2022-02-11T12:02:15-06:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2020-01-01 472528627 SOMOS HEALTHCARE PROVIDERS INC SOMO 6469797613 2910 EXTERIOR STREET 1ST FLOOR BRONX NY 10463 TRACEY LIN CFO 6469797613 2022-02-11 1 TRACEY LIN 999009999 GARRETT M HIGGINS P00543209 9143818900 2022-02-10 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z MARIO J PAREDES 2910 EXTERIOR STREET 1ST FLOOR BRONX NY 10463 33457480 0 X WWW.SOMOSCOMMUNITYCARE.ORG X 2014 NY SOMOS HEALTHCARE PROVIDERS, INC. IS A PERFORMING PROVIDER SYSTEM UNDER THE NYS MEDICAID DSRIP PROGRAM PROMOTING HEALTH & LESSENING THE BURDEN OF GOVERNMENT. 9 8 171 14 0 0 84000 183700 101167231 30214653 3505942 3023939 790 35188 104757963 33457480 824375 455800 0 0 18603623 19977133 0 0 0 80593881 76209982 100021879 96642915 4736084 -63185435 238315433 172658335 18060070 15588407 220255363 157069928 X SOMOS HEALTHCARE PROVIDERS, INC.'S PROMOTES THE HEALTH OF THE PUBLIC BY PROVIDING SUPPORT AND OTHER ASSISTANCE TO PHYSICIANS, HOSPITALS, OUTPATIENT CLINICS AND OTHER HEALTHCARE SERVICE PROVIDERS TO ENCOURAGE, FACILITATE AND ENHANCE THEIR ABILITY TO COLLABORATE TO IMPLEMENT INNOVATIVE AND EFFECTIVE PROGRAMS, PROJECTS AND SERVICES AIMED AT ACHIEVING HEALTHCARE DELIVERY SYSTEM IMPROVEMENT, IMPROVEMENTS IN CLINICAL OUTCOMES, PATIENT SATISFACTION, AND POPULATION HEALTH MANAGEMENT AND CARE COORDINATION FOR THE BENEFIT OF MEDICAID BENEFICIARIES AND OTHER PATIENT POPULATIONS, AND BY ENGAGING IN ANY LAWFUL ACT OR ACTIVITY IN FURTHERANCE OF THE FOREGOING CHARITABLE PURPOSES. 1 1 63307237 13582979 SOMOS HEALTHCARE PROVIDERS, INC. WAS FORMED AND MAINTAINED AS PART OF NEW YORK STATE'S DELIVERY SYSTEM REFORM INCENTIVE PAYMENT (DSRIP) PROGRAM TO IMPLEMENT HEALTHCARE SYSTEM TRANSFORMATION TO A QUALITY-BASED SYSTEM IN WHICH THE MOST POOR AND UNDERSERVED POPULATIONS CAN RECEIVE HIGH QUALITY OF CARE. SOMOS HEALTHCARE PROVIDERS, INC. IMPLEMENTED THE NECESSARY CHANGES TO ACHIEVE NEW YORK STATE'S GOALS THROUGHOUT THE DSRIP TERM WHICH FOR REPORTING CONCLUDED MARCH 2020 BUT WHOSE GOAL OF SYSTEM TRANSFORMATION CONTINUES OF HEALTHCARE. SOMOS CONTINUES AS A SUSTAINABLE SOCIAL DETERMINANTS OF HEALTH NETWORK THAT EMBODIES THE CORE VALUES OF NEW YORK STATE'S HEALTHCARE TRANSFORMATION PROGRAM, AND HAS BEEN ESSENTIAL IN PROVIDING EFFECTIVE PANDEMIC RESPONSE ESPECIALLY IN THE POOR AND UNDERSERVED COMMUNITIES. 22660899 455800 16631674 SOMOS COMMUNITY CARE TO PROVIDE COVID-19 VACCINES DIRECTLY TO ACCREDITED PRIMARY CARE PHYSICIANS IN SOMOS' HEALTH NETWORK WHO WILL VACCINATE UNDERSERVED NEW YORKERS. THE PROGRAM WILL INITIALLY COVER 75 PRACTICES IN THE BRONX, BROOKLYN, MANHATTAN AND QUEENS, AND WILL SCALE UP TO 100 PRACTICES AS SUPPLY ALLOWS. THE PROGRAM WILL LAUNCH IN THE COMING WEEKS AND NEW YORKERS WILL BE ABLE TO MAKE APPOINTMENTS DIRECTLY THROUGH SOMOS.SOMOS SPONSORED A POP-UP VACCINATION SITE AT THE NEW SETTLEMENT COMMUNITY CENTER IN THE BRONX, WHICH HOSTED TODAY'S ANNOUNCEMENT. THAT SITE WILL OPERATE THIS UPCOMING WEEKEND TO VACCINATE NEW YORKERS IN THE SURROUNDING COMMUNITY. 