE PREVENTION OF CRUELTY TO ANIMALS THROUGHOUT THE UNITED STATES." THE ASPCA WAS FOUNDED ON THE BELIEF THAT ANIMALS ARE ENTITLED TO KIND AND RESPECTFUL TREATMENT AT THE HANDS OF HUMANS AND MUST BE PROTECTED UNDER THE LAW. ALL OF THE ASPCA'S SERVICES AND RESOURCES ARE FOCUSED ON INITIATIVES THAT CONTRIBUTE TO PREVENTING AND COMBATING ANIMAL CRUELTY ACROSS THE COUNTRY THROUGH THREE PRIMARY AREAS OF ACTION: SHELTER AND VETERINARY SERVICES; PUBLIC EDUCATION AND COMMUNICATIONS; AND POLICY, RESPONSE, AND ENGAGEMENT. WITHIN THESE AREAS OF ACTIVITY, THE ASPCA'S WORK SPANS A BROAD SPECTRUM IN SERVICE OF ITS MISSION TO PREVENT CRUELTY AND SUFFERING. THE CAUSES AND EFFECTS OF ANIMAL CRUELTY ARE COMPLEX, AND THE ASPCA'S WORK IS EXPANSIVE AND WIDE-RANGING ACROSS ALL OF THE ASPCA'S PROGRAMS TO MEET THESE MULTIFACETED CHALLENGES. THE ASPCA'S PROGRAMS TACKLE ISSUES FACING ANIMAL WELFARE ON A NATIONAL SCALE WITH OPERATIONS THROUGHOUT THE COUNTRY UNDER A VISION THAT ANIMALS ARE VALUED BY SOCIETY, PROTECTED BY ITS LAWS, AND FREE FROM CRUELTY, PAIN, AND SUFFERING. THAT VISION IS ACHIEVED THROUGH INNOVATIVE PROGRAMS ADDRESSING CRITICAL ANIMAL WELFARE ISSUES INCLUDING ANIMAL HOMELESSNESS, ACCESS TO VETERINARY CARE, BEHAVIORAL REHABILITATION, HUMANE LEGISLATION, RESCUE FROM ABUSIVE SITUATIONS, AND RESPONSE TO NATURAL DISASTERS AND OTHER MAJOR CRISES. THE ASPCA MAINTAINS A PHYSICAL PRESENCE IN LOCATIONS ACROSS THE COUNTRY INCLUDING IN NYC; MIAMI, FL; GAINESVILLE, FL; CHAMPAIGN, IL; LOS ANGELES, CA; WEAVERVILLE, NC; ASHEVILLE, NC; COLUMBUS, OH; WASHINGTON, DC; OKLAHOMA CITY, OK; OVERLAND PARK, KS; AND UNION, MO. AS AN ESTABLISHED NATIONAL ORGANIZATION WITH A BROAD PERSPECTIVE ON ANIMAL WELFARE ISSUES, THE ASPCA INCREASES ITS IMPACT BY FILLING STRATEGIC AND GEOGRAPHIC VOIDS WHERE NECESSARY TO PREVENT ANIMAL SUFFERING. THE ORGANIZATION CAN QUICKLY MOBILIZE TEAMS AND RESOURCES IN SUPPORT OF REGIONAL EFFORTS IN A DISASTER LIKE A HURRICANE OR WILDFIRE. THE ASPCA COLLABORATES WITH LOCAL AND REGIONAL PEERS ON LARGE-SCALE RELOCATION OF HOMELESS ANIMALS, ASSISTS LAW ENFORCEMENT AGENCIES AROUND THE COUNTRY WITH THE COLLECTION AND ANALYSIS OF EVIDENCE IN ANIMAL CRUELTY CASES, AND TRAINS THOUSANDS OF ANIMAL WELFARE PROFESSIONALS AROUND THE COUNTRY ON HOW TO REHABILITATE SUFFERING ANIMALS TO GIVE THEM THE BEST CHANCE OF FINDING SAFE AND LOVING HOMES. THE ASPCA BENEFITS ANIMALS NATIONWIDE BY TACKLING SOME OF THE BIGGEST CHALLENGES FACING ANIMALS IN SOCIETY INCLUDING CHAMPIONING FEDERAL, STATE, AND LOCAL LEGISLATION AND POLICIES THAT INCREASE LEGAL PROTECTIONS FOR ANIMALS AND BY ADVANCING RESEARCH AND PROGRAMS TO HELP MAKE VETERINARY CARE MORE AFFORDABLE AND ACCESSIBLE TO ALL. SERVICES INCLUDING THE ASPCA'S BEHAVIOR REHABILITATION CENTER, LEARNING LAB, NATIONAL RELOCATION PROGRAM, AND SPAY/NEUTER ALLIANCE DISSEMINATE LIFESAVING VETERINARY RESEARCH, INSIGHT, AND TRAINING THROUGHOUT THE ANIMAL WELFARE FIELD, IMPACTING ANIMALS IN NEARLY EVERY STATE IN THE COUNTRY. THE ORGANIZATION ALSO WORKS ALONGSIDE HUNDREDS OF OTHER LOCAL ANIMAL WELFARE ORGANIZATIONS, RESCUE GROUPS, ANIMAL CONTROL, AND LAW