2022-03-28T14:20:17-05:00 2021-06-30 390859910 BAKER TILLY US LLP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2020-07-01 251865744 CHILDRENS HOSPITAL OF PITTSBURGH FOUNDATION CHIL 4126923900 4401 PENN AVE CENTRAL PLANT FLR 3 PITTSBURGH PA 15224 GREGORY KEEGAN CFO AND VP, OPERATIONS 4126923900 2022-03-28 1 GREGORY KEEGAN 999009999 KERRI N BOGDA CPA P00760402 7177404863 X 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z UPMC CHILDREN'S HOSPITAL FOUNDATION RACHEL PETRUCELLI 4401 PENN AVE CENTRAL PLANT FLR 3 PITTSBURGH PA 15224 49264961 0 X WWW.GIVETOCHILDRENS.ORG X 2000 PA TO PROVIDE FINANCIAL SUPPORT TO CHILDREN'S HOSPITAL OF PITTSBURGH OF UPMC. 43 42 41 204 149853 6106 23815673 25243929 0 0 33816301 22433420 -101062 678121 57530912 48355470 27496479 30825417 0 0 4832563 4634585 633941 517712 4419920 2076946 1628062 35039929 37605776 22490983 10749694 300030332 387422049 4585603 3086252 295444729 384335797 X CHILDREN'S HOSPITAL OF PITTSBURGH FOUNDATION IS THE SOLE FUNDRAISING ARM OF UPMC CHILDREN'S HOSPITAL OF PITTSBURGH.THE FOUNDATION EXISTS TO PROVIDE FINANCIAL SUPPORT FOR THE HOSPITAL'S MISSION OF IMPROVING THE HEALTH AND WELL-BEING OF CHILDREN, TEENAGERS, AND YOUNG ADULTS THROUGH EXCELLENCE IN PATIENT CARE, TEACHING, RESEARCH, AND ADVOCACY. 0 0 30825417 30825417 0 ANNUAL FUNDING FOR CHP: CHILDREN'S HOSPITAL OF PITTSBURGH FOUNDATION (FOUNDATION) IS THE SOLE FUNDRAISING ARM OF UPMC CHILDREN'S HOSPITAL OF PITTSBURGH. THROUGH TARGETED CAMPAIGNS, SPECIAL EVENTS, AND GRANTS, THE FOUNDATION RAISES MONEY TO SUPPORT THE HOSPITAL'S MISSION OF EXCELLENCE IN PATIENT CARE, TEACHING, AND RESEARCH. CHILDREN'S HAS BEEN A CHARITABLE INSTITUTION SINCE ITS INCEPTION AND REMAINS A NON-PROFIT ENTITY. TO ENSURE THE CONTINUATION OF ITS CHARITABLE MISSION, IN JULY 2000, THE FOUNDATION WAS ESTABLISHED AS A SUBSIDIARY OF CHILDREN'S. IT THEN BECAME AN INDEPENDENT ORGANIZATION WHEN THE HOSPITAL MERGED WITH UPMC IN OCTOBER 2001. THROUGH THE FOUNDATION, GENEROUS DONATIONS LARGE AND SMALL FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND COMMUNITY PARTNERS HAVE A DIRECT AND IMMEDIATE IMPACT ON CHILDREN'S HOSPITAL'S ABILITY TO TRANSFORM YOUNG LIVES THROUGH UNPARALLELED CARE AND DEEP COMPASSION. ROOTED IN PHILANTHROPY, CHILDREN'S IS SUSTAINED BY GENEROUS COMMUNITY SUPPORT, SETTING THE STANDARDS OF EXCELLENCE IN PEDIATRIC CARE. IN FY 2021, THE FOUNDATION SENT MORE THAN $30 MILLION IN CONTRIBUTIONS TO THE HOSPITAL IN SUPPORT OF RESEARCH, CLINICAL PROGRAMS, MEDICAL EDUCATION AND FUNDS FOR FREE CARE.FOR MORE THAN 125 YEARS, CHILDREN'S HAS BEEN A FIXTURE IN PITTSBURGH AND THE SURROUNDING TRI-STATE REGION. WHAT BEGAN IN 1890 AS A SINGLE COT ENDOWED BY THE ENTREPRENEURIAL SON OF A LOCAL PEDIATRICIAN, HAS GROWN INTO A WORLD-RENOWNED CHILDREN'S HOSPITAL DEDICATED TO IMPROVING THE HEALTH AND WELL-BEING OF ALL CHILDREN.TODAY, CHILDREN'S CARES FOR INFANTS, CHILDREN, AND ADOLESCENTS WHO MAKE MORE THAN 1 MILLION VISITS TO OUR HOSPITAL, ITS