2022-04-04T08:18:13-05:00 2021-06-30 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2020-07-01 131923626 THE CARNEGIE HALL CORPORATION CARN 2129039600 881 SEVENTH AVENUE NEW YORK NY 10019 MARY BENJAMIN CHIEF FINANCIAL OFFICER 2129039600 2022-04-01 1 MARY BENJAMIN 999009999 MARGARET A BRADSHAW P00501222 7032868000 2022-03-31 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z CLIVE GILLINSON 881 SEVENTH AVENUE NEW YORK NY 10019 219795010 0 X WWW.CARNEGIEHALL.ORG X 1960 NY TO PRESENT MUSIC & MUSICIANS, BRING THE TRANSFORMATIVE POWER OF MUSIC SEE SCHEDULE OTO THE WIDEST POSSIBLE AUDIENCE, PROVIDE EDUCATION PROGRAMS, AND PROVIDE NEW WORKS, ARTISTS & AUDIENCES. 65 63 635 189 0 0 33561708 30797240 19941672 784382 9558271 19775561 4611265 3967079 67672916 55324262 959346 1319396 0 0 47222720 32177884 401488 432484 6666753 48825472 32577870 97409026 66507634 -29736110 -11183372 655438170 718141781 197627700 185387755 457810470 532754026 X CARNEGIE HALL'S MISSION IS TO PRESENT EXTRAORDINARY MUSIC AND MUSICIANS ON THE THREE STAGES OF THIS LEGENDARY HALL, TO BRING THE TRANSFORMATIVE POWER OF MUSIC TO THE WIDEST POSSIBLE AUDIENCE, PLEASE SEE SCHEDULE O FOR INFORMATION. 0 0 13388482 CARNEGIE HALL PRODUCED EVENTS: DUE TO ITS CLOSURE RELATED TO COVID-19, LIVE PERFORMANCES DID NOT TAKE PLACE AT CARNEGIE HALL IN FY21. INSTEAD, FREE DIGITAL PROGRAMMING PRODUCED BY CARNEGIE HALL - MOST CURATED BY LEADING ARTISTS AND FEATURING MUSICAL PERFORMANCES AND ENGAGING BEHIND-THE-SCENES CONTENT- ENABLED THE HALL TO STAY CONNECTED WITH AUDIENCES IN NEW YORK CITY AND WORLDWIDE WITH MILLIONS OF VIEWS ON CARNEGIE HALL'S WEB SITE AND SOCIAL MEDIA CHANNELS. IN JUNE 2021, THE HALL CELEBRATED THE RETURN TO LIVE IN-PERSON PERFORMANCES WITH OUTDOOR CONCERTS IN NYC NEIGHBORHOOD VENUES AS PART OF THE FREE CARNEGIE HALL CITYWIDE SERIES. IN FY21, THE HALL PRESENTED 2 IN-PERSON EVENTS TO AN AUDIENCE OF MORE THAN 2,100, KICKING OFF A SUMMER SCHEDULE FEATURING MORE THAN 20 CONCERTS IN 11 PARTNER VENUES. 10384315 1319396 THE WEILL MUSIC INSTITUTE AT CARNEGIE HALL CREATES BROAD-REACHING MUSIC EDUCATION AND SOCIAL IMPACT PROGRAMS PLAYING A CENTRAL ROLE IN THE HALL'S COMMITMENT TO MAKING GREAT MUSIC ACCESSIBLE TO AS MANY PEOPLE AS POSSIBLE THROUGH CREATIVE INTERACTION DESIGNED TO INSPIRE LIFELONG LEARNING. THROUGHOUT THE PANDEMIC, WMI PIVOTED MOST OF ITS PROGRAMMING TO DIGITAL PLATFORMS SERVING MORE THAN 800,000 STUDENTS, EDUCATORS, FAMILIES, YOUNG MUSICIANS, PROFESSIONAL ARTISTS, AND COMMUNITY MEMBERS THROUGHOUT NEW YORK CITY AND AROUND THE GLOBE. 8214115 784382 HALL RENTAL OPERATIONS: IN ADDITION TO CARNEGIE HALL'S OWN PRESENTATIONS, THE CORPORATION LEASES AND MANAGES CARNEGIE HALL AS AN AUDITORIUM FOR CONCERTS AND OTHER PERFORMANCES TO DIVERSIFY THE EXPOSURE OF MUSIC RELATED ARTS TO THE COMMUNITY. DUE TO ITS CLOSURE RELATED TO COVID-19, THERE WERE NO PUBLIC RENTAL EVENTS AT THE HALL DURING THE FISCAL YEAR, HOWEVER SOME FILMING WAS ABLE TO TAKE PLACE. 