ENFORCEMENT AGENCIES, AND OTHER ORGANIZATIONS UNITED IN THE ASPCA'S ANTI-CRUELTY MISSION. FORM 990, PART III, LINE 4C FEDERAL EFFORTS 2022 APPROPRIATIONS BILLS WITH ASPCA SUPPORT, FEDERAL FISCAL YEAR 2022 APPROPRIATIONS BILLS TO FUND THE USDA AND THE INTERIOR DEPARTMENT INCLUDED CRUCIAL PROTECTIONS FOR ANIMALS AND INCREASED FUNDING FOR IMPORTANT ANIMAL WELFARE PROGRAMS, SUCH AS MEASURES THAT PROTECT DOGS IN PUPPY MILLS, CURB EXTREME-SPEED SLAUGHTER AT CHICKEN SLAUGHTERHOUSES, END HORSE SLAUGHTER AND PREVENT HORSE CRUELTY, ADDRESS DOMESTIC VIOLENCE-RELATED ANIMAL ABUSE, SUPPORT FARMERS WHO USE HIGHER-WELFARE STANDARDS, AND FUND A SUSTAINABLE WILD HORSE AND BURRO MANAGEMENT PLAN THAT INCLUDES FERTILITY CONTROL IMPLEMENTATION, WHICH THE ASPCA STRONGLY SUPPORTS AS THE MOST HUMANE MANAGEMENT APPROACH TO PROTECTING WILD HORSES. ASPCA LAWSUIT AGAINST THE USDA ON JUNE 11, THE ASPCA LEGAL ADVOCACY & INVESTIGATIONS (LAI) TEAM FILED A LAWSUIT AGAINST THE U.S. DEPARTMENT OF AGRICULTURE (USDA) FOR ABANDONING ITS RESPONSIBILITY TO ENFORCE THE ANIMAL WELFARE ACT (AWA)A FEDERAL LAW PASSED MORE THAN 50 YEARS AGO TO ENSURE HUMANE TREATMENT AND CARE OF COMMERCIALLY BRED DOGS. APPROXIMATELY 2,000 COMMERCIAL DOG BREEDERS AND DEALERS ARE LICENSED BY THE USDA AND HOUSE ROUGHLY 250,000 DOGS AND PUPPIES, MOST OF WHOM ARE SOLD AT PET STORES OR OVER THE INTERNET. BECAUSE THESE BUSINESSES ARE RARELY OPEN TO THE PUBLIC, CONGRESS PREVIOUSLY DIRECTED THE USDA TO INSPECT THEIR FACILITIES TO ENSURE THEY PROVIDE MINIMUM STANDARDS OF CARE. DESPITE THIS CONGRESSIONAL MANDATE, THE USDA HAS ADOPTED POLICIES THAT ALLOW VIOLATIONS TO GO UNREPORTED AND UNPUNISHED. DESPITE OVERWHELMING EVIDENCE OF CRUELTY, THE USDA HAS NOT IMPOSED A SINGLE PENALTY AGAINST A DOG DEALER SINCE 2017. AS A RESULT OF THESE POLICIES, THE NUMBER OF REPORTED VIOLATIONS HAS DECLINED SIGNIFICANTLY, GIVING BOTH THE PUBLIC AND LAWMAKERS THE FALSE IMPRESSION THAT DEALERS ARE IN COMPLIANCE WITH THE LAW. LAI'S LAWSUIT SEEKS TO COMPEL THE USDA TO RECORD ALL OBSERVED VIOLATIONS OF THE AWA AND END ITS POLICIES OF NON-ENFORCEMENT. SUPPORTING THE FARM SYSTEM REFORM ACT IN JULY 2021, THE ASPCA SUPPORTED THE REINTRODUCTION OF THE FARM SYSTEM REFORM ACT, FEDERAL LEGISLATION SPONSORED BY SEN. CORY BOOKER AND REP. RO KHANNA THAT WILL HELP CREATE A MORE HUMANE FOOD SYSTEM BY MOVING AWAY FROM DESTRUCTIVE SEVERE CONFINEMENT PRACTICES AND SUPPORTING FARMER TRANSITIONS TOWARD HIGHER WELFARE CONDITIONS. THE ASPCA HELPED SECURE ADDITIONAL SPONSORS FOR THIS LEGISLATION AND RAISED ITS PROFILE WITH DOZENS OF LETTERS TO EDITORS AND MEETINGS BETWEEN VOLUNTEERS AND REPRESENTATIVES. SUPPORTING THE SAFE ACT IN MAY 2021, THE ASPCA'S LONGSTANDING EFFORTS TO END HORSE SLAUGHTER ENABLED THE INTRODUCTION OF THE SAVE AMERICA'S FORGOTTEN EQUINES (SAFE) ACT IN THE U.S. HOUSE OF REPRESENTATIVES BY REP. JAN SCHAKOWSKY AND REP. VERN BUCHANAN. ASPCA STAFF ALSO WORKED CLOSELY WITH SENATORS ROB MENENDEZ AND SENATOR LINDSAY GRAHAM, WHO INTRODUCED A SENATE BAN ON HORSE SLAUGHTER. THE ASPCA HELPED BUILD STRONG COSPONSOR SUPPORT FOR THE LEGISLATION, WORKING WITH EQUINE