2022-05-13T14:35:15-05:00 2021-06-30 135565207 KPMG LLP 550 SOUTH HOPE STREET SUITE 1500 LOS ANGELES CA 90071 990 2020-07-01 060761704 UNIVERSITY OF NEW HAVEN UNIV 2039327000 300 BOSTON POST ROAD WEST HAVEN CT 06516 GEORGE S SYNODI VP FOR FINANCE 2039327000 2022-05-11 1 GEORGE SYNODI 999009999 PABLO CORA P01721022 2139724000 2022-05-11 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z STEVEN H KAPLAN 300 BOSTON POST ROAD WEST HAVEN CT 06516 333920388 0 X WWW.NEWHAVEN.EDU X 1920 CT SEE SCHEDULE OTHE UNIVERSITY OF NEW HAVEN IS A STUDENT-CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS AND PROFESSIONAL EDUCATION. 32 32 2705 256 0 0 14697034 26087058 268751654 285792352 5481463 1597368 3054953 2657306 291985104 316134084 100395612 112635619 0 0 106171736 100570633 0 0 2852398 77968485 87797475 284535833 301003727 7449271 15130357 400134913 439200046 185613939 190781591 214520974 248418455 X THE UNIVERSITY OF NEW HAVEN IS A STUDENT-CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS AND PROFESSIONAL EDUCATION. CONTINUED IN SCHEDULE O.OUR MISSION IS TO PREPARE OUR STUDENTS TO LEAD PURPOSEFUL AND FULFILLING LIVES IN A GLOBAL SOCIETY BY PROVIDING THE HIGHEST-QUALITY EDUCATION THROUGH EXPERIENTIAL, COLLABORATIVE, AND DISCOVERY-BASED LEARNING. 0 0 231354813 108108975 246566565 UNIVERSITY PROGRAM: THE UNIVERSITY OF NEW HAVEN IS A PRIVATE UNIVERSITY, FOUNDED IN 1920, WITH AN 82 ACRE MAIN CAMPUS IN WEST HAVEN, CT AND SATELLITE CAMPUSES IN ORANGE, CT; PRATO, ITALY; AND ALBUQUERQUE, NM. THE UNIVERSITY HAS AN UNDERGRADUATE ENROLLMENT OF 5,097 STUDENTS WITH 53 PERCENT RESIDING IN UNIVERSITY HOUSING. THE UNIVERSITY OFFERS 74 UNDERGRADUATE DEGREES THROUGH ITS FIVE COLLEGES, IN INNOVATIVE FIELDS SUCH AS SPORTS MANAGEMENT, NUTRITION & DIETETICS, FORENSIC SCIENCE, MUSIC AND SOUND RECORDING, ENGINEERING, COMPUTER SCIENCE, FIRE SCIENCE AND CRIMINAL JUSTICE. THE UNIVERSITY ALSO OFFERS ITS STUDENTS A STUDY ABROAD PROGRAM THROUGH A VARIETY OF UNIQUE OFFERINGS. 31961112 4526644 34311696 GRADUATE SCHOOL: THE GRADUATE SCHOOL HAS AN ENROLLMENT OF 1,864 STUDENTS AND OFFERS 44 GRADUATE DEGREE OFFERINGS. THE GRADUATE SCHOOL HELPS STUDENTS ACHIEVE A MORE MEANINGFUL CAREER, THE BENEFITS OF LIFELONG LEARNING AND A SENSE OF RESPONSIBILITY AS A CITIZEN OF THE WORLD. 5264841 7533356 INTERNATIONAL PROGRAM: THE UNIVERSITY ASSISTED AN INTERNATIONAL PROGRAM WHICH OFFERS A FOUR-YEAR BACCALAUREATE DEGREE IN SECURITIES STUDIES, DELIVERED ABROAD. 268580766 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 1 1 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 259 0 1 2705 1 0 1 IT 0 0 0 1 1 0 0 0 0 1 0 X 32 32 0 0 0 0 0 0 0 1 1 0 1 0 1 1 1 1 1 1 1 1 0 CT X X GEORGE S SYNODI 2039327273 300 BOSTON POST ROAD WEST HAVEN CT 06516 X MICHAEL H AMBROSE VICE CHAIR 2.00 0.00 X 0 0 0 PHILIP H BARTELS BOARD OF GOVERNORS 1.00 1.00 X 0 0 0 SAMUEL S BERGAMI JR BOARD OF GOVERNORS 1.00 1.00 X 0 0 0 KENNETH W BIERMACHER BOARD OF GOVERNORS 1.00 1.00 X 0 0 0 CAROLYN BREHM BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 WILLIAM L BUCKNALL JR BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 K ONI CHUKWU BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ROGER J COOPER BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 RAPHAEL G CRAWFORD BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 EILEEN EDER BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 DOLORES J ENNICO BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 JOHN J FALCONI BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 LAWRENCE P