2022-05-10T16:57:01-05:00 2021-06-30 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2020-07-01 941610694 JOHN F KENNEDY UNIVERSITY JOHN 9259693300 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 DAVE C LAWRENCE VICE CHANCELLOR, FINANCE 9259693300 2022-05-09 1 DAVE LAWRENCE 999009999 PATRICIA J MAYER P00188643 8586271400 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X DAVE C LAWRENCE 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 3825223 0 X WWW.JFKU.EDU X 1964 CA OUR MISSION IS TO PROVIDE ACCESS TO HIGH-QUALITY, INNOVATIVE EDUCATIONAL OPPORTUNITIES THAT INTEGRATE THEORY AND LIFE EXPERIENCE. WE INSPIRE PERSONAL, PROFESSIONAL AND ACADEMIC GROWTH, AND ADVANCE THE WELL-BEING OF OUR DIVERSE LOCAL AND GLOBAL COMMUNITIES. THIS MISSION IS BUILT UPON OUR CORE VALUES. 18 17 377 17 0 0 960720 1778173 13123864 0 55489 281875 4376932 0 18517005 2060048 569639 0 0 0 8869516 469450 0 0 0 8434248 30550 17873403 500000 643602 1560048 21257751 23737044 20009662 18972753 1248089 4764291 X OUR MISSION IS TO PROVIDE ACCESS TO HIGH-QUALITY, INNOVATIVE EDUCATIONAL OPPORTUNITIES THAT INTEGRATE THEORY AND LIFE EXPERIENCE. WE INSPIRE PERSONAL, PROFESSIONAL AND ACADEMIC GROWTH, AND ADVANCE THE WELL-BEING OF OUR DIVERSE LOCAL AND GLOBAL COMMUNITIES. THIS MISSION IS BUILT UPON OUR CORE VALUES. 0 1 243350 WE ARE DEDICATED TO STUDENTS WHO WANT TO CONTINUE THEIR FORMAL EDUCATION, CHART NEW PROFESSIONAL DIRECTIONS AND/OR DERIVE GREATER MEANING FROM THEIR LIVES. WE PROVIDE A LEARNING ENVIRONMENT FOR THOSE SEEKING A TRANSFORMATIVE AND LIFE-ENHANCING EDUCATIONAL EXPERIENCE.OUR COURSES OF STUDY ARE DELIVERED BY OUTSTANDING SCHOLAR-PRACTITIONERS IN A CREATIVE AND CHALLENGING ENVIRONMENT. WE PROMOTE HOLISTIC, INTERDISCIPLINARY, EXPERIMENTIAL LEARNING THAT BALANCES BREADTH AND DEPTH. WE ARE RESPONSIVE TO CHANGING NEEDS OF OUR STUDENTS AND SOCIETYAND INCORPORATE SERVICE TO THE COMMUNITY INTO THE ACADEMIC EXPERIENCE. WE OFFER COURSES OF STUDY IN COUNSELING, MUSEUM STUDIES, LIBERAL STUDIES, MANAGEMENT, AND LAW. WE PROVIDED EDUCATIONAL PROGRAMS AND SERVICES TO OVER 839 STUDENTS THIS YEAR.OUR EDUCATIONAL EXPERIENCE INCORPORATES INTERNSHIPS WHICH OFFER APPLICATION OF LEARNED TECHNIQUES AND ALLOW OUR STUDENTS TO LEARN AS THEY WORK. THE STUDENT INTERNS, UNDER SUPERVISION, PROVIDE MENTAL HEALTH CARE SERVICES AT LOW COST AT OUR THREE COMMUNITY COUNSELING CENTERS AND LEGAL SERVICE PROGRAMS TO SENIORS AT NO COST THROUGH OURLEGAL CLINIC FOR ELDERS. FROM FOUR OF OUR LOCATIONS IN THE GREATER BAY AREA, WE PROVIDED MORE THAN 55,000 HOURS OF COUNSELING AND LEGAL SERVICES AND 2,000 HOURS OF SERVICE TO CLIENTS IN THE SURROUNDING COMMUNITIES. 