2022-05-13T09:57:33-05:00 2021-12-31 420714325 RSM US LLP 1330 POST OAK BLVD STE 2400 HOUSTON TX 77056 990PF 2021-01-01 760481204 THE WEST ENDOWMENT WEST 7139619699 PO BOX 491 HOUSTON TX 770010491 WILLIAM WEST LLOYD PRESIDENT 7139619699 2022-05-12 1 WILLIAM WEST LLOYD 999009999 JAMIE SANDERS P01508979 7136253500 2022-05-11 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 12726933 X 0 X 1719 1719 180113 180113 269875 1759284 269875 128237 128237 0 579944 579944 0 0 0 0 0 7350 3675 0 3675 58006 58006 0 0 15034 7994 0 0 3827 3827 0 0 84217 73502 0 3675 581000 581000 665217 73502 0 584675 -85273 506442 0 2989187 2336414 2336414 -1588 -1378 -1378 2999383 2999597 3000000 3319735 4241015 6743702 712804 356485 384080 700 1015 1015 1589 3389 263100 10021810 9936537 12726933 0 0 X 7882426 8152300 0 0 2139384 1784237 10021810 9936537 10021810 9936537 10021810 -85273 0 9936537 0 9936537 $3K (O/O 11K) CONTL RSRC NOTE 2020-03-26 2021-01-05 3000 2344 656 656 800 SH ST CHECK POINT SOFTWARE (CHKP) 2020-04-07 2021-02-23 91655 84761 6894 6894 3250 SH ST BLOOMIN' BRND (BLMN) 2021-01-01 2021-03-18 90512 55077 35435 35435 4000 SH GRAYSCL BITCOIN TR (GBTC) 2021-01-01 2021-09-08 149912 177124 -27212 -27212 200 SH ALIBABA GRP (BABA) 2021-11-03 2021-11-18 28719 33214 -4495 -4495 1500 SH CHEWY INC (CHWY) 2021-01-01 2021-12-16 81247 116647 -35400 -35400 2000 SH VANGRD EMGMKT (VWOB) 2021-01-01 2021-12-16 155219 160265 -5046 -5046 GRAYSCALE BTCN TR 2/21-9/21 PRINCIPAL PYMT 2021-01-01 2021-12-31 1742 1742 1742 BNYM CLASS ACTION SETTLEMENT 2021-01-01 2021-09-30 5 5 5 RECLASS DVD TO CG DISTRB 2021-01-01 2021-12-31 100 100 100 $14K CONTL RSRC NOTE LT 2015-02-04 2021-01-05 14000 13771 229 229 $25K VALVOLINE 8/15/25 NOTE 2019-02-07 2021-01-14 25820 24370 1450 1450 $25K SPECTRUM BRND 12/15/24 NOTE 2019-02-07 2021-03-16 25511 25379 132 132 300 SH LT ULTA BEAUTY (ULTA) 2021-01-01 2021-03-17 95678 71148 24530 24530 $25K COEUR MNG 6/1/24 NOTE 2019-02-07 2021-03-31 25735 24615 1120 1120 4000 SH B.RILEY FINL SR NT (RILYZ) 2021-01-01 2021-03-31 100000 87648 12352 12352 650 SH ALTERYX INC (AYX) 2021-01-01 2021-04-07 54626 67349 -12723 -12723 $8K CONTINENTAL RS 9/15/22 NOTE 2020-03-26 2021-04-22 8000 6516 1484 1484 $35K ANTERO MIDSTR 9/2024 NOTE 2020-02-12 2021-06-08 35941 32424 3517 3517 $20K TEMPURSEALY 6/15/26 NOTE 2018-03-13 2021-06-15 20550 19859 691 691 $40K FORD MTR 8/20/25 NOTE 2021-01-01 2021-08-20 40000 39115 885 885 $25K ADT NOTE 2014-01-15 2021-08-30 25688 24713 975 975 1000 SH WYNN RSRT (WYNN) 2021-01-01 2021-09-14 91155 80020 11135 11135 $30K DXC TECH 4/15/24 NOTE 2019-02-07 2021-09-24 32662 30082 2580 2580 500 SH FORTINET (FTNT) 2021-01-01 2021-09-24 150904 20846 130058 130058 75 SH IDEXX LABS (IDXX) 2013-04-25 2021-09-24 50112 3248 46864 46864 25 SH INTUITIVE SURGCL (ISRG) 2013-07-31 2021-09-24 25778 3246 22532 22532 25 SH MSCI INC (MSCI) 2017-12-07 2021-09-24 16086 3220 12866 12866 450 SH NVIDIA CORP (NVDA) 2018-11-26 2021-09-24 98224 16863 81361 81361 $20K EMC NOTE 2016-12-16 2021-10-29 20893 19612 1281 1281 850 SH PELOTON (PTON) 2020-09-17 2021-11-08 42372 70270 -27898 -27898 400 SH ALIBABA GRP (BABA) 2021-01-01 2021-11-18 57438 75920 -18482 -18482 $100K GOLDMAN SACHS GRP NOTE 2012-04-19 2021-07-27 100000 99743 257 257 269875 -27421 7040 0 7040 0 7040 5662 0 0 0 5662 0 1378 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A THE WEST ENDOWMENT 7139619699 1600 WEST LOOP SOUTH SUITE 2620 HOUSTON TX 77027 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARGENE WEST LLOYD PO BOX 491 HOUSTON TX 77001 VP, TREASURER & ASST SEC/DIRECTOR 2.00 0 0 0 KAREN SCOGGINS PO BOX 491 HOUSTON TX 77001 ASST TREASURER 1.00 0 0 0 WILLIAM WEST LLOYD PO BOX 491 HOUSTON TX 77001 PRESIDENT/DIRECTOR 2.00 0 0 0 RONALD S WEBSTER PO BOX 491 HOUSTON TX 77001 SECRETARY/DIRECTOR 0.39 0 0 0 ROGER A SOAPE PO BOX 491 HOUSTON TX 77001 VP/DIRECTOR 0.20 0 0 0 PETER K JAMESON PO BOX 491 HOUSTON TX 77001 DIRECTOR 0.08 0 0 0 NONE 0 NONE 0 THE WEST ENDOWMENT MADE SEVERAL CONTRIBUTIONS TO VARIOUSORGANIZATIONS FOR VARIOUS CHARITABLE PURPOSES, INCLUDINGEDUCATIONAL, MEDICAL, AND GENERAL PURPOSES. 0 0 10413671 2116552 264846 12795069 0 0 12795069 191926 12603143 630157 630157 7040 7040 623117 0 623117 0 623117 584675 0 584675 623117 580570 0 0 584675 580570 0 0 4105 0 0 0 0 0 0 0 0 619012 0 0 0 MARGENE WEST LLOYD COORDINATOR OF GRANTS PO BOX 491 HOUSTON TX 77001 7139619699 LETTER FORM SPECIFYING PURPOSE OF APPLICATION AND AMOUNT OF CONTRIBUTION REQUESTED. NONE THE WEST ENDOWMENT WAS ORGANIZED FOR THE PURPOSE OF MAKING CHARITABLE CONTRIBUTIONS TO RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY, AND/OR EDUCATIONAL ORGANIZATIONS WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986. THE WEST ENDOWMENT DOES NOT MAKE GRANTS TO INDIVIDUALS. IN CONSIDERING REQUESTS FOR GRANTS, THE ENDOWMENT PLACES PRIORITY ON ORGANIZATIONS AND PROGRAMS SERVING HARRIS COUNTY AND THE STATE OF TEXAS. THE AMERICAN RED CROSS 2700 SOUTHWEST FWY HOUSTON TX 77098 PC GENERAL PURPOSE 20000 BROOKWOOD COMMUNITY (FKA BRIARWOOD-BRKWD) 1752 FARM TO MARKET 1489 BROOKSHIRE TX 77423 PC GENERAL PURPOSE 60000 CHINQUAPIN PREPARATORY SCHOOL 2615 E WALLISVILLE RD HIGHLANDS TX 77562 PC EDUCATIONAL PURPOSE 15000 CHRISTUS FOUNDATION FOR HEALTHCARE 2615 FANNIN ST HOUSTON TX 77002 PC MEDICAL PURPOSE 40000 HEART OF TEXAS FOUNDATION INC 404 E MAIN ST BELLVILLE TX 77418 PC RELIGIOUS PURPOSE 35000 HOMEMADE HOPE FOR HOMELESS CHILDREN 312 LONGWOODS LANE HOUSTON TX 77024 PC GENERAL PURPOSE 25000 HOUSTON EYE ASSOCIATES FOUNDATION 7155 OLD KATY ROAD SUITE N100 HOUSTON TX 77024 PC MEDICAL PURPOSE 25000 JDRF INTERNATIONAL 2425 FOUNTAIN VIEW DR 280 HOUSTON TX 77057 PC MEDICAL PURPOSE 25000 LONE STAR FLIGHT MUSEUM 11551 AEROSPACE AVE HOUSTON TX 77034 PC GENERAL PURPOSE 50000 MARC LUSTGARTEN PANCREATIC CANCER FDN 15 CROSSWAYS PARK DRIVE SUITE D WOODBURY NY 11797 PC MEDICAL PURPOSE 15000 MANNED SPACE FLIGHT EDUCATION FDN INC 1601 E NASA PKWY HOUSTON TX 77058 PC GENERAL PURPOSE 50000 STAR OF HOPE MISSION 4848 LOOP CENTRAL DR SUITE 500 HOUSTON TX 77081 PC GENERAL PURPOSE 25000 UNIVERSITY OF HOUSTON CLEAR LAKE 2700 BAY AREA BLVD HOUSTON TX 77058 PC EDUCATIONAL PURPOSE 10000 ARCHWAY ACADEMY 6221 MAIN ST HOUSTON TX 