2022-04-04T13:15:10-05:00 2021-06-30 203985546 JOHNSON OCONNOR FERON & CARUCCI LLP 101 EDGEWATER DRIVE SUITE 210 WAKEFIELD MA 01880 990 2020-07-01 237069432 CFA SOCIETY BOSTON INC CFAS 6174260270 2 FINANCIAL CTR STE 1010 60 S ST BOSTON MA 02111 PETER A SULLIVAN INTERIM CEO 6174260270 2022-03-22 1 PETER SULLIVAN XXX-XX-XXXX JOSEPH M GISO CPA MST P00030126 7819143400 2022-02-21 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z PETER A SULLIVAN 2 FINANCIAL CTR STE 1010 60 S ST BOSTON MA 02111 1731065 0 X WWW.CFABOSTON.ORG X 1946 MA CFA SOCIETY BOSTON MEMBERS PROMOTE THE HIGHEST ETHICAL STANDARDS, BEST PRACTICES AND PROFESSIONAL DEVELOPMENT WITHIN THE INVESTMENT INDUSTRY TO EDUCATE AND BUILD TRUST IN THE COMMUNITY IT SERVES. 17 16 6 105 0 0 876337 849633 643613 509206 129451 169170 183563 168889 1832964 1696898 0 0 0 0 881136 837758 0 0 0 800642 493266 1681778 1331024 151186 365874 4708519 6009185 167713 269573 4540806 5739612 X CFA SOCIETY BOSTON MEMBERS PROMOTE THE HIGHEST ETHICAL STANDARDS, BEST PRACTICES AND PROFESSIONAL DEVELOPMENT WITHIN THE INVESTMENT INDUSTRY TO EDUCATE AND BUILD TRUST IN THE COMMUNITY IT SERVES. 0 0 72430 0 46361 CFA SOCIETY BOSTON OFFERS OPPORTUNITIES FOR MEMBERS TO ENGAGE IN MENTORING AND BOTH TECHNICAL AND SOFT SKILLS DEVELOPMENT THAT FURTHER ENHANCE THEIR CAREER TRAJECTORY. THE NORMALLY IN-PERSON EDUCATIONAL PROGRAMS ARE EXTREMELY POPULAR WITH MEMBERS, RANGING FROM TOPICS SUCH AS FINTECH, ESG AND GLOBAL MACROECONOMIC TRENDS. SINCE THE BEGINNING OF THE PANDEMIC, THE SOCIETY SHIFTED ITS PROGRAMMING TO VIRTUAL, AND AS A RESULT EVEN MORE MEMBERS BECAME ENGAGED. AS A THOUGHT LEADER IN THE BOSTON INVESTMENT COMMUNITY, CFA SOCIETY BOSTON AND ITS LEADERSHIP ARE COMMITTED TO PROVIDING A VALUABLE AND DYNAMIC EXPERIENCE FOR ITS MEMBERS. CFA BOSTON MEMBERS VALUE LIVE EVENTS SO THE SOCIETY HAS HELD AND CONTINUES TO HOLD SMALL EVENTS IN SAFE (TYPICALLY OUTDOOR) ENVIRONMENTS. THE SOCIETY PLANS TO HOLD MORE EVENTS LIVE IN CALENDAR YEAR 2022. IN FACT, WE PLAN TO CONDUCT OUR POPULAR ANNUAL MARKET DINNER LIVE TAKING ALL APPROPRIATE PRECAUTIONS. 79911 0 462845 DISCUSSING THE INTERSECTION OF FINANCE AND TECHNOLOGY. IN ADDITION TO CONFERENCES, THE SOCIETY ALSO OFFERS INDUSTRY ANALYSIS SEMINARS, CFA CANDIDATE PREP, AND ONLINE LEARNING OPPORTUNITIES THROUGH WEBINARS AND VIDEOS. OUR CFA PRACTICE EXAM IS USED BY CFA CANDIDATES GLOBALLY TO PREPARE FOR THE CFA EXAM. WE ALSO WORK WITH EDUCATIONAL PARTNERS TO DELIVER CANDIDATE EXAM PREP TO LOCAL CANDIDATES. OUR CIO ROUNDTABLE (WHICH WE PLAN ON RETURNING TO ANNUAL PROGRAM) FEATURES INVESTMENT EXECUTIVES FROM ASSET OWNERS AND ASSET MANAGERS DISCUSSING TRENDS IN INVESTMENTS AND ASSET ALLOCATION. EDUCATION REMAINS AT THE CORE OF WHO WE ARE AND WHAT WE DO. CONTINUING EDUCATION NOT ONLY MAKES THE PROFESSIONAL BETTER, IT MAKES FOR A BETTER PROFESSION. 