11132238 181539 REAL ESTATE OPERATIONS EXPENSES: 6,705,255OTHER OPERATIONS AND SPECIAL PROJECTS EXPENSES: 4,426,983REVENUE: 181,539 11132238 181539 43119150 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 1 0 0 0 1 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 1 X 377 0 1 635 1 1 0 0 0 0 0 1 1 0 0 0 0 1 0 X 65 63 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X MARY BENJAMIN 2129039600 881 SEVENTH AVENUE NEW YORK NY 10019 CLIVE D GILLINSON EXECUTIVE AND ARTISTIC DIRECTOR 60.00 0.00 X X 1496614 0 79692 MERCEDES T BASS VICE CHAIR AND TRUSTEE 1.00 0.00 X X 0 0 0 NORTON BELKNAP TRUSTEE (UNTIL 7/14/20) 1.00 0.00 X 0 0 0 OLIVIER BERGGRUEN TRUSTEE 1.00 0.00 X 0 0 0 LEN BLAVATNIK TRUSTEE 1.00 0.00 X 0 0 0 RONALD E BLAYLOCK TRUSTEE 1.00 0.00 X 0 0 0 ARYEH B BOURKOFF TRUSTEE 1.00 0.00 X 0 0 0 CLARISSA ALCOCK BRONFMAN VICE CHAIRMAN AND TRUSTEE 1.00 0.00 X X 0 0 0 NICOLA BULGARI TRUSTEE 1.00 0.00 X 0 0 0 VALENTINO D CARLOTTI TRUSTEE 1.00 0.00 X 0 0 0 MARCELO CLAURE TRUSTEE (AS OF 6/3/21) 1.00 0.00 X 0 0 0 LLOYD DEAN TRUSTEE (AS OF 2/11/21) 1.00 0.00 X 0 0 0 RICHARD A DEBS TRUSTEE 1.00 0.00 X 0 0 0 GREGORY T DURANT TRUSTEE 1.00 0.00 X 0 0 0 JUDITH W EVNIN TRUSTEE 1.00 0.00 X 0 0 0 ANNE M FINUCANE TRUSTEE 1.00 0.00 X 0 0 0 MARINA KELLEN FRENCH TRUSTEE 1.00 0.00 X 0 0 0 SABRINA FUNG TRUSTEE 1.00 0.00 X 0 0 0 LARRY GAGOSIAN TRUSTEE 1.00 0.00 X 0 0 0 KELLY GRIER TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN R HOWE JR TRUSTEE 1.00 0.00 X 0 0 0 MARY ANNE HUNTSMAN TRUSTEE 1.00 0.00 X 0 0 0 SARKIS JEBEJIAN SECRETARY AND TRUSTEE 1.00 0.00 X X 0 0 0 ROBERT W JONES TRUSTEE 1.00 0.00 X 0 0 0 PHILIPPE KHUONG-HUU TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL BYUNGJU KIM TRUSTEE 1.00 0.00 X 0 0 0 STEVEN J KIMBLE TRUSTEE 1.00 0.00 X 0 0 0 SUZIE KOVNER TRUSTEE 1.00 0.00 X 0 0 0 EVAN LAMBERG TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL E LIEBOWITZ TRUSTEE 1.00 0.00 X 0 0 0 TERRY J LUNDGREN TRUSTEE 1.00 0.00 X 0 0 0 THOMAS G MAHERAS TREASURER AND TRUSTEE 1.00 0.00 X X 0 0 0 HAROLD MCGRAW III TRUSTEE 1.00 0.00 X 0 0 0 LESTER S MORSE JR TRUSTEE 1.00 0.00 X 0 0 0 CLARKE MURPHY TRUSTEE 1.00 0.00 X 0 0 0 DENNIS M NALLY TRUSTEE 1.00 0.00 X 0 0 0 JOSHUA NASH TRUSTEE 1.00 0.00 X 0 0 0 CHARLES B ORTNER TRUSTEE 1.00 0.00 X 0 0 0 GBENGA OYEBODE TRUSTEE 1.00 0.00 X 0 0 0 EMILY K RAFFERTY TRUSTEE 1.00 0.00 X 0 0 0 XIAOSHAN REN TRUSTEE 1.00 0.00 X 0 0 0 SUSAN W ROSE TRUSTEE 1.00 0.00 X 0 0 0 PHYLLIS ROSENTHAL TRUSTEE (AS OF 10/8/20) 1.00 0.00 X 0 0 0 JOSHUA RUCH TRUSTEE 1.00 0.00 X 0 0 0 SANA H SABBAGH TRUSTEE 1.00 0.00 X 0 0 0 JEAN E SALATA TRUSTEE 1.00 0.00 X 0 0 0 SUKI SANDLER TRUSTEE 1.00 0.00 X 0 0 0 BEATRICE SANTO DOMINGO TRUSTEE 1.00 0.00 X 0 0 0 THOMAS P SCULCO MD TRUSTEE 1.00 0.00 X 0 0 0 TRACY CHUTORIAN SEMLER TRUSTEE 1.00 0.00 X 0 0 0 STANLEY S SHUMAN TRUSTEE 1.00 0.00 X 0 0 0 DAVID M SIEGEL TRUSTEE 1.00 0.00 X 0 