2022-05-24T11:40:18-05:00 2021-11-30 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2020-12-01 137049014 LUESTHER T MERTZ CHARITABLE TRUST LUES 2124751137 218 EAST 18TH STREET NEW YORK NY 10003 LARRY E CONDON TRUSTEE 2124751137 2022-03-15 1 LARRY CONDON XXX-XX-XXXX LAUREN CRESCI P01268493 2126972299 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z GOLDEN BECKNER JR 218 EAST 18TH STREET NEW YORK NY 10003 2179114 0 X NOT APPLICABLE X 1991 NY SEE MISSION STATEMENT ON PAGE 2, PART III, LINE 1 2 0 0 0 985325 0 0 0 0 0 6968264 2179114 0 0 6968264 2179114 29250000 114249566 0 0 1880372 1107549 0 0 0 1566104 713057 32696476 116070172 -25728212 -113891058 94333964 5999424 0 0 94333964 5999424 X THE TRUST IS A TESTAMENTARY CHARITABLE TRUST UNDER NEW YORK LAW AND IS A SO-CALLED "SUPPORTING ORGANIZATION" DESCRIBED IN SECTION 509(A)(3) OF THE INTERNAL REVENUE CODE. THE SOLE EXEMPT PURPOSE AND ACTIVITY OF THE TRUST IS TO SUPPORT DIRECTLY FOURTEEN PUBLICLY SUPPORTED CHARITIES WHICH ARE NAMED IN THE TRUST'S GOVERNING INSTRUMENT WHICH REQUIRES THAT ALL NET INCOME OF THE TRUST BE DISTRIBUTED TO PROVIDE ESSENTIAL SUPPORT FOR A SUBSTANTIAL PROGRAM OR ACTIVITY OF ONE OR MORE OF THE NAMED BENEFICIARY ORGANIZATIONS. DURING THE TRUST'S FISCAL YEAR ENDED NOVEMBER 30, 2021, DISTRIBUTIONS, ALL IN CASH, WERE MADE TO BENEFICIARY ORGANIZATIONS NAMED IN THE TRUST'S GOVERNING INSTRUMENT. 0 0 114879475 114249566 $114,249,566 IN DISTRIBUTIONS WERE PAID TO 11 OF THE 14 ORGANIZATIONS NAMED IN THE TRUST'S GOVERNING INSTRUMENT. 114879475 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 10 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 2 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 0 0 0 NY X LARRY E CONDON TRUSTEE 2124751137 218 EAST 18TH STREET NEW YORK NY 10003 LARRY E CONDON TRUSTEE 40.00 X 503020 0 0 GOLDEN BECKNER TRUSTEE 40.00 X 503019 0 0 JOHN J HOFFEE TRUSTEE (THROUGH 4/20/20) 40.00 X 101510 0 0 1107549 0 0 3 1 1 0 BLANK ROME LLP 1271 6TH AVENUE NEW YORK NY 10020 LEGAL SERVICES 184482 MERTZ GILMORE FOUNDATION 218 EAST 18TH STREET NEW YORK NY 10003 PROGRAM AND ADMIN SUPPORT 143236 2 2128888 985325 1143563 50226 0 50226 50226 50226 2179114 0 985325 1193789 114249566 114249566 1006039 503020 503019 101510 50755 50755 191600 191600 43377 43377 7159 7159 90000 29378 60622 FEDL & STATE UNRELATED 236185 236185 PROGRAM & ADMIN SERVICE 143236 46756 96480 FILING FEES 1500 1500 116070172 114879475 1190697 0 42131470 5082096 50315294 0 1887200 917328 94333964 5999424 0 0 X 94333964 5999424 0 0 0 0 94333964 5999424 94333964 5999424 X -113891058 25556518 X X 0 0 0 X X 14 AMERICAN CIVIL LIBERTIES UNION FOUNDATION 136213516 7 1 575000 0 BALLET TECH FOUNDATION INC 132773475 7 1 565000 0 CENTRAL PARK CONSERVANCY 