152341 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 30 0 1 6 1 0 0 0 0 1 1 0 0 0 0 0 X 17 16 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X CFA SOCIETY BOSTON INC 6174260270 60 SOUTH STREET NO 1010 BOSTON MA 02111 JEANNE WOLF CEO 40.00 X X 238154 0 0 GARABED SARKISSIAN DIRECTOR OF EDUCATION AND CONTENT 40.00 X 202906 0 22778 RENEE RUSSO DIRECTOR OF MARKETING AND STRATEGIC INITIATIVES 40.00 X 126432 0 22290 SUSAN E FARRIS CFA CHAIR 2.00 X 0 0 0 BRENT BELL CFA FRM VICE CHAIR 2.00 X X 0 0 0 SARAH N SAMUELS CFA CAIA TREASURER 2.00 X X 0 0 0 PETER A SULLIVAN CFA CPA SECRETARY 2.00 X X 0 0 0 JEFFREY B AUGUSTINE CFA CFP DIRECTOR 2.00 X 0 0 0 HUGH L CROWTHER DIRECTOR 2.00 X 0 0 0 JENNIFER K DESISTO CFA CAIA DIRECTOR 2.00 X 0 0 0 P BRIAN ENYEART CFA DIRECTOR 2.00 X 0 0 0 PATRICK C GREGORY CFA DIRECTOR 2.00 X 0 0 0 KEON T HOLMES CFA DIRECTOR 2.00 X 0 0 0 ERINN R KING CFA DIRECTOR 2.00 X 0 0 0 WILIAM D KRAUSE CFA DIRECTOR 2.00 X 0 0 0 CHRISTINE L TODD CFA DIRECTOR 2.00 X 0 0 0 MICHAEL G TROTSKY CFA DIRECTOR 2.00 X 0 0 0 ANDREW Z TUBMAN CFA DIRECTOR 2.00 X 0 0 0 HEATHER M YOUNG CFA CHAIR, EDUCATION & PROGRAMS 2.00 X X 0 0 0 567492 0 45068 3 0 1 0 0 849633 849633 EDUCATIONAL COURSES 611710 462845 462845 MEETINGS 611430 46361 46361 509206 104528 104528 155000 155000 98809 34167 64642 64642 64642 JOB BOARD 900099 13889 13889 13889 1696898 509206 0 338059 441060 274792 30968 31116 59822 6331 46861 48501 7947 4897 65081 94562 2535 15784 4197 9060 EDUCATION AND CONFERENC 89811 PROGRAM EVENTS AND SPEC 62530 STRATEGIC PLAN 10700 BAD DEBT 7635 16834 1331024 189044 481706 75717 75599 98354 82075 9403 35928 268841 267350 5689 1491 4330312 5332386 4708519 6009185 102713 117073 65000 152500 167713 269573 X 4540806 5739612 4540806 5739612 4708519 6009185 365874 832932 0 X X 1 X 0 1 0 1 1 0 6909 6909 0 155788 154549 1239 106144 105892 252 1491 UNEARNED MEMBERSHIP DUES 152500 152500 X 2529830 832932 832932 1696898 0 1696898 1331024 0 1331024 0 1331024 PART X, LINE 2: THE SOCIETY REGULARLY REVIEWS AND EVALUATES ITS TAX POSITIONS TAKEN IN ITS FILED RETURNS AND RECOGNIZES THE BENEFIT FROM A TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE POSITION WOULD BE SUSTAINED UPON AUDIT BASED SOLELY ON THE TECHNICAL MERITS OF THE TAX POSITION. THE SOCIETY FILES A FEDERAL TAX RETURN. THE STATUTE OF LIMITATIONS FOR THIS JURISDICTION IS GENERALLY THREE YEARS. THE SOCIETY HAS NO RETURNS UNDER EXAMINATION AS OF JUNE 30, 2021. X X X X X 0 0 0 JEANNE WOLF CEO 238154 0 0 0 0 0 0 0 0 0 238154 0 0 0 GARABED SARKISSIAN DIRECTOR OF EDUCATION AND CONTENT 202906 0 0 0 0 0 0 0 22778 0 225684 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S MEMBERS ELECT MEMBERS OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION MONITORS COMPLIANCE WITH THE WRITTEN CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE ORGANIZATION'S EXECUTIVE DIRECTOR IS APPROVED BY THE ORGANIZATION'S BOARD OF DIRECTORS. THE ORGANIZATION USES COMPARATIVE 990'S FROM SIMILAR ORGANIZATIONS, EMPLOYMENT CONTRACTS, AND COMPENSATION SURVEYS TO ESTABLISH THE SALARIES OF THE EXECUTIVE DIRECTOR AND ANY OTHER KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 18 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE AVALIABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE AVALIABLE TO THE PUBLIC UPON REQUEST. FORM 990, PAGE 12 - PART XII - LINE 2C NO CHANGE IN OVERSIGHT PROCESS OR SELECTION PROCESS FROM THE PRIOR YEAR.