2022-05-04T13:25:51-05:00 2021-06-30 410746749 CLIFTONLARSONALLEN LLP 610 W GERMANTOWN PIKE SUITE 400 PLYMOUTH MEETING PA 19462 990 2020-07-01 240795453 MARYWOOD UNIVERSITY MARY 5703486211 2300 ADAMS AVENUE SCRANTON PA 18509 WILLIAM MCDONALD VP FOR FINANCE & ADMIN. 5703486211 2022-05-03 1 WILLIAM MCDONALD 999009999 CONNIE M LIRA P00481097 2156433900 2022-04-29 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z SR MARY PERSICO IHM 2300 ADAMS AVENUE SCRANTON PA 18509 103802824 0 X WWW.MARYWOOD.EDU X 1915 PA TO PROVIDE AN EDUCATION IN THE IMMACULATE HEART OF MARY TRADITION OF ACADEMIC EXCELLENCE. 29 29 1216 637 13478 0 11238045 12928635 83314218 82129227 1800451 3100618 4310271 2826077 100662985 100984557 32763127 35325458 0 0 35329409 33943674 0 106080 1038428 28767305 27947970 96859841 97323182 3803144 3661375 228365138 244412152 93735791 96129950 134629347 148282202 X A CATHOLIC UNIVERSITY SPONSORED BY THE CONGREGATION OF THE SISTERS, SERVANTS OF THE IMMACULATE HEART OF MARY, MARYWOOD UNIVERSITY ROOTS ITSELF IN THE PRINCIPLE OF JESUS AND A BELIEF THAT EDUCATION EMPOWERS PEOPLE. CONTINUED ON SCHEDULE O.ENACTING ITS IDEALS, MARYWOOD OFFERS STUDENTS A WELCOMING AND SUPPORTIVE COMMUNITY THAT ENCOURAGES MEN AND WOMEN OF ALL BACKGROUNDS TO SHAPE THEIR LIVES AS LEADERS IN SERVICE TO OTHERS. PROUD OF ITS LIBERAL ARTS TRADITION AND HOST OF PROFESSIONAL DISCIPLINES, MARYWOOD CHALLENGES STUDENTS TO BROADEN THEIR UNDERSTANDING OF GLOBAL ISSUES AND TO MAKE DECISIONS BASED ON SPIRITUAL, ETHICAL, AND RELIGIOUS VALUES. MARYWOOD CALLS UPON STUDENTS TO SEEK THEIR FULL POTENTIAL AND INVITES ALL TO ENGAGE IN A LIFELONG PROCESS OF LEARNING. WITNESSING THE EFFICACY OF TEACHING AND SCHOLARSHIP, MARYWOOD EDUCATES STUDENTS TO LIVE RESPONSIBLY IN A DIVERSE AND INTERDEPENDENT WORLD. 0 0 68637247 35325458 78317260 INSTRUCTION AND SCHOLARSHIPS: MARYWOOD PROVIDED UNDERGRADUATE AND GRADUATE INSTRUCTION TO 2,310 FULL-TIME AND 363 PART-TIME STUDENTS. CONSIDERED A 'LIBERAL ARTS' UNIVERSITY, MARYWOOD HAS THREE DEGREE-GRANTING COLLEGES, AND OFFERS UNDERGRADUATE DEGREES IN 55 ACADEMIC PROGRAMS WHICH INCLUDE ARTS, MUSIC, FINE ARTS, SCIENCES, SOCIAL WORK, ARCHITECTURE, AND NURSING. MARYWOOD IS FULLY ACCREDITED BY THE MIDDLE STATES COMMISSION ON HIGHER EDUCATION. GRADUATE PROGRAMS INCLUDE BIOTECHNOLOGY, CRIMINAL JUSTICE, INTERIOR ARCHITECTURE, EDUCATION, PHYSICIAN ASSISTANT, SOCIAL WORK, PSYCHOLOGY, ATHLETIC TRAINING AND PROFESSIONAL WRITING. 5436016 0 3811967 AUXILIARY SERVICES: MARYWOOD PROVIDED DORMITORY SERVICES TO 612 RESIDENT STUDENTS AND FOOD SERVICES TO RESIDENT STUDENTS, COMMUTER STUDENTS, AND CAMPUS STAFF. MARYWOOD OFFERED FOUR ON-CAMPUS HOUSING OPTIONS AND FOUR DINING VENUES. THE UNIVERSITY ALSO OPERATED A DAY-CARE CENTER WHICH IS AVAILABLE TO FACULTY, STAFF, AND THE GENERAL PUBLIC. 