2022-03-15T08:34:50-05:00 2021-04-30 111986323 MARCUM LLP 555 LONG WHARF DRIVE NEW HAVEN CT 06511 990 2020-05-01 060890298 CONNECTICUT HEALTHCARE RESEARCH & EDUCATION FOUNDATION INCORPORATED CONN 2032657611 PO BOX 90 110 BARNES ROAD WALLINGFORD CT 06492 JENNIFER JACKSON PRESIDENT & CEO 2032657611 2022-03-10 1 JENNIFER JACKSON 999009999 MARY ANTONETTI P00431862 2037819600 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JENNIFER JACKSON 110 BARNES ROAD WALLINGFORD CT 06492 3189670 0 X N/A X 1966 CT EDUCATION PROGRAMS AND RESEARCH TO FOSTER HEALTHCARE DELIVERY BY HOSPITAL AND HEALTHCARE ORGS. 20 19 0 19 0 0 1228581 1395771 1529109 942657 0 0 87183 85088 2844873 2423516 0 0 0 0 1735079 1460254 0 0 0 1541943 1203990 3277022 2664244 -432149 -240728 2928654 2625332 600314 537720 2328340 2087612 TO PROVIDE, SPONSOR AND CONDUCT EDUCATIONAL PROGRAMS AND RESEARCH TO FOSTER AND IMPROVE HOSPITAL OPERATION AND ADMINISTRATION. 0 0 1713332 954640 PATIENT SAFETY ORGANIZATION (PSO) - A PROGRAM WHICH ASSISTS 27 HOSPITALS IN IMPROVING PATIENT SAFETY THROUGH INFORMATION SHARING AND COLLABORATION. 308053 73105 EDUCATION PROGRAMS - 2,143 INDIVIDUALS ATTENDED 53 PROGRAMS CONDUCTED IN THE TOPIC AREAS OF LEADERSHIP, MANAGEMENT, POLICY, PATIENT SAFETY, QUALITY, ACCREDITATION, REGULATORY AND CODING. 2021385 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 20 19 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CT X JOHN J BRADY 2032947201 110 BARNES ROAD WALLINGFORD CT 06492 JOHN M MURPHY MD CHAIRMAN (TO 6/20) 1.00 1.00 X X 0 0 0 CHRISTOPHER M O'CONNOR VICE CHAIRMAN & TREASURER (TO 6/20) 1.00 1.00 X X 0 0 0 DAVID A WHITEHEAD IMMEDIATE PAST CHAIRMAN (TO 6/20) 1.00 1.00 X X 0 0 0 MARNA P BORGSTROM SECRETARY (TO 6/20) 1.00 1.00 X X 0 0 0 JENNIFER D JACKSON PRESIDENT AND CEO 5.00 35.00 X X 0 884612 66199 PATRICK A CHARMEL CHAIRMAN, DNS BOARD (TO 6/20) 1.00 1.00 X X 0 0 0 JOHN RODIS MD TRUSTEE (TO 5/20) 1.00 1.00 X 0 0 0 VINCENT G CAPECE JR TRUSTEE (TO 6/20) 1.00 1.00 X 0 0 0 THOMAS BALCEZAK MD TRUSTEE 1.00 1.00 X 0 0 0 KURT A BARWIS TRUSTEE (TO 6/20) 1.00 1.00 X 0 0 0 ROHIT BHALLA MD TRUSTEE (TO 6/20) 1.00 1.00 X 0 0 0 JUDITH A CAREY RSM PHD TRUSTEE 1.00 1.00 X 0 0 0 ANNE DIAMOND JD TRUSTEE (TO 6/20) 1.00 1.00 X 0 0 0 JEFFREY A FLAKS TRUSTEE 1.00 1.00 X 0 0 0 BIMAL PATEL TRUSTEE (TO 6/20) 1.00 1.00 X 0 0 0 GIL PERI TRUSTEE 1.00 1.00 X 0 0 0 LYNN RICCI TRUSTEE 1.00 1.00 X 0 0 0 STUART ROSENBERG TRUSTEE 1.00 1.00 X 0 0 0 KATHLEEN SILARD TRUSTEE 1.00 1.00 X 0 0 0 ENA WILLIAMS RN TRUSTEE 1.00 1.00 X 0 0 0 JOHN J BRADY CFO/VP, STRATEGIC PLANNING & ORG PER 5.00 35.00 X 0 433784 65106 MARY REICH COOPER SENIOR VP, CLINICAL SERVICES 40.00 0.00 X 0 