INDUSTRY NETWORKS AND RESCUE ORGANIZATIONS AND PROVIDING CRITICAL NATIONAL DATA AND BACKGROUND RESEARCH TO DEMONSTRATE THE URGENCY AND JUSTIFICATION FOR PREVENTING HORSE SLAUGHTER. SUPPORTING GOLDIE'S ACT IN DECEMBER, FOLLOWING YEARS OF ASPCA LEADERSHIP AND BACKGROUND WORKING ON PUPPY MILL ENFORCEMENT EFFORTS, A BIPARTISAN GROUP OF FEDERAL LAWMAKERS INTRODUCED GOLDIE'S ACT, WHICH REQUIRES MEANINGFUL PENALTIES FOR ANIMAL WELFARE ACT VIOLATIONS UNCOVERED BY USDA INSPECTORS AND ENSURES THEY SHARE FINDINGS OF CRUELTY AND NEGLECT WITH LOCAL LAW ENFORCEMENT. TURNING LESSONS FROM COVID-19 INTO STRONGER PROTECTIONS FOR ANIMALS IN MAY, THE ASPCA RELEASED THE REPORT "LESSONS LEARNED FOR ANIMAL PROTECTION DURING THE COVID-19 PANDEMIC: THE ASPCA'S RECOMMENDATIONS FOR ADDRESSING IMPACTS ON ANIMALS THROUGH FEDERAL POLICY." THE REPORT SHARES THE ASPCA'S PERSPECTIVE ON HOW THE COVID-19 PANDEMIC HAS IMPACTED ANIMALS AND RECOMMENDS ACTIONS CONGRESS AND THE BIDEN ADMINISTRATION CAN TAKE TO KEEP THESE VULNERABLE ANIMALS SAFE FROM SUFFERING AND ABUSE. SUCCESSFUL EFFORTS TO HAVE THE USDA REPOST CRITICAL INSPECTION REPORTS. IN 2020, AFTER LAWSUITS BY MULTIPLE ANIMAL WELFARE GROUPSINCLUDING TWO FILED BY THE ASPCAAND A LAW PASSED BY CONGRESS, THE USDA WAS FORCED TO REPOST THOUSANDS OF ANIMAL WELFARE INSPECTION REPORTS AND ENFORCEMENT RECORDS THAT THE AGENCY ABRUPTLY PURGED FROM ITS ONLINE DATABASE IN 2017. ON MARCH 25, 2022, IN RESPONSE TO AN ASPCA LAWSUIT, THE FEDERAL COURT IN THE SOUTHERN DISTRICT OF NEW YORK FOUND THAT THE USDA HAD UNLAWFULLY WITHHELD ANIMAL WELFARE RECORDS FROM THE ASPCA FOR SEVERAL YEARS. AS A RESULT OF THE COURT'S DECISION, THE ASPCA RECEIVED ACCESS TO THESE CRITICAL RECORDS ON JUNE 21. SUPPORTING REINTRODUCTION OF THE HEART ACT AND THE PREPARED ACT IN MARCH 2021, THE ASPCA SUPPORTED THE REINTRODUCTION OF THE HELP EXTRACT ANIMALS FROM RED TAPE (HEART) ACT, FEDERAL LEGISLATION TO SIGNIFICANTLY IMPROVE THE PROCESS OF CARING FOR ANIMAL VICTIMS SEIZED IN FEDERAL ANIMAL FIGHTING CASES. THE HEART ACT WILL PREVENT UNNECESSARY AND HARMFUL DELAYS IN THE REHABILITATION OF THESE ANIMALS. IT WILL ALSO REQUIRE DEFENDANTS TO REIMBURSE THE COSTS OF CARING FOR ANIMALS SEIZED IN FEDERAL ANIMAL FIGHTING CASES FOLLOWING A FORFEITURE PROCEEDING. THE ASPCA ALSO SUPPORTED THE REINTRODUCTION OF THE PREPARED ACT, WHICH WILL REQUIRE BUSINESSES THAT PROFIT OFF ANIMALSSUCH AS ANIMAL DEALERS, RESEARCH INSTITUTIONS, LARGE-SCALE COMMERCIAL DOG BREEDERS, AND ZOOSTO CREATE WELL-FORMED CONTINGENCY PLANS FOR EMERGENCIES TO BETTER PROTECT ANIMALS IN THEIR CARE DURING DISASTER SITUATIONS. SUBSEQUENTLY, THE USDA ANNOUNCED A FINALIZED RULE TO REQUIRE THESE PLANS OF ALL LICENSEES, ESSENTIALLY TAKING THE VERY ACTION DEMANDED BY THIS LEGISLATION. 