2022-04-05T18:50:56-05:00 2021-06-30 390859910 BAKER TILLY US LLP 777 E WISCONSIN AVENUE FLOOR 32 MILWAUKEE WI 53202 990 2020-07-01 362235167 ROSECRANCE INC ROSE 8153911000 1021 N MULFORD RD ROCKFORD IL 61107 MICHAEL VICK SENIOR VP AND CFO 8153911000 2022-04-04 1 MICHAEL VICK 999009999 TROY MARINE CPA P00187863 4147775500 2022-04-04 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z DAVID GOMEL 1021 N MULFORD RD ROCKFORD IL 61107 66991092 0 X WWW.ROSECRANCE.ORG X 1998 IL AS THE PROVEN BEHAVIORAL HEALTH LEADER IN THE MIDWEST, ROSECRANCE, INC. PROVIDES THE BEST OPPORTUNITY FOR LASTING RECOVERY TO CHILDREN, YOUTH, ADULTS, AND FAMILIES. 13 13 892 13 -255851 0 745345 733658 66184503 65262848 245032 82311 1420720 897283 68595600 66976100 301998 218946 0 0 37615647 34809571 0 0 0 29340677 29818798 67258322 64847315 1337278 2128785 85509838 86180732 25850712 24432538 59659126 61748194 X ROSECRANCE PROVIDES HELP, HOPE AND LASTING RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. 0 0 17089799 87000 18311185 ROSECRANCE HARRISON CAMPUS IS A 97-BED TREATMENT CENTER THAT PROVIDES A ROBUST CONTINUUM OF OUTCOMES-BASED CARE FOR ADULTS. OUR SKILLED TEAM OF SPECIALISTS PROVIDE THE BEST OPPORTUNITY FOR LASTING RECOVERY TO INDIVIDUALS WITH SUBSTANCE USE DISORDERS AND CO-OCCURRING SUBSTANCE USE AND MENTAL HEALTH DISORDERS. WE OFFER PARTIAL HOSPITALIZATIONS, OPIATE-SPECIFIC TREATMENT, AND MEDICALLY MONITORED DETOXIFICATION. IN ADDITION, THE FLORIAN PROGRAM PROVIDES SPECIALIZED CARE FOR FIRST RESPONDERS AND MILITARY PERSONNEL. OUR HOLISTIC APPROACH INCLUDES MEDICATION-ASSISTED TREATMENT, THERAPEUTIC RECREATION, AS WELL AS EDUCATION. ROSECRANCE HARRISON CAMPUS PROVIDES SERVICES TO 1,400 CLIENTS EACH YEAR. 12383438 11345965 ROSECRANCE GRIFFIN WILLIAMSON CAMPUS IS AN 80-BED TREATMENT CENTER THAT PROVIDES A ROBUST CONTINUUM OF OUTCOMES-BASED CARE FOR ADOLESCENTS AGED 12-20. OUR SKILLED TEAM OF SPECIALISTS PROVIDES THE BEST OPPORTUNITY FOR LASTING RECOVERY TO INDIVIDUALS WITH SUBSTANCE USE DISORDERS AND CO-OCCURRING SUBSTANCE USE AND MENTAL HEALTH DISORDERS. WE OFFER RESIDENTIAL CARE, PARTIAL HOSPITALIZATIONS, AND MEDICALLY MONITORED DETOXIFICATION. OUR HOLISTIC APPROACH INCLUDES CLINICAL, MEDICAL, AND EXPERIENTIAL THERAPIES, PLUS EDUCATION DESIGNED TO MEET THE NEEDS OF EACH INDIVIDUAL CLIENT. ROSECRANCE GRIFFIN WILLIAMSON CAMPUS PROVIDES SERVICES TO NEARLY 600 CLIENTS EACH YEAR. 10948933 85000 11407551 ROSECRANCE WARE CENTER PROVIDES THE BEST OPPORTUNITY FOR LASTING RECOVERY THROUGH OUTCOMES-BASED OUTPATIENT MENTAL HEALTH AND SUBSTANCE USE TREATMENT. OUR SKILLED TEAM OF SPECIALISTS OFFER PSYCHIATRY, COUNSELING, THERAPY, COMMUNITY-BASED