2022-05-16T13:27:06-05:00 2021-06-30 135565207 KPMG LLP 1225 17TH STREET SUITE 800 DENVER CO 80202 990 2020-07-01 043012897 CABLE TELEVISION LABORATORIES INC CABL 3036619100 858 COAL CREEK CIRCLE LOUISVILLE CO 800279750 MICHAEL MEHRTENS SVP & CFO 3036619100 2022-05-16 1 MICHAEL MEHRTENS 999009999 CASSANDRA WYATT P01943677 9282540463 2022-05-16 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z CABLELABS PHIL MCKINNEY 858 COAL CREEK CIRCLE LOUISVILLE CO 800279750 76632755 0 X WWW.CABLELABS.COM X 1988 DE SEE SCHEDULE O.CABLELABS IS A RESEARCH AND DEVELOPMENT CONSORTIUM CREATING INNOVATIVE IDEAS THAT IMPACT ITS MEMBERS' BUSINESS BY DRIVING SCALE, REDUCING COSTS & CREATING COMPETITION. 14 14 165 0 115175 0 190000 0 69514416 63867117 8372 3324626 5731032 9441012 75443820 76632755 126940 570763 0 0 43148415 43889234 0 0 0 28508055 27328294 71783410 71788291 3660410 4844464 41377074 47325607 13457495 14561564 27919579 32764043 X SEE SCHEDULE O. CABLELABS CO-INNOVATES UNEXPECTED SOLUTIONS THAT TRANSFORM AND INSPIRE OUR INDUSTRY. WE STRIVE TO DELIVER INNOVATIONS THAT ENABLE OUR MEMBERS TO BE THE PROVIDER OF CHOICE IN THEIR MARKETS. 0 0 SEE SCHEDULE O. SEE SCHEDULE O. SEE SCHEDULE O. 0 0 0 1 0 0 0 0 0 1 0 1 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 77 0 165 1 1 1 1 HK 0 0 0 0 1 0 X 14 14 0 0 1 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 1 1 X MICHAEL MEHRTENS 3036613714 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 THOMAS RUTLEDGE CHAIRMAN 1.00 0.00 X X 0 0 0 DAVID WATSON VICE CHAIRMAN 1.00 0.00 X X 0 0 0 PATRICK ESSER TREASURER 1.00 0.00 X X 0 0 0 EDWARD S ROGERS SECRETARY 1.00 0.00 X X 0 0 0 LOUIS AUDET DIRECTOR 1.00 0.00 X 0 0 0 JOHN PASCARELLI DIRECTOR 1.00 0.00 X 0 0 0 RON DUNCAN DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL T FRIES DIRECTOR 1.00 0.00 X 0 0 0 PAT MCADARAGH DIRECTOR 1.00 0.00 X 0 0 0 JULIE LAULIS DIRECTOR 1.00 0.00 X 0 0 0 BRAD SHAW DIRECTOR 1.00 0.00 X 0 0 0 JEAN-FRANCOIS PRUNEAU DIRECTOR 1.00 0.00 X 0 0 0 DR HANNES AMESTSREITER DIRECTOR 1.00 0.00 X 0 0 0 HIROHIKO IMURA DIRECTOR 1.00 0.00 X 0 0 0 PHIL MCKINNEY PRESIDENT & CEO 30.00 10.00 X 1920170 0 86377 RACHEL BIESEL SVP AND CMO 35.00 5.00 X 359118 0 83866 JEFF CHEN SVP & CRO 40.00 0.00 X 543487 0 85774 BELAL HAMZEH SVP & CTO 40.00 2.00 X 406344 0 102768 CHRISTOPHER LAMMERS SENIOR EXECUTIVE ADVISOR 5.00 35.00 X 785963 0 87580 LORI LANTZ SVP & CHIEF PEOPLE OFFICER 20.00 20.00 X 260449 0 58614 MICHAEL MEHRTENS SVP & CFO 30.00 10.00 X 320458 0 80181 RON REUSS SVP & CHIEF STRATEGY OFFICER 40.00 0.00 X 388193 0 102961 MARIAM SOROND SVP & CDRO 40.00 0.00 X 637086 0 98878 LEE ZIEROTH SVP & GENERAL COUNSEL 40.00 0.00 X 538092 0 88428 ISAAC ELLIOT CEO THRU 7/20 5.00 35.00 X 620797 0 103533 BERNARDO A HUBERMAN FELLOW & VP, NEXT GEN SYSTEMS 40.00 10.00 X 566276 0 85451 LUIS A CAMPOS FELLOW 40.00 10.00 X 465287 0 103628 JUDSON CARY VP, DEPUTY GENERAL COUNSEL 40.00 10.00 X 456250 0 71982 ANJU AHUJA VP, PRODUCT SRATEGY & INSIGHT 40.00 0.00 X 402066 0 71441 RAKESH TAORI VP, WIRELESS 40.00 10.00 X 474994 0 79947 9145030 0 1391409 131 0 1 0 OAM TECHNOLOGY CONSULTING LLC 4240 AURORA AVE BOULDER CO 80303 TECHNICAL CONTRACTOR 684950 SENTOSA TECHNOLOGY CONSULTANTS INC 2672 BEECH CIRCLE LONGMONT CO 80503 TECHNICAL CONTRACTOR 579081 STRATEGY ANALYTICS 199 WELLS AVENUE SUITE 108 NEWTON MA 02459 TECHNICAL CONTRACTOR 433830 VAMAN LLC 2641 PADDOCK GATE CT HERNDON VA 20171 TECHNICAL CONTRACTOR 433463 CALIAN ADVANCED TECH 18 INNOVATION BLVD SASKATOON CA SK S7N 3R1 TECHNICAL CONTRACTOR 347500 23 MEMBERSHIP DUES 541900 60125427 60125427 ROYALTY ADMIN FEE-MPEG 525990 3135145 