3. GIVING VULNERABLE AND VICTIMIZED ANIMALS SECOND CHANCES THROUGH BEHAVIORAL REHABILITATION IN 2021, ASPCA ANIMAL BEHAVIORAL REHABILITATION WORK AND TRAINING FACILITIES, SUPPORTED BY THE ONLINE RESOURCES OF THE ASPCA WEBSITE FOR PROFESSIONALS, ASPCAPRO, HELPED ANIMALS IN NEED AND ENABLED THE NATIONWIDE EXPANSION OF EFFECTIVE ANIMAL REHABILITATION PRACTICES. BEHAVIORAL REHABILITATION CENTER AT THE BEHAVIORAL REHABILITATION CENTER (BRC) IN NORTH CAROLINA, SELECT DOGS ARE TREATED WITH INNOVATIVE AND PROVEN PROTOCOLS TO HELP THEM OVERCOME EXTREME FEAR THAT PREVENTS ADOPTABILITY OR DIMINISHES THEIR QUALITY OF LIFE. THE LEARNINGS AND RESEARCH DEVELOPED THROUGH THIS WORK IS THEN SHARED WITH SHELTERS AND RESCUE ORGANIZATIONS ACROSS THE COUNTRY THROUGH PUBLICATIONS, TRAININGS, STUDIES, AND OTHER RESOURCES OF THE ASPCA LEARNING LAB (SEE BELOW) AND ASPCAPRO, THE ASPCA INFORMATIONAL AND TRAINING WEBSITE FOR ANIMAL WELFARE PROFESSIONALS. A MAJOR ASPCA SCIENTIFIC STUDY ON THE EFFICACY OF AN INTENSIVE TREATMENT PROGRAM FOR FEARFUL DOGS WAS CONCLUDED IN 2021. IT SHOWED THAT THE BRC'S BEHAVIOR MODIFICATION PROGRAM SUCCESSFULLY REHABILITATED 86% OF DOGS IN THE STUDY, 99% OF WHOM WERE ADOPTED AFTER PLACEMENT WITH SHELTER PARTNERS. THE STUDY RESULTS SUGGEST THAT INCREASING THE AVAILABILITY OF TREATMENT FOR MODERATELY TO EXTREMELY FEARFUL, UNDERSOCIALIZED DOGS MAY CONTRIBUTE TO REDUCING THE EUTHANASIA OF ANIMALS WITH BEHAVIOR PROBLEMS. AS MOST DOGS IN THE BRC STUDY CAME FROM HOARDING SITUATIONS AND PUPPY MILLS, THESE FINDINGS INSPIRE HOPE FOR UNADOPTABLE ANIMALS SUFFERING FROM A POOR QUALITY OF LIFE DUE TO CRUELTY AND NEGLECT. (THIS STUDY WAS PUBLISHED IN THE JOURNAL APPLIED ANIMAL BEHAVIOUR SCIENCE IN 2022). FROM THE BRC'S LAUNCH IN 2013 THROUGH DECEMBER 2021, THE PROGRAM TREATED AND GRADUATED MORE THAN 500 AT-RISK ANIMALS, GENERATING VALUABLE ANIMAL BEHAVIOR INSIGHT THAT WAS DISSEMINATED NATIONWIDE. CRUELTY RECOVERY CENTER IN 2021, THE ASPCA CRUELTY RECOVERY CENTER IN OHIO SHELTERED MORE THAN 350 ANIMALS RESCUED FROM SCENES OF CRUELTY, NEGLECT, AND NATURAL DISASTERS AROUND THE COUNTRY. IN ADDITION TO DAILY CARE AND ENRICHMENT, THESE ANIMALS RECEIVED MEDICAL AND BEHAVIORAL CARE. THROUGHOUT THE YEAR, CRC MEDICAL, BEHAVIOR, AND SHELTERING STAFF ALSO DEPLOYED TO ASSIST AND PROVIDE CONSULTATION FOR SEVERAL OTHER AGENCIES IN 2021, PROVIDING CARE FOR AN ADDITIONAL 768 RESCUED ANIMALS. ASPCA LEARNING LAB THE ASPCA LEARNING LAB SHARED CRITICAL ANIMAL BEHAVIORAL CARE STRATEGIES AND TECHNIQUES WITH THE PROFESSIONAL ANIMAL WELFARE COMMUNITY. IN 2021, THESE INSIGHTS WERE EXPERIENCED THROUGH MORE THAN 10,000 INDIVIDUAL EDUCATIONAL INTERACTIONS, INCLUDING ONLINE ROUNDTABLES, WORKSHOPS, COURSES, AND CONFERENCES. FORM 990, PART III, LINE 4C 4. STOPPING ANIMAL CRUELTY THROUGH THE ASPCA-NYPD PARTNERSHIP THE ASPCA-NYPD PARTNERSHIP LAUNCHED CITYWIDE IN 2014, WITH THE NYPD TAKING THE LEAD ROLE IN RESPONDING TO ALL ANIMAL CRUELTY COMPLAINTS IN THE FIVE BOROUGHS, AND THE ASPCA PROVIDING DIRECT CARE FOR ANIMAL VICTIMS, AS WELL AS LAW ENFORCEMENT TRAINING AND VETERINARY FORENSIC AND LEGAL SUPPORT. THE ASPCA AND NYPD ALSO PARTICIPATE COLLABORATIVELY IN COMMUNITY EVENTS ACROSS THE CITY. FROM ITS CITYWIDE INCEPTION IN 2014 THROUGH THE END OF 2021, THE ASPCA-NYPD PARTNERSHIP HAS RESULTED IN THE RESCUE AND TREATMENT OF MORE THAN 3350 VULNERABLE ANIMALS. OVERALL IN 2021, THE ASPCA-NYPD PARTNERSHIP RESULTED IN NEARLY 400 DOGS AND CATS BEING