2022-01-25T14:49:01-07:00 2021-06-30 990 2020-07-01 160743900 ALFRED UNIVERSITY ALFR 6078712966 ONE SAXON DRIVE ALFRED NY 14802 Giovina Lloyd VP for Business & Finance 6078712966 2022-01-25 1 11 1 AAL2 2020 2022-09-23 18:48:47Z Mark Zupan One Saxon Drive Alfred NY 14802 118531864 0 X www.alfred.edu X 1857 NY The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 37 37 1627 0 0 0 34176032 40128378 71087454 68883408 18734337 4404628 1820749 1480249 125818572 114896663 33891295 33295158 0 0 41761854 38775235 0 0 1293953 32727633 32715747 108380782 104786140 17437790 10110523 321880003 386336406 46537560 48534755 275342443 337801651 The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 0 0 91894786 33295158 70363657 HIGHER EDUCATION: ALFRED UNIVERSITY IS A COEDUCATIONAL INSTITUTION COMPRISED OF THE PRIVATELY ENDOWED COLLEGES OF LIBERAL ARTS AND SCIENCES, ENGINEERING AND BUSINESS, AND THE SCHOOL OF GRADUATE AND CONTINUING STUDIES, AS WELL AS TWO STATUTORY UNITS - THE SCHOOL OF ART AND DESIGN AND SELECTED PROGRAMS WITHIN THE SCHOOL OF ENGINEERING. WE OFFER BOTH UNDERGRADUATE AND GRADUATE DEGREES ALONG WITH UNDERGRADUATE AND GRADUATE RESEARCH OPPORTUNITIES TO APPROXIMATELY 2,300 STUDENTS. 0 0 0 91894786 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 0 1 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 239 0 1 1627 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 37 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X Amanda Azzi 6078712128 ONE SAXON DRIVE ALFRED NY 14802 Mark Zupan President 50 0 X 483574 0 37141 Jason Amore VP For Advancement 50 0 X 265817 0 30832 Gabrielle G Gaustad Dean, School of Engineering 50 0 X 229738 0 36401 Giovina Lloyd VP Business/Finance & CFO 50 0.5 X 220410 0 20206 Scott Misture Professor, School of Engineering 50 0 X 188382 0 41146 Elizabeth Dobie Vice President & Provost 50 0.5 X 199491 0 22246 Shanmugavelayut Sundaram Professor, Inamori School of Engineering 50 0 X 144845 0 32895 Kimberly Guyer VP of Student Affairs 50 0 X 148997 0 21762 Mary McAllister Secretary 40 1 X 71700 0 5315 Gregory R Connors Chairman 1.5 0.5 X X 0 0 0 Carolyn S Clark Vice Chairman 1.5 0.5 X X 0 0 0 AN Sreeram Trustee 1.5 0.5 X 0 0 0 Ann Moskowitz Trustee 1.5 0.5 X 0 0 0 Bryan Hill Trustee 1.5 0.5 X 0 0 0 Charles P Joyce Trustee 1.5 0.5 X 0 0 0 Cheryl R Blanchard Trustee 1.5 0.5 X 0 0 0 Christine E Heckle Trustee 1.5 0.5 X 0 0 0 Craig J Peretz Trustee 1.5 0.5 X 0 0 0 Dennis Kessler Trustee 1.5 0.5 X 0 0 0 Eric M Bershad Trustee 1.5 0.5 X 0 0 0 Eric M Zuckerman Trustee 1.5 0.5 X 0 0 0 Frederick A George Trustee 1.5 0.5 X 0 0 0 Gene M Bernstein Trustee 1.5 0.5 X 0 0 0 James M Jordan Trustee 1.5 0.5 X 0 0 0 Jay L Haberland Trustee 1.5 0.5 X 0 0 0 Jeffrey S Maurer Trustee 1.5 0.5 X 0 0 0 John A Edmond Trustee 1.5 0.5 X 0 0 0 Joseph Cesarano III Trustee 1.5 0.5 X 0 0 0 Kathleen A Richardson Trustee 1.5 0.5 X 0 0 0 Kevin H Livingston Trustee 1.5 0.5 X 0 0 0 Kristen M Klabin Trustee 1.5 0.5 X 0 0 0 Marlin Miller Jr Trustee 1.5 0.5 X 0 0 0 MaryJo Finocchiaro Trustee 1.5 0.5 X 0 0 0 Matthew Washington Trustee 1.5 0.5 X 0 0 0 Michael P Carey Trustee 1.5 0.5 X 0 0 0 Michele R Cohen Trustee 1.5 0.5 X 0 0 0 Neal Miller Trustee 1.5 0.5 X 0 0 0 Patricia St George Trustee 1.5 0.5 X 0 0 0 Robert S Cohen Trustee 1.5 0.5 X 0 0 0 Russell Cesari Trustee 1.5 0.5 X 0 0 0 Stephen K Heine Trustee 1.5 0.5 X 0 0 0 Terry A Michalske Trustee 1.5 0.5 X 0 0 0 Terry S Galanis Jr Trustee 1.5 0.5 X 0 0 0 Thomas R Hinman Trustee 1.5 0.5 X 0 0 0 William Giles Trustee 1.5 0.5 X 0 0 0 William Pullman Trustee 1.5 0.5 X 0 0 0 1952954 0 247944 30 0 1 0 LeChase Construction Services LLC 205 Indigo Creek Drive Rochester NY 14626 Contracted Services 5367720 AVI Foodsystems Inc 2590 Elm Road NE Warren OH 44483 Food Service Vendor 4084799 Center for Integrated Teacher Education 50 Court Street Suite 1111 Brooklyn NY 11201 Professional Services 2565170 PRES Services LLC 1 Grove St Suite 202 Pittsford NY 14534 Contracted Services 1909510 HotChalk Inc 2 Third Street Troy NY 12180 Professional Services 739543 