2022-08-09T12:02:25-05:00 2021-09-30 366055558 GRANT THORNTON LLP 75 STATE ST 13TH FLOOR BOSTON MA 02109 990 2020-10-01 951696734 LOS ANGELES PHILHARMONIC ASSOCIATION LOSA 2139727300 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 KAREN STURGES CHIEF FINANCIAL OFFICER 2139727300 2022-08-09 1 KAREN STURGES 999009999 ERIN COUTURE P01390592 6177237900 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CHAD SMITH 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 263829103 0 X WWW.LAPHIL.COM X 1934 CA LA PHILHARMONIC ASSOCIATION'S MISSION IS TO PERFORM, PRESENT, AND PROMOTE MUSIC IN ITS MANY VARIED FORMS AT THE HIGEST LEVEL OF EXCELLENCE TO A LARGE & DIVERSE AUDIENCE. 54 54 1157 830 -74385 0 48203456 66963095 32116255 47703911 10947611 34428991 -1335691 -122101 89931631 148973896 400000 1989513 0 0 61633553 58858900 685892 542778 5164687 47972807 43898594 110692252 105289785 -20760621 43684111 484797959 566505035 64294537 77895639 420503422 488609396 X UNDER THE LEADERSHIP OF MUSIC & ARTISTIC DIRECTOR GUSTAVO DUDAMEL, THE LA PHIL OFFERS LIVE PERFORMANCES, MEDIA INITIATIVES, AND LEARNING PROGRAMS THAT INSPIRE AND STRENGTHEN COMMUNITIES IN LOS ANGELES AND BEYOND. THE LOS ANGELES PHILHARMONIC ORCHESTRA (SEE SCH O)IS THE FOUNDATION OF THE LA PHIL'S OFFERINGS, WHICH ALSO INCLUDE A MULTI-GENRE, MULTIDISCIPLINARY PRESENTING PROGRAM AND SUCH YOUTH DEVELOPMENT PROGRAMS AS YOLA (YOUTH ORCHESTRA LOS ANGELES). PERFORMANCES ARE OFFERED ON THREE HISTORIC STAGES--WALT DISNEY CONCERT HALL, THE HOLLYWOOD BOWL, AND THE FORD--AS WELL AS THROUGH A VARIETY OF MEDIA PLATFORMS. IN ALL ITS ENDEAVORS, THE LA PHIL SEEKS TO ENRICH THE LIVES OF INDIVIDUALS AND COMMUNITIES THROUGH MUSICAL, ARTISTIC, AND LEARNING EXPERIENCES THAT RESONATE IN OUR WORLD TODAY. 0 0 57949497 30080691 PERFORMANCES BY THE LOS ANGELES PHILHARMONIC ORCHESTRA AND ARTISTS REPRESENTING A WIDE VARIETY OF GENRES AT WALT DISNEY CONCERT HALL, THE HOLLYWOOD BOWL, AND THE FORD. THIS ITEM ALSO INCLUDES DOMESTIC AND INTERNATIONAL TOURS BY THE ORCHESTRA. THE FORD SUPPORTS CREATIVE ASPIRATIONS, ESPECIALLY DIVERSE PERFORMANCES THAT REPRESENT LOCAL SURROUNDING COMMUNITIES. 7616991 1989513 0 THE AFTER-SCHOOL MUSIC EDUCATION PROGRAM YOUTH ORCHESTRA LOS ANGELES (YOLA). YOLA CURRENTLY SERVES MORE THAN 1,300 YOUNG MUSICIANS ACROSS FOUR SITES, PROVIDING THEM WITH FREE INSTRUMENTS, INTENSIVE MUSIC INSTRUCTION, ACADEMIC SUPPORT, LEADERSHIP TRAINING, AND PERFORMANCE OPPORTUNITIES. 15290486 17720543 OTHER PERFORMANCES, INCLUDING LEASE EVENTS HOSTED BY THIRD-PARTY PROMOTERS, AND PERFORMANCE-RELATED ACTIVITIES, INCLUDING CONCESSIONS, PARKING, RECORDING, AND ROYALTIES. 