FLANAGAN BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ROSA M GATTI BOARD OF GOVERNORS 1.00 1.00 X 0 0 0 JEFFERY P HAZELL BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 JENNIFER D JACKSON BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ROBERT M LEE BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ALLEN G LOVE JR BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 DENNIS R MCGOUGH BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 JOSEPHINE MORAN BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 KEVIN A MYATT BOG - AS OF 07/01/2020 1.00 0.00 X 0 0 0 DAVID J PETERSON JR BOG - AS OF 07/01/2020 1.00 0.00 X 0 0 0 CHARLES E POMPEA CHAIR 2.00 0.00 X 0 0 0 MICHAEL J QUIELLO BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ANTHONY SCILLIA BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ERNEST F SCHAUB BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ANIL SHAH BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 SHELLEY A STEWART BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 STEPHEN P TAGLIATELA BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 RANDAL THOMPSON BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 ROWENA TRACK BOARD OF GOVERNORS 1.00 0.00 X 0 0 0 PRATHIBHA VARKEY BOG - END 06/30/2021 1.00 0.00 X 0 0 0 JAMES P ZANDER BOG - END 12/20/2020 1.00 0.00 X 0 0 0 STEVEN H KAPLAN PRESIDENT 35.00 0.00 X 3635364 0 177482 GEORGE S SYNODI VP FINANCE & ADMINISTRATION 34.00 1.00 X 323723 0 84384 GREGORY EICHHORN VP ENROLLMENT & STUDENT SUCCESS 35.00 0.00 X 268945 0 80377 MARIO T GABOURY INTERIM PROV.&SR.VP OF ACAD. 35.00 0.00 X 256356 0 82536 STEPHEN MORIN VP FOR ADVANCEMENT 35.00 0.00 X 285655 0 47471 CAROLINE KOZIATEK VP HUMAN RESOURCES & TITLE IX COORDINATOR 35.00 0.00 X 218311 0 81134 REBECCA JOHNSON VP STDT AFFAIR & DEAN OF STDT 35.00 0.00 X 195436 0 34944 JEAN HUSTED VP CHIEF OF STAFF 35.00 0.00 X 196081 0 28270 DANIEL MABREY INTERNATIONAL PROGRAM MANAGER 35.00 0.00 X 561658 0 10513 GENE KLINE INTL PROG DIRECTOR OF INTELEG STUDIES 35.00 0.00 X 454782 0 9738 HISHAM AKHONBAY INTL PROG KNOWLEDGE XFER MGR 35.00 0.00 X 416426 0 4288 SHEAHON ZENGER DIRECTOR OF ATHLETICS 35.00 0.00 X 300920 0 73001 BRIAN KENCH DEAN 35.00 0.00 X 275235 0 82564 DANIEL J MAY PROFESSOR 35.00 0.00 X 125359 0 47445 CAROLYN CHAMBERLIN VP MARKETING 35.00 0.00 X 142976 0 12609 7657227 0 856756 355 1 1 0 CONSIGLI CONSTRUCTION CO INC 72 SUMNER ST MILFORD MA 01757 CONSTRUCTION 19015799 SODEXO INC PO BOX 360170 PITTSBURGH PA 15251 FOOD SERVICE 9976489 MILESTONE CONSTRUCTION SERVICES INC 442 FORBES AVE NEW HAVEN CT 065121932 CONSTRUCTION 2255371 DIVERSIFIED BUILDING SERVICES 101 N PLAINS INDUSTRIAL RD WALLINGFORD CT 06492 MAINTENANCE 1645035 EDUCATION DYNAMICS LLC ASLANIAN MARKET RESEARCH HOBOKEN NJ 070305722 STUD MKTG RESRCH 1611689 49 88785 12028044 13970229 1323694 26087058 TUITION 611600 238156408 238156408 RESIDENCE FEES 721310 27647721 27647721 DINING FEES 722320 12153461 12153461 INTERNATIONAL PROGRAMS 611710 7533356 7533356 COMMISSIONS 900099 29431 29431 271975 271975 285792352 2009447 2009447 273 273 277714 247682 30032 30032 30032 17098990 17511342 -412352 -412352 -412352 35290 88785 27280 8010 8010 GRANT IDC 900099 882193 882193 STATE OF CT REIMBURSE 900099 532506 532506 AMORTIZATION CAPITAL C 900099 496964 496964 707601 707601 2619264 316134084 288411616 0 1635410 108457013 108457013 4178606 4178606 5874813 530512 3882042 1462259 71896978 60800107 10248529 848342 5112304 4323834 729708 58762 12027590 8030835 3759289 237466 5658948 3957543 