3019970 115175 LICENSING FEES 541900 428864 428864 TECHNICAL SERVICES 541900 177681 177681 63867117 2749298 2749298 9441012 9441012 575328 0 575328 575328 575328 76632755 76517580 115175 0 480463 90300 6780159 29293401 3329286 2581768 1904620 650060 2283978 159691 5148961 455537 5914503 3336573 196410 964819 11417 2646955 458121 MEMBERSHIP DUES 2794828 PAYMENT TO AFFILIATES 2091135 MEMBER REL./PROF. DEV. 155701 INCOME TAX EXPENSE 59605 71788291 11500312 14928476 0 0 0 0 8614883 7755532 0 0 0 0 0 0 0 0 4085368 4249522 32613642 26739268 4404425 5874374 3045624 0 317027 317027 3608533 7499529 0 5800902 6701147 41377074 47325607 7470089 9135721 0 0 1603853 982872 0 0 0 0 0 0 0 0 0 0 4383553 4442971 13457495 14561564 X 27919579 32764043 0 0 27919579 32764043 41377074 47325607 4844464 0 X 0 1 X 1 0 1 0 0 6989893 5161127 1828766 18492308 14813965 3678343 7131441 6764176 367265 5874374 NETWORKFX, INC. 7499529 C 7499529 INTERCOMPANY RECEIVABLES 6602445 LONG-TERM DEPOSITS 135290 INCOME TAX RECEIVABLES -36588 6701147 DEFERRED COMPENSATION 3890905 DEFERRED RENT 326618 LEASE OBLIGATION 225448 4442971 X PART X, LINE 2: ASC 740 FOOTNOTE: AS AN ORGANIZATION DESCRIBED IN INTERNAL REVENUE CODE (IRC) SECTION 501(C)(6), THE COMPANY IS EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(A) ON INCOME FROM ACTIVITIES RELATED TO ITS EXEMPT FUNCTION. THE COMPANY HAD NO MATERIAL AMOUNTS OF TAXABLE INCOME DURING ITS FISCAL YEARS ENDED JUNE 30, 2021 AND 2020. THE COMPANY'S WHOLLY OWNED SUBSIDIARY, KYRIO IS A TAXABLE C CORPORATION, BUT ALSO HAD NO MATERIAL AMOUNTS OF TAXABLE INCOME FOR THE FISCAL YEARS ENDED JUNE 30, 2021 AND 2020. THE COMPANY'S EFFECTIVE RECORDED TAX RATE DIFFERS FROM THE FEDERAL STATUTORY RATE BECAUSE A SUBSTANSTIAL PORTION OF THE COMPANY'S ACTIVITIES ARE EXEMPT FROM INCOME TAX. THE COMPANY DID NOT HAVE ANY TAX POSITIONS THAT WERE CONSIDERED UNCERTAIN DURING THE FISCAL YEARS ENDED JUNE 30, 2021 AND 2020. THE COMPANY IS NO LONGER SUBJECT TO FEDERAL, STATE, AND LOCAL EXAMINATIONS BY THE TAX AUTHORITIES IN MOST JURISDICTIONS FOR YEARS ENDED BEFORE JUNE 30, 2013. NORTH AMERICA 0 1 PROGRAM SERVICES SEE SCHEDULE F, PART V 393566 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SEE SCHEDULE F, PART V 51517 EUROPE (INCLUDING ICELAND & GREENLAND) 0 3 PROGRAM SERVICES SEE SCHEDULE F, PART V 697080 0 4 0 0 0 4 1142163 0 1142163 EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH GRANT 90300 WIRE TRANSFER FMV 1 0 0 0 0 0 0 0 PART III ACCOUNTING METHOD: PART I, LINE 3, ITEMS 1-3: THE ONLY TYPES OF EXPENDITURES CABLELABS INCURS OUTSIDE THE U.S. ARE FOR TRAVEL, MEMBERSHIP DUES, CONFERENCE FEES, CONSULTING, AND EQUIPMENT OR SOFTWARE PURCHASES. 1 NYU WIRELESS 370 JAY ST 9TH FL BROOKLYN NY 11201 135562308 501(C)(3) 200000 RESEARCH GRANT CARNEGIE MELLON UNIVERSITY 5000 FORBES AVE PITTSBURGH PA 15213 250969449 501(C)(3) 100000 RESEARCH GRANT COLORADO STATE UNIVERSITY FDN UNIVERSITY SERVICE CTR SUITE 300 FORT COLLINS CO 80523 237098397 501(C)(3) 78500 RESEARCH GRANT GEORGIA TECH FOUNDATION INC 760 SPRING STREET NW SUITE 400 ATLANTA GA 30308 586043294 501(C)(3) 50000 RESEARCH GRANT SILICON FLATIRONS CENTER 01 UCB 2450 KITTREDGE LOOP DR BOULDER CO 80309 846000555 501(C)(3) 20000 RESEARCH GRANT WALTER KAITZ FOUNDATION 25 MASSACHUSETTS AVE NW WASHINGTON DC 20001 942666764 501(C)(3) 15000 RESEARCH GRANT COLORADO WOMEN'S HALL OF FAME 5340 S QUEBEC ST SUITE 250S GREENWOOD VILLAGE CO 80111 841042510 501(C)(3) 7500 SUPPORT 7 PART I, LINE 2: CABLELABS DOES NOT MAKE GRANTS THAT REQUIRE ANY TYPE OF REPORTING OR MONITORING OF THE USE OF GRANT FUNDS. THE GRANTS WERE MADE TO SUPPORT