85968136 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 659 0 171 1 0 0 0 0 0 0 0 0 0 0 0 0 X 9 8 1 1 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X MONTEFIORE CARE MANAGEMENT 9143786657 100 CORPORATE BLVD YONKERS NY 10701 DANIEL MCCARTHY CEO OF VBP IMPLEMENTATION 40.00 X 709707 0 8890 JACQUELINE DELMONT CMO OF VBP IMPLEMENTATION 40.00 X 631385 0 0 MARIO PAREDES CEO 40.00 X 509153 0 31418 TRACEY LIN CFO 40.00 X 494344 0 21252 GLORIA WONG VP OF OPERATIONS & EVP 40.00 X 460488 0 26835 ALEXANDRO DAMIRON CHIEF OF STAFF & EVP 40.00 X 428797 0 27118 LIDIA VIRGIL COO 40.00 X 428797 0 25567 THOMAS HOERING ESQ VP OF LEGAL AFFAIRS 40.00 X 417971 0 35119 ERIC PRICE CFO OF VPB IMPLEMENTATION 40.00 X 420923 0 9966 CARLOS CUEVAS EVP OF HEALTHCARE INNOVATION 40.00 X 375807 0 50424 ELIZABETH DIXON-WEBB VP OF HUMAN RESOURCES 40.00 X 375790 0 28320 JOHN DIONISIO CTO 40.00 X 375197 0 17270 THOMAS GIMLER CHIEF COMPLIANCE OFFICER 40.00 X 356819 0 22849 DIEGO PONIEMAN CHIEF MEDICAL OFFICER 40.00 X 319786 0 13687 OSCAR FUKILMAN MD SECRETARY 2.00 X X 19332 0 0 HENRY CHEN MD PRESIDENT 2.00 X X 0 0 0 RAMON TALLAJ MD CHAIRMAN 2.00 X X 0 0 0 STEVEN MEISINGER TREASURER 2.00 X 0 0 0 WILLIAM CHEUNG MD TRUSTEE 2.00 X 0 0 0 MING ZHU MD TRUSTEE 2.00 X 0 0 0 FRANCISCO ROSARIO MD TRUSTEE 2.00 X 0 0 0 VICTOR PERALTA MD TRUSTEE 2.00 X 0 0 0 STEPHEN ROSENTHAL TRUSTEE 2.00 X 0 0 0 ALLISON MCGUIRE TRUSTEE 2.00 X 0 0 0 6324296 0 318715 42 0 1 0 MSTZO LLC 1017 NORTH MAIN AVENUE SUITE 300 SAN ANTONIO TX 78212 CONSULTING SERVICES 15769959 EVOLENT HEALTH LLC 800 N GLEBE ROAD SUITE 500 ARLINGTON VA 22203 CARE COORDINATION SERVICES 13815190 OPTIMUS HEALTH ANALYTICS LLC 93-20A ROOSEVELT AVENUE 2ND FLOOR JACKSON HEIGHTS NY 11372 IT OPERATIONAL SERVICES 8728048 CORINTHIAN MEDICAL 5030 BROADWAY SUITE 821 NEW YORK NY 10034 CONSULTING SERVICES 5090000 PHYSICIANS OF THE FUTURE MEDICAL GROUP P 5030 BROADWAY SUITE 816 NEW YORK NY 10034 CARE SERVICES 2939640 54 183700 183700 COVID TESTING 621500 16631674 16631674 MANAGEMENT FEES 611430 7000966 7000966 MEDICAID 623000 6582013 6582013 30214653 3023939 3023939 OTHER INCOME 900099 35188 35188 35188 33457480 30214653 0 3059127 X 363200 363200 92600 92600 4051129 2986897 1064232 14053057 10361319 3691738 156101 115093 41008 711589 524655 186934 1005257 741176 264081 1614986 1161527 453459 2313866 1664174 649692 67928 48855 19073 430500 430500 31159636 27717272 3442364 2684457 2672380 12077 324821 180528 144293 9533987 9399570 134417 1726350 1272838 453512 141082 104020 37062 50594 37303 13291 257121 189575 67546 COVID TESTING EXPENSES 22660899 