1630276 71129 112012 112012 3243168 2435906 807262 256606 231372 25234 97778 97778 253957 135367 118590 3951216 2927329 984734 39153 889631 817815 69720 2096 8353830 7091894 1194127 67809 4461698 1611713 2844270 5715 4108587 3852473 256114 453452 396457 46274 10721 21483 20128 1260 95 5521456 5096304 425152 11015425 10167231 848194 3040457 2953282 87175 FOOD SERVICE 11066055 11054498 10265 1292 OTHER SERVICE AGREEMENT 9431216 8742753 663116 25347 REPAIR AND MAINTENANCE 6553972 6465172 88747 53 LEASE AND RENTAL 5025492 4905168 118158 2166 9939984 9187664 732327 19993 301003727 268580766 29570563 2852398 903801 244258 17909062 28126569 4499563 1425647 3939225 2987229 903525 688980 1507778 1480857 463278613 185743638 276353169 277534975 84053671 94241691 10065119 12149482 0 20320358 400134913 439200046 30095210 32307883 1599885 1384965 25116771 12669249 121383044 120590723 3480846 3938183 23828771 185613939 190781591 X 151020330 181551969 63500644 66866486 214520974 248418455 400134913 439200046 15130357 18767124 0 X 0 1 X 1 1 1 X 23472329 13948490 9431609 14697034 26087058 87636520 23472329 13948490 9431609 14697034 26087058 87636520 14567647 73068873 1210542 1771532 3157263 3122723 2287434 11549494 3298228 3832369 3845599 2928525 2619264 16523985 115709999 1333068514 0.63150 0.59410 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISC - 2016 AMOUNT: $ 736,156. 2017 AMOUNT: $ 790,941. 2018 AMOUNT: $ 992,865. 2019 AMOUNT: $ 973,191. 2020 AMOUNT: $ 1,143,069. AMORTIZATION OF CAP CONT - 2016 AMOUNT: $ 1,241,601. 2017 AMOUNT: $ 1,248,749. 2018 AMOUNT: $ 1,284,464. 2019 AMOUNT: $ 532,380. 2020 AMOUNT: $ 496,964. ATHLETIC - 2017 AMOUNT: $ 305,613. 2018 AMOUNT: $ 503,561. 2019 AMOUNT: $ 598,145. 2020 AMOUNT: $ 97,038. GRANT IDC - 2016 AMOUNT: $ 1,320,471. 2017 AMOUNT: $ 1,487,066. 2018 AMOUNT: $ 1,064,709. 2019 AMOUNT: $ 824,809. 2020 AMOUNT: $ 882,193. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 97778 0 0 97778 0 PART II-B, LINE 1: LOBBYING ACTIVITY THE UNIVERSITY OF NEW HAVEN USES THE SERVICES OF 'THE NORMANDY GROUP'. 'THE NORMANDY GROUP' WORKS WITH THE UNIVERSITY TO ADVANCE ITS FEDERAL, LEGISLATIVE AGENDA AND OBTAIN FUNDING THROUGH THE VARIOUS FY21 APPROPRIATION BILLS. IN ADDITION, THE UNIVERSITY PAYS DUES TO VARIOUS PROFESSIONAL ORGANIZATIONS. AN IMMATERIAL AMOUNT OF THESE DUES ARE ATTRIBUTED TO LOBBYING EXPENSES. 66919161 7550172 18707868 800155 1425415 90951631 66419712 1008670 1446474 710130 1245565 66919161 63793485 101480 3954168 887128 542293 66419712 47521985 13612687 4067022 508214 899995 63793485 43588303 1403835 4020339 867673 622819 47521985 0.46400 0.32000 0.21600 0 0 13477655 13477655 333739863 100755222 232984641 7491505 6954438 537067 75303509 63140090 12163419 33266081 14893888 18372193 277534975 OPERATING LEASE LIABILITIES 20591180 POST RETIREMENT OBLIGATION 3237591 23828771 X 225592778 18767124 -109329435 -90562311 316155089 253957 -274962 -21005 316134084 191256835 736088 736088 190520747 253957 110229023 110482980 301003727 PART V, LINE 4: USE OF ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT CONSISTS OF 246 INDIVIDUAL FUNDS. THROUGH THE ENDOWMENT'S INVESTMENT POLICY, FUNDS ARE AVAILABLE FOR SCHOLARSHIPS, PROFESSORSHIPS, EQUIPMENT, RESEARCH AND PROFESSIONAL DEVELOPMENT. PART X, LINE 2: INCOME TAXES FOOTNOTE FROM CONSOLIDATED FINANCIAL STATEMENTS: THE UNIVERSITY WAS GRANTED AN EXEMPT STATUS UNDER THE INTERNAL REVENUE CODE (IRC) SECTION 501(A), AS AN ORGANIZATION DESCRIBED IN SECTION 501(C) (3). UNDER IRC SECTION 501(A) THE UNIVERSITY IS GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY BELIEVES IT HAS NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID -110,229,023. ADJUSTMENT FOR NON-CONSOLIDATED SUB 899,588. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE -27,280. RENTAL EXPENSE -247,682. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 247,682. FUNDRAISING EXPENSE 27,280. ADJUSTMENT FOR NON-CONSOLIDATED SUB 461,126. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 110,229,023. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART I, LINE 3 NON-DISCRIMINATION POLICY THE UNIVERSITY OF NEW HAVEN REFERENCES ITS NON-DISCRIMINATION POLICY IN ITS PUBLICATIONS INCLUDING COURSE CATALOGS, JOB APPLICATIONS, AND STUDENT APPLICATIONS AS WELL AS ON THE UNIVERSITY'S WEBSITE. SCHEDULE E, PART I, LINE 6A FINANCIAL AID FUNDS THE UNIVERSITY OF NEW HAVEN RECEIVES FINANCIAL AID FUNDS FOR DISBURSEMENT TO STUDENTS. FEDERAL FUNDS INCLUDE SEOG, PELL, PERKINS AND FEDERAL WORK STUDY. STATE FUNDS INCLUDE THE ROBERTA WILLS SCHOLARSHIP PROGRAM. FINANCIAL AID PROGRAMS THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT WHICH ARE AVAILABLE FROM FEDERAL AND STATE FUNDS, PRIVATE SPONSORS, AND FROM UNIVERSITY RESOURCES. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. 1 EUROPE 1 7 PROGRAM SERVICES INSTRUCTION 362914 MIDDLE EAST AND NORTH AFRICA 1 7 PROGRAM SERVICES INSTRUCTION 3008538 EUROPE 0 0 PROGRAM SERVICES RECRUITMENT 4500 EAST ASIA AND PACIFIC 0 0 PROGRAM SERVICES RECRUITMENT 3000 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RECRUITMENT 13500 SOUTH ASIA 0 0 PROGRAM SERVICES RECRUITMENT 339900 CENTRAL AMERICA/CARIBBEAN 0 0 GRANTMAKING 302272 EAST ASIA AND PACIFIC 0 0 GRANTMAKING 345375 EUROPE 0 0 GRANTMAKING 445333 MIDDLE EAST AND NORTH AFIRICA 0 0 GRANTMAKING 129224 NORTH AMERICA 0 0 GRANTMAKING 37542 RUSSIA AND NEIGHBORING STATES 0 0 GRANTMAKING 29817 SOUTH AMERICA 0 0 GRANTMAKING 129050 SOUTH ASIA 0 0 GRANTMAKING 2335871 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 424122 2 14 0 0 2 14 4379999 3530959 7910958 UNH INSTITUTIONAL AID EAST ASIA AND PACIFIC 345375 ACCT CREDIT UNH INSTITUTIONAL AID CENTRAL AMERICA/CARIBBEAN 302272 ACCT CREDIT UNH INSTITUTIONAL AID EUROPE 445333 ACCT CREDIT UNH INSTITUTIONAL AID MIDDLE EAST AND NORTH AFRICA 129224 ACCT CREDIT UNH INSTITUTIONAL AID NORTH AMERICA 37542 ACCT CREDIT UNH INSTITUTIONAL AID RUSSIA AND NEIGHBORING STATES 29817 ACCT CREDIT UNH INSTITUTIONAL AID SOUTH AMERICA 129050 ACCT CREDIT UNH INSTITUTIONAL AID SOUTH ASIA 2335871 ACCT CREDIT UNH INSTITUTIONAL AID SUB-SAHARAN AFRICA 424122 ACCT CREDIT 0 0 0 0 0 1 PART III ACCOUNTING METHOD: SCHEDULE F, PART I METHOD OF ACCOUNTING THE ACCRUAL METHOD OF ACCOUNTING IS USED TO VALUE ALL EXPENDITURES LISTED ON SCHEDULE F, PART I. SCHEDULE F, PART I, LINE 2 PROCEDURES FOR MONITORING USE OF GRANTS THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM MADE UP OF ONLY INSTITUTIONAL AID, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. MOST FINANCIAL AID AWARDS ARE BASED ON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. FEDERAL, STATE, PRIVATE GRANT FUNDS AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS. GOLF TOURNAMENT 83840 48550 35290 27280 VIRTUAL SCHOLAR 40235 40235 124075 88785 35290 27280 27280 8010 1 FEDERAL 285 781575 PRIVATE 239 655260 STATE 297 1011137 INSTITUTIONAL AID 6016 103602444 EMERGENCY AID TO STUDENTS 2544 2406596 PART I, LINE 2: PROCEDURES FOR MONITORING USE OF GRANTS FINANCIAL AID PROGRAMS: THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT WHICH ARE AVAILABLE FROM