32 0 0 0 0 27903591 12224787 339980 40128378 Tuition and Fees 611310 57409360 57409360 0 0 Auxiliary Services 611710 11474048 11474048 0 0 0 0 0 0 68883408 3295826 0 0 3295826 0 0 0 0 0 0 0 0 0 0 4744003 0 3635201 0 1108802 0 1108802 0 0 1108802 0 Research 541712 326309 326309 0 0 Athletics & Equestrian 711210 98127 98127 0 0 Student Loan Interest 611710 237667 237667 0 0 818146 818146 0 0 1480249 114896663 70363657 0 4404628 32713492 32713492 581666 581666 2104017 1323373 780644 27176380 23791935 3256893 127552 1965951 1721119 235605 9227 5659121 4954355 678205 26561 1869766 1636912 224078 8776 163754 41199 122555 161625 4800 156825 16250 16250 234138 217472 16666 9064858 7132339 1910623 21896 75490 63255 12235 2721926 2429692 228567 63667 1129647 1129647 1805417 1769803 35614 383991 306595 73049 4347 57990 38507 19120 363 349926 349926 8182316 7764916 352822 64578 577019 87217 486952 2850 Small Equipment 1722205 1482468 239737 0 Repairs & Maintenance 854813 620843 138886 95084 Indirect Costs 326309 326309 0 0 Awards & Honorariums 278799 259910 18779 110 4609274 2687881 1849761 71632 104786140 91894786 11597401 1293953 6763324 8890720 4500000 8397902 10241883 2652773 3214319 14698484 15845624 314600 301095 294926 380383 311794829 153312338 149337184 158482491 118520307 158592636 20900503 25887255 321880003 386336406 6179611 7660526 4558543 3819130 5730389 12992121 0 30069017 24062978 46537560 48534755 X 136347987 150917046 138994456 186884605 275342443 337801651 321880003 386336406 X 10110523 46591616 0 0 0 5757069 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 16250 16250 0 Schedule C, Part II-B, Line 1 Alfred University contracts with a lobbying firm to lobby various federal agencies to facilitate the goals of Alfred University, mainly to obtain federal support of our research programs. 136550309 2000643 49961569 2658963 4406239 0 181447319 138253806 4404421 790194 2365174 4532938 0 136550309 129318223 5329507 9106689 2037110 3463503 0 138253806 118618959 1681205 14438018 2042581 3377378 0 129318223 105846496 3357866 14749037 2033707 3300733 0 118618959 0.1 0.48 0.42 0 0 0 1122832 1122832 0 259679214 112022153 147657061 0 9395209 7792429 1602780 0 39320585 33497756 5822829 0 2276989 0 2276989 158482491 24649255 F 1238000 C 25887255 Post Retirement Benefit Obligation 19514970 Asset Retirement Obligation 3030404 Annuities Payable 535468 US Government Grants Refundable 982136 24062978 Schedule D, Part V, Line 4 The long-term objective of the endowment is to maintain the purchasing power with the goal of providing a reasonable, predictive, stable, and sustainable level of income to support scholarship, academic instruction, infrastructure and current operations. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Alfred University has their Discrimination, Harassment, and Sexual Misconduct policy posted on the Alfred University website at my.alfred.edu/student-policies Schedule E, Part I, Line 6 Alfred University received funding from a variety of sources. Some of these sources are governmental agencies providing funding for research projects, student financial aid or general operations. In addition, the New York State College of Ceramics at Alfred University is funded in part by the State of New York as is included in the Alfred University financial statements and reporting. Central America and the Caribbean 0 0 Program Services Faculty & Program Development 1700 0 0 1700 Scholarship Central America and the Caribbean 3 81167 Student Aid Scholarship East Asia and the Pacific 19 273122 Student Aid Scholarship Europe (including Iceland and Greenland) 2 24767 Student Aid Scholarship Middle East and North Africa 1 2000 Student Aid Scholarship North America (including Canada and Mexico, but not the United States) 2 52386 Student Aid Scholarship South America 1 25000 Student Aid Scholarship South Asia 5 55711 Student Aid Scholarship Sub-Saharan Africa 4 67513 Student Aid 1 0 1 1 1 0 1 Scholarships 1540 32713492 0 Schedule I, Part I, Line 2 Students receiving scholarships and