2022-05-16T12:12:48-05:00 2021-06-30 770051130 ABBOTT STRINGHAM & LYNCH 1901 S BASCOM AVE STE 105 CAMPBELL CA 95008 990 2020-07-01 237367637 ALUM ROCK COUNSELING CENTER INC ALUM 4082400070 777 NORTH FIRST STREET NO 444 SAN JOSE CA 95112 STEVE ECKERT CEO 4082400070 2022-05-13 1 STEVE ECKERT 999009999 SHEBA B DALANEY P00351252 4083778700 2022-05-13 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z STEVE ECKERT 777 NORTH FIRST STREET NO 444 SAN JOSE CA 95112 5660129 0 X HTTP://WWW.ALUMROCKCC.ORG/ X 1974 CA TO DELIVER A FULL COMPLEMENT OF BEHAVIORAL HEALTH SERVICES TO YOUTH, THEIR FAMILIES AND INDIVIDUALS IN THE NEIGHBORHOODS WE SERVE THROUGHOUT SANTA CLARA COUNTY. WE DO SO WITH A DEEP COMMITMENT TO RESPECT AND REFLECT THE CULTURAL AND LINGUISTIC DIVERSITY OF OUR CLIENTS. PARTNERSHIPS ARE ESSENTIAL TO OUR SUCCESS AND WE WILL CONTINUE TO BUILD LASTING CONNECTIONS WITH LOCAL SCHOOLS, MENTAL AND PHYSICAL HEALTHCARE SYSTEMS AND OTHER PROVIDERS. 12 11 102 30 0 0 354899 486754 7152862 5156890 10293 3944 3494 12541 7521548 5660129 0 0 0 0 6718297 6327006 0 0 159830 1257265 1176736 7975562 7503742 -454014 -1843613 5159180 7247395 4522556 8454383 636624 -1206988 X TO DELIVER A FULL COMPLEMENT OF BEHAVIORAL HEALTH SERVICES TO YOUTH, THEIR FAMILIES AND INDIVIDUALS IN THE NEIGHBORHOODS WE SERVE THROUGHOUT SANTA CLARA COUNTY. WE DO SO WITH A DEEP COMMITMENT TO RESPECT AND REFLECT THE CULTURAL AND LINGUISTIC DIVERSITY OF OUR CLIENTS. PARTNERSHIPS ARE ESSENTIAL TO OUR SUCCESS AND WE WILL CONTINUE TO BUILD LASTING CONNECTIONS WITH LOCAL SCHOOLS, MENTAL AND PHYSICAL HEALTHCARE SYSTEMS AND OTHER PROVIDERS. 0 0 2825414 2523293 PREVENTION AND EDUCATION: PROVIDES SUBSTANCE ABUSE EDUCATION, FAMILY VIOLENCE PREVENTION EDUCATION, PREGNANCY PREVENTION EDUCATION, AND PARENTING CLASSES IN ADDITION TO MENTORING PROGRAMS FOR MIDDLE AND HIGH SCHOOL AGE YOUTH. 2692746 2303119 COUNSELING: PROVIDES COUNSELING SERVICES FOR CHILDREN, YOUTH AND THEIR FAMILIES IN CLINIC, SCHOOL AND HOME SETTINGS. COUNSELING SERVICES ALSO INCLUDE HOME VISITATION AND THERAPEUTIC SERVICES FOR FAMILIES WITH CHILDREN AGES 0-5 RESIDING IN EAST SAN JOSE AND FRANKLIN MCKINLEY NEIGHBORHOODS. 577243 330478 MOBILE CRISIS AND TRUANCY SERVICES: PROVIDES 24-HOUR MOBILE CRISIS RESPONSE AND CRISIS INTERVENTION SERVICES FOR CHILDREN, YOUTH AND THEIR FAMILIES INCLUDING FAMILY MEDIATION, SHORT AND LONG-TERM COUNSELING, AS WELL AS SCHOOL-BASED CASE MANGEMENT SERVICES FOR TRUANT YOUTH. 