OPERATIONS OF THESE ORGANIZATIONS. X 1 1 X X X 0 0 0 PHIL MCKINNEY PRESIDENT & CEO 968524 0 931972 0 19674 0 39900 0 46477 0 2006547 0 0 0 CHRISTOPHER LAMMERS SENIOR EXECUTIVE ADVISOR 601017 0 181355 0 3591 0 39900 0 47680 0 873543 0 0 0 MARIAM SOROND SVP & CDRO 500000 0 134911 0 2175 0 39900 0 58978 0 735964 0 0 0 ISAAC ELLIOT CEO THRU 7/20 473116 0 145596 0 2085 0 39900 0 63633 0 724330 0 0 0 BERNARDO A HUBERMAN FELLOW & VP, NEXT GEN SYSTEMS 424360 0 131506 0 10410 0 39900 0 45551 0 651727 0 0 0 JEFF CHEN SVP & CRO 414295 0 127413 0 1779 0 39900 0 45874 0 629261 0 0 0 LEE ZIEROTH SVP & GENERAL COUNSEL 409982 0 123697 0 4413 0 39900 0 48528 0 626520 0 0 0 LUIS A CAMPOS FELLOW 325385 0 101115 0 38787 0 39900 0 63728 0 568915 0 0 0 RAKESH TAORI VP, WIRELESS 291667 0 182140 0 1187 0 39900 0 40047 0 554941 0 0 0 JUDSON CARY VP, DEPUTY GENERAL COUNSEL 348537 0 105753 0 1960 0 39900 0 32082 0 528232 0 0 0 BELAL HAMZEH SVP & CTO 307146 0 93816 0 5382 0 39900 0 62868 0 509112 0 0 0 RON REUSS SVP & CHIEF STRATEGY OFFICER 292611 0 93877 0 1705 0 40357 0 62604 0 491154 0 0 0 ANJU AHUJA VP, PRODUCT SRATEGY & INSIGHT 305950 0 93801 0 2315 0 39900 0 31541 0 473507 0 0 0 RACHEL BIESEL SVP AND CMO 274082 0 83744 0 1292 0 38500 0 45366 0 442984 0 0 0 MICHAEL MEHRTENS SVP & CFO 245180 0 73537 0 1741 0 34325 0 45856 0 400639 0 0 0 LORI LANTZ SVP & CHIEF PEOPLE OFFICER 198891 0 59979 0 1579 0 27845 0 30769 0 319063 0 0 0 PART I, LINE 1A CABLELABS GROSSES UP THE VALUE OF EMPLOYEE RECOGNITION AWARDS (E.G. GIFT CARDS) FOR ALL EMPLOYEES. CERTAIN NEW HIRES ARE OFFERED A RELOCATION ALLOWANCE TO COVER ELIGIBLE RELOCATION EXPENSES UP TO 15% OF BASE SALARY TO ENTICE THEM TO ACCEPT OUR JOB OFFER. TAXABLE RELOCATION REIMBURSEMENTS ARE GROSSED UP. THE RELOCATION ALLOWANCE IS DOCUMENTED IN OUR RECRUITMENT POLICY WHICH WAS APPROVED BY THE COMPANY'S CHIEF OPERATING OFFICER AND VICE PRESIDENT OF HUMAN RESOURCES. PART III, LINE 4: STATEMENT OF PROGRAM SERVICES FOUNDED IN 1988 BY CABLE OPERATING COMPANIES, CABLE TELEVISION LABORATORIES, INC. (CABLELABS OR THE COMPANY) IS A NONPROFIT INNOVATION AND R&D LAB THAT IS DEDICATED TO CREATING AND LEVERAGING INNOVATIVE IDEAS THAT SIGNIFICANTLY IMPACT ITS CABLE OPERATOR MEMBERS' BUSINESS THROUGHOUT THE WORLD BY ALLOWING THEM TO BE THE PROVIDERS OF CHOICE IN THE MARKETS THEY SERVE. THE COMPANY'S KEY OBJECTIVES ARE TO PROVIDE A CENTRAL SOURCE OF TIMELY INFORMATION ABOUT TECHNICAL DEVELOPMENTS OF INTEREST TO THE INDUSTRY; PLAN, PERFORM, AND FUND INNOVATION AND RESEARCH AND DEVELOPMENT PROJECTS THAT ALIGN WITH THE OVERALL INTERESTS OF THE CABLE INDUSTRY; FACILITATE THE TRANSFER OF RELEVANT TECHNOLOGY AND BEST PRACTICES FOR DEPLOYING NEW TECHNOLOGY TO MEMBER COMPANIES AND PROVIDERS TO THE INDUSTRY; AND PROVIDE SERVICES THAT PROMOTE INTEROPERABILITY OF RELEVANT TECHNOLOGIES SO THAT THEY ARE SUCCESSFULLY DEPLOYED BY MEMBER COMPANIES. CABLELABS MEMBERSHIP COMPRISES MAJOR CABLE OPERATORS WORLDWIDE. THE BOARD OF DIRECTORS COMPRISES 14 VOTING REPRESENTATIVES WITH TEN DESIGNATED EACH BY ONE OF THE TEN U.S. AND CANADIAN MEMBER COMPANIES PAYING THE LARGEST AMOUNT OF DUES, TWO DESIGNATED EACH BY ONE OF THE TWO GLOBAL MEMBER COMPANIES PAYING THE LARGEST AMOUNT OF DUES, AND TWO ELECTED BY ALL MEMBERS OF THE MEMBERSHIP VOTING AT LARGE, WITH THREE NONVOTING EX-OFFICIO REPRESENTATIVES. THE COMPANY'S ACTIVITIES INCLUDE THE FOLLOWING MAJOR INITIATIVES: (A) STRATEGY AND INNOVATION THE STRATEGY AND INNOVATION TEAM IS FOCUSED ON DEVELOPING NEW INNOVATIONS, PERFORMING ANALYSIS PROJECTS, AND ENGAGING THE TECHNOLOGY STARTUP COMMUNITY. THIS GROUP RESEARCHES THE TECHNOLOGIES