9876268 0 0 RESEARCH AND ACADEMIC SUPPORT: MARYWOOD PROVIDED SERVICES TO SUPPORT THE INSTRUCTIONAL AREAS NOTED ABOVE. THIS INCLUDES LIBRARY, COMPUTER SERVICES, ATHLETICS, HEALTH & FITNESS, TECHNOLOGY, AND ART GALLERIES. FACULTY AND STAFF ARE ENCOURAGED TO SECURE FUNDING FOR VARIOUS RESEARCH PROJECTS FROM FEDERAL, STATE, AND LOCAL SOURCES, AS WELL AS PRIVATE FUNDING AGENCIES. 83949531 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 0 1 0 1 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 121 0 1216 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 29 29 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 PA X WILLIAM MCDONALD 5703486211 2300 ADAMS AVENUE SCRANTON PA 18509 X SUSAN TURELL PROFESSOR 40.00 0.00 X 196741 0 27289 RENEE ZEHEL VP FOR UNIVERSITY ADVANCEMENT 40.00 0.00 X 127837 0 74285 ANN BOLAND-CHASE VP FOR ENROLLMENT & STUDENT SUCCESS 40.00 0.00 X 148187 0 25331 DR LORI SWANCHAK DEAN, HEALTH & HUMAN SERVICES 40.00 0.00 X 130459 0 42839 TAMMY J MCHALE CPA VP FOR BUSINESS AFFAIRS & TREASURER 40.00 0.00 X 155523 0 10007 JAMES SULLIVAN DEAN, PROFESSIONAL STUDIES 40.00 0.00 X 129568 0 27780 THOMAS STEFFES DIR INFORMATION TECHNOLOGIES 40.00 0.00 X 108357 0 48834 DR ALAN LEVINE PROFESSOR 40.00 0.00 X 134136 0 19181 WENDY YANKELITIS INTERIM VP OF OPERATIONS 40.00 0.00 X 114806 0 21742 MARY THERESA PATERSON UNIVERSITY SECRETARY/GENERAL COUNSEL 40.00 0.00 X 88629 0 28025 PATRICK CASTELLANI INTERIM VP FOR BUSINESS AFFAIRS 40.00 0.00 X 103197 0 6517 CHRISTINA CLARK PROVOST 40.00 0.00 X 92308 0 8405 LISA A LORI ESQ CHAIR 1.00 0.00 X X 0 0 0 PIA FERRARIO VICE CHAIR 1.00 0.00 X X 0 0 0 SUSAN COGNETTI SECRETARY 1.00 0.00 X X 0 0 0 JAMES G GAVIN TREASURER 1.00 0.00 X X 0 0 0 SISTER MARY PERSICO IHM EDD PRESIDENT 40.00 4.00 X X 0 0 0 SISTER ELLEN MARONEY IHM TRUSTEE 1.00 60.00 X 0 0 0 SISTER MARY ELAINE ANDERSON TRUSTEE 1.00 40.00 X 0 0 0 MICHAEL E BUGNO TRUSTEE 1.00 0.00 X 0 0 0 ELIZABETH BURNS TRUSTEE 1.00 0.00 X 0 0 0 SISTER MARY ANN CODY IHM TRUSTEE 1.00 2.00 X 0 0 0 CLAYTON J FITZHUGH TRUSTEE 1.00 0.00 X 0 0 0 MARY LAWLER MURPHY FOX PHD TRUSTEE 1.00 0.00 X 0 0 0 DR PATRICK J FRICCHIONE TRUSTEE 1.00 0.00 X 0 0 0 MARIA C GOGAL TRUSTEE 1.00 0.00 X 0 0 0 DR BERNADETTE GRAY-LITTLE TRUSTEE 1.00 0.00 X 0 0 0 FLORA KEATING KARAM TRUSTEE 1.00 0.00 X 0 0 0 FRANK KELLEHER TRUSTEE 1.00 0.00 X 0 0 0 REV JOHN M LAPERA TRUSTEE 1.00 0.00 X 0 0 0 JOHN J LAWLESS TRUSTEE 1.00 0.00 X 0 0 0 SISTER ANDREA J LEE IHM TRUSTEE 1.00 0.00 X 