22660899 DISTRIBUTIONS TO PARTIC 3243755 3243755 96642915 85968136 10674779 0 23153 20224 192491201 144774528 32931546 16582021 12121577 10296254 458251 121197 533429 297318 36705 236111 253000 628000 238315433 172658335 9690088 10125361 8369982 5463046 18060070 15588407 X 220255363 157069928 220255363 157069928 238315433 172658335 -63185435 0 X X 0 1 X 1 0 X 84000 183700 267700 124219412 128441238 180694022 101167231 30214653 564736556 124219412 128441238 180694022 101251231 30398353 565004256 0 6666391 6666391 6666391 6666391 558337865 148182 606977 2140200 3505942 3023939 9425240 148182 606977 2140200 3505942 3023939 9425240 1700 790 35188 37678 124369294 129048215 182834222 104757963 33457480 574467174 0.97190 0.98890 0.01640 0.01100 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2016 AMOUNT: $ 1,700. 2019 AMOUNT: $ 790. 2020 AMOUNT: $ 35,188. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 430500 430500 0 PART II-B, LINE 1: THE ORGANIZATION PURCHASED LOBBYING SERVICES FROM 2 LOBBYING FIRMS IN 2020. CORDO & COMPANY WAS PAID $292,500 FOR SERVICES RELATING TO LEGISLATIVE AND REGULATORY REPRESENTATION. JAMES F. CAPALINO ASSOCIATES, INC. WAS PAID $138,000 FOR SERVICES RELATING TO ASSISTING THE ORGANIZATION WITH GOVERNMENT AND COMMUNITY RELATIONS WITH THE OFFICE OF THE MAYOR OF THE CITY OF NEW YORK, THE NEW YORK CITY COUNCIL AND THE NEW YORK CITY BOROUGH PRESIDENTS. 250000 13889 236111 283429 283429 0 236111 DISTRIBUTIONS PAYABLE TO PARTICIPANTS 2939443 PREPAID RENT 5333 PAYCHECK PROTECTION PROGRAM LOAN 2518270 5463046 X 33457480 0 33457480 0 33457480 96642915 0 96642915 0 96642915 PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2017. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 92600 0 0 0 0 0 0 92600 0 92600 EUROPE (INCLUDING ICELAND & GREENLAND) DOCUMENTARY-THE PASSION OF JESUS, MEDICAL ASPECTS OF THE DEATH OF JESUS CHRIST 92600 CHECK 1 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION GIVES OUT GRANTS TO VARIOUS OTHER NONPROFIT ORGANIZATIONS, PRIMARILY IN THE FIELD OF HEALTHCARE. PART I, LINE 3: THE ORGANIZATION USES THE ACCRUAL METHOD TO ACCOUNT FOR ITS EXPENDITURES. PART III ACCOUNTING METHOD: 1 MONTEFIORE MEDICAL CENTER 111 EAST 210TH STREET BRONX NY 10467 131740114 501(C)(3) 50000 MONTEFIORE AND EINSTEIN 2020 VIRTUAL GALA ARCHBISHOP FULTON J SHEEN CENTER INC 18 BLEECKER STREET NEW YORK NY 10012 464995275 501(C)(3) 25000 THE HEART OF NUBA - SCREENING AND CONVERSATION WITH DR. THOMAS CATENA ARCHDIOCESE OF NEW YORK 1011 FIRST AVENUE NEW YORK NY 10022 133089351 501(C)(3) 25000 PIERRE TOUSSAINT SCHOLARSHIP FUND VIRTUAL GALA - CHAIRMAN'S CIRCLE BE GUTSY CORP PO BOX 16592 SAN JUAN PR 00908 660898826 501(C)(3) 25000 50 VIRTUAL EDUCATIONAL PROGRAMS ON TEEN DRUG ADDICTION PATH TO PEACE FOUNDATION 25 EAST 39TH STREET NEW YORK NY 10016 133629516 