THEMSELVES, ALONG WITH THE ECONOMIC AND MARKET VIABILITY OF THE TECHNOLOGIES BOTH IN TERMS OF UNIT COSTS AND COMPETITIVE ALTERNATIVES. THE GROUP SPONSORS AND PROMOTES THE IDENTIFICATION AND DEVELOPMENT OF INNOVATIONS THAT CAN DELIVER MARKET AND TECHNOLOGICAL BREAKTHROUGHS. THE FOCUS OF THE INNOVATION WORK IN THE GROUP IS THE PURSUIT OF IDEAS WITH TRANSFORMATIONAL MARKET POTENTIAL IN THE NEXT THREE TO EIGHT YEARS. (B) WIRED TECHNOLOGIES WIRED TECHNOLOGIES ACTIVITIES RELATE PRIMARILY TO WIRELINE COMMUNICATIONS, DEFINED AS COMMUNICATION TECHNOLOGIES WHICH ARE DEPENDENT UPON A WIRE OR CABLE TO FACILITATE THE TRANSFER OF INFORMATION FROM ONE LOCATION TO ANOTHER. WIRELINE COMMUNICATIONS IS A BROAD CATEGORY THAT, FOR PURPOSES OF WIRED TECHNOLOGIES, ENCOMPASSES FIXED NETWORK INFRASTRUCTURE IN BOTH THE ACCESS NETWORK AND IN-HOME NETWORK. ACCESS NETWORK WIRELINE COMMUNICATIONS INCLUDES THE DEVELOPMENT OF SPECIFICATIONS AND SOLUTIONS FOR DOCSIS 3.1, FULL DUPLEX DOCSIS, DISTRIBUTED ACCESS ARCHITECTURES, PROACTIVE NETWORK MAINTENANCE, POINT-TO-POINT COHERENT OPTICS, AND PASSIVE OPTICAL NETWORKING (PON). IN HOME NETWORKING ACTIVITIES FOCUS ON THE USE OF MULTIMEDIA OVER COAX ALLIANCE (MOCA) TECHNOLOGIES OR OTHER SOLUTIONS FOR DELIVERING ETHERNET OVER COAXIAL NETWORK (EOC). WIRED TECHNOLOGIES ALSO FOCUSES ON SOLUTIONS RELATED TO BACKHAUL AND FRONT-HAUL TO AND FROM WIRELESS ACCESS POINTS. (C) WIRELESS TECHNOLOGIES WIRELESS TECHNOLOGIES ACTIVITIES FOCUS ON DRIVING THE TECHNOLOGY DEVELOPMENT OF WIRELESS TECHNOLOGIES FOR THE CABLE ECOSYSTEM IN PARTICULAR AND THE WIRELESS ECOSYSTEM AS A WHOLE. WIRELESS TECHNOLOGIES CURRENTLY OF FOCUS INCLUDE WI-FI, 3G/4G/LTE, AND 5G TECHNOLOGIES, IN ADDITION TO EMERGING WIRELESS TECHNOLOGIES IN THE INTERNET OF THINGS ("IOT") SECTOR. WI-FI EFFORTS ARE FOCUSED ON IMPROVING THE WI-FI EXPERIENCE FOR BOTH END-USERS AND CABLE OPERATORS THROUGH SUPPORT OF INDUSTRY INITIATIVES, INCLUDING CARRIER GRADE WI-FI, PASSPOINT, AND HOTSPOT 2.0. IN ADDITION, THERE IS FOCUS ON INTEGRATION WITH MOBILE TECHNOLOGIES SUCH AS WI-FI FIRST, IN WHICH THE WI-FI LINK IS THE PREFERRED METHOD FOR BROADBAND AND VOICE CONNECTIVITY. THE PRIMARY AREA OF FOCUS FOR MOBILE WIRELESS TECHNOLOGIES IS ON DRIVING MOBILE TECHNOLOGIES INTO THE UNLICENSED BAND AND DRIVING COEXISTENCE FEATURES INTO THE TECHNOLOGY TO FACILITATE FAIR SHARING OF THE UNLICENSED SPECTRUM WITH INCUMBENT TECHNOLOGIES SUCH AS WI-FI. 5G WIRELESS RESEARCH BASED ON MILLIMETER WAVE TECHNOLOGY TARGETING LOW LATENCY MULTI GBPS WIRELESS PERFORMANCE IS ALSO A SIGNIFICANT FOCUS AREA, INCLUDING THE FEASIBILITY OF USING FIXED 5G TECHNOLOGIES TO DELIVER HIGH-SPEED DATA SERVICES TO END-USERS. ADDITIONALLY, NETWORK CONVERGENCE BETWEEN WIRED AND WIRELESS TECHNOLOGIES IS A GROWING FOCUS AREA, WITH THE GOAL OF DRIVING ENHANCEMENTS AND CAPABILITIES INTO WIRED INFRASTRUCTURE AND LEVERAGING THE WIRED INFRASTRUCTURE TO ENHANCE THE CAPABILITIES AND PERFORMANCE OF MOBILE NETWORKS. (D) SECURITY TECHNOLOGIES SECURITY TECHNOLOGIES LEADS A NUMBER OF TECHNICAL PROJECTS AIMED AT ENHANCING THE SECURITY OF SERVICES DELIVERED BY CABLE OPERATORS. THESE PROJECTS INCLUDE MAINTAINING AND IMPROVING THE COMPANYS PUBLIC KEY INFRASTRUCTURE (PKI), WHICH ALLOWS CABLE OPERATORS TO AUTHENTICATE DEVICES CONNECTED TO THEIR NETWORKS AND ENABLES THE SECURE DELIVERY OF CABLE SERVICES TO SUBSCRIBERS. IT ALSO INCLUDES IMPROVEMENTS TO THE SECURITY CONTROLS IN DOCSIS, CONSUMER AND MEDICAL IOT SECURITY, NEW HOME AND BUSINESS NETWORK ARCHITECTURES TO IMPROVE SECURITY, DISTRIBUTED DENIAL OF SERVICE AND BOTNET MITIGATION TECHNOLOGIES, AND INFORMATION SECURITY DATA