133022855 7 1 590000 0 NEW YORK COMMUNITY TRUST AKA COMMUNITY FUNDS INC 133062214 8 1 0 0 THE JOYCE THEATER FOUNDATION 133038262 7 1 6085000 13260028 LINCOLN CENTER FOR PERFORMING ARTS INC 131847137 7 1 1035000 0 NATIONAL AUDUBON SOCIETY 131624102 7 1 365000 0 NATURAL RESOURCES DEFENSE COUNCIL 132654926 7 1 755000 0 THE NEW YORK BOTANICAL GARDEN 131693134 7 1 13700000 31405269 NEW YORK SHAKESPEARE FESTIVAL 131844852 7 1 13700000 31405269 PHOENIX HOUSE FOUNDATION INC (PHOENIX HOUSE DEVELOPMENT FUND) 133020609 7 1 0 0 ST FRANCIS HOSPITAL 112050523 3 1 0 0 STANFORD UNIVERSITY BOARD OF TRUSTEES OF THE LELAND STANFORDJR UNIVERSITY 941156365 2 1 190000 0 THIRTEENWNET EDUCATIONAL BROADCASTING CORP 131945149 7 1 619000 0 14 38179000 76070566 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 14076 34685 0 0 6321804 1555050 6335880 1589735 0 0 27409 7159 0 0 6308471 1582576 27139359 0 27512004 30078721 56901435 0 111552798 30078721 0 0 0 111552798 30078721 1673292 451181 109879506 29627540 3845783 1036964 0 0 3845783 1036964 6308471 5362200 3845783 5362200 590933 4771267 114249566 0 1577262 0 0 0 115826828 90210538 4771267 100.000000000000 4771267 0 0 0 0 0 25288044 25288044 0 4771267 0 20516777 115826828 0 115826828 0 0 136343605 0 0 0 20516777 115826828 PART IV, SECTION D, LINE 3 SUPPORTED ORGANIZATIONS AND AMOUNT OF SUPPORT RECEIVED FROM THE TRUST: NEW YORK BOTANICAL GARDEN(THE GARDEN) $13,700,000 NEW YORK SHAKESPEARE FESTIVAL (NYSF) $13,700,000 TOTAL CASH AWARDS $27,400,000 NON-CASH AWARDS 17,100 SHARES OF PUBLISHERS CLEARING HOUSE LLC EACH TO: NEW YORK BOTANICAL GARDEN(THE GARDEN) $31,405,269 NEW YORK SHAKESPEARE FESTIVAL (NYSF) $31,405,269 TOTAL NON-CASH AWARDS $62,810,538 TOTAL AWARDS TO ATTENTIVE SUPPORTED ORGS $90,210,538 THE GARDEN THE TOTAL OF THE TRUST'S DISTRIBUTIONS TO THE GARDEN DURING THE TRUST'S 2020 TAX YEAR(ENDING 11/30/2021) REPRESENTS 86% OF ALL FOUNDATION SUPPORT RECEIVED BY THE GARDEN DURING THAT PERIOD. DURING THE PERIOD FROM DECEMBER 1, 2020 TO NOVEMBER 30, 2021, THE GARDEN RECEIVED $2,291,591 FROM FOUNDATIONS OTHER THAN THE TRUST AND $15,991,519 INCLUDING THE TRUST. THE DISTRIBUTIONS WERE MADE FOR THE FOLLOWING PURPOSES: --- RENOVATION AND RESTORATION OF THE TULIP TREE ALLEE ($1,000,000) ---LUESTHER T. MERTZ SPECIAL LIBRARY ENDOWMENT; UNRESTRICTED OPERATING EXPENSES DURING FISCAL YEAR 2021 OR THEREAFTER; CAPITAL EXPENSES DURING FISCAL YEAR 2021 OR THEREAFTER FOR THE RENOVATION OF THE EVERETT CHILDREN'S ADVENTURE GARDEN AND/OR THE WORKER'S OPERATIONS CENTER ($10,000,000) ---DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK BOTANICAL GARDEN, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE GARDEN ($150,000) --- HVAC CHILLER EQUIPMENT ENERGY REDUCTION (HCEER) PLAN ($2,550,000) THE