FEDERAL AND STATE FUNDS, PRIVATE SPONSORS, AND FROM UNIVERSITY RESOURCES. MORE THAN 90% OF THE UNIVERSITY'S FULL-TIME UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. MOST FINANCIAL AID AWARDS ARE BASED ON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. FEDERAL, STATE, PRIVATE GRANT FUNDS AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS. PART III, LINE 5 THE UNIVERSITY PROVIDED DIRECT EMERGENCY AID TO ELIGIBLE STUDENTS FOR THEIR EXPENSES RELATED TO THE DISRUPTION OF CAMPUS OPERATIONS DUE TO CORONAVIRUS, SUCH AS FOOD, HOUSING, COURSE MATERIALS, TECHNOLOGY, HEALTHCARE, AND CHILDCARE EXPENSES. $2,406,596 WAS FUNDED BY THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) ESTABLISHED UNDER THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY ACT (CARES ACT). X X 1 1 X X X X 1 1 0 0 0 0 0 0 0 STEVEN H KAPLAN PRESIDENT 681267 0 0 0 2954097 0 134524 0 42958 0 3812846 0 0 0 DANIEL MABREY INTERNATIONAL PROGRAM MANAGER 233555 0 0 0 328103 0 10510 0 3 0 572171 0 0 0 GENE KLINE INTL PROG DIRECTOR OF INTELEG STUDIE 158234 0 0 0 296548 0 7233 0 2505 0 464520 0 0 0 HISHAM AKHONBAY INTL PROG KNOWLEDGE XFER MGR 123336 0 0 0 293090 0 4287 0 1 0 420714 0 0 0 GEORGE S SYNODI VP FINANCE & ADMINISTRATION 318886 0 0 0 4837 0 34635 0 49749 0 408107 0 0 0 SHEAHON ZENGER DIRECTOR OF ATHLETICS 210973 0 0 0 89947 0 29519 0 43482 0 373921 0 0 0 BRIAN KENCH DEAN 274605 0 0 0 630 0 32671 0 49893 0 357799 0 0 0 GREGORY EICHHORN VP ENROLLMENT & STUDENT SUCCESS 267667 0 0 0 1278 0 31238 0 49139 0 349322 0 0 0 MARIO T GABOURY INTERIM PROV.&SR.VP OF ACAD. 252525 0 0 0 3831 0 31719 0 50817 0 338892 0 0 0 STEPHEN MORIN VP FOR ADVANCEMENT 283005 0 0 0 2650 0 32400 0 15071 0 333126 0 0 0 CAROLINE KOZIATEK VP HUMAN RESOURCES & TITLE IX COORDI 216179 0 0 0 2132 0 30352 0 50782 0 299445 0 0 0 REBECCA JOHNSON VP STDT AFFAIR & DEAN OF STDT 192884 0 0 0 2552 0 13202 0 21742 0 230380 0 0 0 JEAN HUSTED VP CHIEF OF STAFF 194812 0 0 0 1269 0 28267 0 3 0 224351 0 0 0 DANIEL J MAY PROFESSOR 123733 0 0 0 1626 0 7303 0 40142 0 172804 0 0 0 CAROLYN CHAMBERLIN VP MARKETING 0 0 0 0 142976 0 0 0 12609 0 155585 0 0 0 PART I, LINES 4A-B SEVERANCE, NONQUALIFIED, AND EQUITY-BASED PAYMENTS NAME: KAPLAN, STEVEN H NONQUALIFIED: $100,000 DURING THE YEAR, A CONTRIBUTION OF $100,000 WAS MADE TO A 457(F) DEFERRED COMPENSATION PLAN. NAME: CHAMBERLIN, CAROLYN SEVERANCE: $142,976 DURING THE YEAR, FORMER OFFICER CAROLYN CHAMBERLIN RECEIVED SEVERANCE COMPENSATION OF $142,976. PART III - OTHER ADDITIONAL INFORMATION SCHEDULE J, PART II, COLUMN B(III) THE $2,954,097 AMOUNT REPORTED IN COLUMN B(III) FOR STEVEN KAPLAN REPRESENTS OTHER REPORTABLE COMPENSATION ITEMS. THE LARGEST ITEM WITHIN THIS CATEGORY IS A PAYOUT FROM A NON-QUALIFIED RETIREMENT PLAN UNDER IRC SECTION 457(F) IN THE AMOUNT OF $2,845,987. THE UNIVERSITY'S DEFERRED COMPENSATION 457(F) PLAN DELAYS COMPENSATION TO OFFICERS OF THE INSTITUTION, WHICH ARE SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE TO THE EMPLOYEE. THESE FUNDS REMAIN UNIVERSITY ASSETS AND CAN BE INVESTED UNTIL THEY VEST WITH THE EMPLOYEE AND ARE THEN PAID OUT AS CURRENT COMPENSATION OR THE FUNDS REVERT BACK TO THE UNIVERSITY IF THE FORFEITURE CONDITIONS ARE MET. THE UNIVERSITY CONTRIBUTION OVER THE PRIOR FOURTEEN YEARS FOR PRESIDENT KAPLAN'S 457(F) PLAN WAS $1,833,124. THE ANNUAL CONTRIBUTIONS WERE REPORTED IN PRIOR PERIOD 990 REPORTS ON AN ANNUAL BASIS AS RETIREMENT AND DEFERRED COMPENSATION. INVESTED MARKET GAINS OVER THIS SAME PERIOD TOTALED $1,012,863. WITHIN THIS SAME CATEGORY $9,906 WAS