0 0 0 SISTER KATHLEEN LUNSMANN IHM TRUSTEE 1.00 6.00 X 0 0 0 ROBERT J LYNETT TRUSTEE 1.00 0.00 X 0 0 0 ALEJANDRA MARROQUIN TRUSTEE 1.00 0.00 X 0 0 0 MARY ELLEN MCDONOUGH TRUSTEE 1.00 0.00 X 0 0 0 SISTER KELLEY QUINN IHM TRUSTEE 1.00 6.00 X 0 0 0 MARY KAY ROTERT TRUSTEE 1.00 0.00 X 0 0 0 DAN SANTANIELLO TRUSTEE 1.00 0.00 X 0 0 0 PAULA SHIELDS TRUSTEE 1.00 0.00 X 0 0 0 ROBERT TAMBURRO TRUSTEE 1.00 0.00 X 0 0 0 MARY ANN CONABOY ABRAHAMSEN TRUSTEE TO MAR 2021 1.00 0.00 X 0 0 0 1529748 0 340235 20 0 1 0 HONEYWELL INC 1145 HIGHWAY 315 WILKES BARRE PA 18702 CONSTRUCTION 4674588 CHARTWELLS PO BOX 417632 BOSTON MA 022417632 FOOD SERVICE 2589702 3 SEED MARKETING DESIGN 5920 HAMILTON BLVD 200B ALLENTOWN PA 18106 ADVERTISING 399184 TRANE COMPANY PO BOX 406469 ATLANTA GA 303846469 CONSTRUCTION 330674 MARX SHEET METAL MECHANICAL INC 373 HIGH STREET WILKES BARRE PA 18702 CONSTRUCTION 283341 11 429830 120620 3974333 8403852 142186 12928635 TUITION AND FEES 611600 78245708 78245708 AUXILIARY ENTERPRISES 721310 3811967 3811967 EDUCATIONAL SALES AND SERVICES 611710 71552 71552 82129227 167184 167184 2487 2487 155908 71670 84238 84238 13478 70760 5430062 19772 2143789 372611 3286273 -352839 2933434 2933434 13300 429830 96907 -83607 -83607 2436308 133290 2303018 2303018 UTILITY REBATE 900099 160410 160410 BAD DEBT RECOVERIES 611600 130929 130929 DEFERRED PAYMENT FEE 611600 82145 82145 146457 146457 519941 100984557 82129227 13478 5913217 35325458 35325458 1374879 781469 503455 89955 25373192 20792685 4091651 488856 1066975 881776 165936 19263 4307786 3372246 845901 89639 1820842 1509147 270673 41022 95002 24680 68625 1697 116588 116588 106080 106080 40252 40252 2396832 1611802 690508 94522 473933 39331 434137 465 3963339 3307063 580768 75508 1838971 1031306 786743 20922 1698707 1508582 190125 1366196 1351918 13347 931 185046 158367 25549 1130 2774667 2771621 3046 5876284 5052162 824122 611777 611015 762 FOOD SERVICE 2343402 2343402 REPAIRS AND MAINTENANCE 573636 563926 9710 BAD DEBT 390022 390022 MEMBERSHIPS 247250 154162 89875 3213 2956066 757413 2193428 5225 97323182 83949531 12335223 1038428 972271 678160 21015140 17357371 3051034 2085148 2764569 4750362 604498 970756 251778382 106393787 145820890 145384595 34124724 48395675 17008130 22478471 3003882 2311614 228365138 244412152 6456235 7065747 15187130 15463487 53810107 53269151 16182713 18333374 1915329 1998191 184277 0 93735791 96129950 X 93308904 95601217 41320443 52680985 134629347 148282202 228365138 244412152 X 3661375 9938002 53478 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X 0 61174860 3863421 -1123324 1791000 62123957 59722820 1378058 1126093 