PURPOSES WERE DEVELOPED BY REPRESENTATIVES OF THE TWO ORGANIZATIONS AS A PRODUCT OF THEIR CONTINUAL, CLOSE RELATIONSHIP WHICH IS MAINTAINED THROUGH FREQUENT INTERACTIONS, INCLUDING MEETINGS, TELEPHONE CONFERENCES, AND OTHER COMMUNICATIONS. ONE OF THE TRUSTEES OF THE TRUST SERVES ON THE EXECUTIVE COMMITTEE AND AS VICE CHAIRMAN OF THE BOARD OF ONE OF THE MAJOR FACILITIES OF THE GARDEN, THE LUESTHER T. MERTZ LIBRARY, IS NAMED FOR THE TRUST'S DONOR. SINCE THE INITIAL FUNDING OF THE TRUST, THE GARDEN HAS RECEIVED A TOTAL OF $79,404,941 FROM THE TRUST. AT THE END OF ITS 2020 TAX YEAR(ENDING 11/30/2021), THE TRUST HAD NO OUTSTANDING COMMITMENTS TO DISTRIBUTE TO THE GARDEN IN FUTURE TAX YEARS. LIKE ALL BENEFICIARIES OF THE TRUST, THE GARDEN RECEIVES ANNUALLY A DETAILED ACCOUNTING, IN THE NEW YORK SURROGATE'S COURT FORMAT, SETTING FORTH ALL ASSETS, INCOME AND DISBURSEMENTS OF THE TRUST AND ALL FINANCIAL TRANSACTIONS TO WHICH THE TRUST IS A PARTY. IN ADDITION TO, AND NOT INCLUDED IN, THE ABOVE, THE TRUST DISTRIBUTED 17,100 SHARES OF PUBLISHERS CLEARING HOUSE LLC VALUED AT $31,405,269 TO "THE LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK BOTANICAL GARDEN," A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE GARDEN. NYSF THE TOTAL OF THE TRUST'S DISTRIBUTIONS TO NYSF DURING THE TRUST'S 2021 TAX YEAR (ENDING 11/30/21) REPRESENTS OVER 70% OF ALL FOUNDATION SUPPORT RECEIVED BY NYSF DURING THAT PERIOD. DURING THE PERIOD FROM DECEMBER 1, 2020 TO NOVEMBER 30, 2021, NYSF RECEIVED $5,908,330 FROM FOUNDATIONS OTHER THAN THE TRUST AND $19,608,330 INCLUDING THE TRUST. THE DISTRIBUTIONS WERE MADE FOR THE FOLLOWING PURPOSES: ---LUESTHER T. MERTZ LEGACY ENDOWMENT; UNRESTRICTED OPERATING EXPENSES DURING FISCAL YEARS 2021-22 ($10,000,000) ---SUPPORT FOR FISCAL YEAR 2020-21 SEASON; FREELANCE THEATER MAKER RELIEF PAYMENTS ($1,000,000) ---DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK SHAKESPEARE FESTIVAL, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE NEW YORK SHAKESPEARE FESTIVAL($150,000) ---GENERAL OPERATING SUPPORT DURING FISCAL YEAR 2023 ($2,550,000) THE PURPOSE WAS DEVELOPED BY REPRESENTATIVES OF THE TWO ORGANIZATIONS AS A PRODUCT OF THEIR CONTINUAL, CLOSE RELATIONSHIP WHICH IS MAINTAINED THROUGH FREQUENT INTERACTIONS, INCLUDING MEETINGS, TELEPHONE CONFERENCES, AND OTHER COMMUNICATIONS. IN ADDITION TO OTHER INTERACTIONS, THE EXECUTIVE DIRECTOR OF NYSF AND ONE OF THE TRUSTEES OF THE TRUST HAVE REGULARLY SCHEDULED MONTHLY MEETINGS. ONE OF NYSF'S PERFORMANCE SPACES AT ITS HEADQUARTERS BUILDING IS NAMED FOR THE TRUST'S DONOR WHO SERVED FOR SEVERAL YEARS AS CHAIRMAN OF THE BOARD OF NYSF. ONE OF THE TRUSTEES OF THE TRUST SERVED FOR SEVERAL YEARS AS VICE CHAIRMAN OF THE BOARD OF NYSF. SINCE THE