0 0 AJC SMITH TRUSTEE 1.00 0.00 X 0 0 0 ROBERT F SMITH CHAIRMAN AND TRUSTEE 1.00 0.00 X X 0 0 0 SHERRESE CLARKE SOARES TRUSTEE (AS OF 10/8/20) 1.00 0.00 X 0 0 0 SARAH BILLINGHURST SOLOMON TRUSTEE 1.00 0.00 X 0 0 0 SIR MARTIN SORRELL TRUSTEE 1.00 0.00 X 0 0 0 KURT G STROVINK TRUSTEE 1.00 0.00 X 0 0 0 RICHARD TSAI TRUSTEE 1.00 0.00 X 0 0 0 IGOR TULCHINSKY TRUSTEE 1.00 0.00 X 0 0 0 LINDA WACHNER TRUSTEE 1.00 0.00 X 0 0 0 DARREN WALKER TRUSTEE 1.00 0.00 X 0 0 0 ROY WEATHERS TRUSTEE 1.00 0.00 X 0 0 0 SANFORD I WEILL PRESIDENT AND TRUSTEE 1.00 0.00 X X 0 0 0 DAVID S WINTER TRUSTEE 1.00 0.00 X 0 0 0 JAMES D WOLFENSOHN TRUSTEE (UNTIL 11/25/20) 1.00 0.00 X 0 0 0 JUDY FRANCIS ZANKEL TRUSTEE 1.00 0.00 X 0 0 0 PATRICIA LONG CHIEF FINANCIAL OFF (UNTIL 12/5/20) 60.00 0.00 X 385155 0 35027 MARY BENJAMIN INTERIM CHIEF FINANCIAL OFFICER 60.00 0.00 X 165135 0 44584 SUSAN J BRADY CHIEF DEVELOPMENT OFFICER 60.00 0.00 X 351032 0 126916 ANNA WEBER GEN MGR ARTISTIC & OPERATIONS 60.00 0.00 X 425519 0 77827 AARON LEVINE CHIEF INFORMATION OFFICER 60.00 0.00 X 361947 0 95232 RICHARD MALENKA CHIEF ADMINISTRATIVE OFFICER 60.00 0.00 X 377624 0 69486 VERA ZLATARSKI GENERAL COUNSEL 60.00 0.00 X 338789 0 58657 SARAH JOHNSON CHIEF EDUCATION OFFICER 60.00 0.00 X 366843 0 42401 SARA VILLAGIO CHIEF MARKETING OFFICER 60.00 0.00 X 254735 0 32878 CHRISTOPHER AMOS CHIEF DIGITAL OFFICER 60.00 0.00 X 290148 0 50679 SYNNEVE CARLINO CHIEF COMMUNICATIONS OFFICER 60.00 0.00 X 308770 0 52708 NIA MONROE CHIEF HUMAN RESOURCES AND DIVERSITY AND INCLUSION 60.00 0.00 X 230877 0 60487 ABHIJIT SENGUPTA DIRECTOR OF ARTISTIC PLANNING 60.00 0.00 X 227111 0 54367 DENISE BROOKS DIRECTOR, DATA AND INFO. SYSTEMS 60.00 0.00 X 224633 0 63811 5804932 0 944752 78 0 1 0 TISHMAN INTERIORS CORPORATION OF NY 100 PARK AVENUE NEW YORK NY 10017 CONTRACTOR 2702294 PENGUIN MAINTENANCE AND SERVICES 5 PENN PLAZA 16TH FLOOR NEW YORK NY 10001 CONTRACTOR 777080 STEALTH SECURITY & ASSOC LLC LINCOLN CENTER PLAZA NEW YORK NY 10023 SECURITY 715714 ARTISTS ACQUISITION LLCOPUS3 ARTISTS 470 PARK AVENUE SOUTH 9TH FLOOR NY NY 10016 ARTIST FEES 662143 DCM INC PO BOX 4707 SUNNYSIDE NY 11104 MARKETING & TELE-FUNDRAISING 545597 36 7545302 6415556 16836382 814365 30797240 PERFORMANCES PRODUCED 711130 784382 784382 784382 1287530 1287530 13252886 9442003 3810883 3810883 3810883 172520724 154032693 18488031 18488031 18488031 40480 7545302 933840 -893360 -893360 98900 62212 36688 36688 REFUND UNEMPLOYMENT IN 900099 586387 586387 REIMBUREMENTS CITY OF 900099 260408 260408 STARR ALLOCATION 900099 144851 144851 21222 21222 1012868 55324262 965921 0 23561101 1214727 1214727 104669 104669 4974565 1060102 3516985 397478 18375312 13373061 2667164 2335087 3216963 2257594 558182 401187 4148349 3745020 123710 279619 1462695 943566 343961 175168 686869 28605 658264 190000 30000 160000 174530 174530 432484 432484 825162 825162 4002684 3247312 639740 115632 957189 957189 851495 