501(C)(3) 25000 PEACE GALA DINNER ASOCIACION NACIONAL DE SACERDOTES HISPANO PO BOX 3356 LUBBOCK TX 79452 581913100 501(C)(3) 20000 ANSH 31ST ANNUAL CONVENTION 2020 HERITAGE PROMOTIONS LLC 742 ALEXANDER ROAD SUITE 305 PRINCETON NJ 08540 473116663 20000 2019-2020 NBA GAMES FOR CONTINUED INDIA HERITAGE GAMES AMERICA PRESS INC DBA AMERICA MEDIA 1212 AVENUE OF THE AMERICAS FL 11 NEW YORK NY 10036 131623828 501(C)(3) 15000 PRESIDENT'S DINNER & ADVERTISING MATERIALS DOMINICAN DAY PARADE INC 5030 BROADWAY SUITE 637 NEW YORK NY 10034 473537708 501(C)(3) 15000 DOMINICAN VIRTUAL PARADE DOMINICAN WOMEN'S DEVELOPMENT CENTER 519 WEST 189TH STREET NEW YORK NY 10040 133593885 501(C)(3) 15000 32ND ANNIVERSARY VIRTUAL GALA MAESTRO CARE FOUNDATION DBA MAESTRO CARES 1459 W HUBBARD CHICAGO IL 60642 453706112 501(C)(3) 15000 2020 ANNUAL GALA RENEW INTERNATIONAL 1232 GEORGE STREET PLAINFIELD NJ 07062 223436711 501(C)(3) 15000 ANNUAL DINNER GALA NOTES FOR GROWTH 285 AYCRIGG AVENUE 22D PASSAIC NJ 07055 320557787 501(C)(3) 10000 BABY GRAND PIANO BENEFIT CONCERT NYS ASSOCIATION OF BLACK & PUERTO RICAN LEGISLATORS INC PO BOX 2079 EMPIRE PLAZA STATION ALBANY NY 12220 112832133 501(C)(3) 10000 49TH ANNUAL SCHOLARSHIP DINNER GALA SOMOS INC 33 ELK STREET SUITE 103 ALBANY NY 12207 223128393 501(C)(3) 10000 SOMOS ALBANY CONFERENCE VOCATIONAL INSTRUCTION PROJECT COMMUNITY SERVICES INC 770 EAST 176TH STREET BRONX NY 10460 133224700 501(C)(3) 10000 CIRCLE OF PEACE VIP 2020 GALA WORLD YOUTH ALLIANCE INC 228 EAST 71ST STREET NEW YORK NY 10021 134196230 501(C)(3) 10000 ANNUAL ANNIVERSARY DINNER CITY AND STATE NY LLC 61 BROADWAY SUITE 1315 NEW YORK NY 10006 462209305 9000 C&S POWER AND 50/50 EVENTS CENTRO GERONTOLOGICO LATINO INC DBA LATINO CENTER OF AGING 576 FIFTH AVE SUITE 903 NEW YORK NY 10036 133631719 501(C)(3) 7500 VIRTUAL 1ST ANNUAL CONFERENCE UNITED HOSPITAL FUND OF NEW YORK INC 1411 BROADWAY 12TH FL NEW YORK NY 10018 131562656 501(C)(3) 7500 UHF VIRTUAL GALA, 2020 18 2 PART I, LINE 2: THE ORGANIZATION GIVES OUT GRANTS TO VARIOUS OTHER NONPROFIT ORGANIZATIONS, PRIMARILY IN THE FIELD OF HEALTHCARE. THE GRANTS ARE FOR SUPPORT FOR EACH GRANTEE'S ANNUAL GALA. EMPLOYEES AND BOARD MEMBERS OF SOMOS ATTEND EACH GALA TO ENSURE THE FUNDS ARE USED TO SUPPORT THE EVENT. X X X 0 0 0 0 0 0 0 1 0 DANIEL MCCARTHY CEO OF VBP IMPLEMENTATION 709707 0 0 0 0 0 0 0 8890 0 718597 0 0 0 JACQUELINE DELMONT CMO OF VBP IMPLEMENTATION 595385 0 36000 0 0 0 0 0 0 0 631385 0 0 0 MARIO PAREDES CEO 456289 0 29504 0 23360 0 20471 0 10947 0 540571 0 0 0 TRACEY LIN CFO 443624 0 24720 0 26000 0 18929 0 2323 0 515596 0 0 0 GLORIA WONG VP OF OPERATIONS & EVP 438240 0 22248 0 0 0 18420 0 8415 0 487323 0 0 0 ALEXANDRO DAMIRON CHIEF OF STAFF & EVP 404077 0 24720 0 0 0 17152 0 9966 0 455915 0 0 0 LIDIA VIRGIL COO 402827 0 24720 0 1250 0 17152 0 8415 