2022-05-13T14:14:50-05:00 2021-12-31 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2021-01-01 852311247 ANALYSIS AND RESILIENCE CENTER FOR SYSTEMIC RISK INC ANAL 5717719411 1100 N GLEBE RD STE 640 ARLINGTON VA 222015721 SCOTT DEPASQUALE PRESIDENT & CEO 5717719411 2022-05-12 1 SCOTT DEPASQUALE 999009999 YONG ZHANG CPA P01249785 7033366400 2022-05-12 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z SCOTT DEPASQUALE 1100 N GLEBE RD STE 640 ARLINGTON VA 222015721 11753500 0 X WWW.SYSTEMICRISK.ORG X 2020 DE TO FACILITATE OPERATIONAL COLLABORATION BETWEEN MEMBERS, THE US GOVERNMENT AND OTHER KEY SECTOR PARTNERS IN A CONTROLLED ENVIRONMENT WHERE PARTNERS CAN SECURELY COLLABORATE. 14 13 22 16 0 0 1075298 0 3196802 11751500 0 2000 0 0 4272100 11753500 0 0 0 0 2409266 7269853 0 0 0 570444 3578678 2979710 10848531 1292390 904969 5500120 11004408 4207730 8807049 1292390 2197359 TO PROTECT THE ECONOMIC AND NATIONAL SECURITY OF THE UNITED STATES BY MITIGATING SYSTEMIC RISK TO THE NATION'S MOST CRITICAL INFRASTRUCTURE FROM EXISTING AND EMERGING THREATS. 0 0 ARC'S ACTIVITIES ARE IDENTIFYING, ANALYZING, ASSESSING AND COORDINATING ACTIVITIES TO MITIGATE CYBER-BASED THREATS AND SYSTEMIC RISKS IN CRITICAL INFRASTRUCTURE SECTORS AS ESTABLISHED UNDER EXECUTIVE ORDER 13636, SECTION 9 (2013), WORKING WITH UNITED STATES GOVERNMENT AGENCIES. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 20 0 1 22 1 0 0 0 0 0 0 1 0 X 14 13 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 X INDRE CONNERS 5717719411 1100 N GLEBE RD STE 640 ARLINGTON VA 222015721 CRAIG FROELICH CHAIR 0.25 X X 0 0 0 JASON WITTY VICE CHAIR 0.25 X X 0 0 0 JEFF LUNGLHOFER TREASURER 0.25 X X 0 0 0 JERRY BRADY SECRETARY 0.25 X X 0 0 0 PAT OPET MEMBER 0.25 X X 0 0 0 KATHERINE WETMUR MEMBER 0.25 X X 0 0 0 TOM FANNING MEMBER 0.25 X 0 0 0 BILL FEHRMAN MEMBER 0.25 X 0 0 0 AL TARASIUK MEMBER 0.25 X 0 0 0 JASON MULL MEMBER 0.25 X 0 0 0 STEPHEN SCHARF MEMBER 0.25 X 0 0 0 PEDRO PIZARRO MEMBER 0.25 X 0 0 0 MATTHEW CHUNG MEMBER 0.25 X 0 0 0 JERRY PERULLO MEMBER 0.25 X 0 0 0 ELIZABETH JOYCE MEMBER 0.25 X 0 0 0 KURT LIEBER MEMBER 0.25 X 0 0 0 SCOTT DEPASQUALE PRESIDENT/CEO 40.00 X X 1145127 0 49063 WAYNE GREENE CHIEF INFORMATION OFFICER 40.00 X 580000 0 23063 BRUCE WALKER CHIEF RISK OFFICER 40.00 X 524394 0 29418 CHRISTOPHER BUTTON CHIEF INTELLIGENCE OFFICER 40.00 X 514113 0 19750 NICOLE WEST CHIEF OPERATING OFFICER 40.00 X 495013 0 42371 DAVID SULLIVAN CHIEF RISK OFFICER 40.00 X 405000 0 12347 3663647 0 176012 17 0 1 0 FRONTLINE MANAGED SERVICES 1990 K ST NW SUITE 600 WASHINGTON DC 20006 IT SERVICES 591568 ERNST & YOUNG US LLP 200 PLAZA DR SECAUCUS NJ 07094 SRI SERVICES 544875 RAYTHEON COMPANY 870 WINTER STREET WALTHAM MA 02451 MANAGED SECURITY SERVICES 163794 FOLEY & LARDNER LLP 3000 K ST NW WASHINGTON DC 20007 LEGAL SERVICES 147866 HOBBS TOWNE INC 1288 VALLEY FORGE RD 88 PHOENIXVILLE PA 19460 RECRUITING SERVICES 133320 7 MEMBERSHIP DUES 900099 11751500 11751500 11751500 2000 2000 11753500 11751500 0 2000 X 1194190 5492644 120424 176797 285798 134481 158612 1145446 139854 82528 723799 493357 87837 318743 67505 RECRUITING & JOB POSTIN 126990 OTHER EXPENSES 72921 BACKGROUND CHECKS 26605 10848531 3928375 9710559 32454 194228 137046 2097887 1090753 1260302 1007134 117215 117215 5500120 11004408 505657 2520185 1286650 5454950 2415423 831914 4207730 8807049 X 1292390 2197359 1292390 2197359 5500120 11004408 904969 0 X 0 1 X 1 0 0 1 0 1011569 445713 565856 1086318 645040 441278 1007134 DEFERRED RENT 831914 831914 X 16025600 4272100 4272100 11753500 0 11753500 13828241 2979710 2979710 10848531 0 10848531 PART X, LINE 2: ARC IS ORGANIZED AS A DELAWARE NONPROFIT CORPORATION AND HAS BEEN RECOGNIZED BY THE IRS AS EXEMPT FROM FEDERAL INCOME TAXES