SHARING. SECURITY TECHNOLOGIES INVESTIGATES EMERGING SECURITY TECHNOLOGIES, INCLUDING BLOCKCHAIN APPLICATIONS, SOFTWARE-DEFINED NETWORKS, NETWORK FUNCTION VIRTUALIZATION (SDN/NFV), IMAGE SECURITY INTEGRITY, ENHANCEMENTS TO PKI PROTOCOLS, AND CRYPTOGRAPHIC RESEARCH. A STRATEGIC GOAL OF SECURITY TECHNOLOGIES IS TO CONTINUALLY IMPROVE THE SECURITY OF CABLE VOICE, VIDEO, DATA, AND WEB SERVICES THROUGH INNOVATIVE AND STANDARDS-BASED SECURITY SOLUTIONS. (E) FUTURE INFRASTRUCURE THE FUTURE INFRASTRUCURE TEAM IS ENGAGED IN TWO FUNDAMENTAL SETS OF ACTIVITIES: 1) SOFTWARE DEVELOPMENT THAT SUPPORTS THE PROJECT ACTIVITIES OF THE WIRED, WIRELESS, SECURITY AND INNOVATION OFFICE ENGINEERING TEAMS AND 2) ENGINEERING INFRASTRUCTURE PROJECTS OR OPEN SOURCE INITIATIVES TO PROVIDE TOOLS, SYSTEMS, AND SOFTWARE THAT FURTHER THE OVERALL GOALS AND CAPABILITIES OF CABLELABS' ENGINEERING DEPARTMENTS AND ITS MEMBERS. (F) TECHNOLOGY POLICY THE TECHNOLOGY POLICY TEAM DRIVES AND SUPPORTS CABLE PRIORITIES OF SUBSTANTIAL STRATEGIC CONSEQUENCE THROUGH TECHNOLOGY POLICY AND STANDARDS TO ENABLE MARKET SUCCESS. (G) STRATEGIC PLANNING AND METRICS THE STRATEGIC PLANNING AND METRICS TEAM SUPPORTS LEADING R&D ACTIVITIES BY ADMINISTERING AND PUBLISHING TECHNICAL PAPERS, INCLUDING SPECIFICATIONS AND REPORTS, AS WELL AS BY DISTRIBUTING KEY TECHNICAL INFORMATION TO MEMBERS AND TECHNOLOGY PARTNERS TO FURTHER CABLE TECHNOLOGIES. PART III, LINE 4: STATEMENT OF PROGRAM SERVICES CONTINUED (H) KYRIO THE COMPANY FORMED NETWORK FX, INC. (DBA KYRIO), A WHOLLY OWNED FOR-PROFIT SUBSIDIARY, EFFECTIVE FEBRUARY 14, 2012. KYRIO PROVIDES TECHNOLOGY AND ONLINE BASED SERVICES TO NETWORK COMMUNICATIONS PROVIDERS, DEVICE MANUFACTURERS, AND INDUSTRY TRADE ASSOCIATIONS. KYRIO'S SERVICES ARE COMPRISED OF FIVE ACTIVITIES: LAB SERVICES; NETWORK EQUIPMENT PERFORMANCE TESTING; WI-FI ROAMING ACROSS NETWORKS; EXTENDED SECURITY MANAGEMENT ACROSS INDUSTRIES; AND AN IMPROVED ONLINE BUYING EXPERIENCE FOR HOME-BASED, AND BUSINESS SERVICES. EFFECTIVE JULY 1, 2017, THE LAB SERVICES GROUP WAS TRANSFERRED FROM THE COMPANY TO KYRIO VIA AN ASSET PURCHASE AGREEMENT. THE LAB SERVICES GROUP'S PRIMARY ACTIVITIES ARE CERTIFICATION/QUALIFICATION TESTING, INTEROPERABILITY EVENTS, MEMBER-DEVICE TESTING, AND DEVELOPMENT LAB SERVICES. THE GROUP ALSO SUPPORTS THE COMPANY'S RESEARCH AND DEVELOPMENT INITIATIVES; PROVIDING EXPERTISE FOR DEVELOPMENT OF NEW TECHNOLOGIES AND DEVELOPING LABORATORY AND FIELD PROCESSES FOR TESTING THESE NEW TECHNOLOGIES. THE GROUP TESTS AND EVALUATES EQUIPMENT FOR COMPLIANCE WITH THE APPLICABLE COMPANY SPECIFICATIONS USING PROCEDURES THAT HAVE BEEN DEVELOPED IN COOPERATION WITH THE MANUFACTURERS OF THE EQUIPMENT, ALL DEVELOPED PURSUANT TO SUCH SPECIFICATIONS AND COMPANY'S MEMBER REQUIREMENTS. THE LAB SERVICES GROUP IS RESPONSIBLE FOR THE LABORATORY FACILITIES AT THE COMPANY'S TEST HOUSE IN THORNTON, CO, AS WELL AS OTHER TESTING RELATED ACTIVITIES OUTSIDE OF THE LAB. THIS INCLUDES HOSTING INTEROPERABILITY EVENTS WHICH ARE DESIGNED TO PROVIDE NEUTRAL GROUND FOR MANUFACTURERS TO TEST HOW EFFECTIVELY THEIR PRODUCTS INTEGRATE WITH EACH OTHER; AND HOSTING DEVELOPMENT LAB ACTIVITIES TO ACCELERATE MANUFACTURERS' PRODUCT DEVELOPMENT OR PROVIDE ACCESS TO EQUIPMENT THEY DO NOT HAVE IN THEIR OWN LABS TO IMPROVE PRODUCT READINESS, STABILITY, PERFORMANCE, AND SYSTEM INTEROPERABILITY. KYRIO PROVIDES A VARIETY OF PERFORMANCE, CHARACTERIZATION, INTEROPERABILITY, AND DIAGNOSTIC TESTING OF NETWORKED DEVICES. SERVICES INCLUDE TESTING OF WI-FI TECHNOLOGIES (STANDALONE AND EMBEDDED ACCESS POINTS), ANTENNA AND HARDWARE DESIGNS, HANDSETS, AND