SEIZED BY THE NYPD AND TREATED BY ASPCA VETERINARY AND BEHAVIOR PROFESSIONALS. IN ADDITION, THE NYPD MADE 101 ANIMAL CRUELTY ARRESTS, AND ASPCA VETERINARY FORENSIC SCIENCE TEAMS IN NYC AND GAINESVILLE TOOK ON MORE THAN 300 CASES TO SUPPORT ANIMAL CRUELTY PROSECUTIONS. FOR EXAMPLE, IN LATE SEPTEMBER, AT THE REQUEST OF THE NEW YORK CITY POLICE DEPARTMENT (NYPD), THE ASPCA ASSISTED WITH THE RESCUE OF 21 DOGS, INCLUDING PUPPIES, FROM A CRUELTY SITUATION IN BROOKLYN, NY. SEVERAL DOGS WERE FOUND CRAMMED IN SMALL CAGES, COVERED IN FECES AND URINE IN AN APARTMENT WITH POOR VENTILATION AND A STRONG ODOR OF AMMONIA. ASPCA EXPERTS SUPPORTED THIS CASE WITH BOOTS-ON-THE-GROUND ASSISTANCE TO REMOVE THE DOGS FROM THE PROPERTY AND TRANSPORT THEM TO ASPCA CARE, WHERE VETERINARY AND BEHAVIOR EXPERTS CONDUCTED FORENSIC EXAMS. ASPCA MEDICAL AND BEHAVIORAL EXPERTS PROVIDED THE DOGS WITH MEDICAL CARE, BEHAVIORAL TREATMENT, AND ENRICHMENT. 5. EQUINE WELFARE: EXPLORING AND APPLYING THE BEST WAYS TO HELP AT-RISK HORSES THE ASPCA EQUINE WELFARE TEAM FINDS AND LEVERAGES INNOVATIVE AND COLLABORATIVE WAYS TO HELP EQUINES IN NEED SECURE NEW HOMES AND CAREERS. ASPCA RIGHT HORSE ACROSS 2021, ASPCA RIGHT HORSE PARTNERS PLACED MORE THAN 3,577 HORSES IN ADOPTIVE HOMES. THEY ALSO ADDED SIX NEW ASPCA RIGHT HORSE ADOPTION PARTNERS AND 13 NEW INDUSTRY/TRAINING PARTNERS TO IDENTIFY AND TAKE ADVANTAGE OF NEW EQUINE ADOPTION AND CAREER OPPORTUNITIES. ASPCA HORSE ADOPTION EXPRESS THE ASPCA HORSE ADOPTION EXPRESS, WHICH MOVES HORSES TO AND FROM ASPCA ADOPTION PARTNER FACILITIES, TRANSPORTED 188 HORSES TO ADOPTION PARTNERS AND TRAINING PARTNERS. WE'VE OBSERVED THAT THE BIGGEST BARRIER TO ADOPTION IS OFTEN THE DISTANCE BETWEEN THE ADOPTER AND THEIR RIGHT HORSE. THE HORSE ADOPTION EXPRESS REMOVES THAT BARRIER AND ENSURES MORE HORSES ARE HELPED THROUGH STRATEGIC RELOCATION. ASPCA REGIONAL SUPPORT CENTER THE PILOT ASPCA REGIONAL SUPPORT CENTER (RSC) PROVIDED FULLY SUBSIDIZED SERVICES TO HORSE OWNERS IN NEED IN THE OKLAHOMA CITY AREA. IN COLLABORATION WITH A LOCAL VETERINARY CLINIC AND SEVERAL REHOMING PARTNERS, THE OPEN-ADMISSION CENTER WAS A SAFE PLACE FOR HORSE OWNERS TO RELINQUISH HORSES FOR ADOPTION INTO NEW HOMES, OFFERING ACCESS TO BASIC VETERINARY SERVICES AND HUMANE EUTHANASIA FOR SUFFERING HORSES, MULES, AND DONKEYS. OVER 100 EQUINES WERE HELPED THROUGH THIS PROGRAM IN 2021. ASPCA EQUINE TRANSITION AND ADOPTION CENTER TOWARD THE END OF THE YEAR, THE ASPCA ENDED THE RSC PROGRAM AND LAUNCHED THE EQUINE TRANSITION AND ADOPTION CENTER, WHICH CONTINUES TO PROVIDE THE SERVICES THE RSC PROVIDED WHILE ALSO ADDRESSING SPECIFIC CHALLENGES IN EQUINE REHOMING, INCLUDING BEHAVIOR REHABILITATION AND THE MARKETING OF OLDER AND MEDICALLY COMPROMISED EQUINES. 