MANY NEIGHBORHOOD LOCATIONS, AND CHILDREN'S COMMUNITY CARE PEDIATRIC PRACTICES EACH YEAR. IN FY 2021, CHILDREN'S HAD 11,506 INPATIENT STAYS, 7,275 OBSERVATION STAYS, 58,280 EMERGENCY DEPARTMENT VISITS, 20,836 SURGERIES, AND MORE THAN 1 MILLION OUTPATIENT VISITS.WITH A MEDICAL STAFF OF OVER 700, CHILDREN'S PROVIDES CARE ALONG THE FULL SPECTRUM OF PEDIATRIC SUBSPECIALTIES FROM ALLERGIES TO WEIGHT MANAGEMENT AND WELLNESS. CHILDREN'S TODAY IS A LEADER ON A NATIONAL SCALE IN A MULTITUDE OF PEDIATRIC SUB-SPECIALTIES, INCLUDING CARDIOLOGY, CARDIOTHORACIC SURGERY, DIABETES AND ENDOCRINOLOGY, HEMATOLOGY/ONCOLOGY, NEUROLOGY, NEUROSURGERY, ORGAN AND TISSUE TRANSPLANTATION, OTOLARYNGOLOGY (ENT), PULMONOLOGY, AND SURGERY. OUR NETWORK OF NEIGHBORHOOD LOCATIONS, AMBULATORY CARE CENTERS, PRIMARY AND SPECIALTY CARE PRACTICES, AND EXPRESS CARE CENTERS COVERS A MULTI-COUNTY REGION.CHILDREN'S IS CONSISTENTLY NAMED TO THE LIST OF "AMERICA'S BEST CHILDREN'S HOSPITAL." FOR 2020-2021, UPMC CHILDREN'S WAS NATIONALLY RANKED IN ALL 10 SPECIALTIES.CHILDREN'S ALSO LEADS THE WAY IN ADVANCED TECHNOLOGY, WITH SEVERAL ACCOMPLISHMENTS BASED ON OUR ADOPTION OF A FULLY INTEGRATED ELECTRONIC MEDICAL RECORD. IN 2009, CHILDREN'S WAS RECOGNIZED AS THE FIRST PEDIATRIC HOSPITAL IN THIS COUNTRY TO ACHIEVE STAGE 7 RECOGNITION FROM HIMSS (HEALTHCARE INFORMATION AND MANAGEMENT SYSTEMS SOCIETY) ANALYTICS FOR ACHIEVING A VIRTUALLY PAPERLESS PATIENT RECORD ENVIRONMENT AND THE MOST COMPREHENSIVE USE OF ELECTRONIC MEDICAL RECORDS. ALL INPATIENT AND OUTPATIENT STAFF UTILIZE CHILDREN'S ERECORD FOR ORDER ENTRY, CLINICAL DECISION SUPPORT, MEDICATION BAR-CODING, CLINICIAN DOCUMENTATION AND RADIOLOGICAL IMAGES. STAGE 7 IS MEASURED BY CONFORMANCE OF THE ELECTRONIC HEALTH RECORD TO THE CONTINUITY OF CARE DOCUMENT, THE NEWLY ADOPTED INTERNATIONAL STANDARD FOR EXCHANGE OF CLINICAL INFORMATION.IN ADDITION, CHILDREN'S HAS BEEN RECOGNIZED BY KLAS, AN INDEPENDENT HEALTH CARE RESEARCH ORGANIZATION, AS THE LEADER IN ITS USE OF HEALTH CARE INFORMATION TECHNOLOGY AMONG PEDIATRIC HOSPITALS IN THE UNITED STATES.IN JULY 2012, CHILDREN'S EARNED MAGNET RECOGNITION STATUS FROM THE AMERICAN NURSES CREDENTIALING CENTER (ANCC). IN 2017, CHILDREN'S WAS RE-DESIGNATED AS A MAGNET FACILITY. MAGNET IS THE HIGHEST HONOR AN ORGANIZATION CAN RECEIVE FOR EXCELLENCE IN NURSING MAKING CHILDREN'S AMONG ONLY 6 PERCENT OF HOSPITALS NATIONWIDE TO HAVE ACHIEVED THIS PRESTIGIOUS DESIGNATION. ANCC'S MAGNET RECOGNITION PROGRAM RECOGNIZES HEALTH CARE ORGANIZATIONS FOR QUALITY PATIENT CARE, NURSING EXCELLENCE, AND INNOVATIONS IN PROFESSIONAL NURSING PRACTICE.CHILDREN'S HAS THE REGION'S ONLY STATE-ACCREDITED LEVEL I PEDIATRIC TRAUMA CENTER. ALTHOUGH FY 2021 VISITS WERE BELOW PRIOR YEAR (COVID OUTBREAK, MARCH 2020), IT REMAINED ONE OF THE BUSIEST EMERGENCY DEPARTMENTS IN THE CITY, TREATING MORE THAN 58,280 CHILDREN. SUBSPECIALISTS IN ALL PEDIATRIC MEDICAL AND SURGICAL DISCIPLINES PROVIDE THE HIGHEST LEVEL OF CARE TO