EQUIPMENT HOUSINGS. KYRIO ALSO TESTS HFC-BASED AND SDN TECHNOLOGIES, INCLUDING DOCSIS AND PACKET CABLE CERTIFICATION, FIBER, NETWORK PROTOCOLS, AND NETWORK VIRTUAL FUNCTION SOFTWARE. KYRIO MANAGES PKI DIGITAL CERTIFICATES FOR INDUSTRY TRADE ASSOCIATIONS AND COMMUNICATIONS PROVIDERS. KYRIO SERVICES PROVIDE THE DESIGN, IMPLEMENTATION, PROVISIONING, REVOCATION, AND GOVERNANCE OF DIGITAL CERTIFICATES FOR WI-FI PASSPOINT HOTSPOT 2.0, SET-TOP BOXES, CABLE MODEMS, WEB SERVERS, ENERGY DEMAND MANAGEMENT DEVICES, IOT, WIRELESS AND OTHER NETWORKED DEVICES. KYRIO PROVIDES THE GO2BROADBAND ONLINE LEAD MANAGEMENT SERVICE CONNECTING BROADBAND, VIDEO, AND VOICE SERVICE PROVIDERS WITH CHANNEL RESELL PARTNERS. THROUGH AN ONLINE PORTAL AND PREDEFINED APIS, THE GO2BROADBAND CLOUD-BASED SERVICE FACILITATES END CUSTOMERS' INQUIRY ABOUT THE SERVICEABILITY OF THEIR LOCATION, REVIEW, AND SELECTION OF DESIRED SERVICES AND SCHEDULE INSTALLATION OF SERVICES. IN 2021, KYRIO DIVERSIFIED INTO ADDITIONAL SOFTWARE SERVICES, INCLUDING SERVICES THAT HELP NETWORK OPERATORS OPTIMIZE THE PERFORMANCE OF THEIR DOCSIS, WI-FI, AND LTE NETWORKS. (I) KYRIO MEDICAL SERVICES EFFECTIVE FEBRUARY 10, 2016, KYRIO FORMED KYRIO MEDICAL, INC. (KYRIO MEDICAL), A WHOLLY OWNED SUBSIDIARY. KYRIO MEDICAL PROVIDES PKI DESIGN AND MANAGED SERVICES, DIGITAL CERTIFICATES, AND CODE VERIFICATION CERTIFICATES TO INDUSTRY TRADE ASSOCIATIONS AND SUPPLIERS IN THE MEDICAL DEVICE INDUSTRY. (J) UPRAMP EFFECTIVE FEBRUARY 23, 2016, KYRIO FORMED UPRAMP, INC. (UPRAMP), A WHOLLY OWNED SUBSIDIARY, TO OFFER STARTUPS RELATED TO THE CABLE INDUSTRY A PROGRAM CALLED FITERATOR, WHICH IS AN ACCELERATOR THAT IS A GRADUATE PROGRAM FOR LATER STAGE STARTUPS THAT ALREADY HAVE A PRODUCT, AND ARE LOOKING FOR PRODUCT OR MARKET FIT IN THE GLOBAL CABLE OR BROADBAND INDUSTRY. IN RETURN FOR THE SERVICES UPRAMP PROVIDED UNDER THE FITERATOR PROGRAM, THE COMPANY RECEIVES WARRANTS TO PURCHASE STOCK IN THE PARTICIPANT COMPANIES, RANGING FROM 2% TO 3% OF THE COMPANIES' EQUITY ON A FULLY-DILUTED BASIS IN 2021 AND 2020. THE EXERCISE PRICES FOR THE WARRANTS IS EQUAL TO THE FAIR VALUE PER SHARE OF THE UNDERLYING EQUITY SECURITIES AND THEY HAVE EXERCISE TERMS RANGING FROM 4 TO 5 YEARS. UPRAMP ACCOUNTS FOR THE RECEIPT OF THE WARRANTS AS A NON-MONETARY TRANSACTION AND VALUES THE WARRANTS USING THE BLACK-SCHOLES MODEL. THE FITERATOR PROGRAM WAS DISCONTINUED DURING THE YEAR ENDED JUNE 30, 2019. UPRAMP EVALUATES THE WARRANTS FOR IMPAIRMENT AT EACH REPORTING DATE AND RECORDS AN IMPAIRMENT, IF NECESSARY, EQUAL TO THE DIFFERENCE BETWEEN THE FAIR VALUE OF THE WARRANT AND ITS CARRYING VALUE. UPON EXPIRATION OF THE WARRANTS, ANY REMAINING CARRYING VALUE ASSOCIATED WITH THE UNEXERCISED WARRANTS WILL BE WRITTEN OFF. BASED ON ITS EVALUATION, UPRAMP RECORDED IMPAIRMENT EXPENSES OF $947,823 AND $766,321 FROM THE FITERATOR PROGRAM DURING THE YEARS ENDING JUNE 30, 2021 AND 2020, RESPECTIVELY, WITH A CORRESPONDING DECREASE IN INVESTMENTS. (K) THE SOCIETY OF CABLE TELECOMMUNICATIONS ENGINEERS, INC. FOUNDED IN 1969, SCTE IS A 501(C)(6), NONPROFIT PROFESSIONAL ASSOCIATION, DEDICATED TO ADVANCING TECHNOLOGY, STANDARDS AND WORKFORCE EDUCATION FOR THE BENEFIT OF THE CABLE TELEVISION INDUSTRY. EFFECTIVE JANUARY 1, 2021, CABLELABS BECAME THE SOLE MEMBER AND SOLE VOTING MEMBER OF THE SOCIETY OF CABLE TELECOMMUNICATIONS ENGINEERS, INC. ("SCTE"). AS A RESULT, SCTE EFFECTIVELY BECAME A SUBSIDAIRY OF CABLELABS. UPON THE CLOSING OF THE TRANSACTION, SCTE'S BOARD OF DIRECTORS EXPANDED TO 14 MEMBERS. THE BOARD OF DIRECTORS OF CABLELABS HAS THE RIGHT TO APPOINT EIGHT BOARD MEMBERS TO THE SCTE