CASE MANAGEMENT, AND CRISIS SERVICES. THE FACILITY INCLUDES THE LIVING ROOM, WHICH IS A PEER-RUN SAFE SPACE FOR CLIENTS WHO MIGHT OTHERWISE UTILIZE EMERGENCY DEPARTMENT SERVICES FOR MENTAL HEALTH NEEDS. ROSECRANCE WARE CENTER PROVIDES SERVICES TO APPROXIMATELY 4,500 CLIENTS EACH YEAR. 13835870 46946 24198147 AS THE PROVEN BEHAVIORAL HEALTH LEADER IN THE MIDWEST, ROSECRANCE, INC. PROVIDES THE BEST OPPORTUNITY FOR LASTING RECOVERY TO CHILDREN, YOUTH, ADULTS, AND FAMILIES. ROSECRANCE'S ROBUST CONTINUUM OF CARE IS ANCHORED IN HOLISTIC OUTCOMES-BASED PRACTICES THAT ARE CUSTOMIZED TO MEET THE NEEDS OF EACH INDIVIDUAL PERSON.WITH MORE THAN 60 LOCATIONS IN ILLINOIS, IOWA, AND WISCONSIN, ROSECRANCE OFFERS COMPREHENSIVE SUBSTANCE USE AND MENTAL HEALTH SERVICES FOR ADOLESCENTS AND ADULTS, INCLUDING PREVENTION, INTERVENTION, DETOXIFICATION, INPATIENT AND OUTPATIENT TREATMENT, EXPERIENTIAL THERAPIES, DUAL-DIAGNOSIS CARE, AND FAMILY EDUCATION. 13835870 46946 24198147 54258040 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 95 0 1 892 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X MICHAEL VICK 8153911000 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 BARRY ACKERSON DIRECTOR 2.00 X 0 0 0 ANDY BENSON DIRECTOR 2.00 X 0 0 0 DAVID CASALENA DIRECTOR 2.00 X 0 0 0 DR DAVID DEUTSCH DIRECTOR 2.00 X 0 0 0 ELDER GRANGER DIRECTOR 2.00 X 0 0 0 CURT LANSBERY DIRECTOR 2.00 X 0 0 0 JERRY PARIS DIRECTOR 2.00 X 0 0 0 JAY RAMSHAW DIRECTOR 2.00 X 0 0 0 PETE RUNDQUIST DIRECTOR 2.00 X 0 0 0 SCOTT SOCKNESS DIRECTOR 2.00 X 0 0 0 JODY SCHUMACHER DIRECTOR 2.00 X 0 0 0 PEG WARTOWSKI DIRECTOR 2.00 X 0 0 0 LESLIE WEST DIRECTOR 2.00 X 0 0 0 PHILIP W EATON PRESIDENT & CEO (THROUGH 12/2020) 10.00 30.00 X 0 729282 44842 DAVID GOMEL PRESIDENT & CEO ( AS OF 01/2021) 10.00 30.00 X 0 436595 42723 JOHN SCHUSTER SR VP & CFO 10.00 30.00 X 0 324878 31072 CARLENE CARDOSI REGIONAL PRESIDENT 40.00 0.00 X 62944 124526 12109 THOMAS WRIGHT MD SR VP OF MEDICAL AFFAIRS/C 10.00 30.00 X 0 393096 25086 JUDITH K JOBE-EWERS SR VP & CHIEF ADMINISTRATI 10.00 30.00 X 0 364590 34499 JANIS A WADDELL SR VP OF MARKETING 10.00 30.00 X 0 341627 41290 62944 2714594 231621 6 0 1 0 INNOVALTEL LLC 900 STATE ST STE 203B ERIE PA 16501 PSYCHIATRIC 435830 DENNIS BRIGHTWELL 310 N FARM ROAD WOODSTOCK IL 60098 PSYCHIATRIC 296430 HEALTHCARE SUCCESS 2860 MICHELLE DR STE 230 IRVINE CA 92606 MARKETING & ADVERTISING 260082 SIGNAL 88 SECURITY DBA PHYLAX LLC PO BOX 8246 OMAHA NE 68108 SECURITY 190456 BAKER TILLY US LLP 225 S 6TH ST STE 2300 MINNEAPOLIS MN 55402 AUDIT 187085 10 82697 619497 31464 733658 PATIENT SERVICE REVENUE 624100 65052582 