EVERY PATIENT AND FAMILY. CHILDREN'S HAS ONE OF THE FASTEST GROWING, NATIONAL INSTITUTES OF HEALTH-FUNDED (NIH) PEDIATRIC RESEARCH PROGRAMS IN THE COUNTRY. ACTIVE RESEARCH PROGRAMS RANGE FROM STEM CELL BIOLOGY AND REGENERATIVE MEDICINE TO NOVEL STRATEGIES FOR TREATING PEDIATRIC CANCER. THE JOHN G. RANGOS SR. RESEARCH CENTER, OPENED IN 2008, HOUSES A 10-STORY, 300,000-SQUARE-FOOT RESEARCH FACILITY. IN COLLABORATION WITH THE UNIVERSITY OF PITTSBURGH'S PETER M. WINTER INSTITUTE FOR SIMULATION, EDUCATION AND RESEARCH (WISER), CHILDREN'S STATE-OF-THE-ART PEDIATRIC SIMULATION CENTER INCORPORATES LIFE-LIKE SIMULATORS AND MULTI-TASK TRAINERS THAT ALLOW HEALTH CARE PROFESSIONALS TO RECOGNIZE AND MANAGE A WIDE ASSORTMENT OF PEDIATRIC-RELATED MEDICAL SITUATIONS. IT ALSO IS USED TO IMPART VITAL SKILLS SUCH AS INTUBATION, LUMBAR PUNCTURE, IV INSERTION, IV BLOOD DRAW, ARTERIAL BLOOD DRAW, AND BLADDER CATHETERIZATION. CHILDREN'S HOSPITAL SERVES MORE THAN 29 COUNTIES IN WESTERN PENNSYLVANIA AND SEVERAL COUNTIES THROUGHOUT OHIO AND WEST VIRGINIA. IN ADDITION TO THE HOSPITAL, CHILDREN'S OFFERS THE FOLLOWING:-MANY PEDIATRIC SPECIALISTS NOW OFFER VIDEO VISITS AS A CONVENIENT OPTION FOR FAMILIES -AMBULATORY CARE CENTERS- CHILDREN'S EAST (MONROEVILLE), CHILDREN'S NORTH (SEWICKLEY), CHILDREN'S PINE CENTER (WEXFORD), AND CHILDREN'S SOUTH (BRIDGEVILLE), OFFER CONVENIENT ACCESS TO HIGHLY SKILLED SPECIALISTS FROM SEVERAL DIVISIONS' PEDIATRIC SPECIALTY CARE, ROUTINE PROCEDURES AND DIAGNOSTICS. PEDIATRIC SPECIALISTS FROM THESE AREAS WILL TRAVEL TO THE CENTER TO PROVIDE OUTPATIENT SERVICES, INCLUDING DIAGNOSTIC EVALUATIONS AND FOLLOW-UP CARE. -PRIMARY CARE CENTERS IN CHILDREN'S OAKLAND MEDICAL BUILDING AND TURTLE CREEK, WHICH PROVIDE COMPREHENSIVE HEALTH SERVICES, INCLUDING SICK VISITS AND WELL-CHILD VISITS, TO INFANTS, CHILDREN, AND ADOLESCENTS THROUGHOUT THE PITTSBURGH REGION.-SPECIALTY CARE CENTERS UPMC CHILDREN'S HOSPITAL OF PITTSBURGH HAS NOW MADE IT EASIER THAN EVER FOR RESIDENTS OF THE HERMITAGE, ERIE, JOHNSTOWN, WASHINGTON PENNSYLVANIA REGIONS, WHEELING WV, AND CUMBERLAND MD TO HAVE ACCESS TO SPECIALTY CARE SERVICES FOR PEDIATRIC PATIENTS AND THEIR FAMILIES. CHILDREN'S SPECIALTY CARE CENTERS OFFERS CONVENIENT ACCESS TO HIGHLY SKILLED SPECIALISTS FROM SEVERAL DIVISIONS. PEDIATRIC SPECIALISTS FROM THESE AREAS WILL TRAVEL TO THE CENTER TO PROVIDE OUTPATIENT SERVICES, INCLUDING DIAGNOSTIC EVALUATIONS AND FOLLOW-UP CARE. T-REMOTE CONSULTATION FOR PEDIATRIC PATIENTS IN CRITICAL CARE UNITS LOCATED AROUND THE WORLD IS OFFERED BY CHILDREN'S WORLD-CLASS INTENSIVISTS, WHEN COMPLEX CRITICAL CARE EXPERTISE IS NEEDED.-ONE CRITICAL CARE SPECIALTY HAS DEVELOPED AN INTERNATIONAL PROGRAM IN ITALY.-EXPRESS CARE CENTERS IN BRIDGEVILLE, LAWRENCEVILLE, MONROEVILLE, WASHINGTON, ERIE, WEST MIFFLIN, CRANBERRY TWP, WEXFORD AND HUMMELSTOWN (IN EASTERN PA), OFFER FAMILIES ACCESS TO CONVENIENT AND IMMEDIATE CARE FOR INFANTS, CHILDREN, AND TEENS AFTER HOURS AND ON WEEKENDS FOR TREATMENT OF MINOR INJURIES AND ILLNESSES.