6095403 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 53 0 1 102 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X LOC CHAU 4082400070 777 NORTH FIRST STREET STE 444 SAN JOSE CA 95112 STEVE ECKERT CEO/BOARD MEMBER 40.00 X X 194604 0 14850 PRAKASH BHASKARAN CFO 40.00 X 149791 0 26494 VERONICA GAMBOA CLINICAL PROGRAM OFFICER 40.00 X 137958 0 5034 STACY DRYER CHIEF DEVELOPMENT & COMMUN 40.00 X 122071 0 12244 VICKY TAMASHIRO CLINICAL DIRECTOR 40.00 X 107049 0 14904 CHRIS PARK DIRECTOR OF QUALITY ASSURA 40.00 X 110631 0 3854 MARCOS HERRERA PRESIDENT 2.00 X X 0 0 0 TOM SMITH SECRETARY 2.00 X X 0 0 0 JOAQUIN PORTUGAL TREASURER 2.00 X X 0 0 0 AMAR CHHATWAL BOARD MEMBER 2.00 X 0 0 0 ANGEL KELLY BOARD MEMBER 2.00 X 0 0 0 DAMIAN DURRUTY BOARD MEMBER 2.00 X 0 0 0 FRANK PONCIANO BOARD MEMBER 2.00 X 0 0 0 KARMEN KO BOARD MEMBER 2.00 X 0 0 0 SUSAN LEDEZMA BOARD MEMBER 2.00 X 0 0 0 TERESA LEIJA BOARD MEMBER 2.00 X 0 0 0 VAIBHAV CHIDREWAR BOARD MEMBER 2.00 X 0 0 0 822104 0 77380 6 0 1 0 LA FAMILIA LP CO MCM DIVERSIFIED 777 N 1ST STREET STE 600 SAN JOSE CA 95112 BUILDING MANAGEMENT COMPANY 179688 TEAM LOGIC IT OF SANTA CLARA 3140 DE LA CRUZ BLVD 200 SANTA CLARA CA 95054 IT SUPPORT 178870 2 36800 449954 486754 PREVENTION 624100 2523293 2523293 COUNSELING 624100 2303119 2303119 CRISIS 624100 330478 330478 5156890 3944 3944 0 36800 0 0 MISCELLANEOUS REVENUE 900099 12541 12541 12541 5660129 5156890 0 16485 353010 293376 53020 6614 4947013 4111311 743011 92691 596536 481480 106129 8927 430447 364672 58336 7439 507954 339373 148822 19759 55684 49887 5246 551 298625 239129 53595 5901 5143 5103 40 819 390 391 38 7646 7646 35564 29547 5353 664 EQUIPMENT RENT & MAINT 94323 64639 28909 775 SUPPLIES 66561 41243 12184 13134 INCENTIVES 41117 41117 DUES & MEMBERSHIP 32868 25241 5250 2377 30432 8895 20577 960 7503742 6095403 1248509 159830 X 264997 291651 3762150 5216298 26465 2390 986318 1565067 77538 115316 146879 127803 19115 19076 22597 37597 5159180 7247395 662399 734522 1410000 5103265 2450157 2616596 4522556 8454383 X 489806 -1437676 146818 230688 636624 -1206988 5159180 7247395 X -1843613 1 X 0 1 X 1 0 X 7190054 7009691 7999107 7517760 5643644 35360256 7190054 7009691 7999107 7517760 5643644 35360256 35360256 8 24 22536 16793 3944 43305 68 82 1532 10000 12541 24223 35427784 46040 0.99810 0.99890 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISC INCOME AND REFUNDS - 2016 AMOUNT: $ 68. 2017 AMOUNT: $ 82. 2018 AMOUNT: $ 1,532. 2020 AMOUNT: $ 12,541. EIDL GRANT - 2019 AMOUNT: $ 10,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 65690 65690 0 73582 62113 11469 7607 7607 19076 RESERVE FOR MENTAL HEALTH PROGRAMS 2601346 SECTION 457 DEFERRED COMPENSATION LIABILITIES 15250 2616596 X 5660129 0 5660129 0 5660129 7503743 1 1 7503742 0 7503742 PART X, LINE 2: THE ORGANIZATION IS A NONPROFIT ORGANIZATION THAT IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE REVENUE AND TAXATION CODE OF THE STATE OF CALIFORNIA. ACCORDINGLY, NO PROVISIONS FOR INCOME TAXES OR RELATED CREDITS ARE INCLUDED IN THESE FINANCIAL STATEMENTS. THE