0 454364 0 0 0 THOMAS HOERING ESQ VP OF LEGAL AFFAIRS 369723 0 22248 0 26000 0 17053 0 18066 0 453090 0 0 0 ERIC PRICE CFO OF VPB IMPLEMENTATION 396923 0 24000 0 0 0 0 0 9966 0 430889 0 0 0 CARLOS CUEVAS EVP OF HEALTHCARE INNOVATION 354177 0 21630 0 0 0 38459 0 11965 0 426231 0 0 0 ELIZABETH DIXON-WEBB VP OF HUMAN RESOURCES 331250 0 18540 0 26000 0 15383 0 12937 0 404110 0 0 0 JOHN DIONISIO CTO 353567 0 21630 0 0 0 8855 0 8415 0 392467 0 0 0 THOMAS GIMLER CHIEF COMPLIANCE OFFICER 324919 0 18900 0 13000 0 12874 0 9975 0 379668 0 0 0 DIEGO PONIEMAN CHIEF MEDICAL OFFICER 300117 0 19669 0 0 0 12916 0 771 0 333473 0 0 0 PART I, LINE 7 THE FOLLOWING INDIVIDUALS RECEIVED ANNUAL BONUSES BASED ON EMPLOYEE PERFORMANCE EVALUATIONS. THE BONUSES WERE APPROVED BY THE BOARD AND REPORTED IN PART II, COLUMN B, II: $29,504 - MARIO PARDES $24,720 - TRACEY LIN $18,900 - THOMAS GILMER $19,669 - DIEGO PONIEMAN $22,248 - THOMAS HOERING $24,720 - LIDIA VIRGIL $24,720 - ALEXANDRO DAMIRON $22,248 - GLORIA WONG $21,630 - CARLOS CUEVAS $21,630 - JOHN DIONISIO $24,000 - ERIC PRICE $18,540 - ELIZABETH DIXON-WEBB $36,000 - JACQUELINE DELMONT FORM 990, PART III, LINE 2 THE ORGANIZATION UNDERTOOK COVID-19 TESTING DURING THE YEAR TO HELP WITH THE ONGOING GLOBAL PANDEMIC THE VIRUS HAS CAUSED. FORM 990, PART III, LINE 3 NEW YORK STATE CREATED A PLAN FIVE YEARS AGO TO RESTRUCTURE AND REFORM ITS MEDICAID PROGRAM TO CONTROL COSTS, ACHIEVE IMPROVEMENTS IN COMMUNITY HEALTH SERVICES AND ENHANCE PROGRAM ADMINISTRATION. THE NEW YORK DELIVERY SYSTEM REFORM INCENTIVE PAYMENT ("DSRIP") PROGRAM WAS ENACTED TO REDUCE AVOIDABLE HOSPITAL USE BY 25% OVER FIVE YEARS. SOMOS WORKED FOR THE PAST FIVE YEARS ON THIS PROGRAM TO HELP PHYSICIANS AND HOSPITALS COLLABORATE ON PROJECTS AIMED AT STRENGTHENING OUTPATIENT AND COMMUNITY-BASED PROGRAMS. IN MARCH OF 2020, THE DSRIP PROGRAM ENDED. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES RAMON TALLAJ, M.D., OSCAR FUKILMAN, M.D., VICTOR PEALTA, M.D., AND FRANCISCO ROSARIO, M.D. HAVE BUSINESS RELATIONSHIPS. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION PURCHASED MANAGEMENT SERVICES FROM CARE MANAGEMENT COMPANY LLC. THE MANAGEMENT COMPANY WAS PAID $1,614,986 FOR THESE SERVICES FOR THE YEAR ENDING DECEMBER 31, 2020. SERVICES PROVIDED INCLUDED, MANAGING BANK ACCOUNTS, PREPARING BUDGETS, MAKING PAYMENTS, AND PROVIDING WEEKLY REPORTS TO MANAGEMENT TO ASSIST WITH BUDGETS AND FINANCIAL PLANNING. THERE WERE NO INDIVIDUALS LISTED IN PART VII WHO WERE COMPENSATED BY THE MANAGEMENT COMPANY FOR SERVICES RENDERED TO SOMOS. FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS OF SOMOS HEALTHCARE PROVIDERS, INC. A/K/A SOMOS COMMUNITY CARE WERE AMENDED IN APRIL 2020 TO BRING ABOUT THE FOLLOWING CHANGES: AS A GENERAL MATTER, THE BY-LAWS WERE AMENDED TO REMOVE MONTEFIORE AS FIDUCIARY AND CHANGED ITS ROLE TO THAT OF A CONSULTANT. IN ADDITION, THE BYLAWS REMOVED PROVISIONS REGARDING DOH AND DDSRIP AS INAPPLICABLE AFTER THE PROGRAM ENDED. THIS WAS OCCASIONED BY THE END OF DSRIP AND DOH APPROVED THE REMOVAL OF MONTEFIORE AS THE FIDUCIARY. 