REPORTED FOR GROUP TERM LIFE INSURANCE COVERAGE, $13,204 AS A VEHICLE USE FRINGE BENEFIT AND $85,000 AS A HOUSING ALLOWANCE. SCHEDULE J, PART II, COLUMN C THE AMOUNT REPORTED IN COLUMN C FOR STEVEN KAPLAN OF $134,524 REPRESENTS RETIREMENT AND OTHER DEFERRED COMPENSATION ITEMS. PRESIDENT KAPLAN PARTICIPATED IN A NON-QUALIFIED RETIREMENT PLAN UNDER IRC SECTION 457(F). DURING THE YEAR THE ANNUAL CONTRACTUAL MINIMUM CONTRIBUTION OF $100,000 WAS MADE TO A 457(F) DEFERRED COMPENSATION PLAN, WHICH WILL REMAIN A UNIVERSITY ASSET AND INVESTED UNTIL VESTING IS ACHIEVED OR THE FUNDS REVERT BACK TO THE UNIVERSITY IF THE FORFEITURE PROVISIONS ARE MET. RETIREMENT CONTRIBUTIONS OF $19,500 FOR THE 457(B) PLAN AND $15,024 FOR THE 403(B) WERE ALSO MADE. SCHEDULE J, PART II, COLUMN D THE AMOUNT REPORTED IN COLUMN D FOR STEVEN KAPLAN OF $42,958 REPRESENTS NONTAXABLE BENEFIT ITEMS. PRESIDENT KAPLAN CONTRIBUTED $16,166 FOR ITEMS INCLUDING MEDICAL, DENTAL, HEALTH SAVINGS ACCOUNT AND PARKING AND THE UNIVERSITY CONTRIBUTED $24,575 FOR MEDICAL, $2,203 FOR REIMBURSED TRAVEL, INCLUDING $507 FOR SPOUSAL TRAVEL AND $14 FOR LONG TERM DISABILITY COVERAGE. TRAVEL FOR COMPANIONS IS ONLY ALLOWED FOR THE PRESIDENT OF THE UNIVERSITY WHERE A BUSINESS PURPOSE EXISTS AND REQUIRES THE SPOUSE TO PARTICIPATE. INTERNATIONAL TRAVEL AND HOUSING CERTAIN EMPLOYEES, WHO PERFORM THEIR DUTIES OVERSEAS, RECEIVED ADDITIONAL COMPENSATION RELATED TO: HOUSING, TRANSPORTATION, TRAVEL, AND OTHER RELATED EXPENSES BECAUSE OF THEIR FOREIGN DEPLOYMENT. THESE EXPENSES ARE FUNDED BY AN INTERNATIONAL SERVICE CONTRACT WITH THE UNIVERSITY. THE ADDITIONAL COMPENSATION ITEMS ARE CODIFIED WITHIN EACH EMPLOYEE'S EMPLOYMENT CONTRACT AND ARE INCLUDED IN THE EMPLOYEE'S TAXABLE INCOME PER IRS GUIDELINES. THESE EXPENSES ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART II AS PART OF AN INTERNAL COMPLIANCE CHECK, THE UNIVERSITY'S SENIOR MANAGEMENT REVIEWED THE LIST OF KEY EMPLOYEES HISTORICALLY REPORTED ON FORM 990, PART VII AND SCHEDULE J. ANALYZING THE FORM 990 INSTRUCTIONS, INCLUDING THE DEFINITION OF "KEY EMPLOYEE AND RELATED EXAMPLES, MANAGEMENT DETERMINED JOB RESPONSIBILITIES OF CERTAIN INDIVIDUALS REPORTED AS KEY EMPLOYEES IN PRIOR YEARS DO NOT ALIGN WITH THE DEFINITION OF A KEY EMPLOYEE. THE FOLLOWING EMPLOYEES SHOULD NOT HAVE BEEN LISTED AS KEY EMPLOYEES ON FORMS 990 FOR TAX YEARS PRIOR TO FY21: BRIAN KENCH, RONALD S HARICHANDRAN, LOUIS C ANNINO, DAVID SCHROEDER, SUMMER J MCGEE, MICHAEL ROSSI. A CHEFA 2018 SERIES K1 060806186 20774Y4T1 2018-05-01 97611168 REFINANCE PRIOR DEBT CHEFA SERIES 0 0 0 B CHEFA 2019 SERIES K3 060806186 20774Y6K8 2018-11-28 26904071 CONSTRUCT ACADEMIC BUILDING 0 0 0 A 97611168 1004718 96606450 2015 1 0 1 1 B 26904071 531301 26372770 2021 0 0 1 1 A 0 1 0 0 0.00310 0.00310 0 0 1 B 0 0 0 0 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 11 PURPOSE OF ISSUE DESCRIPTION CHEFA 2018 SERIES K1 OTHER SPENT PROCEEDS - 2018 SERIES K1 OF THE SPENT PROCEEDS, $96,098,090 WAS USED TO REFUND BONDS ISSUED 8/11/2010, 10/11/2013 AND 11/22/2013. OF THE SPENT PROCEEDS, $508,360 WAS A QUALIFIED HEDGE TERMINATION PAYMENT. SCHEDULE K, PART II, LINE 11 CHEFA 2019 SERIES K3 BOND PROCEEDS WERE USED TO CONSTRUCT AN ACADEMIC BUILDING. SCHEDULE K, PART III, LINE 3A QUALIFIED PRIVATE ACTIVITY BOND CHEFA 2018 SERIES K1 MANAGEMENT AND SERVICE CONTRACTS ALL MANAGEMENT AND SERVICE CONTRACTS IN THIS BOND FINANCED SPACE FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. SCHEDULE K, PART III, LINE 3A CHEFA 2019 SERIES K3 MANAGEMENT AND SERVICE