80856974 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 0 0 1 1157 1 1 1 0 0 0 0 1 1 0 0 0 0 1 0 X 54 54 0 0 0 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 CA X KAREN STURGES 2139727300 151 S GRAND AVENUE LOS ANGELES CA 90012 THOMAS BECKMEN BOARD CHAIR 1.00 0.00 X X 0 0 0 DAVID C BOHNETT CHAIR, CAMP. & VICE CHAIR,EXEC 1.00 0.00 X X 0 0 0 DONALD P DE BRIER CHAIR, AUDIT 1.00 0.00 X 0 0 0 DAVID MELINE CHAIR, CAMP. & VICE CHAIR,EXEC 1.00 0.00 X X 0 0 0 JONATHAN KAGAN CHAIR, HOLLYWOOD BOWL 1.00 0.00 X 0 0 0 DR RONALD D SUGAR DIRECTOR 1.00 0.00 X 0 0 0 JERROLD L EBERHARDT VICE CHAR EXEC & CHAIR ADVAN. 1.00 0.00 X X 0 0 0 JANE B EISNER VICE CHAIR 1.00 0.00 X X 0 0 0 DIANE B PAUL VICE-CHAIR, EXEC 1.00 0.00 X X 0 0 0 JAY RASULO VICE CHAIR, EXEC 1.00 0.00 X X 0 0 0 GREGORY A ADAMS DIRECTOR 1.00 0.00 X 0 0 0 JULIE ANDREWS DIRECTOR 1.00 0.00 X 0 0 0 WALLIS ANNENBERG DIRECTOR (THRU 9/21) 1.00 0.00 X 0 0 0 LYNN A BOOTH DIRECTOR (THRU 12/20) 1.00 0.00 X 0 0 0 REVETA F BOWERS CHAIR, PENSION & VICE CHAIR, EXEC 1.00 0.00 X 0 0 0 LINDA P BRITTAN DIRECTOR 1.00 0.00 X 0 0 0 JENNIFER BRODER DIRECTOR 1.00 0.00 X 0 0 0 KAWANNA BROWN DIRECTOR 1.00 0.00 X 0 0 0 ANDREA CHAO-KHARMA DIRECTOR 1.00 0.00 X 0 0 0 R MARTIN CHAVEZ DIRECTOR 1.00 0.00 X 0 0 0 CHRISTIAN CHIVAROLI DIRECTOR 1.00 0.00 X 0 0 0 MARI L DANIHEL DIRECTOR (THRU 8/21) 1.00 0.00 X 0 0 0 LOUISE D EDGERTON DIRECTOR 1.00 0.00 X 0 0 0 LISA FIELD DIRECTOR 1.00 0.00 X 0 0 0 DAVID GINDLER DIRECTOR 1.00 0.00 X 0 0 0 JENNIFER MILLER GOFF DIRECTOR 1.00 0.00 X 0 0 0 LENORE S GREENBERG DIRECTOR 1.00 0.00 X 0 0 0 CAROL COLBURN GRIGOR DIRECTOR 1.00 0.00 X 0 0 0 MEGAN HERNANDEZ DIRECTOR 1.00 0.00 X 0 0 0 TEENA HOSTOVICH DIRECTOR 1.00 0.00 X 0 0 0 DARIOUSH KHALEDI DIRECTOR 1.00 0.00 X 0 0 0 LOUISE PEEBLES DIRECTOR 1.00 0.00 X 0 0 0 FRANCOIS MOBASSER DIRECTOR 1.00 0.00 X 0 0 0 MARGARET MORGAN DIRECTOR 1.00 0.00 X 0 0 0 LEITH O'LEARY DIRECTOR 1.00 0.00 X 0 0 0 R JOSEPH PLASCENCIA DIRECTOR 1.00 0.00 X 0 0 0 SANDY PRESSMAN DIRECTOR 1.00 0.00 X 0 0 0 ANN RONUS DIRECTOR 1.00 0.00 X 0 0 0 LAURA ROSENWALD DIRECTOR 1.00 0.00 X 0 0 0 NANCY S SANDERS CHAIR, LEARNING AND COMMUNITY 1.00 0.00 X 0 0 0 GABRIELLE STARR DIRECTOR 1.00 0.00 X 0 0 0 JAY STEIN CHAIR, PHILANTHROPY 1.00 0.00 X 0 0 0 CHRISTIAN STRACKE CHAIR, MARKETING 1.00 0.00 X 0 0 0 JASON SUBOTKY DIRECTOR 1.00 0.00 X 0 0 0 JACK SUZAR DIRECTOR 1.00 0.00 X 0 0 0 SUE TSAO DIRECTOR 1.00 0.00 X 0 0 0 JON VEIN DIRECTOR 1.00 0.00 X 0 0 0 MEGAN WATANABE DIRECTOR 1.00 0.00 X 0 0 0 ALYCE DE ROULET WILLIAMSON DIRECTOR 1.00 0.00 X 0 0 0 IRWIN WINKLER DIRECTOR 1.00 0.00 X 0 0 0 DEBRA WONG YANG DIRECTOR 1.00 0.00 X 0 0 0 BARBARA DAMEREL DIRECTOR (THRU 7/21) 1.00 0.00 