-CHILDREN'S COMMUNITY CARE PEDIATRIC (CCP) IS THE LARGEST PEDIATRIC AND ADOLESCENT PRIMARY CARE MEDICAL NETWORK IN WESTERN PENNSYLVANIA, WITH 54 PEDIATRIC PRACTICE LOCATIONS, 3 PEDIATRIC DERMATOLOGY LOCATIONS AND 9 EXPRESS CARE LOCATIONS IN 17 COUNTIES. CCP HAS APPROXIMATELY 300,000 ACTIVE PATIENTS AND 870,000 VISITS ANNUALLY. CCP PROVIDES: -EASY ACCESS TO PRIMARY CARE AT CONVENIENT NEIGHBORHOOD LOCATIONS. -MORE THAN 170 PEDIATRIC PHYSICIANS, PLUS DEDICATED PHYSICIANS' ASSISTANTS AND NURSE PRACTITIONERS. -A WELL-CHILD CARE PHILOSOPHY FOR PREVENTION OF DISEASE AND INJURY. -EXPERT TREATMENT FOR BOTH ACUTE AND CHRONIC PEDIATRIC CONDITIONS. -SPECIALTY SERVICES INCLUDING BEHAVIORAL HEALTH, WEIGHT MANAGEMENT, AND LACTATION CONSULTANTS. -ACCESS TO WORLD-CLASS SPECIALISTS THROUGH ITS AFFILIATION WITH CHILDREN'S HOSPITAL. 0 0 0 FREE CARE FUNDING: PARENTS FACE PLENTY OF WORRIES, BUT WHETHER OR NOT THEY CAN AFFORD THEIR CHILD'S HEALTH CARE SHOULD NEVER BE ONE OF THEM. CHILDREN'S PROVIDES CARE TO SICK CHILDREN IN OUR REGION, REGARDLESS OF THEIR FAMILIES' INSURANCE OR ABILITY TO PAY THROUGH THE GENEROUS DONATIONS MADE TO THE FREE CARE FUND.DURING THE FISCAL YEAR WHICH ENDED JUNE 30, 2021, CHILDREN'S PROVIDED MORE THAN $35.9 MILLION IN FREE AND UNCOMPENSATED CARE. 30825417 1 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 X 0 0 41 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 43 42 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AR CO CT DC FL GA IL KS KY ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X GREGORY M KEEGAN 4126926914 4401 PENN AVENUE CENTRAL PLANT FLR PITTSBURGH PA 15224 X ALBA TULL TRUSTEE 1.00 X 0 0 0 ALBERT J NEUPAVER TRUSTEE 1.00 X 0 0 0 ANITA DRESSEL TRUSTEE 1.00 X 0 0 0 B SCOTT KERN ESQ TRUSTEE 1.00 X 0 0 0 C LANCE RUTTENBERG TRUSTEE 1.00 X 0 0 0 CLIFFORD R ROWE JR CHAIR 4.00 X X 0 0 0 DENA RANTIN-LAMAR TRUSTEE 1.00 X 0 0 0 DENISE M PAMPENA TRUSTEE 2.50 X 0 0 0 DOROTHY J POLLON MBA JD TRUSTEE 2.50 X 0 0 0 DOUGLAS P DICK TRUSTEE 1.00 X 0 0 0 GEORGE V MAZARIEGOS MD FACS TRUSTEE 1.00 X 0 0 0 GERALD F MACCLEARY TRUSTEE 1.00 X 0 0 0 GREG LIGNELLI TRUSTEE 1.00 X 0 0 0 GREGORY WEIMER TRUSTEE 1.00 X 0 0 0 HOWARD W HANNA III TRUSTEE 1.00 X 0 0 0 JAY W CLEVELAND JR IMMEDIATE PAST CHAIR 1.00 X 0 0 0 JOAN ROSSIN STEPHANS TRUSTEE 2.50 X 0 0 0 JOHN A STALEY V TRUSTEE 1.00 X 0 0 0 JOHN G RANGOS SR TRUSTEE 1.00 X 0 0 0 JOSEPH C WALTON TRUSTEE 1.00 X 0 0 0 JOSEPH M MANGANIELLO TRUSTEE 1.00 X 0 0 0 JOSEPH P LOHMAN TRUSTEE 1.00 X 0 0 0 KELLEY SKOLODA TRUSTEE 1.00 X 0 0 0 KEVIN M RABBIT TRUSTEE 1.00 X 0 0 0 L DOUGLAS LIOON TRUSTEE 1.00 X 0 0 0 LALIT CHORDIA PHD TRUSTEE 1.00 X 0 0 0 LAWRENCE N GUMBERG TRUSTEE 2.50 X 0 0 0 MARK A SNYDER VICE CHAIR 3.50 X X 0 0 0 MARK G SCHOEPPNER TRUSTEE 1.00 X 0 0 0 MARTHA H MUNSCH ESQ SECRETARY 1.00 X X 0 0 0 MARY JO DIVELY ESQ TRUSTEE 1.00 X 0 0 0 MICHAEL K POPPER TRUSTEE 1.00 X 0 0 0 RACHEL A PETRUCELLI PRESIDENT 40.00 X X 