65052582 210266 210266 65262848 80348 80348 897283 0 897283 897283 -255851 1153134 16955 14992 1963 1963 1963 66976100 65262848 -255851 1235445 218946 218946 27895343 27895343 953837 953837 3942568 3942568 2017823 2017823 41068 41068 101293 101293 5350615 5350615 1587845 1587845 226141 226141 2162472 2162472 4306914 4306914 120994 120994 50326 50326 383184 383184 2071419 2071419 158666 158666 MANAGEMENT FEE 10589275 10589275 DIRECT OPERATIONAL EXPE 2668586 2668586 64847315 54258040 10589275 0 13168994 9799883 10001542 15803205 13048227 715566 704034 1479659 1250023 76462288 28955204 48894545 47507084 5447869 3869939 85509838 86180732 8511422 8589844 350598 669456 16617834 14701910 370858 471328 25850712 24432538 X 59092039 61220824 567087 527370 59659126 61748194 85509838 86180732 2128785 -39717 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 8073632 8073632 51080903 15689656 35391247 3516515 2557173 959342 5417838 3810355 1607483 8373400 6898020 1475380 47507084 X 66976100 0 66976100 0 66976100 64847315 0 64847315 0 64847315 PART IV, LINE 2B: AMOUNTS DUE TO REPRESENTATIVE PAYEE INCLUDED IN BALANCE SHEET IS $471,328. PART X, LINE 2: ROSECRANCE IS A NOT-FOR-PROFIT CORPORATION THAT HAS BEEN RECOGNIZED AS TAX-EXEMPT PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN A PRIVATE FOUNDATION. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE PROJECTS HAVE RECEIVED NOTIFICATION THAT THEY EACH QUALIFY AS TAX-EXEMPT ORGANIZATIONS UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AND CORRESPONDING PROVISIONS OF STATE LAW AND ACCORDINGLY, ARE NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE ORGANIZATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER THE AUTHORITATIVE GUIDANCE ISSUED BY FINANCIAL ACCOUNTING STANDARDS BOARD (FASB). THE ORGANIZATION USES A THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION TO ACCOUNT FOR UNCERTAINTY IN INCOME TAXES. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS NOT BEEN MET. THIS GUIDANCE ALSO ADDRESSES DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THE ORGANIZATION CONDUCTS BUSINESS SOLELY IN THE U.S. AND, AS A RESULT, FILES FEDERAL TAX RETURNS. IN THE NORMAL COURSE OF BUSINESS THE ORGANIZATION IS SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. THE ORGANIZATION'S TAX RETURNS FOR YEARS SUBSEQUENT TO 2017 ARE OPEN, BY STATUTE, FOR REVIEW BY AUTHORITIES. HOWEVER, AT PRESENT, THERE ARE NO ONGOING INCOME TAX AUDITS OR UNRESOLVED DISPUTES WITH THE TAX AUTHORITIES THAT THE ORGANIZATION CURRENTLY FILES OR HAS FILED WITH. AS OF JUNE 30, 2021 AND 2020, THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS. 1 PRESCRIPTION PSYCHIATRIC MEDICATION ASSISTANCE 376 187885 CASH CLIENT ASSISTANCE 180 17986 CASH HOUSING ASSISTANCE 52 13075 CASH PART I, LINE 2: PAYMENTS ARE MADE ON CLIENT'S BEHALF DIRECTLY TO THE LANDLORD, PHARMACY OR VENDOR AFTER THE RECIPIENT ELIGIBILITY IS ESTABLISHED BY OUR GUIDELINES. 