X 0 0 0 DAVID A FORD DIRECTOR 1.00 0.00 X 0 0 0 ANTONIA HERNANDEZ DIRECTOR 1.00 0.00 X 0 0 0 ALFRED FRAIJO JR DIRECTOR (AS OF 3/21) 1.00 0.00 X 0 0 0 RICHARD RAFFETTO DIRECTOR (AS OF 3/21) 1.00 0.00 X 0 0 0 MARTI FARLEY DIRECTOR (AS OF 7/21) 1.00 0.00 X 0 0 0 CHAD SMITH CEO 40.00 1.00 X 768397 0 76833 GAIL SAMUEL THRU 421 PRESIDENT OF HOLLYWOOD BOWL; COO 40.00 0.00 X 708851 0 54964 MONA PATEL VP, HR AND GEN.COUNSEL & SECR 40.00 1.00 X 499483 0 26333 DANIEL SONG COO 40.00 0.00 X 421536 0 46702 LAURA CONNELLY GM HOLLYWOOD BOWL, VP PRODUCTION 40.00 0.00 X 418321 0 36326 MEGHAN MARTINEAU VP ARTISTIC PLANNING 40.00 0.00 X 258432 0 35588 ELSJE KIBLE-VERMASS VP LEARNING 40.00 0.00 X 175864 0 34183 NORA BRADY VP OF MARKETING 40.00 0.00 X 177123 0 39186 KAREN STURGES CFO (AS OF 8/20) 40.00 1.00 X 120754 0 13101 MARGIE KIM BERMEO CHIEF PHILANTHROPY OFFICER 40.00 0.00 X 272180 0 12187 RENAE WILLIAMS NILES CHIEF CONTENT OFFICER (AS OF 4/21) 40.00 0.00 X 0 0 0 SUMMER BJORK CHIEF OF STAFF (AS OF 4/21) 40.00 0.00 X 172526 0 29110 GUSTAVO DUDAMEL MUSIC & ARTISTIC DIRECTOR 40.00 0.00 X 775000 0 38725 MARTIN CHALIFOUR PRINCIPAL CONCERTMASTER 40.00 0.00 X 268995 0 41607 SUSAN REARDON DIRECTOR, GIFT PLANNING 40.00 0.00 X 239740 0 22547 ANDREW BAIN PRINCIPAL MUSICIAN 40.00 0.00 X 207366 0 51817 JOHANNA REES SENIOR DIRECTOR, PRESENTATIONS 40.00 0.00 X 228824 0 23693 ROBERT DEMAINE STAFF MUSICIAN 40.00 0.00 X 214762 0 51817 KATHLEEN KANE FORMER CHIEF ADVANCEMENT OFFICER 0.00 0.00 X 275613 0 1800 SIMON WOODS FORMER CEO 0.00 0.00 X 919481 0 0 ALISON SOWDEN FORMER VP & CFO 0.00 0.00 X 344421 0 11793 GENEVIEVE DUNAWAY INTERIM CFO (THRU 8/20) 40.00 1.00 X 191614 0 13260 PHIL KOESTER VP OF MARKETING (THRU2/20) 40.00 0.00 X 108140 0 4488 7767423 0 666060 153 1 1 0 EGMONT MUSIC ENTERPRISES INC 10960 WILSHIRE BLVD 5TH FLOOR LOS ANGELES CA 90024 TALENT 2376463 CONTEMPORARY SERVICES CORPORATION PO BOX 748615 LOS ANGELES CA 900748615 SECURITY 1614382 SEI INVESTMENTS PO BOX 945794 ATLANTA GA 30394 FINANCIAL SERVICES 961572 TRANSIT SYSTEMS UNLIMITED INC 8976 LAUREL CANYON BLVD SUN VALLEY CA 91352 BUSES & SHUTTLES 893871 VOLT LITES INC 4140 WEST VANOWEN PLACE BURBANK CA 91505 EQUIPMENT RENTAL 841693 75 2195781 621575 64145739 4168235 66963095 CONCERTS 711310 30088763 30088763 CONCERTS BY OTHERS 711310 11712498 11712498 CONCESSION/PARKING 812930 2930920 2930920 BOX OFFICE SERVICE FEE 561599 2249811 2249811 VENUE RENTAL 531310 651401 651401 70518 70518 47703911 4707818 -64199 4772017 143937000 114215827 29721173 29721173 29721173 0 2195781 171388 -171388 -171388 419956 467992 -48036 -37850 -10186 WITHHOLDING TAX 900099 97323 97323 97323 148973896 41763411 -74385 40321775 1989513 1989513 5521315 4232069 905128 384118 41734 41734 37038960 28335946 6067396 2635618 3421015 2701494 533794 185727 10131349 8001802 1579424 550123 2704527 2135700 421998 146829 447207 56242 388214 2751 102574 102574 542778 542778 1360881 1360881 17885992 14789477 2874037 222478 3647682 3479709 90357 77616 3243650 2159468 934924 149258 183228 7981 173407 1840 377221 367808 9413 3923264 3269036 654228 440542 416786 17080 6676 11317 8789 2528 203419 10892 192527 5133856 4121863 1011993 1680256 1430597 249659 SUPPLIES 1288390 1125538 108404 54448 CREDIT CARD COMMISSION 921406 787155 0 134251 EQUIPMENT RENTAL 817863 744284 73579 LEASE EVENT EXPENSES 408086 408086 0 0 1821760 276739 1477373 67648 105289785 80856974 19268124 5164687 X 14709303 27681392 3571210 1571749 35186052 37442100 15956119 15999839 385550 340991 4503179 14034020 99491823 55200487 48298264 44291336 246986282 304699608 115202000 120444000 0 0 484797959 566505035 10295913 17698604 0 31510056 29736820 0 10000000 7981900 5981900 14506668 14478315 64294537 77895639 X 120545655 135925585 299957767 352683811 420503422 488609396 484797959 566505035 X 43684111 23707143 714720 X 0 1 X 1 0 X 62163608 58093781 66047501 48203456 66963095 301471441 102790983 111148892 109826641 32116255 47703911 403586682 164954591 169242673 175874142 80319711 114667006 705058123 25887771 20036963 12257332 15800222 20501925 94484213 11614862 1791078 15537956 7596996 10520464 47061356 37502633 21828041 27795288 23397218 31022389 141545569 563512554 2435762 6112725 6605464 6687692 4707818 26549461 132801 142005 139265 0 0 414071 2568563 6254730 6744729 6687692 4707818 26963532 -171388 -171388 167523154 175497403 182618871 87007403 119203436 731850267 0.77000 0.80240 0.03680 0.03150 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: FUNDRAISING - 2020 AMOUNT: $ -171,388. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 306385043 34814628 41218451 14010495 368407627 297616396 8419316 13372402 13023071 306385043 280528057 19566972 10347566 12826198 297616396 265776321 11165501 14560835 10974600 280528057 231856477 14426393 28005017 8511566 265776321 0.32000 0.49000 0.19000 1 0 67402468 29622894 37779574 18313084 15840287 2472797 13776271 9737306 4038965 44291336 PARTNERSHIP INTEREST & OTHER 120444000 F 120444000 PENSION AND POST-RETIREMENT MEDICAL BENEFITS 13604867 DEFERRED COMPENSATION PLAN AND LIABILITY & OTHER 873448 14478315 X PART V, LINE 4: THE ENDOWMENT FUNDS SUPPORT EDUCATION AND MUSIC PROGRAMS, AND THE MISSION OF THE ASSOCIATION. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE THE ASSOCIATION RECOGNIZES THE IMPACT OF TAX POSITIONS IN THE CONSOLIDATED FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. TO DATE, THE ASSOCIATION HAS NOT RECORDED ANY UNCERTAIN TAX POSITIONS. THE ASSOCIATION'S POLICY IS TO RECOGNIZE POTENTIAL ACCRUED INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS IN INCOME TAX EXPENSE, IF ANY. DURING THE YEAR ENDED SEPTEMBER 30, 2021, THE ASSOCIATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS, OR WHICH MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. X X X X X X X 1 SD&A TELESERVICES INC 5757 W CENTURY BOULEVARD 300 LOS ANGELES CA 90045 TELEFUNDING 1 1055249 542778 512471 1055249 542778 512471 CA WINTER GALA 606968 606968 2025 52978 ONLINE FUNDRAISER 1588813 1588813 116385 2195781 2195781 2025 169363 171388 -171388 1 INGLEWOOD COMMUNITY PROGRAMS 151 SOUTH GRAND AVE LOS ANGELES CA 90012 842630102 501(C)(3) 1489513 CONSTRUCTION OREGON BRAVO YOUTH ORCHESTRAS 8191 N LOMBARD ST 114 PORTLAND OR 97203 462649265 501(C)(3) 50000 MUSIC EDUCATION PRICE HILL WILL 3301 PRICE AVE CINCINNATI OH 45205 201452663 501(C)(3) 50000 MUSIC EDUCATION SAN DIEGO YOUTH SYMPHONY AND CONSERVATORY 1650 EL PRADO 207A SAN DIEGO CA 92101 237380943 501(C)(3) 40000 MUSIC EDUCATION YAKIMA MUSIC EN ACCION (YAMA) 15 N NACHES AVE 10 YAKIMA WA 989012712 300893939 501(C)(3) 40000 MUSIC EDUCATION HARMONY PROJECT PHOENIX 6916 E 2ND ST SCOTTSDALE AZ 85004 853131216 501(C)(3) 35000 MUSIC EDUCATION ELEANOR B RAINEY MEMORIAL INSTITUTE 1705 E 55TH STREET CLEVELAND OH 44103 346555952 501(C)(3) 35000 MUSIC EDUCATION HERBIE HANCOCK INSTITUTE OF JAZZ 5225 WISCONSIN AVE NW WASHINGTON DC 20015 521544030 501(C)(3) 30000 MUSIC EDUCATION COMMUSICATION 868 SHERBURNE AVE SAINT PAUL MN 55104 464299159 501(C)(3) 30000 MUSIC EDUCATION EAST LAKE EXPRESSION ENGINE 2903 E 37TH STREET CHATTANOOGA TX 37407 810876825 501(C)(3) 25000 MUSIC EDUCATION HARMONY SCHOOL OF MUSIC INC 326 EASTLAND DR SE CEDAR RAPIDS IA 52403 815157369 501(C)(3) 25000 MUSIC EDUCATION JUNEAU ALASKA MUSIC MATTERS PO BOX 34205 JUNEAU AR 99803 462843219 501(C)(3) 25000 MUSIC EDUCATION PICO YOUTH & FAMILY CENTER 715 PICO BLVD SANTA MONICA CA 90405 481269398 501(C)(3) 25000 MUSIC EDUCATION SOUNDS ACADEMY 1202 N 3RD ST PHOENIX AZ 85016 463932746 501(C)(3) 25000 MUSIC EDUCATION NEW WEST SYMPHONY ASSOCIATION 2100 THOUSAND OAKS BLVD THOUSAND OAKS CA 913622914 770406042 501(C)(3) 15000 MUSIC EDUCATION RIFFRAFF ARTS COLLECTIVE INC 869 MERCER STREET PRINCETON WV 24740 834471579 501(C)(3) 15000 MUSIC EDUCATION WINSTON-SALEM SYMPHONY ASSOCIATION INC 201 N BROAD STREET WINSTONSALEM NC 27101 560692826 501(C)(3) 15000 MUSIC EDUCATION FULCRUM ARTS 145 NORTH RAYMOND AVE PASADENA CA 91103 952540759 501(C)(3) 10000 MUSIC