fellowships are judged worthy by the institution's assessment on a basis of academic achievement, financial need, and other similar standards. X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Mark Zupan President 427083 0 43000 0 13491 0 19950 0 17191 0 520715 0 0 0 Elizabeth Dobie Vice President & Provost 179183 0 0 0 20308 0 17383 0 4863 0 221737 0 0 0 Giovina Lloyd VP Business/Finance & CFO 220410 0 0 0 0 0 19708 0 498 0 240616 0 0 0 Jason Amore VP For Advancement 243317 0 22500 0 0 0 17500 0 13332 0 296649 0 0 0 Gabrielle G Gaustad Dean, School of Engineering 204389 0 0 0 25349 0 18800 0 17601 0 266139 0 0 0 Scott Misture Professor, School of Engineering 159372 0 0 0 29010 0 21694 0 19452 0 229528 0 0 0 Kimberly Guyer VP of Student Affairs 148670 0 0 0 327 0 10850 0 10912 0 170759 0 0 0 Shanmugavelayut Sundaram Professor, Inamori School of Engineering 128768 0 0 0 16077 0 13497 0 19398 0 177740 0 0 0 Schedule J, Part I, Line 1a The University requires the President to live in on-Campus housing and provides a custodian to clean the facility. The University maintains a Country Club membership in the President's name for entertainment of donors. It is acceptable that the President's spouse or significant other may accompany him on University business trips/events. During these trips/events, the expense of the spouse or significant other will be paid by the University. A First Niagara Series 2015A Bonds 2015-07-30 8716483 Refinancing 0 0 0 A 3619205 0 8716483 0 8716483 0 0 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 X 48 339980 Market Value 0 0 1 0 Form 990, Part VI, Section B, Line 11b Form 990 is prepared by the University's Controller and submitted for review to the University's independent auditors, President, Vice President for Business & Finance, and the Chair of the audit committee of the Board of Trustees, who has been delegated this responsibility by the Board of Trustees. The University also makes the draft form available to all board members for their review and comment. Form 990, Part VI, Section B, Line 12c The conflict of interest forms are completed annually by members of the Board and key employees. The disclosure responses are compiled by a third party and provided to the Secretary of the Corporation and the Director of Human Resources. The Secretary of the Corporation provides a copy of all completed disclosure statements to the chair person of the audit committee and ensures that any Board members with a stated conflict of interest abstains from any voting associated with the conflict and is not present for discussion on the matter. The Director of Human Resources provides a copy of potential conflicts of interest to the President who is responsible for determining the proper way to handle corporate decisions which involved unresolved employee conflicts of interest. Form 990, Part VI, Section B, Line 15 The Human resource committee of the Board of Trustees sets the salary for the President. They utilize many sources of comparative data including surveys and Form 990 filings from comparative universities to determine the appropriate compensation. Form 990, Part VI, Section C, Line 19 The University complies with all laws and regulations and provides photocopies of required documents upon request. Form 990, Part XI, Line 9 Post Retirement Benefit Changes Alfred University Housing Corporation One Saxon Drive Alfred NY 14802 166052251 Rental Housing for University Students NY 501 (c) (2) Alfred University 1 Saxon Inn Inc One Saxon Drive Alfred NY 14802 160960711 Provides Services/Sells Beverages NY 501 (c)(7) Alfred University 1 Alfred University Research Fdn Inc One Saxon Drive Alfred NY 14802 161063285 Auxiliary of reporting NY 501 (c)(3) Line 2 Alfred University 1 Foster Lake Inc One Saxon Drive Alfred NY 14802 161000109 Lake Access to Students NY Alfred University C 20000 109590 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 Alfred University Housing Corporation q 0 Transactions are below threshold Saxon Inn Inc p 0 Transactions are below threshold