INITIAL FUNDING OF THE TRUST, NYSF HAS RECEIVED A TOTAL OF $77,339,420 FROM THE TRUST. AT THE END OF ITS 2020 TAX YEAR (ENDING 11/30/2021), THE TRUST HAD NO OUTSTANDING COMMITMENTS TO DISTRIBUTE TO NYSF IN FUTURE TAX YEARS. LIKE ALL BENEFICIARIES OF THE TRUST, NYSF RECEIVES ANNUALLY A DETAILED ACCOUNTING IN THE NEW YORK SURROGATE'S COURT FORMAT, SETTING FORTH ALL ASSETS, INCOME AND DISBURSEMENTS OF THE TRUST AND ALL FINANCIAL TRANSACTIONS TO WHICH THE TRUST IS A PARTY. IN ADDITION TO, AND NOT INCLUDED IN, THE ABOVE, THE TRUST DISTRIBUTED 17,100 SHARES OF PUBLISHERS CLEARING HOUSE LLC VALUED AT $31,405,269 TO "THE LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK SHAKESPEARE FESTIVAL," A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE NEW YORK SHAKESPEARE FESTIVAL. THE TRUST'S DISTRIBUTIONS TO NYBG AND NYSF CONSTITUTE 78.96% OF ALL DISTRIBUTIONS TO CHARITABLE BENEFICIARIES MADE DURING THE TRUST'S TAXABLE YEAR ENDED NOVEMBER 30, 2021. THE TRUSTEES BELIEVE THAT THE FACTS SET FORTH ABOVE SHOW THAT THE TRUST MEETS BOTH THE ATTENTIVENESS TEST AND THE RESPONSIVENESS TEST WITH RESPECT TO NYBG AND NYSF. 0 RETAINED & REVERSIONARY INTEREST- CONDON TR U/A LUESTHER T. MERTZ 2/10/82 917328 917328 1 AMERICAN CIVIL LIBERTIES UNION FOUNDATION 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 136213516 501(C)(3) 575000 SUPPORT FOR ACTIVITIES UNDERTAKEN BY THE ACLU'S EXECUTIVE DIRECTOR OR EXECUTIVE DEPARTMENT DURING FISCAL YEAR 2022 BALLET TECH FOUNDATION 890 BROADWAY NEW YORK NY 10003 132773475 501(C)(3) 565000 ESSENTIAL SUPPORT ASSOCIATED WITH CARRYING OUT BALLET TECH'S MISSION, INCLUDING PERFORMANCE-RELATED EXPENSES AT THE JOYCE THEATER DURING FISCAL YEARS 2022-2027. CENTRAL PARK CONSERVANCY 14 EAST 60TH STREET NEW YORK NY 10022 133022855 501(C)(3) 590000 GENERAL SUPPORT DURING FISCAL YEAR 2022. THE JOYCE THEATER FOUNDATION 175 8TH AVENUE NEW YORK NY 10011 133038262 501(C)(3) 6085000 THE JOYCE THEATER'S ENDOWMENT; SUPPORT FOR REAL ESTATE OPPORTUNITIES OR UNEXPECTED BUILDING AND OPERATING NEEDS.DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE JOYCE THEATER FOUNDATION, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE JOYCE THEATER FOUNDATION.SUPPORT FOR REAL ESTATE OPPORTUNITIES OR UNEXPECTED BUILDING AND OPERATING NEEDS. LINCOLN CENTER FOR THE PERFORMING ARTS INC 10 LINCOLN CENTER PLAZA NEW YORK NY 10023 131847137 501(C)(3) 1035000 SUPPORT FOR LINCOLN CENTER THEATER'S PRODUCTIONS DURING FISCAL YEAR 2023; GENERAL OPERATING EXPENSES AT LINCOLN CENTER EDUCATION DURING FISCAL YEARS 2022-2023; SUPPORT FOR THE CREATION OF NEW WORK AT THE NYCB, AS WELL AS ESSENTIAL GENERAL OPERATING SUPPORT SHOULD THE NEED ARISE DUE TO CHANGES IN ARTISTIC PLANS DURING FISCAL YEARS 2023-2024; AND GENERAL OPERATING