EDUCATION YOUNG MUSICIANS OF ALAMANCE 513 W FRONT ST BURLINGTON NC 27215 811286442 501(C)(3) 10000 MUSIC EDUCATION 19 PART I, LINE 2: THE ASSOCIATION MADE A CONTRIBUTION TO INGLEWOOD COMMUNITY PROGRAMS ("ICP") (AND WILL MAKE ADDITIONAL CONTRIBUTIONS IN FY2022) TO FUND THE CONSTRUCTION OF THE BUILDING IN INGLEWOOD. THE ASSOCIATION CONTROLS ICP BY GUARANTEEING ITS DEBT AND APPOINTING 3/5 OF THE BOARD MEMBERS. ADDITIONALY, THE ASSOCIATION MANAGEMENT OVERSEES THE CONSTRUCTION. THE ORGANIZATION REQUIRES GRANTEES TO SUBMIT REPORTS TO MONITOR AND TRACK THE ACTIVITIES AT EACH PARTNER SITE AND GATHER BASIC DATA SUCH AS STUDENT ENROLLMENT, TEACHER RECRUITMENT, AND STAFF DEVELOPMENT PRACTICES. X X X 1 1 X X X X 1 1 0 0 0 0 0 1 0 SIMON WOODS FORMER CEO 0 0 100000 0 819481 0 0 0 0 0 919481 0 0 0 CHAD SMITH CEO 538605 0 0 0 229792 0 61746 0 15087 0 845230 0 200000 0 GUSTAVO DUDAMEL MUSIC & ARTISTIC DIRECTOR 775000 0 0 0 0 0 0 0 38725 0 813725 0 0 0 GAIL SAMUEL THRU 421 PRESIDENT OF HOLLYWOOD BOWL; COO 478180 0 0 0 230671 0 16239 0 38725 0 763815 0 200000 0 MONA PATEL VP, HR AND GEN.COUNSEL & SECR 286754 0 0 0 212729 0 11730 0 14603 0 525816 0 200000 0 DANIEL SONG COO 196602 0 0 0 224934 0 7977 0 38725 0 468238 0 200000 0 LAURA CONNELLY GM HOLLYWOOD BOWL, VP PRODUCTION 205592 0 0 0 212729 0 7810 0 28516 0 454647 0 200000 0 ALISON SOWDEN FORMER VP & CFO 165771 0 0 0 178650 0 5754 0 6039 0 356214 0 150000 0 MARTIN CHALIFOUR PRINCIPAL CONCERTMASTER 253580 0 0 0 15415 0 14000 0 27607 0 310602 0 0 0 MEGHAN MARTINEAU VP ARTISTIC PLANNING 214144 0 0 0 44288 0 8399 0 27189 0 294020 0 40000 0 MARGIE KIM BERMEO CHIEF PHILANTHROPY OFFICER 272180 0 0 0 0 0 0 0 12187 0 284367 0 0 0 KATHLEEN KANE FORMER CHIEF ADVANCEMENT OFFICER 13850 0 0 0 261763 0 1800 0 0 0 277413 0 200000 0 ROBERT DEMAINE STAFF MUSICIAN 199347 0 0 0 15415 0 14000 0 37817 0 266579 0 0 0 SUSAN REARDON DIRECTOR, GIFT PLANNING 196367 0 0 0 43373 0 7944 0 14603 0 262287 0 40000 0 ANDREW BAIN PRINCIPAL MUSICIAN 191951 0 0 0 15415 0 14000 0 37817 0 259183 0 0 0 JOHANNA REES SENIOR DIRECTOR, PRESENTATIONS 181414 0 0 0 47410 0 0 0 23693 0 252517 0 40000 0 NORA BRADY VP OF MARKETING 177123 0 0 0 0 0 461 0 38725 0 216309 0 0 0 ELSJE KIBLE-VERMASS VP LEARNING 172893 0 0 0 2971 0 6994 0 27189 0 210047 0 0 0 GENEVIEVE DUNAWAY INTERIM CFO (THRU 8/20) 145108 0 3500 0 43006 0 4293 0 8967 0 204874 0 30000 0 SUMMER BJORK CHIEF OF STAFF (AS OF 4/21) 123537 0 0 0 48989 0 5417 0 23693 0 201636 0 40000 0 PHIL KOESTER VP OF MARKETING (THRU2/20) 86892 0 0 0 21248 0 1285 0 3203 0 112628 0 0 0 PART I, LINE 1A QUESTIONS REGARDING COMPENSATION FIRST CLASS OR CHARTER TRAVEL: FIRST CLASS TRAVEL IS PROVIDED