1. THE DEPARTMENT OF HEALTH'S APPROVAL IS NO LONGER REQUIRED IN THE AUTOMATIC TERMINATION IN THE EVENT OF A CHANGE OF CONTROL OF A MEMBER. 2. A MEMBER CAN NO LONGER BE TERMINATED FOR ENGAGING IN CONDUCT DETRIMENTAL TO THE INTERESTS OF DSRIP AS THE PROGRAM ENDED. 3. ARTICLE II, SECTION 14.2 STATED THAT MONTEFIORE'S APPOINTED MEMBER WAS REQUIRED ONLY TO APPROVE ONLY MATTERS THAT COULD HAVE NEGATIVE TAX IMPACTS ON ITS TAX-EXEMPT STATUS AND IT TAX-EXEMPT BOND FINANCINGS. THE MONTEFIORE MEMBER HAD BROADER APPROVAL RIGHTS PREVIOUSLY. 4. ARTICLE III, SECTION 2 LIMITED THE EXECUTIVE COMMITTEE SIZE TO THREE AND REMOVED THE RIGHT OF MONTEFIORE TO APPOINT ONE MEMBER OF THE COMMITTEE. 5. ARTICLE III, SECTION 5 ELIMINATED REFERENCES TO DSRIP AND DOH AND MONTEFIORE'S RIGHT TO APPOINT A MEMBER TO THE COMPLIANCE COMMITTEE. 6. ARTICLE III, SECTION 6 ELIMINATED MONTEFIORE'S RIGHT TO APPOINT A MEMBER TO THE FINANCE COMMITTEE. 7. ARTICLE IV, SECTION 2 ELIMINATED MONTEFIORE'S RIGHT TO APPOINT THE TREASURER. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS FOR SOMOS HEALTHCARE PROVIDERS, INC. INCLUDE: - AW MEDICAL OFFICE, PC - NY COMMUNITY PREFERRED PROVIDERS, LLC - MONTEFIORE MEDICAL CENTER FORM 990, PART VI, SECTION A, LINE 7A THE NUMBER OF DIRECTORS CONSTITUTING THE ENTIRE BOARD SHALL BE FOURTEEN (14) DIRECTORS. MONTEFIORE SHALL BE ENTITLED TO DESIGNATE TWO (2) DIRECTORS. AW SHALL BE ENTITLED TO DESIGNATE TWO (2) DIRECTORS. NYCPP SHALL BE ENTITLED TO DESIGNATE FIVE (5) DIRECTORS. NYPCC'S FIVE (5) DIRECTORS SHALL BE SELECTED AS FOLLOWS: THREE (3) DIRECTORS SHALL BE SELECTED BY THE ECAP MEMBER OF NYCPP, AND TWO (2) DIRECTORS SHALL BE SELECTED SHALL BE SELECTED BY THE RENAISSANCE MEMBER OF NYCPP. FORM 990, PART VI, SECTION A, LINE 7B THE FOLLOWING OFFICER POSITIONS ("OFFICERS OF THE CORPORATION") SHALL BE APPOINTED BY THE MEMBERS: CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF INFORMATION OFFICER AND CHIEF MEDICAL OFFICER. THE BOARD MAY APPOINT SUCH OTHER OFFICERS OF THE CORPORATION AS THE MEMBERS MAY DETERMINE TO BE APPROPRIATE. UNLESS APPOINTED FOR A LESSER OR GREATER TERM, AND SUBJECT TO THE RIGHT OF THE MEMBERS TO REMOVE A BOARD OFFICER, EACH BOARD OFFICER SHALL BE APPOINTED ANNUALLY AT THE ANNUAL MEETING 15 OF THE MEMBERS AND SHALL HOLD OFFICE FOR TWO (2) YEARS OR UNTIL SUCH BOARD OFFICER'S SUCCESSOR HAS BEEN APPOINTED AND QUALIFIED. NOT WITHSTANDING THE FOREGOING, THE POSITION OF CHAIR AND PRESIDENT SHALL AT ALL TIMES BE HELD BY INDIVIDUALS NOMINATED BY EITHER AW OR NYCPP, AND THE POSITION OF TREASURER SHALL AT ALL TIMES BE HELD