CONTRACTS ALL MANAGEMENT AND SERVICE CONTRACTS IN THIS BOND FINANCED SPACE FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. SCHEDULE K, PART IV, LINE 2B CHEFA 2018 SERIES K1 ARBITRAGE CALCULATION - 2018 SERIES K1 THE ORGANIZATION MET THE EIGHTEEN MONTH SPENDING EXCEPTION; THEREFORE NO REBATE CALCULATION IS REQUIRED. X 8 1323694 MARKET VALUE 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS THE AMOUNT IN COLUMN B INDICATES THE NUMBER OF INDIVIDUAL CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 10B LOCAL BRANCHES THE UNIVERSITY OPERATES THE FOLLOWING CAMPUSES: WEST HAVEN, CT; ORANGE, CT; PRATO, ITALY; AND ALBUQUERQUE, NM. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS A COMPLETED COPY OF THE FORM 990 WAS MADE AVAILABLE TO ALL BOARD MEMBERS VIA A SECURE WEB PORTAL FOR REVIEW, COMMENT AND QUESTIONS PRIOR TO SUBMISSION TO THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY WAS CREATED TO COMPLY WITH THE CONNECTICUT REVISED NON-STOCK CORPORATION ACT WHICH MEETS THE REQUIREMENTS OF THE INTERNAL REVENUE SERVICE. THE POLICY IDENTIFIES WHAT CONSTITUTES A CONFLICT OF INTEREST FOR A BOARD MEMBER AND WHAT IS REQUIRED OF A BOARD MEMBER IF A CONFLICT WERE TO ARISE. THE UNDERLYING PRINCIPLES OF THE POLICY ARE AIMED AT INSURING A FULL AND TIMELY DISCLOSURE MADE BY A BOARD MEMBER REGARDING ANY CONFLICT OF INTEREST THAT MAY EXIST. BOARD MEMBERS WITH CONFLICTS ARE NOT TO BE INVOLVED IN ANY BOARD DELIBERATIONS OR VOTE ON THE MATTER. IN ADDITION, IF THE TRANSACTION IS TO BE APPROVED AT THE UNIVERSITY STAFF LEVEL, THEN, THE BOARD MEMBER SHALL HAVE NO INVOLVEMENT IN THE STAFF DECISION MAKING PROCESS. THE PROCEDURES REGARDING THE IMPLEMENTATION OF THE CONFLICTS POLICY CONTAINS THREE STEPS; SUBMISSION OF THE ANNUAL CONFIRMATION FORM, REPORTING OF SUBSEQUENT CONFLICTS OF INTEREST AND THE SECRETARY'S ROLE IN REPORTING CONFLICTS TO THE ETHICS SUBCOMMITTEE OF THE BOARD'S EXECUTIVE COMMITTEE. THE SCOPE OF THIS POLICY COVERS CURRENT BOARD MEMBERS, AND IS REVIEWED AND MONITORED WITH THE SUBMISSION OF THE ANNUAL CONFIRMATION FORM BEING SUBMITTED TO THE EXECUTIVE ASSISTANT TO THE PRESIDENT. AN ADDITIONAL CONFIRMATION IS SECURED WITH A REVIEW OF THE ANNUAL CONFIRMATION FORMS BY THE UNIVERSITY ADMINISTRATION. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY AND PROCEDURES THERE ARE TWO SEQUENTIAL STEPS TAKEN EACH FISCAL YEAR AT THE UNIVERSITY OF NEW HAVEN WITH REGARD TO THE DECISIONS MADE BY THE BOARD OF GOVERNORS IN CONNECTION WITH THE COMPENSATION AWARDED TO THE SENIOR MANAGEMENT OFFICIALS AT THE UNIVERSITY. THE SENIOR OFFICERS CONSIST OF: (I) THE PRESIDENT; (II) THE PROVOST; AND (III) THE VICE PRESIDENTS. THE FIRST STEP INVOLVES A SPECIAL COMMITTEE OF THE BOARD OF GOVERNORS, THE COMPENSATION COMMITTEE (THE "COMMITTEE"), WHICH IS COMPRISED OF FIVE MEMBERS: (I) THE BOARD CHAIR AND VICE CHAIR; AND (II) THREE OTHER BOARD MEMBERS (INCLUDING ONE BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY). THE MEMBERS OF THE COMMITTEE ARE SELECTED BY THE BOARD CHAIR; AND THE COMMITTEE HAS BEEN AUTHORIZED BY THE BOARD TO ACT IN ITS SPECIAL CAPACITY. THE MEMBERS OF THE COMMITTEE ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE THUS ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH." WITH REGARD TO THE UNIVERSITY'S 7/1/20-6/30/21 FISCAL YEAR, THE COMMITTEE CONDUCTED AN IN-DEPTH REVIEW, AND DISCUSSION, OF FOUR RELEVANT MATTERS. FIRST, IT REVIEWED THE VARIOUS ELEMENTS OF THE COMPENSATION FOR EACH SENIOR OFFICER, INCLUDING BASE SALARY, BONUS INCENTIVES, STANDARD ERISA-QUALIFIED HEALTH