0 0 0 0 0 0 0 0 0 PHILIP W EATON PRESIDENT & CEO (THROUGH 12/2020) 0 410282 0 299500 0 19500 0 27596 0 17246 0 774124 0 0 DAVID GOMEL PRESIDENT & CEO ( AS OF 01/2021) 0 315595 0 121000 0 0 0 20107 0 22616 0 479318 0 0 THOMAS WRIGHT MD SR VP OF MEDICAL AFFAIRS/C 0 339646 0 33950 0 19500 0 21918 0 3168 0 418182 0 0 JUDITH K JOBE-EWERS SR VP & CHIEF ADMINISTRATI 0 216090 0 129000 0 19500 0 12597 0 21902 0 399089 0 0 JANIS A WADDELL SR VP OF MARKETING 0 195057 0 140000 0 6570 0 15923 0 25367 0 382917 0 0 JOHN SCHUSTER SR VP & CFO 0 195378 0 110000 0 19500 0 12974 0 18098 0 355950 0 0 CARLENE CARDOSI REGIONAL PRESIDENT 62944 104526 0 20000 0 0 2500 9018 250 341 65694 133885 0 0 PART I, LINE 3 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. A ILLINOIS FINANCE AUTHORITY 861091967 NONEAVAIL 2012-10-01 17360000 REFINANCE EXISTING DEBT AND FUND CONSTRUCTION PROJECTS 0 0 0 B ILLINOIS FINANCE AUTHORITY 861091967 NONEAVAIL 2014-07-01 10000000 FUND CONSTRUCTION PROJECTS 0 0 0 A 2658090 17360000 290000 17070000 1 0 1 1 B 10000000 200000 9800000 1 0 1 1 A 0 0 0 0 0.01200 0.01200 0 0 0 B 0 1 0 0 0.01200 0.01200 0 0 0 A 0 0 0 0 1 0 0 0 1 B 0 0 0 0 1 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 3: THE OBLIGATED GROUP FOR THE 2012 BOND ISSUE INCLUDES ROSECRANCE, INC. AND ROSECRANCE HEALTH NETWORK. THE OBLIGATED GROUP FOR THE 2014 BOND ISSUE INCLUDES ROSECRANCE, INC. AND ROSECRANCE HEALTH NETWORK. FORM 990, PART VI, SECTION A, LINE 3 ROSECRANCE, INC. HAS DELEGATED MANAGEMENT DUTIES TO ROSECRANCE HEALTH NETWORK (RHN), THE SOLE CORPORATE MEMBER, UNDER A MANAGEMENT AGREEMENT. FORM 990, PART VI, SECTION A, LINE 6 ROSECRANCE, INC. HAS A SOLE CORPORATE MEMBER, ROSECRANCE HEALTH NETWORK. FORM 990, PART VI, SECTION A, LINE 7A ROSECRANCE HEALTH NETWORK, THE SOLE CORPORATE MEMBER, HAS THE POWER TO APPOINT AND REMOVE THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B ROSECRANCE HEALTH NETWORK HAS THE POWER TO AMEND THE ARTICLES OF INCORPORATION AND BYLAWS. THE BOARD OF DIRECTORS OF ROSECRANCE, INC. SHALL BE ENTITLED TO MAKE RECOMMENDATIONS REGARDING SUCH AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11B THE IRS FORM 990 IS PREPARED FROM AUDITED FINANCIAL STATEMENTS AND REVIEWED BY MANAGEMENT BEFORE BEING ELECTRONICALLY TRANSMITTED TO THE FULL BOARD OF DIRECTORS. BOARD MEMBERS ARE PROVIDED THE COMPLETED FORM PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE MEMBERS OF THE BOARD OF DIRECTORS, THE CEO AND KEY EMPLOYEES ARE REQUIRED ANNUALLY TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT WITH THE CORPORATION. THE COMPLETED STATEMENTS ARE REVIEWED BY THE BOARD OR COMMITTEE. IF IT IS DETERMINED THAT A CONFLICT EXISTS, THAT MEMBER SHALL NOT PARTICIPATE IN DISCUSSION OR VOTING ON THE MATTER THAT RELATES TO THE CONFLICT. GENERAL COUNSEL ON AN ANNUAL BASIS PROVIDES INSTRUCTION TO THE BOARD ON WHAT CONSTITUTES A POTENTIAL CONFLICT. NEW MEMBERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS AS PART OF HIS/HER ORIENTATION. FORM 990, PART VI, SECTION B, LINE 15 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC UPON WRITTEN REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ASPEN COUNSELING & CONSULTING LLC 1021 N MULFORD ROAD ROCKFORD IL 61107 364257786 PROVIDE SERVICES FOR BEHAVIORAL HEALTH CARE IL 2006259 477450 ROSECRANCE HEALTH NETWORK SANCTUARY TRANSITIONAL HOUSING LLC 800 5TH STREET SIOUX CITY IA 51101 203771904 PROVIDE TRANSITIONAL HOUSING TO WOMEN AND CHILDREN IL 182282 1854385 JACKSON RECOVERY CENTERS INC CONNECTIONS COUNSELING INC 5005 UNIVERSITY AVENUE MADISON WI 53705 202384788 COUNSELING WI 1511814 552381 ROSECRANCE HEALTH NETWORK ROSECRANCE HEALTH NETWORK 1021 N MULFORD ROAD ROCKFORD IL 61107 363874007 MANAGEMENT SERVICES IL 501(C)(3) LINE 12A, I N/A 1 ROSECRANCE FOUNDATION 1021 N MULFORD ROAD ROCKFORD IL 61107 364167891 RAISE FUNDS FOR ROSECRANCE, INC. TO PROVIDE BEHAVIORAL HEALTH CARE TREATMENT IL 501(C)(3) LINE 11 ROSECRANCE HEALTH NETWORK 0 MENTAL HEALTH CENTER OF CHAMPAIGN COUNTY HOUSING CORPORATION 1801 FOX DRIVE CHAMPAIGN IL 61820 371295713 HOUSING FACILITIES IL 501(C)(3) LINE 10 ROSECRANCE INC 0 MHCCC HOUSING CORP IIC 1801 FOX DRIVE CHAMPAIGN IL 61820 371415172 HOUSING FACILITIES IL 501(C)(3) LINE 10 ROSECRANCE INC 0 JACKSON RECOVERY CENTERS INC 800 5TH STREET SIOUX CITY IA 51101 391900255 EDUCATION, DIAGNOSIS AND TREATMENT OF SUBSTANCE USE DISORDERS IA 501(C)(3) LINE 3 ROSECRANCE HEALTH NETWORK 0 SANCTUARY TRANSITIONAL HOUSING I LLLP 800 5TH STREET SIOUX CITY IA 51101 203796692 LOW INCOME APARTMENT HOUSING IA 0 0 ROSECRANCE NEW LIFE OUTPATIENT CENTER INC 2322 E KIMBERLY ROAD SUITE 200N DAVENPORT IA 52807 363771041 COUNSELING IA ROSECRANCE HEALTH NETWORK S 680729 285136 1.00000 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 ROSECRANCE FOUNDATION C 619497 CASH - CONTRIBUTION ROSECRANCE HEALTH NETWORK M 10601575 CASH - MANAGEMENT FEES ROSECRANCE HEALTH NETWORK D 1000000 FMV MENTAL HEALTH CENTER OF CHAMPAIGN COUNTY HOUSING CORP L 10080 CASH MHCCC HOUSING CORP IIC L 6864 CASH