574806 44724 GRACE NAPOLITAN VP, ADMINISTRATION 5.00 35.00 X 0 273285 45851 ANTHONY DIAS VP, DATA SERVICES 1.00 39.00 X 0 395021 43115 DOUGLAS CAYER SENIOR DIR, ORGANIZATIONAL PERFORMANCE 5.00 35.00 X 0 300351 65198 MARY LYON VP, INTEGRATED HEALTH INFORMATION 1.00 39.00 X 0 316870 68346 LISA DOUGLAS DIR, PERFORMANCE ANALYTICS 1.00 39.00 X 0 239893 39982 ELLEN CROWE DIR, CLINICAL EXCELLENCE AND CARE 40.00 0.00 X 0 202721 38655 0 3621343 477176 0 0 1 0 UNITE USA INC 217 BROADWAY FL 8 NEW YORK NY 10007 CONSULTING 113000 1 913870 125380 356521 1395771 FEES FOR SERVICES 541700 539500 539500 PHYSICIAN CONSULTING 541700 307500 307500 EDUCATION REGISTRATION 541700 67422 67422 HRET GRANT 541700 28235 28235 942657 766154 766154 0 0 MEANINGFUL USE 900099 58583 58583 BAD DEBT RECOVERY 900099 21505 21505 SPONSORSHIP INCOME 900099 5000 5000 85088 2423516 1027745 0 0 595813 595813 637786 637786 36060 36060 128780 128780 61815 61815 11562 11562 200326 200326 9707 9707 298146 298146 20345 20345 12389 12389 2567 2567 OVERHEAD EXPENSES 642859 642859 SALES & USE TAX 3455 3455 DUES AND SUBSCRIPTIONS 1118 1118 LICENSES & MAINTENANCE 662 662 854 854 2664244 2021385 642859 0 19350 47288 45430 28844 9472157 6922957 2863874 2549200 2928654 2625332 334246 254466 266068 283254 600314 537720 X 2328340 2087612 2328340 2087612 2928654 2625332 -240728 0 X X 0 1 X 1 0 X X 1 CONNECTICUT HOSPITAL ASSOC 060632049 10 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART IV, SECTION A, LINE 3B: THE ORGANIZATION IS CONTROLLED BY ITS SUPPORTED ORGANIZATION. THE ORGANIZATION HAS CONFIRMED THAT THE SUPPORTED ORGANIZATION, WHICH IS A 501(C)(6) ORGANIZATION, HAS MET THE SECTION 509(A)(2) PUBLIC SUPPORT TEST FOR ITS MOST RECENT TAX YEAR. SCHEDULE A, PART IV, SECTION A, LINE 3C: THE ORGANIZATION IS CONTROLLED BY ITS SUPPORTED ORGANIZATION. THE ORGANIZATION HAS CONFIRMED THAT THE SUPPORTED ORGANIZATION, WHICH IS A 501(C)(6) ORGANIZATION, HAS USED ALL SUPPORT FROM THE ORGANIZATION FOR CHARITABLE PURPOSES. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 437896 437896 7607552 5516194 2091358 1112891 1103948 8943 313818 302815 11003 2549200 X PART X, LINE 2: BELOW IS AN EXCERPT FROM FOOTNOTE 2 OF THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS FOR THE CONNECTICUT HOSPITAL ASSOCIATION, INCORPORATED AND AFFILIATES. THE ORGANIZATION FOLLOWS FASB ASC 740, INCOME TAXES. UNDER THE ASSET AND LIABILITY METHOD OF FASB ASC 740, DEFERRED TAX ASSETS AND LIABILITIES ARE RECOGNIZED FOR THE FUTURE TAX CONSEQUENCES ATTRIBUTABLE TO DIFFERENCES BETWEEN THE FINANCIAL STATEMENT CARRYING AMOUNTS OF EXISTING ASSETS AND LIABILITIES AND THEIR RESPECTIVE TAX BASIS. DEFERRED TAX ASSETS