243350 1 1 0 0 0 0 1 1 0 1 1 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 171 0 1 377 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X MICHELLE BELLO ASSOCIATE VP FINANCE 9259693314 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 X THOMAS STEWART INTERIM PRESIDENT (THRU 12/20) 45.00 X 447375 0 45585 LISA HUTTON DEAN, LEGAL STUDIES (THRU 12/20) 45.00 X 212823 0 27992 MATTHEW BRUCE VICE PRESIDENT (THRU 12/20) 45.00 X 194948 0 39505 ALVIN MCLEAN DEAN, PSYCHOLOGY (THRU 12/20) 45.00 X 156290 0 29855 CHRIS KANIOS PROFESSOR (THRU 12/20) 45.00 X 113845 0 35121 ORA PROCHOVNICK PROFESSOR (THRU 12/20) 45.00 X 110890 0 32209 JUDY CASTRO THRU 1220 AVP, STUDENT EXPERIENCE 45.00 X 132997 0 6661 TIMOTHY FORD THRU 1220 EXEC DIRECTOR, CLINICAL TRAINING 45.00 X 101200 0 16280 CHARLENE TUCKERSON ASSOCIATE DEAN (THRU 12/20) 45.00 X 100445 0 9841 DAVE LAWRENCE VICE CHANCELLOR, FINANCE; TREASURER 10.00 X 0 0 0 HAROLD GREENBERG TRUSTEE 3.00 X 0 0 0 GERALD CZARNECKI TRUSTEE (THRU 1/21) 3.00 X 0 0 0 DR ERLINDA MARTINEZ TRUSTEE 3.00 X 0 0 0 TOM CLEVINGER VICE CHAIR, TRUSTEE 3.00 X X 0 0 0 DAN PITTARD TRUSTEE 3.00 X 0 0 0 CARLOS RODRIGUEZ TRUSTEE 3.00 X 0 0 0 DR MICHAEL CUNNINGHAM CHANCELLOR, TRUSTEE 10.00 X X 0 0 0 DR E LEE RICE TRUSTEE 3.00 X 0 0 0 HIEP QUACH TRUSTEE 3.00 X 0 0 0 RICHARD CHISHOLM TREASURER, TRUSTEE 3.00 X X 0 0 0 JOANNE PASTULA TRUSTEE 3.00 X 0 0 0 JEANNE CONNELLY TRUSTEE 3.00 X 0 0 0 THOMAS PAGE TRUSTEE 3.00 X 0 0 0 WH KNIGHT JR TRUSTEE 3.00 X 0 0 0 THOMAS TOPUZES SECRETARY, TRUSTEE 3.00 X X 0 0 0 MICHELLE BELLO ASSOC VC, FINANCE, SECRETARY 10.00 X 0 0 0 MICHAEL R MCGILL CHAIR, TRUSTEE 3.00 X X 0 0 0 KIM FOLSOM TRUSTEE 3.00 X 0 0 0 VERONICA FROMAN-BLUE TRUSTEE (THRU 10/20) 3.00 X 0 0 0 RUTHANN HEINRICH TRUSTEE 3.00 X 0 0 0 STACY ALLISON TRUSTEE 3.00 X 0 0 0 1570813 0 243049 9 0 1 0 NATIONAL EDUCATION PARTNERS 8667 E HARTFORD DR 100 SCOTTSDALE AZ 85255 CONSULTANT 1719118 SYSTEM MANAGEMENT GROUP 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 ADMINISTRATIVE AND BACK OFFICE SERVICES 500000 OGLETREE DEAKINS NASH SMOAK & STEWART PO BOX 89 COLUMBIA SC 29202 ATTORNEY 377592 OFFICE TEAM PO BOX 743295 LOS ANGELES CA 900743295 TEMP SERVICES 214147 CAMELOT SYSTEMS INC 2702 CLAYTON ROAD SUITE 200 CONCORD CA 94519 IT SERVICES 208845 11 500000 1278173 1778173 2047050 1765175 281875 281875 281875 2060048 0 0 281875 469450 212800 256650 PROGRAM EXPENSES 30550 30550 500000 243350 256650 0 1475 333681 2423838 838238 1444991 1726143 29649251 18167745 