2022-05-24T09:06:27-05:00 2021-12-31 420714325 RSM US LLP 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2021-01-01 942437024 SEMICONDUCTOR INDUSTRY ASSOCIATION SEMI 2024461700 1101 K STREET NW 450 WASHINGTON DC 20005 JOHN NEUFFER CHIEF FINANCIAL OFFICER 2024461700 2022-05-19 1 JOHN NEUFFER XXX-XX-XXXX SARA SMITH P01332734 2022932200 2022-05-17 0 AAL1 IAL1 2021 2022-09-23 18:48:47Z JOHN NEUFFER 1101 K STREET NW 450 WASHINGTON DC 20005 11012476 0 X WWW.SEMICONDUCTORS.ORG X 1977 CA THE SEMICONDUCTOR INDUSTRY ASSOCIATION (SIA) IS THE VOICE OF THE SEMICONDUCTOR INDUSTRY, ONE OF AMERICA'S TOP EXPORT INDUSTRIES AND A KEY DRIVER OF AMERICA'S ECONOMIC STRENGTH, NATIONAL SECURITY, AND GLOBAL COMPETITIVENESS. SEMICONDUCTORS THE TINY CHIPS THAT ENABLE MODERN TECHNOLOGIES HAVE HELPED GIVE RISE TO INCREDIBLE PRODUCTS AND SERVICES THAT HAVE TRANSFORMED OUR LIVES AND OUR ECONOMY. THE SEMICONDUCTOR INDUSTRY DIRECTLY EMPLOYS NEARLY A QUARTER OF A MILLION PEOPLE IN THE U.S. SIA MEMBERS ACCOUNT FOR NEARLY 95 PERCENT OF ALL U.S. SEMICONDUCTOR INDUSTRY SALES. THROUGH THIS COALITION, SIA SEEKS TO STRENGTHEN LEADERSHIP OF SEMICONDUCTOR MANUFACTURING, DESIGN, AND RESEARCH BY WORKING WITH CONGRESS, THE ADMINISTRATION, AND KEY INDUSTRY STAKEHOLDERS TO ENCOURAGE POLICIES THAT FUEL INNOVATION, PROPEL BUSINESS, AND DRIVE INTERNATIONAL COMPETITION. 21 21 16 21 0 0 0 0 9401252 10981714 119870 30762 3742 0 9524864 11012476 5000 0 0 0 4329619 4326049 0 0 0 4542930 5816586 8877549 10142635 647315 869841 11880643 13214736 6115595 6579847 5765048 6634889 X THE SEMICONDUCTOR INDUSTRY ASSOCIATION (SIA) ADVANCES POLICIES THAT HELP THE INDUSTRY GROW AND UNITES SEMICONDUCTOR COMPANIES AROUND COMMON CHALLENGES.SIA SEEKS TO STRENGTHEN U.S. LEADERSHIP IN SEMICONDUCTOR MANUFACTURING, DESIGN, AND RESEARCH BY WORKING WITH CONGRESS, THE ADMINISTRATION, AND KEY INDUSTRY STAKEHOLDERS TO ENCOURAGE POLICIES AND REGULATIONS THAT FUEL INNOVATION, PROPEL BUSINESS, AND DRIVE INTERNATIONAL COMPETITION. 0 0 GLOBAL POLICY - SUPPORT OF ACCESS TO FOREIGN MARKETS, NON-DISCRIMINATORY AND MARKET-BASED TRADE POLICIES, AND STRONG PROTECTION OF INTELLECTUAL PROPERTY. ADVOCACY - ADVOCACY ON BEHALF OF THE INDUSTRY ON POLICY PRIORITIES SUCH AS TRADE, TAX REFORM, IMMIGRATION REFORM, EXPORT CONTROLS, RESEARCH FUNDING, ENVIRONMENT, ANTI-COUNTERFEITING, AND INTELLECTUAL PROPERTY. COMMUNICATION AND EVENTS - PROVIDING INFORMATION TO THE PUBLIC AND POLICYMAKERS ON THE SEMICONDUCTOR INDUSTRY. OCCUPATIONAL HEALTH, SAFETY, AND ENVIRONMENTAL PROJECTS - THE ASSOCIATION ENGAGES CONSULTANTS ON BEHALF OF THE MEMBERS TO ADDRESS TECHNICAL ISSUES ASSOCIATED WITH PENDING AND POTENTIAL ENVIRONMENTAL, HEALTH, AND SAFETY REGULATIONS.INDUSTRY STATISTICS PROGRAM - COLLECTING AND DISSEMINATING DATA ON THE SEMICONDUCTOR INDUSTRY. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 30 0 1 16 1 0 0 0 0 1 1 0 0 0 X 21 21 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 0 1 1 0 CA X MIKE WILLIAMS 2024461700 1101 K STREET NW 450 WASHINGTON DC 20005 CHRISTIANO AMON CHAIR 1.00 X X 0 0 0 MATT JOHNSON VICE-CHAIR 1.00 X X 0 0 0 VICTOR PENG DIRECTOR 1.00 X 0 0 0 JIM ANDERSON DIRECTOR 1.00 X 0 0 0 MARK BRAZEAL DIRECTOR 1.00 X 0 0 0 ROBERT BRUGGEWORTH DIRECTOR 1.00 X 0 0 0 RICHARD K TEMPLETON DIRECTOR 1.00 X 0 0 0 HASSANE EL-KHOURY DIRECTOR 1.00 X 0 0 0 JOHN FORSYTH DIRECTOR 1.00 X 0 0 0 TIM TETER DIRECTOR 1.00 X 0 0 0 DARIO GIL DIRECTOR 1.00 X 0 0 0 LISA SU DIRECTOR 1.00 X 0 0 0 PATRICK GELSINGER DIRECTOR 1.00 X 0 0 0 THOMAS CAULFIELD DIRECTOR 1.00 X 0 0 0 TUNC DOLUCA DIRECTOR 1.00 X 0 0 0 VINCENT ROCHE DIRECTOR 1.00 X 0 0 0 GREGG LOWE DIRECTOR 1.00 X 0 0 0 LIAM GRIFFIN DIRECTOR 1.00 X 0 0 0 DAVID GOECKELER DIRECTOR 1.00 X 0 0 0 SANJAY MEHROTRA DIRECTOR 1.00 X 0 0 0 MATT MURPHY DIRECTOR 1.00 X 0 0 0 JOHN NEUFFER PRESIDENT & CEO 40.00 X 982611 0 69350 DAVID ISAACS VP, GOVT AFFAIRS 40.00 X 584794 0 91673 JIMMY GOODRICH VP, GLOBAL POLICY 40.00 X 570094 0 56446 MIKE WILLIAMS CFO 16.00 X 0 0 0 ERIK PEDERSON DIR, GOVT AFFAIRS 40.00 X 245890 0 20392 DANIEL ROSSO DIRECTOR, COMMUNICATIONS 40.00 X 226101 0 45342 MEGHAN BIERY DIR, GLOBAL TECH & SECURITY 40.00 X 154774 0 10848 LATOYA ARNOLD ASST TO CEO/OFFICE MGR 40.00 X 138873 0 47426 ZHI SU MGR, RESEARCH 40.00 X 134900 0 18548 3038037 0 360025 10 0 1 0 LAURIE S BEU CONSULTING 12449 LOS INDIOS TRAIL AUSTIN TX 78729 ENVIRONMENTAL CONSULTING 328000 AKIN GUMP STRAUSS HAUER & FELD LLP 1333 NEW HAMPSHIRE AVENUE NW WASHINGTON DC 20036 LEGAL SERVICES 235000 MIKE WILLIAMS & ASSOCIATES LLC 5307 WAPAKONETA ROAD BETHESDA MD 20816 FINANCE AND ACCOUNTING 200400 HOGAN LOVELLS 555 THIRTEENTH STREET NW WASHINGTON DC 20004 LEGAL SERVICES 185151 MEETING TOMORROW INC 2901 W LAWRENCE AVENUE CHICAGO IL 60625 MEETING SERVICES 173900 9 MEMBERSHIP DUES 900099 8721873 8721873 INDUSTRY STATISTICS 900099 1179493 1179493 MEMBER DIRECTED PROJECTS 900099 731098 731098 ANNUAL AWARD DINNER 900099 349250 349250 10981714 30762 30762 11012476 10981714 0 30762 X 2376327 1555179 110280 107015 177248 691026 35130 2374297 263000 79476 159454 153334 406965 40799 1177837 115249 70252 COALITIONS 212710 SUBSCRIPTIONS, DUES AND 41451 EQUIPMENT RENTAL 8932 BAD DEBTS -13326 10142635 2987864 3057251 4543385 9424172 583 103253 175007 897399 398761 579946 498638 3605944 0 59668 59668 11880643 13214736 1003589 1228373 4564871 4865035 547135 486439 6115595 6579847 X 5765048 6634889 5765048 6634889 11880643 13214736 869841 0 X 0 1 X 1 0 0 0 1 8721873 1415000 -767330 647670 1657156 -1009486 584619 217792 366827 312780 180969 131811 498638 DEFERRED RENT ABATEMENT 224364 DEFERRED IMPROVEMENT ALLOWANCE 262075 486439 11012476 0 11012476 0 11012476 10142635 0 10142635 0 10142635 X X X 0 0 0 JOHN NEUFFER PRESIDENT & CEO 551473 0 431138 0 0 0 27550 0 55732 0 1065893 0 0 0 DAVID ISAACS VP, GOVT AFFAIRS 342986 0 241808 0 0 0 27550 0 64831 0 677175 0 0 0 JIMMY GOODRICH VP, GLOBAL POLICY 348286 0 221808 0 0 0 27550 0 35615 0 633259 0 0 0 DANIEL ROSSO DIRECTOR, COMMUNICATIONS 161781 0 64320 0 0 0 16302 0 44287 0 286690 0 0 0 ERIK PEDERSON DIR, GOVT AFFAIRS 215654 0 30236 0 0 0 20392 0 1271 0 267553 0 0 0 LATOYA ARNOLD ASST TO CEO/OFFICE MGR 107650 0 31223 0 0 0 10274 0 41064 0 190211 