BOARD AND THEREFORE HAS CONTROL OVER SCTE. FORM 990, PART VI, SECTION A, LINE 4 SIGNIFICANT CHANGES TO CABLELABS' BYLAWS INCLUDED THE FOLLOWING: ON FEBRUARY 9, 2021, CABLELABS AMENDED AND RESTATED ITS BY-LAWS. AS A RESULT, THE FOLLOWING AMENDMENTS WERE MADE: CABLELABS ESTABLISHED AN SCTE COMMITTEE, THE PURPOSE OF WHICH IS TO ADVISE THE CABLELABS BOARD OF DIRECTORS AND THE PRESIDENT ON MATTERS OF SCTE ENGINEERING AND TECHNICAL OPERATIONS, LEARNING AND DEVELOPMENT, AND STANDARDS ACTIVITIES AND PROVIDE SUCH SCTE ASSISTANCE, AS THE CABLELABS PRESIDENT MAY FROM TIME TO TIME REQUEST. CABLELABS ESTABLISHED THE MOBILE CONVERGENCE COMMITTEE (MCC), THE PURPOSE OF WHICH IS TO ADVISE THE CABLELABS BOARD OF DIRECTORS AND THE PRESIDENT ON MOBILE CROSS-INDUSTRY PROJECTS, CONVERGENCE RELATED INITIATIVES AND MATTERS OF MOBILE POLICY AND STRATEGIC TECHNICAL INTEREST AND PROVIDE SUCH MOBILE AND CONVERGENCE ASSISTANCE, AS THE PRESIDENT MAY FROM TIME TO TIME REQUEST. BOTH THE SCTE COMMITTEE AND THE MCC ACT IN AN ADVISORY CAPACITY ONLY AND DO NOT HAVE DECISION MAKING AUTHORITY ON BEHALF OF CABLELABS. FORM 990, PART VI, SECTION A, LINE 6 CABLELABS IS A NON-STOCK MEMBERSHIP CORPORATION ORGANIZED AND EXISTING UNDER THE LAWS OF THE STATE OF DELAWARE. THE MEMBERSHIP OF CABLELABS IS DIVIDED INTO THREE CLASSES OF MEMBERS AS FOLLOWS: - CLASS US MEMBERS ARE OPERATORS OF CABLE TELEVISION SYSTEMS IN THE UNITED STATES. - CLASS CA MEMBERS ARE OPERATORS OF CABLE TELEVISION SYSTEMS IN CANADA. - CLASS G MEMBERS ARE OPERATORS OF CABLE TELEVISION SYSTEMS NOT IN THE UNITED STATES OR CANADA. THE MEMBERS HAVE THE POWER TO DESIGNATE AND ELECT CERTAIN MEMBERS OF THE BOARD OF DIRECTORS AS ITS GOVERNING BODY, BASED ON THE CLASSES NOTED ABOVE. EACH OF THE TEN CLASS US AND CANADA MEMBERS, PAYING THE LARGEST AMOUNT OF DUES AS OF THE END OF THE FISCAL QUARTER IMMEDIATELY PRECEDING THE ELECTION OF DIRECTORS, IS ENTITLED TO DESIGNATE ONE DIRECTOR FOR A TOTAL OF TEN CLASS US AND CANADA DIRECTORS. EACH OF THE TWO CLASS G MEMBERS, PAYING THE LARGEST AMOUNT OF DUES AS OF THE END OF THE FISCAL QUARTER IMMEDIATELY PRECEDING THE ELECTION OF DIRECTORS, IS ENTITLED TO DESIGNATE ONE DIRECTOR FOR A TOTAL OF TWO CLASS G DIRECTORS. TWO AT-LARGE DIRECTORS ARE ELECTED BY CLASS US, CLASS CA, AND CLASS G MEMBERS VOTING TOGETHER AS A SINGLE CLASS. ALL OTHER RIGHTS, DUTIES AND POWERS ARE VESTED IN THE BOARD OF DIRECTORS. THE CHAIRMAN OF THE BOARD, VICE CHAIRMAN, PRESIDENT, TREASURER AND SECRETARY ARE ELECTED BY THE BOARD OF DIRECTORS VOTING ON THE BASIS OF ONE VOTE FOR EACH DOLLAR OF DUES PAID BY EACH VOTING DIRECTOR'S MEMBER COMPANY TO THE CORPORATION AS OF THE END OF THE FISCAL QUARTER OF THE CORPORATION IMMEDIATELY PRIOR TO THE ELECTION OF SUCH OFFICERS. FORM 990, PART VI, SECTION A, LINE 7A PLEASE REFERENCE PART VI, SECTION A, LINE 6 NARRATIVE. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION ENGAGES A PAID PREPARER EXPERIENCED IN THE PREPARATION OF THE FORM 990 TO PREPARE THE FORM. ACCOUNTING DEPARTMENT STAFF, THE VICE PRESIDENT OF FINANCE AND GENERAL COUNSEL WORK CLOSELY WITH THE PAID PREPARER IN THE PREPARATION OF THE RETURN, AND THE VICE PRESIDENT OF FINANCE AND GENERAL COUNSEL REVIEW THE RETURN AS PREPARED BY THE PREPARER. A COPY OF THE FORM 990 IS THEN REVIEWED BY THE AUDIT COMMITTEE, A SUBCOMMITTEE OF THE BOARD OF DIRECTORS, BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL ACKNOWLEDGEMENT OF THE CODE OF ETHICS FOR DIRECTORS CONTAINING CONFLICT OF INTEREST PROVISIONS IS ADOPTED BY THE BOARD OF DIRECTORS. EACH BOARD MEMBER IS REQUIRED TO COMPLY WITH THE TERMS AND CONDITIONS OF THE CODE AND DISCLOSE