AND LIABILITIES ARE MEASURED USING ENACTED TAX RATES EXPECTED TO APPLY TO TAXABLE INCOME IN THE YEARS IN WHICH THOSE TEMPORARY DIFFERENCES ARE EXPECTED TO BE RECOVERED OR SETTLED. UNDER FASB ASC 740, THE EFFECT ON DEFERRED TAX ASSETS AND LIABILITIES OF A CHANGE IN TAX RATES IS RECOGNIZED IN THE PERIOD THAT INCLUDES THE ENACTMENT DATE. DNS FILES A CONSOLIDATED INCOME TAX RETURN WITH CHAIS, CHIME AND CHIMENET. THE PROVISION FOR INCOME TAX EXPENSE HAS BEEN ALLOCATED TO THE INDIVIDUAL ENTITIES AS IF THE CORPORATIONS EACH FILED A STANDALONE TAX RETURN. THE ORGANIZATION ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH PROVISIONS OF FASB ASC 740 THAT PRESCRIBE A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN. FASB ASC 740 ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. FASB ASC 740 PERMITS THE RECOGNITION OF TAX POSITIONS THAT MEET A "MORE LIKELY THAN NOT" THRESHOLD, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE ORGANIZATION'S POLICY IS TO RECOGNIZE INTEREST AND PENALTIES RELATED TO INCOME TAXES AS A COMPONENT OF INTEREST EXPENSE AND THE PROVISION FOR INCOME TAXES, RESPECTIVELY. AS OF APRIL 30, 2021 AND 2020, THE ORGANIZATION DID NOT RECORD ANY PENALTIES OR INTEREST ASSOCIATED WITH UNRECOGNIZED TAX BENEFITS. ALL TAX YEARS OF THE ORGANIZATION FROM 2018 FORWARD ARE OPEN AND SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, HOWEVER, THERE ARE CURRENTLY NO EXAMINATIONS PENDING OR IN PROGRESS. X X X X 0 0 0 0 0 0 0 0 0 JENNIFER D JACKSON PRESIDENT AND CEO 0 714678 0 138959 0 30975 0 36337 0 29862 0 950811 0 0 MARY REICH COOPER SENIOR VP, CLINICAL SERVICES 0 570693 0 0 0 4113 0 12112 0 32612 0 619530 0 0 JOHN J BRADY CFO/VP, STRATEGIC PLANNING & ORG PER 0 356621 0 70000 0 7163 0 36338 0 28768 0 498890 0 0 ANTHONY DIAS VP, DATA SERVICES 0 394161 0 0 0 860 0 12112 0 31003 0 438136 0 0 MARY LYON VP, INTEGRATED HEALTH INFORMATION 0 257145 0 51250 0 8475 0 36337 0 32009 0 385216 0 0 DOUGLAS CAYER SENIOR DIR, ORGANIZATIONAL PERFORMAN 0 249699 0 49219 0 1433 0 36338 0 28860 0 365549 0 0 GRACE NAPOLITAN VP, ADMINISTRATION 0 268079 0 0 0 5206 0 34503 0 11348 0 319136 0 0 LISA DOUGLAS DIR, PERFORMANCE ANALYTICS 0 238460 0 0 0 1433 0 10473 0 29509 0 279875 0 0 ELLEN CROWE DIR, CLINICAL EXCELLENCE AND CARE 0 200042 0 0 0 2679 0 8793 0 29862 0 241376 0 0 FORM 990, PART V, LINE 2A: CHREF IS A SUPPORTING ORGANIZATION TO THE CONNECTICUT HOSPITAL ASSOCIATION, INCORPORATED (CHA), A 501(C)(6) ORGANIZATION. CHA ACTS AS THE COMMON PAYMASTER FOR CHREF AND FOUR OTHER AFFILIATED ORGANIZATIONS AND, AS SUCH, FILES A FORM W-3 FOR EACH ORGANIZATION USING CHA'S FEDERAL EMPLOYER IDENTIFICATION NUMBER (EIN). IN THE TAX YEAR 2020, 5 OF THOSE EMPLOYEES WERE DIRECTLY EMPLOYED BY CHREF. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE BOARD OF DIRECTORS OF THE CONNECTICUT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INC. ("CHREF") ARE DETERMINED BY THE CONNECTICUT HOSPITAL ASSOCIATION, INC. ("CHA") AND ITS MEMBERS. THE BOARD OF CHREF BY DEFINITION CONSISTS SOLELY OF THOSE PERSONS WHO AT THE TIME CONSTITUTE THE TRUSTEES OF CHA, AND ALMOST ALL THOSE TRUSTEES ARE DIRECTLY ELECTED BY CHA'S MEMBERS. THE MEMBERSHIP OF THE CHREF BOARD IS THUS CONTROLLED BY CHA, WHICH IS THE SUPPORTED ORGANIZATION, AND ITS MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER REVIEWS ALL INFORMATION IN THE FORM 990, WHICH IS THEN PROVIDED TO THE FINANCIAL OVERSIGHT COMMITTEE FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS AND EMPLOYEES ARE COVERED UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. ANY CONFLICT OF INTEREST IS DISCLOSED TO THE MEMBERS OF THE BOARD AND MADE A MATTER OF RECORD BY (A) AN ANNUAL DISCLOSURE PROCEDURE, (B) AN UPDATE WHEN AN INDIVIDUAL'S CIRCUMSTANCES CHANGE BETWEEN ANNUAL DISCLOSURES, AND (C) A DISCLOSURE WHEN A MATTER COMES BEFORE THE BOARD THAT INVOLVES AN INTEREST COVERED BY THIS POLICY. ANY BOARD MEMBER OR EMPLOYEE HAVING A CONFLICT OF INTEREST, SHALL, AS APPROPRIATE TO THE CIRCUMSTANCES, ABSTAIN FROM VOTING OR USING PERSONAL INFLUENCE ON THAT MATTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION RECOMMENDATIONS FOR THE ORGANIZATION'S CEO, OTHER OFFICERS AND KEY EMPLOYEES ARE PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT, UTILIZING DATA FROM COMPARABLE ORGANIZATIONS, AND ARE REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD AND DOCUMENTED IN THE APPLICABLE MINUTES. THE LAST COMPENSATION REVIEW WAS IN NOVEMBER OF 2020. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CONNECTICUT HOSPITAL ASSOCIATION INCORPORATED 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 060632049 ADVOCACY & REPRESENTATION FOR CT HOSPITALS CT 501(C)(6) N/A 0 CONNECTICUT HOSPITAL ASSOCIATION TRUST 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 066322583 PROVIDES NO-INTEREST LOANS TO CT HOSPITALS CT 501(C)(3) LINE 12A, I N/A 0 CHA INSURANCE SERVICES INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061310638 MARKETING SERVICES CT N/A C 0 CHIME INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061454560 DEVELOPING INFORMATION SYSTEMS CT N/A C 0 CHIMENET INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061585087 SERVICES CT N/A C 0 DIVERSIFIED NETWORK SERVICES INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 060990946 SERVICES CT N/A C 0 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0