UNDER IRS SECTION 501(A) AS AN ORGANIZATION DESCRIBED IN IRS SECTION 501(C)(6). ARC IS ANNUALLY REQUIRED TO FILE A RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) WITH THE IRS. IN ADDITION, ARC IS SUBJECT TO INCOME TAX ON NET INCOME THAT IS DERIVED FROM BUSINESS ACTIVITIES THAT ARE UNRELATED TO THEIR EXEMPT PURPOSE. ARC DID NOT INCUR ANY UNRELATED BUSINESS INCOME TAX AND HAS NOT FILED AN EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN (FORM 990-T) WITH THE IRS. PART XI, LINE 2D - OTHER ADJUSTMENTS: 2020 SHORT YEAR REVENUE INCLUDED IN FS 4,272,100. PART XII, LINE 2D - OTHER ADJUSTMENTS: 2020 SHORT YEAR EXPENSES INCLUDED IN FS 2,979,710. X X 0 0 0 SCOTT DEPASQUALE PRESIDENT/CEO 695127 0 450000 0 0 0 17400 0 31663 0 1194190 0 0 0 WAYNE GREENE CHIEF INFORMATION OFFICER 400000 0 180000 0 0 0 11800 0 11263 0 603063 0 0 0 BRUCE WALKER CHIEF RISK OFFICER 464531 0 59863 0 0 0 7576 0 21842 0 553812 0 0 0 CHRISTOPHER BUTTON CHIEF INTELLIGENCE OFFICER 349113 0 165000 0 0 0 17400 0 2350 0 533863 0 0 0 NICOLE WEST CHIEF OPERATING OFFICER 436451 0 58562 0 0 0 17400 0 24971 0 537384 0 0 0 DAVID SULLIVAN CHIEF RISK OFFICER 375000 0 30000 0 0 0 11925 0 422 0 417347 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IS OPEN TO COMPANIES THAT, ON THEIR OWN OR THROUGH AN AFFILIATE, (I) QUALIFY AS A CRITICAL INFRASTRUCTURE FIRM FOR WHICH A CYBERSECURITY INCIDENT COULD REASONABLY RESULT IN A CATASTROPHIC REGIONAL OR NATIONAL EFFECT ON PUBLIC HEALTH OR SAFETY, ECONOMIC SECURITY OR NATIONAL SECURITY AS CONTEMPLATED BY SECTION 9 OF EXECUTIVE ORDER 13636, IMPROVING CRITICAL INFRASTRUCTURE CYBERSECURITY, DATED FEBRUARY 12, 2013; (II) IS ACCEPTED FOR MEMBERSHIP BY THE CORPORATION AND EXECUTES A MEMBER PARTICIPATION AGREEMENT WITH THE CORPORATION; AND (III) PAY, ON A TIMELY BASIS, ANY APPLICABLE MEMBERSHIP DUES. ARC ALSO CAN ADMIT ADDITIONAL MEMBER COMPANIES IN CRITICAL INFRASTRUCTURE SECTORS, AND THE ARC BOARD OF DIRECTORS CAN ADD ADDITIONAL CRITICAL INFRASTRUCTURE SECTORS TO MEMBERSHIP ELIGIBILITY. AT THE OUTSET, ARC HAS MEMBER COMPANIES IN TWO U.S. GOVERNMENT-RECOGNIZED CRITICAL INFRASTRUCTURE SECTORS : FINANCIAL SERVICES AND ENERGY. FORM 990, PART VI, SECTION A, LINE 7A MEMBER COMPANIES OF ARC, IN ADDITION TO PARTICIPATING IN ARC'S CYBERSECURITY ACTIVITIES IN SUPPORT OF THIS NATION'S CRITICAL INFRASTRUCTURE SECTORS AND IN COORDINATION WITH US GOVERNMENT AGENCIES, ARE ALSO ELIGIBLE TO ELECT MEMBERS OF ARC'S BOARD OF DIRECTORS, AS PROVIDED IN THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS GIVEN TO THE DIRECTOR OF FINANCE, COO AND CEO FOR REVIEW OF ACCURACY OF DATA PRESENTED ON THE FORM BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ARC'S CONFLICT OF INTEREST POLICY APPLIES TO EMPLOYEES AND BOARD MEMBERS WITH SIGNIFICANT DECISION-MAKING AUTHORITY. THIS POLICY ALSO SEEKS TO ENSURE THE COMPANY'S HONESTY AND INTEGRITY, AND THEREFORE ITS REPUTATION, ARE NOT COMPROMISED. ALL EMPLOYEES MUST AVOID ANY RELATIONSHIP OR ACTIVITY THAT MIGHT IMPAIR, OR EVEN APPEAR TO IMPAIR, THEIR ABILITY TO MAKE OBJECTIVE AND FAIR DECISIONS WHEN PERFORMING THEIR JOB. IT IS EMPLOYEE AND BOARD MEMBER'S RESPONSIBILITY TO REPORT ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST THAT MAY EXIST BETWEEN THEM (AND/OR THEIR IMMEDIATE FAMILY) AND THE COMPANY TO THEIR SUPERVISOR. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION UTILIZED AN INDEPENDENT CONSULTANT, QUATT ASSOCIATES, TO EVALUATE EXECUTIVE COMPENSATION WITHIN THE MARKET FOR COMPARABLE SIZED NOT FOR PROFITS. ALSO EXECUTIVE COMMITTEE OF THE BOARD REVIEWS AND APPROVES EXECUTIVE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 ARC'S DOES NOT MAKE FINANCIAL SUMMARIES, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL SERVICES 1,145,446.