1012000 40111 61174860 53856407 4325501 2599695 1023000 35783 59722820 49157582 2924625 2817724 1020000 23524 53856407 44117860 1378733 4776591 1063000 52602 49157582 0.24435 0.45918 0.29646 1 0 1406859 1406859 200029280 98985393 101043887 281164 129643 151521 50061079 7278751 42782328 145384595 ALTERNATIVE INVESTMENTS 22478471 F 22478471 77370627 9938002 1131 355345 10294478 67076149 33908408 33908408 100984557 63717772 1131 301867 302998 63414774 33908408 33908408 97323182 PART III, LINE 4: MARYWOOD UNIVERSITY'S ART GALLERIES STRIVE TO PRESENT EXHIBITIONS AND PROGRAMS THAT PROVIDE OPPORTUNITIES FOR LIFELONG LEARNING AND CONTRIBUTE TO THE VISUAL LITERACY OF BOTH THE INSTITUTION AND THE GREATER COMMUNITY. THE ART GALLERIES ARE COMMITTED TO COMPLEMENTING AND BROADENING THE AVAILABILITY OF CONTEMPORARY AND HISTORICAL VISUAL ARTS FOR THE ACADEMIC COMMUNITY WITH OUTREACH AND COLLABORATIVE PROGRAMMING. ALL EXHIBITIONS, RECEPTIONS, AND ACCOMPANYING EVENTS ARE FREE OF CHARGE AND OPEN TO THE MARYWOOD COMMUNITY AND THE GENERAL PUBLIC. CURRENT, FUTURE, AND PAST EXHIBITIONS, AS WELL AS OVER 50 OBJECTS FROM THE PERMANENT COLLECTION, CAN BE VIEWED ON THE ART GALLERIES' WEB PAGE AT WWW.MARYWOOD.EDU/GALLERIES. THE SURACI GALLERY MAINTAINS MARYWOOD'S PERMANENT COLLECTION OF FINE AND DECORATIVE ARTS. THE ASIAN COLLECTION CONSISTS OF PAINTINGS, FURNITURE, IVORIES, TAPESTRIES, AND CERAMICS. BRONZE AND MARBLE SCULPTURES, FURNITURE, AND PAINTINGS COMPRISE THE 19TH CENTURY COLLECTION. IN ADDITION, EUROPEAN CERAMICS, GLASS, AND OTHER DECORATIVE ARTS ARE DISPLAYED. FEATURE EXHIBITIONS THAT SHOWCASE REGIONAL, NATIONAL, AND INTERNATIONAL ARTISTS, AS WELL AS RECENT WORK BY THE ART FACULTY ARE HIGHLIGHTED DURING THE YEAR IN A RECENTLY RENOVATED EXHIBITION SPACE. PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO GIVE FINANCIAL AID TO STUDENTS AND SUPPORT UNIVERSITY PROGRAMS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 133,290. DIRECT FUNDRAISING EXPENSES 96,907. DIRECT RENTAL EXPENSES 71,670. CHANGE IN SPLIT INTEREST AGREEMENTS 204,354. LOSS ON REFUNDS FOR FEDERAL STUDENT LOANS -150,876. PART XI, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL AID 33,908,408. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 133,290. DIRECT FUNDRAISING EXPENSES 96,907. DIRECT RENTAL EXPENSES 71,670. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL AID 33,908,408. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NONDISCRIMINATION POLICY IS CLEARLY STATED ON MOST ADMISSIONS ADVERTISEMENTS AND PUBLICATIONS. IT IS ALSO DISCLOSED ON THE SUPPLEMENTAL MATERIAL CREATED BY THE MARKETING AND COMMUNICATIONS OFFICE. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL AID/ASSISTANCE FROM VARIOUS FEDERAL (U.S. DEPARTMENT OF EDUCATION) AND STATE (COMMONWEALTH OF PENNSYLVANIA) GOVERNMENTAL AGENCIES. SUB-SAHARAN AFRICA 1 20 PROGRAM SERVICES THE SISTERS LEADERSHIP DEVELOPMENT INITIATIVE ("SLDI") PHASE V YEAR 2 PROGRAM EVALUATION IS AN OBJECTIVES-BASED ASSESSMENT USING CRITERIA OUTLINED IN THE PROJECT PROPOSAL TO THE CONRAD N. HILTON FOUNDATION. IT TARGETS:1. PROJECT OUTPUTS - PROJECT OUTPUTS AND PARTICIPANT DEMOGRAPHICS WERE BASED ON DATA COLLECTED DURING THE SESSIONS AND RECORDED BY THE PARTICIPANT OR COORDINATOR.2. PARTICIPANT SKILLS AND KNOWLEDGE - PARTICIPANT SKILLS AND KNOWLEDGE WERE ASSESSED PRE- AND POST- TRAINING. THESE MEASURES WERE SELF-REPORT MEASURES, AND THE LIKERT SCALES WERE CONSTRUCTED TO ALIGN WITH THE EXPECTED COMPETENCIES INTEGRATED INTO THE TECHNOLOGY AND WEB-DESIGN CURRICULUM.3. PROJECT MANAGEMENT - PROJECT MANAGEMENT WAS ASSESSED USING DATA INCLUDING: (A) LEARNING ENVIRONMENT ASSESSMENT BY PARTICIPANTS AFTER EACH SESSION, AND (B) TRAINER EVALUATIONS AFTER EACH SESSION.4. PROJECT OUTCOMES - THE FINAL OUTCOME OF THE PROJECT IS BASED ON ANNUAL DATA INCLUDING EVALUATIONS. 2259545 SUB-SAHARAN AFRICA 1 8 PROGRAM SERVICES THE HIGHER EDUCATION OF SISTERS IN AFRICA ("HESA") PHASE II YEAR 5 AND PHASE III YEAR 1 PROGRAM EVALUATION IS AN OBJECTIVES-BASED ASSESSMENT USING CRITERIA OUTLINED IN THE PROJECT PROPOSAL TO THE CONRAD N. HILTON FOUNDATION. IT TARGETS:1. PROJECT OUTPUTS - PROJECT OUTPUTS AND PARTICIPANT DEMOGRAPHICS WERE BASED ON DATA COLLECTED DURING THE SESSIONS AND RECORDED BY THE PARTICIPANT OR COORDINATOR.2. PARTICIPANT SKILLS AND KNOWLEDGE - PARTICIPANT SKILLS AND KNOWLEDGE WERE ASSESSED PRE- AND POST- TRAINING. THESE MEASURES WERE SELF-REPORT MEASURES, AND THE LIKERT SCALES WERE CONSTRUCTED TO ALIGN WITH THE EXPECTED COMPETENCIES INTEGRATED INTO THE TECHNOLOGY AND WEB-DESIGN CURRICULUM.3. PROJECT MANAGEMENT - PROJECT MANAGEMENT WAS ASSESSED USING DATA INCLUDING: (A) LEARNING ENVIRONMENT ASSESSMENT BY PARTICIPANTS AFTER EACH SESSION, AND (B) TRAINER EVALUATIONS AFTER EACH SESSION.4. PROJECT OUTCOMES - THE FINAL OUTCOME OF THE PROJECT IS BASED ON ANNUAL DATA INCLUDING EVALUATIONS. 3012151 2 28 0 0 2 28 5271696 0 5271696 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X X X X X 1 GRAHAM-PELTON 39 BEECHWOOD ROAD SUMMIT NJ 07091 FUNDRAISING CONSULTING 0 0 106080 0 106080 PA COMMUNITY CELEBRATION 443130 429830 13300 25025 22988 48894 443130 429830 13300 25025 22988 48894 96907 -83607 1 SPONSORED SCHOLARSHIPS 2538 33190152 NON-SPONSORED SCHOLARSHIPS 261 718256 STUDENT AID 39 185280 HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) GRANTS 2561 1231770 PART I, LINE 2: THE OFFICE OF FINANCIAL AID DETERMINES ELIGIBILITY OF EACH STUDENT WHO APPLIES FOR FINANCIAL AID AND SCHOLARSHIPS, USING FORMULAS AND CRITERIA PROMULGATED BY VARIOUS FEDERAL, STATE, AND LOCAL GOVERNMENTAL BODIES, AS WELL AS MARYWOOD'S INTERNALLY ESTABLISHED RULES AND PROCEDURES. THESE FUNDS ARE APPLIED DIRECTLY TO THE STUDENT'S UNIVERSITY ACCOUNT. SOME HEERF FUNDS WERE APPLIED DIRECTLY TO THE STUDENT'S UNIVERSITY ACCOUNT, AND SOME WERE DISBURSED DIRECTLY TO STUDENTS. PRIOR TO DISBURSEMENT, THE STUDENT WAS ADVISED OF THE ALLOWED USAGE OF THE FUNDS AND WAS REQUIRED TO ATTEST TO THE PLANNED USAGE OF THE FUNDS. X 0 1 X X X 0 0 0 0 0 0 0 1 0 SUSAN TURELL PROFESSOR 196241 0 500 0 0 0 11276 0 16013 0 224030 0 0 0 RENEE ZEHEL VP FOR UNIVERSITY ADVANCEMENT 127262 0 575 0 0 0 7457 0 66828 0 202122 0 0 0 ANN BOLAND-CHASE VP FOR ENROLLMENT & STUDENT SUCCESS 147487 0 700 0 0 0 8475 0 16856 0 173518 0 0 0 DR LORI SWANCHAK DEAN, HEALTH & HUMAN SERVICES 129959 0 500 0 0 0 7544 0 35295 0 173298 0 0 0 TAMMY J MCHALE CPA VP FOR BUSINESS AFFAIRS & TREASURER 155523 0 0 0 0 0 8409 0 1598 0 165530 0 0 0 JAMES SULLIVAN DEAN, PROFESSIONAL STUDIES 129068 0 500 0 0 0 7776 0 20004 0 157348 0 0 0 THOMAS STEFFES DIR INFORMATION TECHNOLOGIES 107857 0 500 0 0 0 6444 0 42390 0 157191 0 0 0 DR ALAN LEVINE PROFESSOR 122683 0 500 0 10953 0 7553 0 11628 0 153317 0 0 0 PART I, LINE 1A MARYWOOD'S PRESIDENT, SR. MARY PERSICO, LIVES IN HOUSING OWNED BY MARYWOOD, SPECIFICALLY FOR THE PRESIDENT. THIS HOUSING ALLOWANCE IS EXCLUDABLE FROM INCOME UNDER INTERNAL REVENUE CODE SECTION 119. PART I, LINE 1B BECAUSE SISTER MARY'S CONGREGATION TAKES A VOW OF POVERTY, ALL OF THE INCOME RELATED TO HER WORK FOR MARYWOOD GOES DIRECTLY TO THE CONGREGATION, AND IS THEREFORE NOT TAXABLE TO SISTER MARY AND NO WRITTEN POLICY IS DEEMED NECESSARY. PART I, LINE 7 A BONUS WAS PAID TO ALL MEMBERS OF FACULTY (EXCLUSIVE OF ADJUNCTS) AND STAFF WHO WERE EMPLOYED AS OF JUNE 30, 2020. FULL-TIME EMPLOYEES RECEIVED $500 AND PART-TIME EMPLOYEES RECEIVED $250. ADDITIONALLY, THERE IS A FIXED PAYMENT YEARS OF SERVICE BONUS THAT WAS PAID AT THE RATE OF $5 PER YEAR TO EMPLOYEES WHO MET THE AWARD CRITERIA. THE YEARS OF SERVICE BONUS IS PAID EVERY FIVE YEARS BEGINNING WITH THE COMPLETION OF THE EMPLOYEE'S FIFTH YEAR. A SCRANTON-LACKAWANNA HEALTH AND WELFARE AUTHORITY 232243852 810694L56 2016-09-26 55383367 REFUNDING OF PRIOR BOND ISSUE AND OTHER DEBT CONSOLIDATION 0 0 0 A 690000 55383367 4167098 8204 1039683 3468367 46597364 2016 1 0 1 1 A 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 