0 0 0 MEGHAN BIERY DIR, GLOBAL TECH & SECURITY 121649 0 33125 0 0 0 6333 0 7208 0 168315 0 0 0 ZHI SU MGR, RESEARCH 104300 0 30600 0 0 0 9880 0 9364 0 154144 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION HAS THREE CLASSES OF MEMBERSHIP: CHARTER MEMBERS WHO HAVE VOTING RIGHTS, INTERNATIONAL ASSOCIATE MEMBERS AND CORPORATE ASSOCIATE MEMBERS THAT DO NOT HAVE VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7A THE CHARTER (VOTING) MEMBERS ELECT THE BOARD OF DIRECTORS OF THE ASSOCIATION AT THE ANNUAL MEMBERS MEETING. FORM 990, PART VI, SECTION A, LINE 7B UNDER THE CALIFORNIA MUTUAL BENEFIT CORPORATION CODE, SEVERAL MATTERS, E.G., MERGERS AND ACQUISITIONS, DISPOSAL OF ASSETS, ETC. ARE RESERVED EXCLUSIVELY TO THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 IS PROVIDED TO THE AUDIT COMMITTEE OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 12C WHEN ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST ARISES, OFFICERS AND STAFF OF THE SIA DISCLOSE TO SIA THE EXISTENCE OF THE ACTIVITY OR OPPORTUNITY THAT GIVES RISE TO SUCH CONFLICT. DISCLOSURE IS MADE TO THE PRESIDENT OR, IN THE CASE OF THE PRESIDENT, TO THE CHAIRMAN OF THE BOARD. THE PRESIDENT, WITH THE ASSISTANCE OF SIA'S OUTSIDE COUNSEL, ADDRESSES ANY CONFLICT OF INTEREST OR POTENTIAL CONFLICT OF INTEREST SUBMITTED WITH RESPECT TO OFFICERS AND STAFF AND INFORMS THE CHAIRMAN OF THE BOARD OF THE RESOLUTION. THE CHAIRMAN OF THE BOARD, WITH THE ASSISTANCE OF SIA'S OUTSIDE COUNSEL, ADDRESSES ANY CONFLICT OF INTEREST OR POTENTIAL CONFLICT OF INTEREST WITH RESPECT TO THE PRESIDENT AND INFORMS THE BOARD OF THE RESOLUTION. IF THE CHAIRMAN OF THE BOARD OR THE PRESIDENT HAS REASONABLE CAUSE TO BELIEVE THAT A PERSON HAS FAILED TO DISCLOSE AN ACTIVITY OR OPPORTUNITY THAT MAY POSE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST, HE INFORMS THE COVERED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF AFTER HEARING THE COVERED PERSON'S RESPONSE AND MAKING ANY FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES THE CHAIRMAN OF THE BOARD OR THE PRESIDENT, AS THE CASE MAY BE, DETERMINES THAT THE COVERED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, THE CHAIRMAN OF THE BOARD OR THE PRESIDENT TAKE APPROPRIATE CORRECTIVE OR DISCIPLINARY ACTION. FORM 990, PART VI, SECTION B, LINE 15 PRESIDENT OF THE SIA'S MERIT INCREASE AND BONUS ARE DETERMINED BY THE SIA BOARD COMPENSATION SUBCOMMITTEE BASED ON HIS/HER PERFORMANCE. THE COMPENSATION SUBCOMMITTEE ALSO USES FORM 990 INFORMATION FROM OTHER ORGANIZATIONS AS A SOURCE OF COMPARABILITY DATA. PRESIDENT OF THE SIA ASSESSES ALL EMPLOYEES AND DETERMINES MERIT INCREASE AND BONUS BASED ON EMPLOYEE'S PERFORMANCE. PRESIDENT OF THE SIA SUBMITS RECOMMENDATIONS TO THE SIA BOARD COMPENSATION SUBCOMMITTEE WHICH CONSISTS OF THE PAST CHAIR, CURRENT CHAIR, AND CURRENT VICE CHAIR. COMMITTEE EITHER APPROVES OR PROVIDES GUIDANCE ON CHANGE. THE LAST COMPENSATION REVIEW TOOK PLACE IN DECEMBER 2018. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING - GENERAL 1,420,372. CONSULTING - ESH 731,098. OUTSOURCED FINANCE FUNCTION 222,827.