282884 0 54924 RAMSEY LYONS TRUSTEE 1.00 X 0 0 0 RANDALL L CRAWFORD TRUSTEE 1.00 X 0 0 0 REBECCA COST SNYDER TRUSTEE 1.00 X 0 0 0 ROBERT A PIETRANDREA TRUSTEE 1.00 X 0 0 0 RONALD R DAVENPORT JR TRUSTEE 1.00 X 0 0 0 SLOAN OVERSTROM TRUSTEE 1.00 X 0 0 0 STEPHANIE MCMAHON TRUSTEE 1.00 X 0 0 0 SYLVAN M HOLZER TRUSTEE 2.50 X 0 0 0 VANESSA OPPERMAN MOREHOUSE TRUSTEE 1.00 X 0 0 0 WALTER W TURNER TRUSTEE 1.00 X 0 0 0 GREGORY M KEEGAN TREAS./CFO, NON-VOTING 40.00 X 167801 0 26828 APRIL WITKOWSKI SR. DIR. PROSPECT RESEARCH 40.00 X 111585 0 31921 CAROL ASHBY SR. DIR. MAJOR GIFT 40.00 X 123516 0 29257 KAREN DEPPERMAN SR. DIR. INDIVIDUAL GIVING 40.00 X 131108 0 30961 LARYSA GRADECK SR. DIR. DONOR RELATIONS 40.00 X 132263 0 29642 ROBIN WEBER VP OF COMMUNITY RELATIONS 40.00 X 126965 0 35247 1076122 0 238780 9 0 1 0 MAILING SERVICE OF PITTSBURGH 155 COMMERCE DRIVE FREEDOM PA 15042 MAILING SVC. 496638 CHILDRENS MIRACLE NETWORK 205 WEST 700 SOUTH SALT LAKE CITY UT 84101 MEMBERSHIP DUES 241559 HARMELIN AND ASSOCIATES INC 525 RIGHTERS FERRY ROAD BALA CYNWYD PA 19004 ADVERTISING SERVICES 108112 3 306289 783979 24153661 744812 25243929 4689229 149853 4539376 18379638 635447 17744191 17744191 17744191 952165 783979 274044 678121 678121 48355470 0 149853 22961688 30825417 30825417 560908 386778 174130 3331345 1022527 2308818 74317 9906 64411 428167 57074 371093 239848 66567 173281 41530 41530 517712 517712 190562 190562 454320 150564 303756 140151 3025 137126 430621 347612 83009 4980 88 4892 788 40 748 16786 16786 DUES & LICENSES 291749 49515 242234 OTHER EXPENSES 34930 1045 33885 COMMUNITY BENEFITS 16800 15000 1800 MEALS & ENTERTAINMENT 2782 1691 1091 2063 129 1934 37605776 30825417 2360439 4419920 472219 1186571 371771 11504817 8381323 254188266 333863119 22036617 30088654 11456642 13902382 300030332 387422049 21622 8180 4563981 3078072 4585603 3086252 X 128296861 176601822 167147868 207733975 295444729 384335797 300030332 387422049 X 10749694 75744809 -5024 2401589 X 0 1 X 1 0 X 17611424 23510325 27748479 23815673 25243929 117929830 17611424 23510325 27748479 23815673 25243929 117929830 1111796 116818034 5303250 6682035 4329960 5073438 4539376 25928059 23492 23492 764614 517265 957288 248205 952165 3439537 147320918 0.79290 0.81710 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: NON-CHARTIABLE FUNDRAISING RECEIPTS - 2016 AMOUNT: $ 764,614. 2017 AMOUNT: $ 517,265. 2018 AMOUNT: $ 957,288. 2019 AMOUNT: $ 248,205. 2020 AMOUNT: $ 952,165. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 276005233 7214091 95760400 18318869 209722 360451133 283229635 9513792 -2915005 13645871 177318 276005233 275126430 9337822 15708192 16789521 153288 283229635 254239178 7964724 26841895 13778632 140735 275126430 224091961 7478463 36185422 13319948 196720 254239178 0.53000 0.18000 0.29000 0 0 0 PRIVATE EQUITY PARTNERSHIP 20863327 F DISTRESSED DEBT SECURITIES 6038626 F HORSLEY BRIDGE PARTNERS - GROWTH BUYOUT 3186701 F 30088654 DUE TO UPMC FOR FUNDING