AND RETIREMENT PLANS, TAXABLE ALLOWANCES, AND OTHER BENEFITS. SECOND, THE COMMITTEE REVIEWED APPROPRIATE COMPENSATION COMPARABILITY DATA BASED ON THE GEOGRAPHIC LOCATION, ACADEMIC PROGRAMS OFFERED AND THE FINANCIAL RESOURCES OF OTHER RELEVANT UNIVERSITIES. THIRD, THE REASONABLENESS OF THIS DATA WAS SUBSTANTIATED WITH BENCHMARKING EACH SENIOR OFFICER'S POSITION WITH MARKET NORMS. FOURTH, AND FINALLY, THE LEVELS OF RESPONSIBILITY AND OVERALL QUALIFICATIONS OF EACH OF THE SENIOR OFFICERS RELATIVE TO MARKET COMPARABLE POSITIONS, AND ALSO EACH SENIOR OFFICER'S JOB PERFORMANCE, WERE ALSO REVIEWED. (AS IS PRUDENT, THE COMMITTEE'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY THE COMMITTEE MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) THE SECOND AND FINAL STEP IN THE COMPENSATION ANNUAL REVIEW AND APPROVAL PROCESS COMMENCED WITH THE COMMITTEE'S PRESENTATION OF ITS ANNUAL REPORT AND RECOMMENDATIONS AT A MEETING OF THE BOARD OF GOVERNORS WITH REGARD TO: (I) THE DATA THAT THE COMMITTEE REVIEWED; AND (II) ITS COMPENSATION RECOMMENDATIONS TO THE BOARD. (IN THIS CONTEXT, ALL MEMBERS OF THE BOARD ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE THUS ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH.") THE BOARD THEN DISCUSSED THIS DATA FROM THE COMMITTEE AND ALSO THE COMMITTEE'S RECOMMENDATIONS. THEREUPON, A RESOLUTION WAS ADOPTED BY A MAJORITY OF THE BOARD IN ITS APPROVAL OF THE PARTICULAR COMPENSATION AMOUNTS TO BE AWARDED TO EACH OF THE SENIOR OFFICERS. (AS IS PRUDENT, THE BOARD'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY A BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) IN ADDITION, COMPENSATION FOR KEY EMPLOYEES IS CALCULATED IN A SIMILAR FASHION AS PROVIDED ABOVE BUT DOES NOT REQUIRE COMMITTEE OR BOARD REVIEW OR APPROVAL. THEREFORE, THE UNIVERSITY OF NEW HAVEN HAS CONCLUDED THAT ITS PROCEDURES FOR DETERMINING THE COMPENSATION OF ITS SENIOR MANAGEMENT OFFICIALS, AND ALL OTHER OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY, MEET THE REQUIREMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE POLICY THE UNIVERSITY ALLOWS ACCESS TO IMPORTANT DOCUMENTS OF PUBLIC INTEREST THROUGH THE UNIVERSITY'S WEB SITE. THE UNIVERSITY'S TAX RETURN (FORM 990) AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART VII AS PART OF AN INTERNAL COMPLIANCE CHECK, UNIVERSITY MANAGEMENT REVIEWED THE LIST OF KEY EMPLOYEES HISTORICALLY REPORTED ON FORM 990, PART VII AND SCHEDULE J. ANALYZING THE FORM 990 INSTRUCTIONS, INCLUDING THE DEFINITION OF "KEY EMPLOYEE AND RELATED EXAMPLES, MANAGEMENT DETERMINED JOB RESPONSIBILITIES OF CERTAIN INDIVIDUALS REPORTED AS KEY EMPLOYEES IN PRIOR YEARS DO NOT ALIGN WITH THE DEFINITION OF KEY EMPLOYEE. THE FOLLOWING EMPLOYEES SHOULD NOT HAVE BEEN LISTED AS A KEY EMPLOYEE ON FORMS 990 FOR TAX YEARS PRIOR TO FY21: BRIAN KENCH, RONALD S HARICHANDRAN, LOUIS C ANNINO, DAVID SCHROEDER, SUMMER J MCGEE, MICHAEL ROSSI. HENRY C LEE INST OF FORENSIC SCIENCE 300 BOSTON POST ROAD WEST HAVEN CT 06516 061629144 EDUCATION CT 501(C) (3) 12A(I) UNH 1 UNIVERSITY OF NEW HAVEN DENTAL CENTER 300 BOSTON POST ROAD WEST HAVEN CT 06516 061629143 INACTIVE CORP CT 501(C) (3) 12A(I) UNH 1 CHARITABLE REMAINDER TRUSTS (2) 300 BOSTON POST ROAD WEST HAVEN CT 06516 CHARITABLE TRUST CT N/A T 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 HENRY C LEE INSTITUTE OF FORENSIC SCIENCE N 371012 FMV HENRY C LEE INSTITUTE OF FORENSIC SCIENCE O 455583 FMV HENRY C LEE INSTITUTE OF FORENSIC SCIENCE R 348511 FMV HENRY C LEE INSTITUTE OF FORENSIC SCIENCE S 73398 FMV