BY AN INDIVIDUAL NOMINATED BY MONTEFIORE. THROUGHOUT THE EXISTENCE OF THE CORPORATION, THE CHAIR SHALL BE AN INDIVIDUAL NOMINATED BY AW AND THE PRESIDENT SHALL BE AN INDIVIDUAL NOMINATED BY NYCPP. THE PRESIDENT SHALL BE DETERMINED AND APPOINTED SOLELY BY THE NYCPP MEMBER AND SHALL NOT BE SUBJECT TO REMOVAL BY THE MEMBERS OTHER THAN FOR CAUSE AS SUCH TERM IS LEGALLY DEFINED WITHIN THESE BYLAWS. THE CEO SHALL BE APPOINTED BY THE MEMBERS AND SHALL REPORT DIRECTLY TO THE BOARD AND CHAIR AND SHALL CARRY OUT HIS OR HER DUTIES IN ACCORDANCE WITH THE POLICIES ESTABLISHED BY THE BOARD. WHENEVER A VACANCY OCCURS IN ANY BOARD OFFICER OR OFFICER OF THE CORPORATION POSITION BY REASON OF DEATH, RESIGNATION, INCAPACITY OR OTHERWISE, THE MEMBER WHICH APPOINTED THE OFFICER WHOSE VACANCY IS AT ISSUE, MAY FILL SUCH VACANCY FOR THE UNEXPIRED TERM. ANY BOARD OFFICER OR OTHER OFFICER APPOINTED BY THE MEMBERS MAY ONLY BE REMOVED BY THE MEMBERS WITH OR WITHOUT CAUSE PURSUANT TO THE TERMS SET FORTH IN THE BY-LAWS AND CONSISTENT WITH THE TERMS OF ANY EXECUTED CONTRACT BETWEEN THE OFFICER AND THE CORPORATION. AUTHORIZATION OF THE FOLLOWING ACTIONS SHALL REQUIRE THE AFFIRMATIVE VOTE OF AT LEAST SEVENTY-FIVE PERCENT (75%) OF THE MEMBER REPRESENTATIVES, AND MUST INCLUDE THE AFFIRMATIVE VOTE OF THE MEMBER APPOINTED BY MONTEFIORE: (I) MATTERS THAT COULD HAVE AN ADVERSE IMPACT ON THE TAX-EXEMPT STATUS OF MONTEFIORE OR THE CONTINUED QUALIFICATION OF ANY TAX-EXEMPT BOND FINANCINGS OF MONTEFIORE, AS MAY BE DETERMINED BY MONTEFIORE, IN ITS SOLE DISCRETION IN GOOD FAITH; (II) ESTABLISHMENT AND/OR MODIFICATION OF THE DSRIP-RELATED FUNDS FLOW FORMULAE AND DISTRIBUTION METHODOLOGIES; (III) ESTABLISHMENT AND/OR MODIFICATION OF THE DSRIP-RELATED CAPITAL FUNDING, IF ANY; (IV) AMENDING THE CORPORATION'S CERTIFICATE OF INCORPORATION OR THESE BY-LAWS FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE BOARD FOR APPROVAL. ONCE THE BOARD HAS APPROVED THE RETURN IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C A POSSIBLE CONFLICT OF INTEREST MAY EXIST IF AN EMPLOYEE OR OTHER PERSON ASSOCIATED WITH SOMOS HEALTH CARE PROVIDERS, INC. IS IN A POSITION TO INFLUENCE THE BUSINESS OR OTHER DECISIONS OF THE ORGANIZATION IN A MANNER THAT COULD LEAD, OR APPEAR TO LEAD, TO THE PERSONAL GAIN OR ADVANTAGE OF THE INDIVIDUAL, HIS OR HER RELATIVES, OR A RELATED BUSINESS INTEREST. ANY INDIVIDUAL WHO BECOMES AWARE THAT HE/SHE HAS AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST PROMPTLY DISCLOSE THIS TO THE ORGANIZATION'S COMPLIANCE OFFICER, OR HIS/HER DESIGNEE, WHO WILL REVIEW THE DISCLOSED CONFLICT OF INTEREST AND TAKE ANY ACTION(S) DEEMED REQUIRED OR APPROPRIATE TO MANAGE OR RESOLVE THE MATTER, INCLUDING BY REFERRING THE MATTER TO THE BOARD OF DIRECTORS OR DESIGNATED BOARD COMMITTEE, AS APPROPRIATE. AFTER DISCLOSING A