11481506 11481506 6512694 8750723 21257751 23737044 738754 930572 19270908 18042181 20009662 18972753 X -3033976 -636789 4282065 5401080 1248089 4764291 21257751 23737044 1560048 1956154 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 25000.00 1 0 20.00 2500 X X 0 6512694 2238029 8750723 6465237 47457 6512694 6180717 284520 6465237 5679999 500718 6180717 4744144 300000 635855 5679999 0.29510 0.35890 0.34600 0 1 1 4688317 4688317 6793189 1074007 1074007 6793189 792538 792538 0 4271188 4271188 0 2364012 2364012 0 11481506 DUE TO AFFILIATES 6738270 NOTE PAYABLE TO AFFILIATE 11303911 18042181 PART II, LINE 9: ALL COSTS RELATED TO MAINTENANCE OF EASEMENT REFLECTED IN THE FINANCIAL STATEMENTS ARE OPERATING COSTS. THE UNIVERSITY PROVIDES REGULAR LANDSCAPE MAINTENANCE FOR PUBLIC ACCESS PORTION OF THE PROPERTY. PART III, LINE 4: VARIOUS PAINTINGS AND SCULPTURES ON PUBLIC DISPLAY. PART V, LINE 4: ENDOWMENT INCLUDES BOTH DONOR RESTRICTED AND BOARD DESIGNATED FUNDS. DONOR RESTRICTED FUNDS ARE USED AS PER DONOR INSTRUCTIONS WITH USES PREDOMINATELY FOR SCHOLARSHIPS AND GENERAL AWARDS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ADVERTISING PLACED IN MEDIA AND ON NU EXTERNAL FACING WEBSITE GENERALLY CONTAIN THE FOLLOWING STATEMENT: ADMISSION IS OPEN TO QUALIFIED APPLICANTS WITHOUT REGARD TO RACE, RELIGION, SEX, AGE, PHYSICAL DISABILITY, OR ETHNIC ORIGIN. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL FINANCIAL AID ASSISTANCE FOR STUDENTS IN THE FORM OF PERKINS LOAN FUNDS AND PELL AND SEOG GRANTS. THE UNIVERSITY IS REQUIRED TO PROVIDE 25% OF THE FUNDS AVAILABLE TO STUDENTS FOR THE SEOG PROGRAM. X 0 0 X X X X 0 0 0 0 0 0 0 1 0 THOMAS STEWART INTERIM PRESIDENT (THRU 12/20) 305000 0 142375 0 0 0 11440 0 34145 0 492960 0 0 0 LISA HUTTON DEAN, LEGAL STUDIES (THRU 12/20) 212823 0 0 0 0 0 13626 0 14366 0 240815 0 0 0 MATTHEW BRUCE VICE PRESIDENT (THRU 12/20) 194948 0 0 0 0 0 12353 0 27152 0 234453 0 0 0 ALVIN MCLEAN DEAN, PSYCHOLOGY (THRU 12/20) 156290 0 0 0 0 0 10678 0 19177 0 186145 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL IS MADE AVAILABLE TO BOARD MEMBERS IF THE FLIGHT IS OVER 3 HOURS. THIS IS NOT INCLUDED AS TAXABLE INCOME TO SUCH BOARD MEMBERS IF UTILIZED. PART I, LINE 7 OFFICERS AND KEY EMPLOYEES ARE ELIGIBLE FOR BONUSES. BONUSES ARE AWARDED WITHIN A SPECIFIED RANGE IN THE DISCRETION OF THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES AND ARE BASED ON ACHIEVING GOALS. FORM 990, PART III, LINE 3 IN APRIL 2020, THE BOARD OF TRUSTEES APPROVED THE ADMINISTRATIVE RELOCATION OF JFKU'S EDUCATIONAL OPERATIONS AND A PLAN OF LIQUIDATION. AS SUCH, EFFECTIVE DECEMBER 31, 2020, JFKU CLOSED AND TRANSFERRED ITS EDUCATIONAL PROGRAMS TO AFFILIATED ENTITIES. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT FORM 990 WAS DISTRIBUTED TO SENIOR MANAGEMENT AND THE AUDIT COMMITTEE. THE FINAL VERSION OF FORM 990 WAS DISTRIBUTED FOR REVIEW BEFORE FILING TO THE TRUSTEES BY EMAIL. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF TRUSTEES HAS ANNUALLY REVIEWED AND APPROVED (BY A MAJORITY OF DISINTERESTED TRUSTEES) THE BUSINESS TRANSACTIONS WITH TRUSTEES OR THEIR AFFILIATED PROFESSIONAL SERVICE FIRMS. SUCH REVIEWS INCLUDE CONSIDERATION OF DATA ON COMPARABLE SERVICE PROVIDERS COLLECTED BY UNIVERSITY COUNSEL. THE INTERESTED TRUSTEES WERE EXCUSED FROM BOARD SESSIONS DURING WHICH THOSE BUSINESS TRANSACTIONS WERE DISCUSSED AND DID NOT PARTICIPATE IN VOTING ON SUCH TRANSACTIONS. QUESTIONNAIRES ARE DISTRIBUTED EVERY JANUARY. COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS MONITORED BY UNIVERSITY COUNSEL AND WAS REVIEWED BY THE BOARD DURING THE YEAR ENDED JUNE 30, 2021. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE PRESIDENT OF THE UNIVERSITY IS REVIEWED BY THE BOARD AT THE TIME OF HIRING AND AS NECESSARY THEREAFTER. COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED BY THE HUMAN CAPITAL AND COMPENSATION COMMITEE. COMPENSATION IS DETERMINED WITH REGARD TO COMPENSATION PAID TO SENIOR EXECUTIVES OF COMPARABLE NON-PROFIT AND PROPRIETARY INSTITUTIONS IN EDUCATION AND OTHER FIELDS. THE PROCESS IS DOCUMENTED AND WAS LAST COMPLETED IN JUNE 2021. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. SYSTEM MANAGEMENT GROUP 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 201269904 PROVIDES ADMINISTRATIVE SERVICES TO AFFILIATED INSTITUTIONS CA 501(C)(3) LINE 12B, II N/A 1 NATIONAL UNIVERSITY VIRTUAL HIGH SCHOOL 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 562438569 EDUCATIONAL INSTITUTION CA 501(C)(3) LINE 10 N/A 1 NORTHCENTRAL UNIVERSITY 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 900171867 EDUCATIONAL INSTITUTION CA 501(C)(3) LINE 10 N/A 1 SPECTRUM PACIFIC LEARNING INC 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 453996682 INACTIVE CA 501(C)(3) LINE 10 N/A 1 NATIONAL UNIVERSITY INTERNATIONAL INC 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 453997908 INACTIVE CA 501(C)(3) LINE 2 N/A 1 NATIONAL UNIVERSITY 9388 LIGHTWAVE AVENUE SAN DIEGO CA 92123 237172306 EDUCATIONAL INSTITUTION CA 501(C)(3) LINE 2 N/A 1 CITY UNIVERSITY OF SEATTLE 521 WALL STREET NO 100 SEATTLE WA 98121 237421224 EDUCATIONAL