435275 213544 202676 1032292 694873 319656 17763 58061 58061 48847 39052 6461 3334 1200 1200 2777826 2777826 14055086 10740491 2495380 819215 1326675 1326675 CONCERT EXPENSES 2661169 2625591 345 35233 BAD DEBT 1182772 1182772 ALL OTHER 1072338 541791 435972 94575 SECURITY 443873 443873 229802 207612 22190 66507634 43119150 16721731 6666753 45597756 33180395 52717855 50743688 1805844 2654658 355959495 126535560 234080947 229423935 136743352 180613024 184492416 214076100 0 7449981 655438170 718141781 10273140 7334391 11513099 7621479 139874271 136988107 35967190 33443778 197627700 185387755 X 101902723 111714679 355907747 421039347 457810470 532754026 655438170 718141781 X -11183372 75142965 -38176 11022139 X 0 1 X 1 0 X 769038 54666786 44016554 33561708 30797240 163811326 1094931 1404059 1497172 1573289 1628564 7198015 1863969 56070845 45513726 35134997 32425804 171009341 29580080 141429261 15048798 16859918 15982439 16280493 14540416 78712064 20221 20221 249741626 123874488 0.56630 0.46760 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 20,221. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 50 204248 204298 65870852 66075150 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 175070 175485 179248 204298 734101 250000 250000 250000 250000 1000000 1500000 50 50 X X X 0 299794653 7500 94104487 18959000 374947640 310354242 43565 8315846 18919000 299794653 317473904 549647 7805691 15475000 310354242 306159269 5614424 20350211 14650000 317473904 278121949 244230 42793090 15000000 306159269 0.02380 0.51670 0.45950 0 0 8400000 8400000 342293086 124357134 217935952 5266409 2178426 3087983 229423935 EQUITIES 144104840 F ALTERNATIVE INVESTMENTS 44561150 F REAL ESTATE FUNDS 4624608 F PRIVATE EQUITY FUNDS 20785502 F 214076100 ACCRUED PENSION BENEFIT OBLIGATION 25993797 LEASE LIABILITY 7449981 33443778 142439065 75142965 2358945 77501910 64937155 825162 -10438055 -9612893 55324262 67495507 2397120 -584085 1813035 65682472 825162 825162 66507634 PART III, LINE 4: ART COLLECTION THE ROSE MUSEUM EXHIBITS CARNEGIE HALL'S HISTORY AND ARCHIVAL TREASURES. THE PERMANENT EXHIBIT CONTAINS A CHRONOLOGY OF EVENTS FROM 1891 TO THE PRESENT, A HISTORY OF THE BUILDING, AS WELL AS ITEMS RELATING TO PERFORMANCES AND PERFORMERS. ON A REGULAR BASIS, TO PROVIDE AN ADDITIONAL DIMENSION TO A FESTIVAL OR MAJOR EVENT, TEMPORARY EXHIBITS ARE SHOWN WHICH MAY FEATURE MATERIAL BORROWED FROM OTHER ARCHIVES OR MUSEUMS. TOURS OF CARNEGIE HALL ARE CONDUCTED BY CARNEGIE HALL MUSIC AMBASSADORS (CARNEGIE HALL'S VOLUNTEERS). TOURS ALLOW VISITORS TO TAKE A JOURNEY THROUGH THE BUILDING AND LEARN MORE ABOUT THE CARNEGIE HALL STORY - FROM ANDREW CARNEGIE, TO ISAAC STERN LEADING THE EFFORT TO SAVE CARNEGIE HALL FROM DESTRUCTION, TO WELL OVER A CENTURY OF MEMORABLE PERFORMANCES. DUE TO THE HALL'S CLOSURE, TOURS DID NOT TAKE PLACE IN FY21. PART V, LINE 4: ENDOWMENT FUNDS CARNEGIE HALL'S ENDOWMENT FUNDS SUPPORT CARNEGIE HALL'S ACTIVITIES, IN ACCORDANCE WITH VARIOUS DONOR REQUIREMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -9,442,003. COST OF GOODS SOLD -62,212. FUNDRAISING EVENTS -933,840. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 9,442,002. COST OF GOODS SOLD 62,212. FUNDRAISING EVENTS 933,840. ACTUARIAL GAIN/LOSS ON PENSION PLAN -11,022,139. SCHEDULE D, PART X, LINE 2 UNCERTAIN TAX POSITION THE AUDITED FINANCIAL STATEMENTS DO NOT CONTAIN A FOOTNOTE REGARDING ASC 740 (FORMERLY FIN 48) BECAUSE IT DID NOT HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES ARTS PROGRAMMING 2000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 132520201 0 0 0 0 0 0 132522201 0 132522201 1 0 1 1 1 0 PART III ACCOUNTING METHOD: FOREIGN PROGRAM EXPENDITURES PART I, LINE 3 THE FOREIGN EXPENDITURES ON PART I, LINE 3 ARE REPORTED ON THE ACCRUAL BASIS. 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X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 CLIVE D GILLINSON EXECUTIVE AND ARTISTIC DIRECTOR 1096277 0 0 0 400337 0 42307 0 37385 0 1576306 0 0 0 ANNA WEBER GEN MGR ARTISTIC & OPERATIONS 345129 0 0 0 80390 0 42717 0 35110 0 503346 0 78458 0 SUSAN J BRADY CHIEF DEVELOPMENT OFFICER 286398 0 0 0 64634 0 88548 0 38368 0 477948 0 56067 0 AARON LEVINE CHIEF INFORMATION OFFICER 296366 0 0 0 65581 0 56619 0 38613 0 457179 0 60038 0 RICHARD MALENKA CHIEF ADMINISTRATIVE OFFICER 313349 0 0 0 64275 0 54193 0 15293 0 447110 0 60663 0 PATRICIA LONG CHIEF FINANCIAL OFF (UNTIL 12/5/20) 348943 0 0 0 36212 0 27830 0 7197 0 420182 0 29667 0 SARAH JOHNSON CHIEF EDUCATION OFFICER 310803 0 0 0 56040 0 26600 0 15801 0 409244 0 54780 0 VERA ZLATARSKI GENERAL COUNSEL 307529 0 0 0 31260 0 22738 0 35919 0 397446 0 30000 0 SYNNEVE CARLINO CHIEF COMMUNICATIONS OFFICER 268838 0 0 0 39932 0 36935 0 15773 0 361478 0 38000 0 CHRISTOPHER AMOS CHIEF DIGITAL OFFICER 255975 0 0 0 34173 0 32031 0 18648 0 340827 0 33333 0 NIA MONROE CHIEF HUMAN RESOURCES AND DIVERSITY 221759 0 0 0 9118 0 21430 0 39057 0 291364 0 0 0 DENISE BROOKS DIRECTOR, DATA AND INFO. SYSTEMS 221021 0 0 0 3612 0 27461 0 36350 0 288444 0 0 0 SARA VILLAGIO CHIEF MARKETING OFFICER 243975 0 0 0 10760 0 15562 0 17316 0 287613 0 0 0 ABHIJIT SENGUPTA DIRECTOR OF ARTISTIC PLANNING 226410 0 0 0 701 0 16492 0 37875 0 281478 0 0 0 MARY BENJAMIN INTERIM CHIEF FINANCIAL OFFICER 161769 0 0 0 3366 0 28093 0 16491 0 209719 0 0 0 SCHEDULE J, PART I, LINE 1A HOUSING WAS PROVIDED FOR THE EXECUTIVE AND ARTISTIC DIRECTOR OF CARNEGIE HALL AND WAS REPORTED AS TAXABLE COMPENSATION. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN FORM SCH J PART I LINE 4B THE CARNEGIE HALL CORPORATION MAINTAINS TWO SUPPLEMENTAL NONQUALIFIED PLANS, A SERP AND A KEY EMPLOYEE INCENTIVE AND RETENTION COMPENSATION PLAN. THE SERP COVERED CLIVE D. GILLINSON. THE KEY EMPLOYEE INCENTIVE AND RETENTION COMPENSATION PLAN COVERED SUSAN J. BRADY, ANNA WEBER, AARON LEVINE, RICHARD MALENKA, PATRICIA LONG, VERA ZLATARSKI, SARAH JOHNSON, SYNNEVE CARLINO, SARA VILLAGIO, NIA MONROE, CHRISTOPHER AMOS AND ABHIJIT SENGUPTA. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, THE CARNEGIE HALL CORPORATION IS REPORTING THE PLAN PARTICIPANTS, AMOUNTS SUBSTANTIALLY VESTED AND INCLUDED AS TAXABLE INCOME AND AMOUNTS DEFERRED, NOT SUBSTANTIALLY VESTED, AND NOT INCLUDED IN PARTICIPANT'S TAXABLE INCOME. PLAN PARTICIPANTS - CLIVE D. GILLINSON AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $127,763 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 ANNA WEBER AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $78,458 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 AARON LEVINE AMOUNT SUBSTANTIALLY VESTED AND TAXABLE -$60,038 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 RICHARD MALENKA AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $60,663 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 SUSAN J. BRADY AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $56,067 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 PATRICIA LONG AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $29,667 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 SARAH JOHNSON AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $54,780 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 VERA ZLATARSKI AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $30,000 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 SYNNEVE CARLINO AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $38,000 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 CHRISTOPHER AMOS AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $33,333 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 NIA MONROE AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $8,333 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 SARA VILLAGIO AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $10,000 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 ABHIJIT SENGUPTA AMOUNT SUBSTANTIALLY VESTED AND TAXABLE - $0 AMOUNT NOT SUBSTANTIALLY VESTED AND NOT TAXABLE - $0 A THE TRUST FOR CULTURAL RESOURCES OF THE CITY NY SERIES 2019 911882413 649717VF9 2019-09-05 111784464 REFUNDING OF 2009 BONDS 0 0 0 A 1200000 112326763 1037067 111289696 2013 1 0 1 1 A 0 0 1 1 0 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 PART I, LINE A, COLUMN (F) BONDS ISSUED TO CURRENT REFUND BONDS ISSUED ON 12/03/09. PART II, LINE 3, COLUMN (A) DIFFERENCE FROM ISSUE PRICE REPRESENTS INVESTMENT EARNINGS ON THE ESCROWED PROCEEDS APPLIED TO CURRENT REFUND THE PRIOR ISSUE. PART III, LINE 3A CARNEGIE HALL HAS A SERVICE CONTRACT IN PLACE THAT FALLS UNDER THE INCIDENTAL USE EXCEPTION AND DOES NOT RESULT IN PRIVATE BUSINESS USAGE. TWO SIGMA INVESTMENTS LLC SEE PART V 614953 INVESTMENTS 0 BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS ORGANIZATIONS AFFILIATED WITH MEMBERS OF THE BOARD OF TRUSTEES