POSSIBLE CONFLICT OF INTEREST AND UNLESS OTHERWISE EXPRESSLY APPROVED BY THE ORGANIZATION'S COMPLIANCE OFFICER, HIS/HER DESIGNEE, OR BY THE GOVERNING BODY, THE INDIVIDUAL SHALL IMMEDIATELY RECUSE HIM/HERSELF FROM PARTICIPATING IN THE TRANSACTION OR MATTER, INCLUDING BY REFRAINING FROM ATTEMPTING TO INFLUENCE DELIBERATIONS OR VOTING ON THE TRANSACTION OR MATTER, AND NOT BEING PRIVY TO ANY NON-PUBLIC INFORMATION RELATING TO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 SOMOS HR DEPARTMENT USES PAYSCALE SALARY COMPARISON DATABASE TO CONFIRM A RANGE OF PAY FOR THE CEO AND CFO POSITIONS OF THE ORGANIZATION. JOB TITLE, DESCRIPTION, QUALIFICATIONS ARE ALL TAKEN INTO CONSIDERATION WHEN COMPARING POSITIONS TO OTHER LIKE SIZE ORGANIZATIONS. ONCE A SALARY RANGE IS CONFIRMED BY HR, THE RANGE IS SENT TO THE BOARD TO VOTE AND APPROVE ON A SET COMPENSATION AMOUNT FOR EACH POSITION. THE APPROVAL OF THESE COMPENSATION TOTALS ARE DOCUMENTED IN THE BOARD MINUTES. THE POLICY WAS LAST UNDERTAKEN IN 2020. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST AT 519 EIGHTH AVENUE, 14TH FLOOR, NEW YORK, NY 10018 OR BY CALLING THE ORGANIZATION DIRECTLY AT 646-979-7613. FORM 990, PART IX, LINE 11G OUTSIDE CONSULTANT: PROGRAM SERVICE EXPENSES 77,586. MANAGEMENT AND GENERAL EXPENSES 30,290. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 107,876. VALUE BASED PERFORMANCE CONSULTANTS: PROGRAM SERVICE EXPENSES 1,916,662. MANAGEMENT AND GENERAL EXPENSES 16,203. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,932,865. MEDICAL CONSULTANTS: PROGRAM SERVICE EXPENSES 231,838. MANAGEMENT AND GENERAL EXPENSES 1,960. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 233,798. COMPLIANCE CONSULTANTS: PROGRAM SERVICE EXPENSES 81,110. MANAGEMENT AND GENERAL EXPENSES 686. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 81,796. CARE COORDINATION FEES: PROGRAM SERVICE EXPENSES 8,097,677. MANAGEMENT AND GENERAL EXPENSES 3,161,326. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,259,003. PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 17,088,431. MANAGEMENT AND GENERAL EXPENSES 144,462. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 17,232,893. TRAINING AND RECRUITMENT FEES: PROGRAM SERVICE EXPENSES 223,968. MANAGEMENT AND GENERAL EXPENSES 87,437. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 311,405. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. RETURN FILING EXTENDED TO JANUARY 3, 2022SOMOS HEALTCARE PROVIDERS, INC. HAS MADE A DECLARATION WITH THE IRS TO POSTPONE THE FILING OF ITS TAX RETURN TO ON OR BEFORE JANUARY 3, 2022 DUE TO THE EFFECTS OF HURRICANE IDA. THE IRS'S HURRICANE IDA TAX RELIEF POSTPONES VARIOUS TAX FILINGS AND PAYMENTS NORMALLY DUE AFTER SEPTEMBER 1, 2021 THROUGH JANUARY 3, 2022. AS SUCH, PLEASE ACCEPT OUR TAX RETURN AS BEING PROPERLY TIMELY FILED.