SCHEDULE K, PART II, LINE 3: (A) ISSUER NAME: SCRANTON-LACKAWANNA HEALTH AND WELFARE AUTHORITY PROCEEDS REPORTED ON PART II, LINE 3 ARE HIGHER THAN PROCEEDS REPORTED IN PART II, LINES 4-12 DUE TO THE REDUCTION ON LINE 4 DUE TO A $102,651 LOSS ON RESERVE FUNDS. SCHEDULE K, PART II, LINE 14: (A) ISSUER NAME: SCRANTON-LACKAWANNA HEALTH AND WELFARE AUTHORITY THE REFUNDED BONDS WERE ISSUED: SERIES 2005 BONDS ISSUED 04/14/2005, 11/15/2005, AND 12/15/2005; SERIES 2007 BOND ISSUED 01/04/2007; SERIES 2013 BOND ISSUED 11/07/2013; SERIES 2016 BOND ISSUED 08/12/2016. X 7 101494 FAIR MARKET VALUE X FURNITURE AND EQUIPMENT 4 27270 FAIR MARKET VALUE X SOFTWARE 1 13422 FAIR MARKET VALUE 0 0 0 0 PART I, COLUMN (B): THE NUMBER IN PART I, COLUMN B, REPRESENTS THE TOTAL NUMBER OF CONTRIBUTORS. FORM 990, PART IV, LINE 11F: THE UNIVERSITY FOLLOWS THE GUIDANCE IN ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (ASC 740). THIS GUIDANCE PRESCRIBES A THRESHOLD OF MORE-LIKELY-THAN-NOT FOR RECOGNITION AND NONRECOGNITION OF TAX PROVISIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IT ALSO RECOGNIZES RELATED GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURE. THE IMPLEMENTATION OF THIS GUIDANCE HAD NO IMPACT ON THE UNIVERSITY'S STATEMENT OF FINANCIAL POSITION OR STATEMENT OF ACTIVITIES AND AS SUCH THERE IS NO UNCERTAIN TAX POSITION FOOTNOTE IN THE FINANCIAL STATEMENTS. THE ORGANIZATION DOES NOT BELIEVE THAT THERE ARE ANY UNRECOGNIZED TAX BENEFITS OR COSTS THAT SHOULD BE RECORDED. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE OFFICERS OF THE BOARD OF TRUSTEES, CHAIRS OF ALL STANDING COMMITTEES, AND THE PRESIDENT OF THE UNIVERSITY. ADDITIONAL TRUSTEE MEMBERS MAY BE DESIGNATED BY THE CHAIR SO LONG AS TOTAL MEMBERS DO NOT EXCEED FOURTEEN (14). THE EXECUTIVE COMMITTEE SHALL EXERCISE ALL OF THE POWERS OF THE BOARD OF TRUSTEES AT SUCH TIME AS THE BOARD IS NOT IN SESSION, EXCEPT TO REMOVE PERSONS FROM OFFICE. IT SHALL REPORT ITS INTERIM ACTIONS AT THE NEXT REGULAR MEETING OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 6 THE PRESIDENT OF THE CONGREGATION OF THE SISTERS, SERVANTS OF THE IMMACULATE HEART OF MARY, SCRANTON, PENNSYLVANIA, AND HER COUNCIL, AND THEIR SUCCESSORS IN OFFICE ARE THE MEMBERS OF MARYWOOD UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS HAVE THE RIGHT, BY MAJORITY VOTE, TO ELECT TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS HAVE THE RIGHT OF APPROVAL, BY MAJORITY VOTE, OF ACTIONS OF THE BOARD OF TRUSTEES RELATING TO CHANGES IN INSTITUTIONAL PURPOSE AND PHILOSOPHY; APPOINTMENT OF THE PRESIDENT OF THE UNIVERSITY; ACQUISITION, DISPOSITION, ENCUMBRANCE, OR