EXPENSES AT LINCOLN CENTER FOR THE PERFORMING ARTS, INC. DURING FISCAL YEARS 2022-2023. NATIONAL AUDUBON SOCIETY 225 VARICK STREET 7TH FLOOR NEW YORK NY 10014 131624102 501(C)(3) 365000 AUDUBON NEW YORK'S HEALTHY FOREST AND CONSERVATION LEADERSHIP INITIATIVES DURING FISCAL YEARS 2022-2024. NATURAL RESOURCES DEFENSE COUNCIL 420 WEST 20TH STREET 11TH FLOOR NEW YORK NY 10011 132654926 501(C)(3) 755000 SUPPORT FOR NRDC'S CLIMATE WORK AT LARGE DURING FISCAL YEAR 2022. NEW YORK BOTANICAL GARDEN 2900 SOUTHERN BOULEVARD BRONX NY 10458 131693134 501(C)(3) 13700000 RENOVATION AND RESTORATION OF THE TULIP TREE ALLEE. LUESTHER T. MERTZ SPECIAL LIBRARY ENDOWMENT; UNRESTRICTED OPERATING EXPENSES DURING FISCAL YEAR 2021 OR THEREAFTER; CAPITAL EXPENSES DURING FISCAL YEAR 2021 OR THEREAFTER FOR THE RENOVATION OF THE EVERETT CHILDREN'S ADVENTURE GARDEN AND/OR THE WORKER'S OPERATIONS CENTER. DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK BOTANICAL GARDEN, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE NEW YORK BOTANICAL GARDEN. HVAC CHILLER EQUIPMENT ENERGY REDUCTION (HCEER) PLAN. NEW YORK SHAKESPEARE FESTIVAL 425 LAFAYETTE STREET NEW YORK NY 100037087 131844852 501(C)(3) 13700000 LUESTHER T. MERTZ LEGACY ENDOWMENT; UNRESTRICTED OPERATING EXPENSES DURING FISCAL YEARS 2021-22. SUPPORT FOR FISCAL YEAR 2020-21 SEASON; FREELANCE THEATER MAKER RELIEF PAYMENTS.DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK SHAKESPEARE FESTIVAL, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE NEW YORK SHAKESPEARE FESTIVAL. GENERAL OPERATING SUPPORT DURING FISCAL YEAR 2023. STANFORD UNIVERSITY POPULATION BIOLOGY GIFT FUND 450 SERA MALL STANFORD CA 94205 941156365 501(C)(3) 190000 SUPPORT FOR THE NATURAL CAPITAL PROJECT AND THE MILLENNIUM ALLIANCE FOR HUMANITY AND THE BIOSPHERE OVER THE COURSE OF 1 TO 2 YEARS. THIRTEENWNET EDUCATIONAL BROADCASTING CORP 825 EIGHTH AVENUE NEW YORK NY 100197435 131945149 501(C)(3) 619000 SUPPORT FOR GREAT PERFORMANCES BROADCAST SEASONS 2021-22 AND 2022-23 AND JOE PAPP IN FIVE ACTS. THE JOYCE THEATER FOUNDATION 175 8TH AVENUE NEW YORK NY 10011 133038262 501(C)(3) 13260028 FAIR MARKET VALUE DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE JOYCE THEATER FOUNDATION, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE JOYCE THEATER FOUNDATION. NEW YORK SHAKESPEARE FESTIVAL 425 LAFAYETTE STREET NEW YORK NY 100037087 131844852 501(C)(3) 31405269 FAIR MARKET VALUE DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK SHAKESPEARE FESTIVAL, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE NEW YORK SHAKESPEARE FESTIVAL. NEW YORK BOTANICAL GARDEN 2900 SOUTHERN BOULEVARD BRONX NY 10458 131693134 501(C)(3) 31405269 FAIR MARKET VALUE DISTRIBUTION MADE TO THE LUESTHER T. MERTZ LEGACY TRUST FOR THE BENEFIT OF THE NEW YORK BOTANICAL GARDEN, A TYPE I SUPPORTING ORGANIZATION DESCRIBED IN IRC SECTION 509(A)(3), WHICH IS EFFECTIVELY A CONDUIT FOR THE NEW YORK BOTANICAL GARDEN. 