INSTITUTION WA 501(C)(3) LINE 2 N/A 1 NCU INC 8667 E HARTFORD DR STE 100 SCOTTSDALE AZ 85255 832721678 HOLDING COMPANY CA SYSTEM MANAGEMENT GROUP C 0 INNOVA MANAGEMENT GROUP INC 8667 E HARTFORD DR STE 100 SCOTTSDALE AZ 85255 010898917 HOLDING COMPANY AZ NCU HOLDINGS LLC C 0 NATIONAL EDUCATION PARTNERS INC 8667 E HARTFORD DR STE 100 SCOTTSDALE AZ 85255 860930587 SERVICE PROVIDER AZ INNOVA MANAGEMENT GROUP INC C 0 NCU HOLDINGS LLC 8667 E HARTFORD DR STE 100 SCOTTSDALE AZ 85255 263309860 HOLDING COMPANY DE NCU INC C 0 0 0 1 1 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 NATIONAL UNIVERSITY J 0 CASH NATIONAL UNIVERSITY M 7411409 CASH NATIONAL UNIVERSITY Q 5538000 CASH NATIONAL UNIVERSITY E 11303911 LOAN NATIONAL UNIVERSITY E 5975606 CASH NATIONAL UNIVERSITY S 0 CASH NORTHCENTRAL UNIVERSITY D 0 CASH SYSTEM MANAGEMENT GROUP R 699 CASH SYSTEM MANAGEMENT GROUP E 762664 CASH SYSTEM MANAGEMENT GROUP M 0 CASH SYSTEM MANAGEMENT GROUP C 0 CASH NATIONAL UNIVERSITY C 500000 CASH SCHEDULE R, RELATED ORGANIZATIONS: THE NUS IS AN ALLIANCE OF EDUCATIONAL INSTITUTIONS, SERVING DIVERSE LEARNERS FROM HIGH SCHOOL TO DOCTORAL PROGRAMS. THE NUS INCLUDES 6 INDEPENDENT NON-PROFIT ORGANIZATIONS EXEMPT UNDER IRC SECTION 501(C)(3): NATIONAL UNIVERSITY, NATIONAL UNIVERSITY VIRTUAL HIGH SCHOOL, NORTHCENTRAL UNIVERSITY, JOHN F. KENNEDY UNIVERSITY (WHICH CEASED OPERATIONS IN DECEMBER 2020), CITY UNIVERSITY OF SEATTLE, AND SYSTEM MANAGEMENT GROUP (SMG). SMG IS A SUPPORTING ORGANIZATION EXEMPT UNDER IRC SECTION 509(A)(3) WHICH PROVIDES SUPPORT AND SERVICES TO ITS TAX-EXEMPT AFFILIATES IN THE NUS. SPECTRUM PACIFIC LEARNING COMPANY LLC AND NATIONAL UNIVERSITY INTERNATIONAL LLC ARE WHOLLY-OWNED BY NATIONAL UNIVERSITY, AND ARE TREATED AS DISREGARDED ENTITIES FOR TAX PURPOSES. THE BOARD OF TRUSTEES OF EACH NUS AFFILIATE GOVERNS EACH AFFILIATE INDEPENDENTLY. THE BOARD OF TRUSTEES HAS NO AUTHORITY TO REMOVE, REPLACE OR APPOINT A MAJORITY OF THE GOVERNING BODY OF THOSE OTHER AFFILIATES. THE BOARD OF TRUSTEES OF EACH AFFILIATE, ACTING IN ITS INDEPENDENT CAPACITY, PERIODICALLY APPOINTS ITS OWN NEW TRUSTEES. THE BOARD OF TRUSTEES HAS A MAJORITY OVERLAPPING COMPOSITION BETWEEN EACH AFFILIATE OF NUS. IN ADDITION, THE NUS AUDIT FIRM PREPARES A SET OF "COMBINED NOT "CONSOLIDATED" AUDITED FINANCIAL STATEMENTS THAT INCLUDE THE SIX INDEPENDENT NON-PROFIT ORGANIZATIONS EXEMPT UNDER IRC SECTION 501(C)(3): NATIONAL UNIVERSITY, NATIONAL UNIVERSITY VIRTUAL HIGH SCHOOL, NORTHCENTRAL UNIVERSITY, JOHN F. KENNEDY UNIVERSITY, CITY UNIVERSITY OF SEATTLE, AND SYSTEM MANAGEMENT GROUP.