TO ONE OFFICER AND ONE KEY EMPLOYEE WHEN THE TIMING OF THE TRIP REQUIRES THEY GO DIRECTLY TO WORK UPON ARRIVAL. THIS IS EXTENDED TO OTHER MEMBERS OF THE EXECUTIVE TEAM WHEN APPROPRIATE. THIS BENEFIT IS CONSIDERED A BUSINESS EXPENSE AND NOT INCLUDED IN TAXABLE COMPENSATION. UNDER THE TERMS OF THE COLLECTIVE BARGAINING AGREEMENT, MEMBERS OF LOCAL 47, AMERICAN FEDERATION OF MUSICIANS (THE "MUSICIANS UNION"), RECEIVE A WEEKLY HOUSING ALLOWANCE, WHICH IS INCLUDED AS TAXABLE COMPENSATION REPORTED ON FORM W-2. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: ONE FORMER OFFICER RECEIVE A PARTIAL REIMBURSEMENT OF THEIR SOCIAL CLUB DUES AS IT WAS EXPECTED THAT THEY MEET WITH THE DONORS, THIS BENEFIT IS CONSIDERED A BUSINESS EXPENSE AND NOT INCLUDED IN TAXABLE COMPENSATION. PART I, LINES 4A-B SEVERANCE PAYMENT A LISTED INDIVIDUAL RECEIVED A SEVERANCE PAYMENT DURING CALENDAR YEAR 2020. HOWEVER, PER A CONFIDENTIALITY AGREEMENT SIGNED BY THE ORGANIZATION, THE SEVERANCE PACKAGE PAID TO EMPLOYEES ARE NOT OPEN FOR PUBLIC INSPECTION. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: THE ASSOCIATION PROVIDED CERTAIN EMPLOYEES 457(F) PLANS TO SUPPLEMENT THEIR RETIREMENT BENEFITS. THE PLANS WERE FULLY VESTED AND DISTRIBUTED IN 2020. ONE OFFICER PARTICIPATES IN A 457(F) PLAN. THE ASSOCIATION CONTRIBUTED $100,000 TO THE PLAN IN 2020. THE PLAN WILL BE FULLY VESTED IN 2022. PART I, LINE 7 NON-FIXED PAYMENTS CERTAIN LISTED INDIVIDUALS RECEIVE BONUSES AT THE DISCRETION OF THE BOARD OF DIRECTORS. THESE BONUSES ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(II). X 47 4168235 FMV 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B). PART I, LINE 32B: A THIRD-PARTY BROKERAGE COMPANY SELLS DONATED STOCKS ONCE THEY ARE RECEIVED BY THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE FORMULATES, SUPERVISES, AND IMPLEMENTS THE POLICIES OF THE CORPORATION UNDER THE DIRECTION OF THE BOARD OF DIRECTORS. MEMBERS ARE APPOINTED TO THE EXECUTIVE COMMITTEE, WHICH CONSISTS OF THE CHAIRMAN OF THE BOARD, VICE CHAIRS, AND THE CHAIRS OF THE MAJOR COMMITTEES. ADDITIONAL DIRECTORS MAY BE APPOINTED BY THE CHAIRMAN AND APPROVED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT FORM 990, WITH THE EXCEPTION OF SCHEDULE B, IS PROVIDED TO THE AUDIT COMMITTEE FOR THEIR REVIEW PRIOR TO THE MEETING WITH THE TAX ACCOUNTANTS AND STAFF. DURING THIS MEETING, THE AUDIT COMMITTEE INQUIRES AND RECOMMENDS ANY CHANGES NEEDED, THEN APPROVES THE FORM 990 FOR FILING. THE FINAL DRAFT OF THE FORM IS MADE AVAILABLE TO THE BOARD OF DIRECTORS PRIOR TO ELECTRONIC FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REVIEWS CONFLICTS OF INTEREST ANNUALLY FOR THE