6. FARM ANIMAL WELFARE: PROTECTING ANIMALS ABUSED IN CRUEL FARM SYSTEMS IN 2021, THE ASPCA CONTINUED TO HELP THE PUBLIC, FOOD COMPANIES, AND LAWMAKERS IMPROVE FARM ANIMALS' LIVES THROUGH THE CREATION AND PROMOTION OF CONSUMER RESOURCES AND CORPORATE ENGAGEMENT AND ADVOCACY EFFORTS AIMED AT ELIMINATING CRUEL FACTORY FARMING PRACTICES AND TRANSITIONING THEM TO HIGHER WELFARE FARMING METHODS LIKE THOSE REQUIRED BY MEANINGFUL WELFARE CERTIFICATIONS. NEW FOOD COMPANY COMMITMENTS THE FARM ANIMAL WELFARE DEPARTMENT SECURED 36 NEW FOOD INDUSTRY COMMITMENTS TO MEANINGFULLY IMPROVE FARM ANIMAL WELFARE. ONE OF THESE COMPANIES, THE HONEST KITCHEN, BECAME THE FIRST MAJOR PET FOOD COMPANY AVAILABLE IN NATIONAL RETAILER STORES TO ADOPT THE BETTER CHICKEN COMMITMENT AND PUBLICLY STATE THEIR INTENTION TO CERTIFY THE WELFARE OF ALL PRODUCTS FROM CHICKENS. IN ADDITION, 16 COMPANIES FROM WHOM THE ASPCA PREVIOUSLY SECURED COMMITMENTS REPORTED FULL IMPLEMENTATION OR SIGNIFICANT PROGRESS ON IMPLEMENTING THEIR FARM ANIMAL WELFARE IMPROVEMENTS. GRANTS SUPPORTING FARMERS' TRANSITION TO HIGH WELFARE FOR THE FOURTH YEAR, THE ASPCA GRANTED FUNDS TO THE FOOD ANIMAL CONCERNS TRUST (FACT) TO HELP FARMERS TRANSITION TO MEET THE STANDARDS OF MEANINGFUL ANIMAL WELFARE CERTIFICATION PROGRAMS AND EXPAND THEIR EXISTING WELFARE-CERTIFIED OPERATIONS TO MEET THE GROWING DEMAND FOR MORE HUMANELY FARMED ANIMAL PRODUCTS. NEARLY 32,000 ANIMALS HAVE BENEFITED FROM FACT GRANTS IN THE LAST FOUR YEARS. FACT GRANTS ARE A CRITICAL RESOURCE FOR HIGHER-WELFARE FARMS AND FARMERS OFTEN EXCLUDED FROM THE MAJORITY OF FEDERAL FUNDING AND RELIEF PROGRAMS. THIS YEAR, SEVEN OF THE 19 ASPCA-FUNDED GRANTS GIVEN TO FARMERS IN 15 STATES WENT TO FARMERS IDENTIFIED AS BLACK, INDIGENOUS, OR PERSON OF COLOR (BIPOC), COMMUNITIES THAT HAVE HISTORICALLY FACED ADDITIONAL BARRIERS TO ACCESSING FUNDS. TAKING ACTION DURING FARM ANIMAL AWARENESS WEEK IN SEPTEMBER, THE ASPCA CELEBRATED FARM ANIMAL AWARENESS WEEK TO SHOWCASE PRACTICAL STEPS PEOPLE CAN TAKE TO IMPROVE THE LIVES OF FARM ANIMALS. TO SUPPORT THE EVENT, THE ASPCA CREATED A SOCIAL MEDIA CAMPAIGN THAT URGED A RANGE OF ACTIONS, INCLUDING MAKING MORE HUMANE FOOD CHOICES AND SUPPORTING THE FARM SYSTEM REFORM ACT. THESE POSTS WERE SHARED BY HIGHER-WELFARE FOOD COMPANIES, CHEFS, CELEBRITIES, AND INFLUENCERS WITH A COMBINED FOLLOWING OF MORE THAN ONE MILLION PEOPLE. THIS CAMPAIGN ALSO HELPED US DEEPEN RELATIONSHIPS WITH THESE ALLIES AND REACH NEW AUDIENCES WITH ASPCA FARM ANIMAL WELFARE MESSAGING AND CAMPAIGNS. NEW ASPCA MEDIA FELLOWSHIP EDUCATES JOURNALISTS ON FARMED ANIMAL LAW IN APRIL 2021, THE ASPCA AND VERMONT LAW SCHOOL (VLS) LAUNCHED A NEW ANIMAL LAW MEDIA FELLOWSHIP THAT OFFERS JOURNALISTS THE OPPORTUNITY TO ATTEND A VLS SUMMER COURSE FOCUSING ON THE INTERSECTIONS OF FARM ANIMAL WELFARE, FACTORY FARMING, MEDIA, AND THE LAW. AN ASPCA GRANT COVERED THE TOTAL COST OF THE FELLOWSHIP, WHICH IS THE FIRST MEDIA FELLOWSHIP FOCUSING SPECIFICALLY ON FARMED ANIMAL LAW. THIS FELLOWSHIP IS ALSO AN EXCITING OPPORTUNITY TO FOSTER GREATER TRANSPARENCY AND SPARK DIALOGUE AROUND THE DEPICTION OF FARM ANIMAL WELFARE IN THE MEDIA. FORM 990, PART VI, SECTION A, LINE 1A THE ASPCA SHALL HAVE TWO CLASSES OF MEMBERS: GOVERNING MEMBERS, WHO SHALL HAVE FULL VOTING RIGHTS RESERVED TO "MEMBERS" UNDER THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW, AND AFFINITY MEMBERS, WHO SHALL NOT HAVE VOTING RIGHTS. GOVERNING MEMBERS SHALL CONSIST