TO THE CHAIRMAN OF THE BOARD OR CHAIRMAN OF THE AUDIT COMMITTEE ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST, INCLUDING WITHOUT LIMITATION ANY FAMILY RELATIONSHIP OR BUSINESS RELATIONSHIP WITH ANY OTHER OFFICER, DIRECTOR OR KEY EMPLOYEE. THE BOARD SHALL DETERMINE APPROPRIATE ACTIONS TO BE TAKEN IN THE EVENT THAT THIS CODE IS VIOLATED. APPROPRIATE ACTIONS SHALL BE REASONABLY DESIGNED TO DETER WRONGDOING AND TO PROMOTE ACCOUNTABILITY FOR ADHERENCE TO THE CODE. SUCH ACTIONS MAY INCLUDE BUT ARE NOT LIMITED TO REMOVAL OF A BOARD MEMBER FROM THE BOARD FOR A VIOLATION OF THE CODE. CABLELABS' EMPLOYEE HANDBOOK STATES THAT EMPLOYEES MUST NOT HAVE ANY PERSONAL INTERESTS WHICH CONFLICT WITH THOSE OF THE COMPANY OR WHICH MIGHT INFLUENCE OR APPEAR TO INFLUENCE ONE'S JUDGMENT OR ACTIONS WHILE EMPLOYED AT CABLELABS. IF AN EMPLOYEE VIOLATES THIS POLICY, CABLELABS, IN ITS DISCRETION, MAY TAKE WHATEVER STEPS AND/OR DISCIPLINARY ACTIONS IT BELIEVES APPROPRIATE TO REMEDY THE VIOLATION, UP TO AND INCLUDING DISMISSAL. FORM 990, PART VI, SECTION B, LINE 15A CABELLABS IS A 501(C)(6) TRADE ASSOCIATION WHOSE PRIMARY OBJECTIVES ARE TO GATHER, ASSESS, AND DISSEMINATE TECHNICAL INFORMATION OF STRATEGIC IMPORTANCE TO THE CABLE TELEVISION INDUSTRY, TO IDENTIFY, PLAN, ENGAGE IN AND FUND THE DEVELOPMENT OF NEW TECHNOLOGIES FOR THE BENEFIT OF THE INDUSTRY, DIRECTLY OR IN PARTNERSHIP WITH OTHERS, AND TO TRANSFER SUCH TECHNOLOGIES TO THE INDUSTRY THROUGH REPORTS, SEMINARS, WORKSHOPS, LICENSES, LOANS OF PERSONNEL AND OTHER APPROPRIATE MEANS. THE HIGHLY TECHNICAL AND SPECIALIZED NATURE OF THESE ACTIVITIES REQUIRES CABLELABS TO HIRE HIGHLY EDUCATED AND TRAINED PROFESSIONALS EXPERIENCED IN THE INDUSTRY FROM A VERY COMPETITIVE EMPLOYMENT POOL OFFERING CANDIDATES SIMILAR OPPORTUNITIES AT MARKET SALARIES. THE HUMAN RESOURCES TEAM OF CABLELABS LOOKS AT THE COMPENSATION OF THE CHIEF EXECUTIVE OFFICER OF ANOTHER INDUSTRY TRADE ASSOCIATION ALONG WITH CERTAIN SENIOR TECHNICAL POSITIONS (E.G. CHIEF TECHNOLOGY OFFICER) PUBLISHED BY THIRD PARTY COMPENSATION EXPERTS. WHEN OUR CEO WAS HIRED, THE COMPENSATION COMMITTEE ALSO REVIEWED AN INDUSTRY EXECUTIVE COMPENSATION SURVEY FOR COMPARABLE POSITIONS AND CREATED CONTEMPORANEOUS SUBSTANTIAL DOCUMENTATION OF COMPENSATION IN AN EXECUTED EMPLOYMENT AGREEMENT WHICH WAS ALSO REVIEWED BY THE CHAIRMAN OF THE AUDIT COMMITTEE. ANNUAL SALARY INCREASES AND BONUSES, IF APPLICABLE, ARE DETERMINED BY THE HUMAN RESOURCES AND EXECUTIVE TEAMS, AND THE IMMEDIATE SUPERVISOR OF EACH EMPLOYEE. THE CHIEF EXECUTIVE OFFICER'S ANNUAL SALARY ADJUSTMENTS AND INCENTIVE BONUS ARE ALSO REVIEWED ANNUALLY BY THE AUDIT COMMITTEE WHICH INCLUDES THE CHAIRMAN, VICE CHAIRMAN, TREASURER, AND SECRETARY OF COMPANYS. SALARY INCREASES ARE BASED ON MARKET CONDITIONS AND GENERALLY RANGE BETWEEN 2 AND 3 PERCENT. THE CHIEF EXECUTIVE OFFICER DETERMINES THE COMPENSATION OF THE ORGANIZATION'S EXECUTIVE TEAM, INCLUDING THE CHIEF OPERATING OFFICER, CHIEF TECHNICAL OFFICER, CHIEF R&D OFFICER, CHIEF MARKETING OFFICER, CHIEF STRATEGY OFFICER, VP OF HUMAN RESOURCES AND GENERAL COUNSEL. COMPENSATION FOR THE OTHER OFFICERS AND KEY EMPLOYEES IS SET BY THE CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, AND THE VICE PRESIDENT OF HUMAN RESOURCES. COMPREHENSIVE SALARY SURVEYS ARE COMPLETED EVERY FEW YEARS. IN THE INTERVENING YEARS, SALARY ADJUSTMENTS ARE BASED ON GENERAL MARKET TRENDS AND SURVEYS PUBLISHED BY THRID PARTY COMPENSATION EXPERTS. FORM 990, PART VI, SECTION C, LINE 19 CABLELABS DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. 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