EXPENSE 2255749 DUE TO UPMC FOR OPERATING EXPENSE 822323 3078072 X 127050286 75744809 464936 2211027 78420772 48629514 -274044 -274044 48355470 38154194 464936 274044 738980 37415214 190562 190562 37605776 PART V, LINE 4: THE ENDOWMENT FUNDS PROVIDE SUPPORT FOR CHILDREN'S HOSPITAL OF PITTSBURGH OF UPMC. PART X, LINE 2: THE FOUNDATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES USING A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD IS MET. MANAGEMENT DETERMINED THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNITION THRESHOLD AT JUNE 30, 2021 AND 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST IN CHARITABLE REMAINDER TRUST 81,757. INVESTMENT MANAGEMENT FEES -190,562. VALUATION (LOSS) GAIN, BENEFICIAL INTEREST IN PERPETUAL TRUSTS 2,363,983. CHANGE IN VALUE OF ANNUITY -443. BAD DEBT NETTED WITH REVENUE ON THE FINANCIALS -43,708. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE -274,044. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 274,044. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT EXPENSES 190,562. CARIBBEAN - GRAND CAYMAN 0 0 PORTFOLIO INVESTMENT 6038626 0 0 0 0 0 0 6038626 0 6038626 1 0 1 1 1 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART IV, LINE 1: THE ORGANIZATION HAD TRANSFERS TO FOREIGN CORPORATIONS DURING THE YEAR. THE ORGANIZATION HAS FOREIGN-DOMICILED INVESTMENTS AND WILL FILE WHERE TRANSFERS EXCEED THE THRESHOLD TO FILE FORM 926. SCHEDULE F, PART IV, LINES 3-5: THE ORGANIZATION HAS FOREIGN-DOMICILED INVESTMENTS AND WILL FILE IN YEARS WHERE TRANSFERS EXCEED THE THRESHOLD TO FILE FORM 8865. IT DOES NOT OWN MORE THAN 10% OF ANY INVESTMENTS. THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 8621 AS IT DOES NOT HAVE REPORTABLE UBI FROM CONTROLLED FOREIGN CORPORATIONS. X X X X X X X 1 TRUE SENSE MARKETINGMAILING SERVICE 155 COMMERCE DRIVE FREEDOM PA 15042 SOLICITATION OF FUNDRAISING CONTRIBUTIONS 0 1396846 496638 900208 PLANNED GIVING MARKETING 620 W GERMANTOWN PIKE STE 440 PLYMOUTH MEETING PA 19462 SOLICITATION OF FUNDRAISING CONTRIBUTIONS 0 0 21074 0 1396846 517712 900208 AK AR CO CT DC FL GA IL KS KY ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI WALK FOR CHILDREN'S 739781 340281 399500 18445 110 103100 ANNUAL GOLF CLASSIC 264690 114235 150455 21782 78066 1193 9 727225 328449 398776 23596 14891 12097 1731696 782965 948731 42041 36783 78066 116390 273280 675451 1 CHILDREN'S HOSPITAL OF PITTSBURGH OF UPMC 3705 FIFTH AVENUE PITTSBURGH PA 15213 250402510 501(C)(3) 30767370 58047 BOOK AND ESTIMATED NOMINAL COST TOYS, BOOKS, COMFORT ITEMS, OTHER ANNUAL FUNDRAISING SUPPORT, FREE CARE 1 PART I, LINE 2: THE HOSPITAL HAS MANAGERS/DIRECTORS WHO HAVE SIGNING AUTHORITY TO SPEND FOR THE SPECIFIC PURPOSE THAT THE FUNDS ARE INTENDED. THE HOSPITAL DOES SOX TESTING ON A QUARTERLY BASIS TO INSURE THAT THE SPENDING WAS APPROVED AND MEETS THE INTENDED PURPOSE OF THE FUNDS. ONCE THE EXPENDITURES ARE RECORDED ON THE HOSPITAL BOOKS, THE HOSPITAL REQUESTS REIMBURSEMENT