OCCASIONALLY PROVIDE SERVICES TO CARNEGIE HALL. THE ARRANGEMENTS FOR THESE SERVICES ARE NEGOTIATED ON AN ARM'S LENGTH BASIS AND ARE REVIEWED BY INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY.TWO SIGMA INVESTMENTS LLC - ENTITY OVER 35% CONTROLLED BY DAVID M SIEGEL, TRUSTEE.DURING FY21, CARNEGIE HALL SUBMITTED REDEMPTION REQUESTS FOR ALL THREE SIGMA FUNDS. X 4862 810365 FMV X MEDAL OF EXCELLENCE CEREMONY 1 4000 FMV 0 1 0 SCHEDULE M, PART I, COLUMN (B) THE AMOUNTS REPORTED IN COLUMN (B) REPRESENTS THE NUMBER OF ITEMS CONTRIBUTED. FORM 990 PART III LINE 1 CARNEGIE HALL'S MISSION IS TO PRESENT EXTRAORDINARY MUSIC AND MUSICIANS ON THE THREE STAGES OF THIS LEGENDARY HALL, TO BRING THE TRANSFORMATIVE POWER OF MUSIC TO THE WIDEST POSSIBLE AUDIENCE, TO PROVIDE VISIONARY EDUCATION PROGRAMS, AND TO FOSTER THE FUTURE OF MUSIC THROUGH THE CULTIVATION OF NEW WORKS, ARTISTS, AND AUDIENCES. FORM 990, PART V, LINE 3B THE 990-T IS ON EXTENSION UNTIL 05/16/2022 AND WILL BE FILED BY THAT DATE. FORM 990, PART VI, SECTION A, LINE 2 PLEASE SEE THE SUPPLEMENTAL INFORMATION FOR PART VI, SECTION B, LINE 12C FOR A SUMMARY OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSURES AND THEIR INDEPENDENT REVIEW. OLIVIER BERGGRUEN AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. LEN BLAVATNIK AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. LEN BLAVATNIK AND SHERRESE CLARKE SOARES HAVE A BUSINESS RELATIONSHIP. NICOLA BULGARI AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. ANNE M. FINUCANE AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. ANNE M. FINUCANE AND DAVID S. WINTER HAVE A BUSINESS RELATIONSHIP MARINA KELLEN FRENCH AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND CLARISSA ALCOCK BRONFMAN HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND SUZIE KOVNER HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND SANA H. SABBAGH HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND SIR MARTIN SORRELL HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND RICHARD TSAI HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND EVAN LAMBERG HAVE A BUSINESS RELATIONSHIP. SARKIS JEBEJIAN AND ROBERT F. SMITH HAVE A BUSINESS RELATIONSHIP. THOMAS G. MAHERAS AND SANFORD I. WEILL HAVE A BUSINESS RELATIONSHIP. DAVID M. SIEGEL AND SANFORD I. WEILL HAVE A BUSINESS RELATIONSHIP. DAVID M. SIEGEL AND LLOYD DEAN HAVE A BUSINESS RELATIONSHIP. DAVID M. SIEGEL AND KURT G. STROVINK HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND SANFORD I. WEILL HAVE A BUSINESS RELATIONSHIP. DAVID S. WINTER AND ROBERT F. SMITH HAVE A BUSINESS RELATIONSHIP. SANFORD I. WEILL AND JOSHUA NASH HAVE A BUSINESS RELATIONSHIP. SANFORD I. WEILL AND RICHARD TSAI HAVE A BUSINESS RELATIONSHIP. DAVID S. WINTER AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. DAVID S. WINTER AND ROY WEATHERS HAVE A BUSINESS RELATIONSHIP. DAVID S. WINTER AND KURT G. STROVINK HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B