14 PART I, LINE 2: REPRESENTATIVES OF THE TRUST ARE IN REGULAR CONTACT BY TELEPHONE, CORRESPONDENCE AND PERSONAL MEETINGS WITH REPRESENTATIVES OF BENEFICIARY ORGANIZATIONS. ALL TRUST DISTRIBUTIONS CARRY WITH THEM THE EXPRESS WRITTEN REQUIREMENT THAT THE RECIPIENT SUBMIT, AT ANNUAL OR MORE FREQUENT INTERVALS, WRITTEN NARRATIVE AND FINANCIAL REPORTS TO THE TRUST. MONITORING OF DISTRIBUTIONS INCLUDES REVIEW AND FOLLOW-UP OF SUCH REPORTS AND SITE VISITS WHERE APPROPRIATE. IN ADDITION, SENIOR MANAGERS OF BENEFICIARY ORGANIZATIONS ARE INVITED, ON A ROTATING BASIS, TO MEET PERIODICALLY WITH THE TRUSTEES TO DISCUSS MATTERS OF MUTUAL INTEREST AND CONCERN, INCLUDING PROGRAMS, ACTIVITIES AND FINANCES AND PAST, CURRENT AND PROPOSED DISTRIBUTIONS FROM THE TRUST. 0 0 0 0 0 0 0 0 0 LARRY E CONDON TRUSTEE 503020 0 0 0 0 0 0 0 0 0 503020 0 0 0 GOLDEN BECKNER TRUSTEE 503019 0 0 0 0 0 0 0 0 0 503019 0 0 0 JOHN J HOFFEE TRUSTEE (THROUGH 4/20/20) 101510 0 0 0 0 0 0 0 0 0 101510 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 LARRY E. CONDON AND JOHN J. HOFFEE HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 8B THE TRUST DOES NOT HAVE ANY COMMITTEES. FORM 990, PART VI, SECTION B, LINE 11B ONE OF THE TRUSTEES REVIEWS THE 990 BEFORE THE FINAL VERSION IS PREPARED FOR HIS SIGNATURE AND FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE MUST ANNUALLY SIGN A DISCLOSURE STATEMENT WHICH AFFIRMS THAT THEY HAVE DISCLOSED ANY RELEVANT INFORMATION PERTAINING TO POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE TRUST HAS NO OFFICERS, DIRECTORS OR EMPLOYEES. THE TRUSTEES OF THE TRUST ARE ENTITLED TO RECEIVE TRUSTEES' COMMISSIONS ANNUALLY COMPUTED IN ACCORDANCE WITH A FIXED FORMULA SPECIFIED IN SECTION 2309 OF THE SURROGATE'S COURT PROCEDURE ACT OF THE STATE OF NEW YORK WHICH GOVERNS COMMISSIONS OF TRUSTEES UNDER WILLS OF PERSONS DYING AFTER AUGUST 31,1956. NO CONTRIBUTIONS ARE MADE TO ANY EMPLOYEE BENEFIT PLANS ON BEHALF OF ANY TRUSTEE AND NO TRUSTEE RECEIVES ANY EXPENSE ACCOUNT, REIMBURSEMENT OR OTHER ALLOWANCES FROM THE TRUST. DURING THE FISCAL YEAR ENDED NOVEMBER 30, 2021, ALL PAYMENTS OF TRUSTEES' COMMISSIONS WERE MADE ON DECEMBER 29, 2020 AND WERE BASED, PURSUANT TO STATUTE, SOLELY ON THE AMOUNT OF TRUST INCOME COLLECTED DURING THE FISCAL YEAR ENDED NOVEMBER 30, 2020. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE TRUST'S GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: NONTAXABLE ITEMS REPORTED ON SCHEDULE K-1 25,556,518. FORM 990, PART XII, LINE 1 THE MODIFIED CASH BASIS IS USED IN PREPARATION OF THE FORM 990.