ORGANIZATION IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A)(I) AND 170(B)(A)(VI) OF THE INTERNAL REVENUE CODE. THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAINTIES IN INCOME TAXES. THE ORGANIZATION EVALUATES UNCERTAIN TAX POSITIONS THROUGH ITS REVIEW OF THE SOURCE OF REVENUE TO IDENTIFY UNRELATED BUSINESS INCOME AND CERTAIN OTHER MATTERS, INCLDUING THOSE WHICH MAY AFFECT ITS TAX EXEMPT STATUS. MANAGEMENT BELIEVES THEIR ESTIMATES RELATED TO INCOME TAX UNCERTAINTIES ARE APPROPRIATE BASED ON THE CURRENT FACTS AND CIRCUMSTANCES. THE ORGANIZATION IS SUBJECT TO EXAMINATION BY A MAJOR TAX JURISDICTION BACK TO THE YEAR ENDED JUNE 30, 2017. PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING 1. FUNDRAISING EVENT 36800 36800 36800 36800 X X X 0 0 0 0 0 0 0 0 0 STEVE ECKERT CEO/BOARD MEMBER 194604 0 0 0 0 0 6168 0 8682 0 209454 0 0 0 PRAKASH BHASKARAN CFO 149791 0 0 0 0 0 3095 0 23399 0 176285 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B A FINAL DRAFT OF FORM 990 IS PROVIDED TO THE BOARD OF DIRECTORS, PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH BOARD MEMBER COMPLETES A CONFLICT OF INTEREST QUESTIONNAIRE. THE CEO AND BOARD CHAIR REVIEW THE RESULTS. FORM 990, PART VI, SECTION B, LINE 15 CEO COMPENSATION IS DETERMINED BY THE BOARD OF DIRECTORS ANNUALLY, BASED ON NORTHERN CALIFORNIA NON PROFIT SALARY AND BENEFITS SURVEY COMPARABILITY DATA. THE BOARD EXECUTIVE COMMITTEE REVIEWS THE INFORMATION AND COMMUNICATES COMPENSATION VERBALLY WITH THE CEO AND VIA EMAIL TO THE HR DIRECTOR. CFO COMPENSATION WAS SET BY THE CEO. FORM 990, PART VI, SECTION C, LINE 18 AVAILABLE UPON REQUEST AND AT WWW.GUIDESTAR.ORG FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST FORM 990, PART X LINES 27 & 32 EXPLANATION REGARDING NEGATIVE UNRESTRICTED NET ASSETS. THIS ORGANIZATION PROVIDES BEHAVIORAL HEALTH SERVICES FOR THE SANTA CLARA COUNTY COMMUNITY AND IN ORDER TO CONTINUE ITS OPERATIONS DURING THE COVID 19 PANDEMIC PERIOD, WE APPLIED FOR AND RECEIVED PPP FUNDING FROM THE SBA. IN FY 21, THE COST OF PROVIDING OUR SERVICES SIGNIFICANTLY EXCEEDED REVENUES. HOWEVER, THE ORGANIZATION WAS UNABLE TO APPLY THE PPP FUNDING THAT IT RECEIVED TOWARDS REVENUE AS GAAP ACCOUNTING REQUIRED US TO RECORD THE PPP FUNDS AS A LOAN PAYABLE UNTIL WE FORMALLY OBTAINED FORGIVENESS FROM THE SBA. AS A RESULT OF THIS OUR UNRESTRICTED NET ASSETS SIGNIFICANTLY DECREASED DURING FY 21 AND BECAME NEGATIVE. WE RECEIVED THE PPP LOAN FORGIVENESS FOR THE FIRST LOAN IN OCTOBER 2021. WE HAVE APPLIED FOR FORGIVENESS FOR THE SECOND PPP LOAN AND ARE WAITING FOR APPROVAL. ONCE IT HAS BEEN APPROVED, WE WILL RECOGNIZE THIS AS REVENUE IN FYE 6/30/2022, AND THEREAFTER, UNRESTRICTED NET ASSETS WILL BE POSITIVE. FORM 990, PART XI, LINE 9: ROUNDING 1.