BOARD OF DIRECTORS, OFFICERS, AND KEY EMPLOYEES. IF A CONFLICT OF INTEREST IS IDENTIFIED, THE ORGANIZATION WILL COORDINATE WITH LEGAL AND THE BOARD OF DIRECTORS TO RESOLVE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF INDEPENDENT DIRECTORS REVIEWS AND APPROVES IN ADVANCE THE COMPENSATION PACKAGE FOR OFFICERS AND KEY EMPLOYEES BASED ON A COMPARATIVE ANALYSIS OF THE COMPENSATION OF SIMILARLY SITUATED OFFICERS AND EMPLOYEES AT SIMILAR ORGANIZATIONS PREPARED INTERNALLY WITH THE PERIODIC ASSISTANCE OF A QUALIFIED INDEPENDENT COMPENSATION CONSULTANT. FOR THE CEO'S EMPLOYMENT CONTRACT, THE COMPENSATION COMMITTEE ENGAGED AN INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE A DETAILED COMPARATIVE ANALYSIS OF OTHER CEO COMPENSATION AT SIMILAR ORGANIZATIONS TO SUPPORT THE REASONABLENESS OF HIS TOTAL COMPENSATION PACKAGE. THE COMPENSATION TERMS AND THE RESULTS OF BOTH THE INTERNAL AND INDEPENDENT COMPENSATION ANALYSES WERE THEN REVIEWED AND DISCUSSED IN DETAIL WITH THE INPUT OF THE COMPENSATION CONSULTANT AND APPROVED IN ADVANCE BY AN AUTHORIZED BODY OF COMPENSATION CONSULTANT AND APPROVED IN ADVANCE BY AN AUTHORIZED BODY OF INDEPENDENT DIRECTORS. FINALLY, THE ENTIRE PROCESS WAS CONCURRENTLY DOCUMENTED DETAILING THE ANALYSIS AND BASIS FOR THE COMPENSATION DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, INFORMATION RETURNS, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART X, LINE 23: PAYCHECK PROTECTION PROGRAM IN MARCH 2021, THE COMPANY RECEIVED A $10,000,000 LOAN UNDER THE PAYCHECK PROTECTION PROGRAM (THE "PPP LOAN"). THE PPP LOAN BEARS INTEREST AT 1.0% PER YEAR ON THE OUTSTANDING PRINCIPAL AMOUNT AND MATURES 5 YEARS FROM THE DATE OF THE NOTE, UNLESS THE NOTE IS FORGIVEN UNDER THE DIRECTION OF THE SMALL BUSINESS ASSOCIATION. THE $10,000,000 OUTSTANDING BALANCE AS OF SEPTEMBER 30, 2021 IS INCLUDED ON LINE 23 OF THE BALANCE SHEET. FORM 990, PART XI, LINE 9: PENSION PLAN ACTUARIAL CHANGES 714,717. ROUNDING 3. FORM 990, PART XI, LINE 5: DURING FY2021, THERE WERE CONSIDERABLE SALES OF INVESTMENTS THAT HAD APPRECIATED SIGNIFICANTLY COMPARED TO ORIGINAL COST. AS THE APPRECIATED MARKET VALUE WAS REALIZED, THE UNREALIZED GAIN POSITION WAS REDUCED, RESULTING IN THE RECOGNITION OF UNREALIZED GAINS OF $23,707,143 IN THE FY2021 AUDITED FINANCIAL STATEMENTS. IN ACCORDANCE WITH INSTRUCTIONS, THESE GAINS ARE NOT INCLUDED ON PART VIII OF THE FORM 990. INGLEWOOD COMMUNITY PROGRAMS 151 SOUTH GRAND AVE LOS ANGELES CA 90012 842630102 REAL ESTATE CA 501(C)(3) LINE 12A, I LAPA 1 0 1 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 INGLEWOOD COMMUNITY PROGRAMS B 1489513 FMV INGLEWOOD COMMUNITY PROGRAMS D 22425000 FMV