AT ANY TIME OF THOSE PERSONS WHO ARE SERVING AT THAT TIME AS MEMBERS OF THE BOARD OF DIRECTORS. ONLY GOVERNING MEMBERS SHALL HAVE THE RIGHT TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS AND TO VOTE ON ANY OTHER TRANSACTION OR MATTER THAT SHALL PROPERLY COME BEFORE THE MEMBERS OF THE CORPORATION IN ACCORDANCE WITH THE ASPCA'S CERTIFICATE OF INCORPORATION, ITS BY-LAWS, OR APPLICABLE LAW. AFFINITY MEMBERS SHALL CONSIST OF ONE OR MORE CATEGORIES OF INDIVIDUALS AS MAY BE ESTABLISHED FROM TIME TO TIME BY THE BOARD OF DIRECTORS. AFFINITY MEMBERS SHALL MAKE SUCH ANNUAL CONTRIBUTIONS OR PAY SUCH ANNUAL DUES AS MAY BE ESTABLISHED FROM TIME TO TIME BY THE BOARD OF DIRECTORS. THE ASPCA MAY OFFER AFFINITY MEMBERS CERTAIN BENEFITS OF MEMBERSHIP, BUT AFFINITY MEMBERS SHALL NOT BE CONSIDERED "MEMBERS" AS THAT TERM IS USED IN THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW OR IN ANY OTHER APPLICABLE LAW, RULE, OR REGULATION. ACCORDINGLY, WITH THE EXCEPTION OF THOSE AFFINITY MEMBERS WHO ARE ALSO GOVERNING MEMBERS, NO AFFINITY MEMBER SHALL HAVE THE RIGHT TO VOTE ON THE ELECTION OF PERSONS TO THE BOARD OF DIRECTORS OR ON ANY OTHER TRANSACTION OR MATTER THAT SHALL PROPERLY COME BEFORE THE MEMBERS OF THE CORPORATION IN ACCORDANCE WITH THE ASPCA'S CERTIFICATE OF INCORPORATION, THESE BY-LAWS, OR APPLICABLE LAW. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY A NATIONALLY RENOWNED ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE DEPARTMENT. THE DRAFT OF THE FORM 990 IS REVIEWED BY SENIOR MANAGEMENT, LEGAL COUNSEL, AS WELL AS THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. A COPY IS CIRCULATED TO THE FULL BOARD OF DIRECTORS PRIOR TO THE RETURN'S FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES COMPLETE A WRITTEN CONFLICT OF INTEREST QUESTIONNAIRE AND DECLARATION ANNUALLY. THE SECRETARY OF THE ASPCA PROVIDES COPIES OF ALL COMPLETED DISCLOSURE STATEMENTS TO THE CHAIR OF THE AUDIT COMMITTEE AND TO THE CHIEF LEGAL OFFICER. ANY POTENTIAL CONFLICTS ARE ADDED TO RECORDS MAINTAINED BY THE ASPCA'S LEGAL DEPARTMENT. FORM 990, PART VI, SECTION B, LINE 15 THE AUDIT COMMITTEE OF THE ASPCA BOARD IS THE AUTHORIZED COMPENSATION-SETTING BODY THAT REVIEWS AND APPROVES THE COMPENSATION OF THE "DISQUALIFIED PERSONS" OF THE ASPCA. THE ASPCA ENGAGES AN INDEPENDENT COMPENSATION EXPERT TO CONDUCT A COMPENSATION STUDY TO ASSESS THE REASONABLENESS OF EACH "DISQUALIFIED PERSON'S" TOTAL COMPENSATION IN ACCORDANCE WITH THE REBUTTABLE PRESUMPTION "SAFE HARBOR" PROVISIONS OF SECTION 4958 OF THE INTERNAL REVENUE CODE. THE COMPENSATION EXPERT ASSESSES THE REASONABLENESS OF EACH PERSON'S TOTAL COMPENSATION BASED ON COMPARABILITY DATA FOR THE POSITIONS UNDER REVIEW AND PROVIDES SUCH DATA AND ANALYSIS TO THE AUDIT COMMITTEE FOR ITS REVIEW. THE COMPARABILITY DATA IS DRAWN FROM INDUSTRY SURVEYS AND DATA SOURCES FOR COMPARABLE POSITIONS IN ORGANIZATIONS OF SIMILAR SCOPE, OPERATING BUDGET, AND TYPE. WITH RESPECT TO "DISQUALIFIED PERSONS" OTHER THAN THE PRESIDENT & CEO, THE AUDIT COMMITTEE REVIEWS THE COMPENSATION EXPERT'S STUDY AND COMPARABILITY DATA AND THE PRESIDENT & CEO'S ANALYSIS OF EACH INDIVIDUAL'S PERFORMANCE, DELIBERATES, AND VOTES ON WHETHER TO APPROVE THE TOTAL COMPENSATION RECOMMENDATION PROPOSED BY THE PRESIDENT & CEO. THE PERSON WHOSE COMPENSATION IS UNDER REVIEW IS NOT PRESENT AND DOES NOT PARTICIPATE IN THE DELIBERATIONS, EXCEPT THAT SUCH PERSON MAY ANSWER QUESTIONS THAT WILL HELP THE COMMITTEE IN ITS DELIBERATIONS. WITH RESPECT TO THE PRESIDENT & CEO, THE AUDIT COMMITTEE REVIEWS THE COMPENSATION EXPERT'S STUDY AND COMPARABILITY DATA AND THE EXECUTIVE COMMITTEE'S ANALYSIS OF THE PRESIDENT & CEO'S PERFORMANCE, DELIBERATES, AND VOTES ON A RECOMMENDATION ON THE PRESIDENT & CEO'S TOTAL COMPENSATION (INCLUDING PERFORMANCE BONUS), WHICH RECOMMENDATION IT PROVIDES TO THE FULL BOARD OF DIRECTORS. THE FULL BOARD OF DIRECTORS ASSESSES THE AUDIT COMMITTEE'S RECOMMENDATIONS AND VOTES WHETHER TO APPROVE THE TOTAL COMPENSATION (INCLUDING PERFORMANCE BONUS) FOR THE PRESIDENT & CEO. THE PRESIDENT & CEO IS NOT PRESENT DURING EITHER THE AUDIT COMMITTEE'S REVIEW OF HIS COMPENSATION NOR THE FULL BOARD'S APPROVAL OF THE COMPENSATION AND DOES NOT PARTICIPATE IN THE DELIBERATIONS, EXCEPT THAT HE MAY ANSWER QUESTIONS THAT WILL HELP THE COMMITTEE OR THE FULL BOARD IN THEIR DELIBERATIONS. FOR ALL "DISQUALIFIED PERSONS," THE AUDIT COMMITTEE DOCUMENTS THE BASIS FOR ITS DETERMINATIONS CONCURRENTLY WITH THE APPROVAL OF THE COMPENSATION BY DRAFTING MINUTES OF THE MEETING AT WHICH THE DETERMINATIONS WERE MADE. THE MINUTES INCLUDE THE FOLLOWING INFORMATION: 1. THE TERMS OF THE APPROVED COMPENSATION AND THE DATE APPROVED; 2. THE NAMES OF MEMBERS OF THE AUDIT COMMITTEE WHO WERE PRESENT DURING DISCUSSION OF THE COMPENSATION AND THOSE WHO VOTED ON IT; 3. THE COMPARABILITY DATA THAT WAS RELIED ON BY THE AUDIT COMMITTEE AND HOW SUCH DATA WAS OBTAINED; AND 4. ANY ACTIONS (SUCH AS RECUSAL) TAKEN BY A MEMBER OF THE AUDIT COMMITTEE HAVING A CONFLICT OF INTEREST. THE AUDIT COMMITTEE THEN APPROVES THE MINUTES WITHIN A REASONABLE PERIOD OF TIME AFTER ITS PREPARATION. SIMILARLY, THE BOARD DOCUMENTS THE BASIS FOR ITS DETERMINATION OF THE PRESIDENT & CEO'S COMPENSATION CONCURRENTLY WITH THE APPROVAL OF THE COMPENSATION BY DRAFTING MINUTES OF THE MEETING AT WHICH THE DETERMINATION WAS MADE. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, CERTIFICATE OF INCORPORATION AND BY-LAWS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND THROUGH CHARITABLE REGISTRATION REQUIREMENTS IN OVER 40 STATES. THE ASPCA MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS AND PLACING A COPY ON ITS WEBSITE. THE FORM 990 IS ALSO PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: UNREALIZED GAIN ON BENEFICIAL INTERESTS IN PERPETUAL TRUSTS HELD BY OTHERS 2,300,214. DUE FROM ASPCA VETERINARY SERVICES OF NC, PC 160,270. ASPCA VETERINARY SERVICES OF NORTH CAROLINA PC 25 HERITAGE DR ASHVILLE NC 28806 473987701 VETERINARY SERVICES TO THE ASPCA IN NC NC 501(C)(3) LINE 7 ASPCA 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 ASPCA VETERINARY SERVICES OF NORTH CAROLINA PC L 89937 BOOK VALUE ASPCA VETERINARY SERVICES OF NORTH CAROLINA PC O 315305 BOOK VALUE