FROM THE FOUNDATION. THE FOUNDATION MONITORS THE BALANCES OF THE FUNDS ON A MONTHLY BASIS SO THERE ARE NO DEFICITS IN ANY OF THE SPECIFIC PURPOSE FUNDS. X X X X 0 1 0 0 0 0 0 1 0 RACHEL A PETRUCELLI PRESIDENT 281422 0 0 0 1462 0 32381 0 22543 0 337808 0 10237 0 GREGORY M KEEGAN TREAS./CFO, NON-VOTING 166956 0 0 0 845 0 17316 0 9512 0 194629 0 0 0 ROBIN WEBER VP OF COMMUNITY RELATIONS 126330 0 0 0 635 0 4029 0 31218 0 162212 0 0 0 KAREN DEPPERMAN SR. DIR. INDIVIDUAL GIVING 130859 0 0 0 249 0 8929 0 22032 0 162069 0 0 0 LARYSA GRADECK SR. DIR. DONOR RELATIONS 131856 0 0 0 407 0 8415 0 21227 0 161905 0 0 0 CAROL ASHBY SR. DIR. MAJOR GIFT 122083 0 1032 0 401 0 12157 0 17100 0 152773 0 0 0 PART I, LINE 4B RACHEL PETRUCELLI, PRESIDENT, PARTICIPATES IN A 457 DEFERRED COMPENSATION PLAN. AT THE END OF THE YEAR, THE TOTAL AMOUNT OF EMPLOYER CONTRIBUTIONS TO THE PLAN WAS $10,237. THIS COMPENSATION IS REFLECTED AS A PART OF THE DEFERRED COMPENSATION REPORTED ON FORM 990, PART VII AND SCHEDULE J, PART II, COLUMN (C). PART I, LINE 7 CHILDREN'S HOSPITAL OF PITTSBURGH FOUNDATION PROVIDES INCENTIVE COMPENSATION AS PART OF ITS TOTAL COMPENSATION PROGRAM FOR OFFICERS AND KEY EMPLOYEES. THIS COMPONENT IS BASED UPON THE ACCOMPLISHMENT OF PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES WHICH FOCUS ON THE ACHIEVEMENT OF MULTIPLE ANNUAL AND THREE YEAR INDIVIDUAL AND GROUP PERFORMANCE CRITERIA. THESE CRITERIA DIRECTLY SUPPORT CHPF'S MISSION AND INCLUDE: COMMUNITY BENEFITS, OPERATION AND FINANCIAL STRENGTH, LEADERSHIP DEVELOPMENT, AND STRATEGIC BUSINESS INITIATIVES, AMONG OTHER THINGS. X 8650 COST X 10754 COST X 20 686765 NYSE X 6 6751 COST X TOYS 46 11350 COST X VARIOUS SUPPLIES 14 10061 COST X GIFT CARDS 5 8355 COST X TICKETS 3 1365 COST X ELECTRONICS 4 761 COST 0 0 1 0 PART I, COLUMN (B): THE NUMBERS LISTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART III, LINE 4A (CONTINUED) CHILDREN'S HOSPITAL IS A LEADER IN LIVER TRANSPLANTATION AND CARDIOTHORACIC SERVICES. TO INCREASE ACCESS TO CARE OF PATIENTS THROUGHOUT THE STATE OF FLORIDA AND VIRGINIA, CHILDREN'S HOSPITAL HAS CREATED PARTNERSHIPS WITH WOLFSON CHILDREN'S HOSPITAL, ST. JOSEPH'S CHILDREN'S HOSPITAL, THE UNIVERSITY OF VIRGINIA'S CHILDREN'S HOSPITAL (UVA), AND FLORIDA HOSPITAL FOR CHILDREN'S. CHILDREN'S HOSPITAL PROVIDES PEDIATRIC CARDIOTHORACIC SERVICES TO ST. JOSEPH'S CHILDREN'S HOSPITAL AND WOLFSON CHILDREN'S HOSPITAL. THIS INCLUDES BOTH SURGICAL AND NON-INVASIVE CARDIOLOGY SERVICES, ALONG WITH CICU AND PICU TELEMEDICINE AND ONSITE SERVICES. CHILDREN'S EXPERTS NOW PROVIDE SUPPORT TO PATIENTS, FAMILIES AND CAREGIVERS IN ST. JOSEPH'S THROUGHOUT THE CARDIOTHORACIC AND INTENSIVE CARE SERVICES. TO INCREASE ACCESS TO CARE FOR TRANSPLANT PATIENTS THROUGHOUT THE STATE OF VIRGINIA AND FLORIDA, CHILDREN'S HOSPITAL HAS PARTNERED WITH UVA AND FLORIDA HOSPITAL FOR CHILDREN'S. CHILDREN'S PROVIDES MANAGEMENT OF PATIENTS AT UVA AND FLORIDA CHILDREN'S. TRANSPLANT SURGEONS, MEDICAL