BOARD REVIEW OF FORM 990 FORM 990, PART VI, SECTION A, LINE 11B - THE FORM 990 IS PREPARED BY CARNEGIE HALL'S EXTERNAL ACCOUNTING FIRM WITH THE ASSISTANCE OF STAFF. THE DRAFT REPORT IS REVIEWED BY THE AUDIT COMMITTEE AND PROVIDED TO ALL TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY THE ORGANIZATION'S CONFLICT OF INTEREST POLICY FOR TRUSTEES, OFFICERS AND KEY PERSONS IS INTENDED TO IDENTIFY, DISCLOSE, EVALUATE AND ADDRESS ACTUAL, POTENTIAL AND APPARENT CONFLICTS OF INTEREST THAT MIGHT, IN FACT OR APPEARANCE, CALL INTO QUESTION THESE INDIVIDUALS' DUTY OF LOYALTY TO CARNEGIE HALL, AS WELL AS TO GATHER INFORMATION REQUIRED FOR THE FORM 990 REPORT. THE INDEPENDENT BOARD GOVERNANCE COMMITTEE IS RESPONSIBLE FOR OVERSEEING IMPLEMENTATION OF AND COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. EVERY COVERED PERSON IS FURNISHED WITH A COPY OF THE POLICY PRIOR TO THE COMMENCEMENT OF DUTIES, AND MUST SUBMIT AN ACKNOWLEDGMENT AND DISCLOSURE STATEMENT PRIOR TO INITIAL ELECTION, APPOINTMENT OR HIRING, AND ANNUALLY THEREAFTER, AND UPDATE IT AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. THE GOVERNANCE COMMITTEE REVIEWS CONFLICT OF INTEREST DISCLOSURES ANNUALLY AND AS NEW DISCLOSURES ARE MADE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW COMPENSATION FOR THE EXECUTIVE AND ARTISTIC DIRECTOR AND ANY OTHER OFFICERS AND THE KEY EMPLOYEES OF THE ORGANIZATION IS REVIEWED AND APPROVED BY INDEPENDENT MEMBERS OF THE BOARD COMPENSATION COMMITTEE OR OTHER INDEPENDENT TRUSTEES, FOLLOWING A REVIEW OF COMPARABILITY DATA (SUCH AS FORMS 990 AND OTHER SOURCES OF SALARY INFORMATION FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN SIMILAR GEOGRAPHIC LOCATIONS). THE DELIBERATION AND DECISION OF THESE INDEPENDENT TRUSTEES IS CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE CARNEGIE HALL MAKES ITS ANNUAL REPORT WHICH CONTAINS HIGHLIGHTS OF PROGRAMS AND FINANCIAL INFORMATION AND FIVE YEARS OF AUDITED FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. THE FORM 990 IS AVAILABLE UPON REQUEST AND ON OTHER WEBSITES SUCH AS GUIDESTAR.ORG. CARNEGIE HALL ALSO MAKES KEY ORGANIZATIONAL POLICIES, SUCH AS ITS CODE OF ETHICS, GIFT ACCEPTANCE POLICIES AND GUIDELINES AND WHISTLEBLOWER POLICY, PUBLICLY AVAILABLE ON ITS WEBSITE. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT CURRENTLY PUBLICLY AVAILABLE. FORM 990, PART VI, SECTION A, LINE 1A PURSUANT TO ITS BY-LAWS, THE ORGANIZATION'S BOARD OF TRUSTEES DELEGATES AUTHORITY TO AN EXECUTIVE COMMITTEE, SUBJECT TO THE LIMITATIONS OF THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW. THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE BOARD. FORM 990, PART XI, LINE 9: NET PERIODIC GAIN FAS 11,022,139. SPLIT INTEREST TRUST CRATS (1) CRAT NY CHC T 1 SPLIT INTEREST TR CRUTS (3) CRUT NY CHC T 1 SPLIT INTEREST TRUSTS PLIF (1) PLIF NY CHC T 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0