LEASE OF REAL PROPERTY OF THE INSTITUTION; CONSTRUCTION OF NEW BUILDINGS; DISSOLUTION, MERGER, OR CONSOLIDATION OF THE INSTITUTION WITH ANOTHER CORPORATION; AMENDMENTS TO THE ARTICLES OF INCORPORATION OR BYLAWS; AND DISPOSITION OF PROPERTY UPON DISSOLUTION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM AND REVIEWED BY THE ACCOUNTING SUPERVISOR, ASSISTANT VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, AND THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE FINAL FORM 990 WAS REVIEWED BY THE BOARD OF TRUSTEES FINANCE AND AUDIT COMMITTEE AND THEN THE FULL BOARD OF TRUSTEES BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY APPLIES TO ALL OFFICERS, DIRECTORS, TRUSTEES, EMPLOYEES, AND REGULARLY RETAINED AGENTS OF THE UNIVERSITY. A POTENTIAL CONFLICT MUST BE DISCLOSED TO THE BOARD OF TRUSTEES WHEN A TRUSTEE FIRST RECEIVES KNOWLEDGE OF THE PROPOSED OR ACTUAL TRANSACTION. PRIOR TO DISCUSSION OF THE TRANSACTION, THE INTERESTED PARTY MAY BRIEFLY STATE A POSITION ON THE MATTER AND ANSWER PERTINENT QUESTIONS BUT MAY NOT PARTICIPATE IN CONSIDERATIONS OR ANY ACTION ON THE PROPOSED TRANSACTION. THE CHAIRPERSON OF THE BOARD AS CHAIR, THE CHAIRPERSON OF THE COMMITTEE ON TRUSTEES, AND THE CHAIRPERSON OF THE FINANCE COMMITTEE ACT AS AN AD HOC COMMITTEE FOR OVERSEEING COMPLIANCE WITH THIS POLICY. IF IT IS DETERMINED THAT A TRUSTEE HAS VIOLATED OR MAY VIOLATE THE POLICY, THE COMMITTEE NOTIFIES THE TRUSTEE WITH ADVICE AS TO THE STEPS THAT SHOULD BE TAKEN, IN THE COMMITTEE'S JUDGMENT, TO RECTIFY THE SITUATION. IF AN ADJUSTMENT OF THE MATTER IS NOT SATISFACTORILY EFFECTED, THE MATTER IS REFERRED TO THE BOARD OF TRUSTEES WITH A RECOMMENDATION FOR REMEDY OR SANCTION. DISCLOSURE OF ACTUAL OR POTENTIAL CONFLICTS MUST ALSO BE MADE AT THE TIME OF ELECTION TO THE BOARD AND ANNUALLY THEREAFTER. FORM 990, PART VI, SECTION C, LINE 19 MARYWOOD MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE ON ITS WEBSITE. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A: THE CONGREGATION OF THE SISTERS, SERVANTS OF IMMACULATE HEART OF MARY (IHM) TAKE A VOW OF POVERTY. SISTER MARY PERSICO, PRESIDENT OF MARYWOOD, IS A MEMBER OF IHM, AND AS SUCH ALL COMPENSATION SHE EARNS FOR HER SERVICE TO MARYWOOD IS PAID TO IHM. MARYWOOD PAID IHM $351,650 ON BEHALF OF SISTER MARY PRESICO FOR HER ROLE AS PRESIDENT. FORM 990, PART XI, LINE 9: CHANGE IN SPLIT INTEREST AGREEMENTS 204,354. LOSS ON REFUNDS FOR FEDERAL STUDENT LOANS -150,876. CONGREGATION OF THE SISTERS SERVANTS OF THE IMMACULATE HEART IHM CENTER 2300 ADAMS AVENUE SCRANTON PA 18509 240795454 RELIGIOUS PA 501(C)(3) LINE 1 N/A 0 0 0 1 0 1 0 0 0 0 1 0 0 1 1 1 0 1 0 0