SPECIALISTS, AND NURSES FROM UVA, FLORIDA CHILDREN'S AND CHILDREN'S WILL PERFORM LIVER TRANSPLANTS TOGETHER. THIS PARTNERSHIP WILL EXPAND UVA'S AND FLORIDA CHILDREN'S TRANSPLANT CENTER PEDIATRIC LIVER PROGRAMS. FORM 990, PART V, LINE 1C THE ORGANIZATION IS CLOSELY ALIGNED WITH UPMC, THE PARENT COMPANY OF THE CHILDREN'S HOSPITAL OF PITTSBURGH. WHILE THE FOUNDATION IS INDEPENDENT, UPMC FILES THE FOUNDATION'S FORMS 1099 ON THE FOUNDATION'S BEHALF. THE FOUNDATION DOES NOT FILE 1099S ON ITS OWN. FORM 990, PART VI, SECTION B, LINE 11B OUR EXTERNAL AUDITOR FROM BAKER TILLY PRESENTS THE COMPLETED FORM 990 TO THE FINANCE AND INVESTMENT COMMITTEE OF THE BOARD FOR THEIR REVIEW AND DISCUSSION. ONCE APPROVED BY THIS COMMITTEE, THE 990 IS MADE AVAILABLE TO THE OTHER BOARD MEMBERS VIA THE FOUNDATION'S WEBSITE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE EACH YEAR. ALL FORMS ARE SUBMITTED TO THE EXECUTIVE ASSISTANT OF THE PRESIDENT. IF NECESSARY FURTHER REVIEW IS PERFORMED BY LEGAL COUNSEL WHO WILL FOLLOW UP WITH BOARD MEMBERS AS NECESSARY TO RESOLVE POTENTIAL CONFLICTS. FOR ALL CONFLICTS IDENTIFIED, THE INTERESTED PERSONS ABSTAIN FROM DISCUSSION OF AND VOTE ON THE RELATED MATTER. ALL UPMC EMPLOYEES SIGN A CONFLICT OF INTEREST FORM. THE FORM IS SIGNED ELECTRONICALLY BY EACH EMPLOYEE IN THEIR MYHUB SCREENS. ALL INDIVIDUAL INTERESTS DISCLOSED PURSUANT TO THIS POLICY WILL BE INPUT INTO OR MAPPED TO THE ELECTRONIC WATCHLIST BY THE UPMC ETHICS AND COMPLIANCE DEPARTMENT. THE WATCHLIST WILL BE THE PRIMARY TOOL USED TO TRACK AND CROSS-CHECK ALL TYPES OF INTERESTS FOR PURPOSES OF IDENTIFYING, ASSESSING AND MANAGING POTENTIAL CONFLICTS OF INTEREST. FAMILY AND BUSINESS RELATIONSHIPS ARE EXPRESSLY MENTIONED IN THE POLICY AS POTENTIAL SOURCES OF CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR OFFICERS AND KEY EMPLOYEES IS REVIEWED BY INDEPENDENT MEMBERS OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THE COMMITTEE EVALUATES INDIVIDUAL PERFORMANCE AND COMPARABLE INDUSTRY BENCHMARKS THROUGH WOODMARK TO ENSURE COMPENSATION IS WITHIN FMV RANGE FOR THE POSITION. ALL DECISIONS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED IN THE PERSONNEL FILES. SALARY EVALUATIONS ARE DONE ANNUALLY BY CORPORATE HUMAN RESOURCE DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTERST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII: AS DESCRIBED IN PART III, LINE 4A, WHEN CHILDREN'S HOSPITAL MERGED WITH UPMC, THE FOUNDATION BECAME AN INDEPENDENT ORGANIZATION. HOWEVER, THE FOUNDATION'S CORE MISSION IS TO SUPPORT THE HOSPITAL, SO THERE IS A STRONG RELATIONSHIP BETWEEN THE HOSPITAL AND THE FOUNDATION. THE FOUNDATION STAFF ARE PAID BY THE HOSPITAL AND THE HOSPITAL IS SUBSEQUENTLY REIMBURSED. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST IN CHARITABLE REMAINDER TRUST 2,363,983. VALUATION (LOSS) GAIN, BENEFICIAL INTEREST IN PERPETUAL TRUSTS 81,757. CHANGE IN VALUE OF ANNUITY -443. BAD DEBT FROM UNCOLLECTIBLE PLEDGES -43,708.