77030 PC EDUCATIONAL PURPOSE 25000 BELLVILLE MEDICAL CENTER 4 N CUMMINGS ST BELLVILLE TX 77418 PC MEDICAL PURPOSE 25000 CYPRESS WOODLANDS JUNIOR FORUM 14015 PARK DR TOMBALL TX 77377 PC GENERAL PURPOSE 20000 EPILEPSY FOUNDATION OF TEXAS 2401 FOUNTAIN VIEW DR SUITE 900 HOUSTON TX 77057 PC MEDICAL PURPOSE 20000 HOUSTON'S AMAZING PLACE INC 3735 DREXEL DR HOUSTON TX 77027 PC GENERAL PURPOSE 20000 LEUKEMIA & LYMPHOMA SOCIETY INC 5433 WESTHEIMER RD 300 HOUSTON TX 77056 PC MEDICAL PURPOSE 35000 MAKING IT BETTER 14781 MEMORIAL DR HOUSTON TX 77079 PC GENERAL PURPOSE 20000 RONALD MCDONALD HOUSE OF HOUSTON INC 1907 HOLCOMBE BLVD HOUSTON TX 77030 PC GENERAL PURPOSE 21000 581000 0 14 1719 14 180113 16 15 128237 18 269875 0 579944 0 579944 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 7350 3675 0 3675 SUPPLEMENT TO PART VII-B, QUESTION 1A (3) MAIN FORM THE TAXPAYER RECEIVES ADMINISTRATIVE SERVICES AND THE USE OFFACILITIES FREE OF CHARGE FROM DOMINION CORPORATION, WHICH IS OWNED IN PART BY CERTAIN FOUNDATION MANAGERS. SUCH SERVICES ARE IN THE FORM OF OFFICE SPACE, SUPPLIES AND OFFICE PERSONNEL TO PERFORM ADMINISTRATIVE AND ACCOUNTING DUTIES. THE USE OF THE SERVICE AND FACILITIES IS NOT SELF DEALING ACTIVITY SINCE THE TAXPAYER IS USING THESE ITEMS EXCLUSIVELYFOR TAX EXEMPT PURPOSES AND THEY ARE BEING FURNISHED WITHOUTCHARGE. (IRC SECTION 4941 AND REGULATION 53.4941(D)-3) ALLEGHENY LUDLUM CORP DEBENTURE UNSECURED 6.95% 12/15/2025 27923 32775 NAVIENT CORP NOTE M/W CLBL 5.875% 10/25/2024 33908 37319 FREEPORT-MCMORAN INC NOTE M/W CLBL 4.55% 11/14/2024 24499 26788 OWENS CORNING NOTE M/W CLBL 4.2% 12/01/2024 34996 37437 BALL CORP NOTE M/W CLBL 4.0% 11/15/2023 24867 26094 BRINKER INTERNATIONAL INC NOTE M/W CLBL 3.875% 05/15/2023 19142 20450 WESTINGHOUSE AIR BRAKE TECH CO NOTE M/W CLBL 4.4% 03/15/2024 24499 26447 BUNGE LTD FINANCE CORP NOTE M/W CLBL 4.35% 03/15/2024 24904 26588 CAPITAL ONE FINANCIAL CORP NOTE M/W CLBL 4.2% 10/29/2025 25061 27232 LIBERTY INTERACTIVE CORP DEBENTURE UNSECURED M/W CLBL 8.5% 07/15/2029 36690 38150 TOLL BROS FINANCE CORP NOTE M/W CLBL 4.875% 11/15/2025 19948 22075 CORECIVIC INC NOTE M/W CLBL 4.75% 10/15/2027 32250 31675 PITNEY BOWES INC NOTE M/W CLBL 5.95% 04/01/2023 27798 31050 MSCI INC COM 22537 107221 TRAVELCENTERS OF AMERICA 8.25% SR NOTES DUE 91700 106960 T-MOBILE US INC COM 43142 75387 TESLA INC COM 102964 184937 TELADOC HEALTH INC COM 26792 45910 SUNCOR ENERGY COM NPV NEW 124454 108630 SALESFORCE.COM INC COM 16939 101652 ROPER TECHNOLOGIES INC COM 59756 86076 PHILLIPS 66 COM 101224 101444 PAYPAL HOLDINGS INC COM 70119 113148 PAYCOM SOFTWARE INC COM 8163 124557 OGE ENERGY CORP COM 83407 105545 NVIDIA CORP COM 26538 220583 NETFLIX INC COM 24328 120488 METLIFE INC. .75% DEP SHS EA REP NN CUM 72682 73370 MASTERCARD INC COM CL A 18582 125762 MARRIOTT INTERNATIONAL INC COM CL A 61750 103275 VERIZON COMMUNICATONS COM 65597 64950 WERNER ENTERPRISES INC COM 76376 95320 WASTE MANAGEMENT INC 82993 104313 UNITEDHEALTH GROUP INC 95544 138089 STORE CAP CORP 84451 86000 SCHWAB (CHARLES) CORP 70780 84100 RAYTHEON TECH CORP 99023 124787 PRUDENTIAL FINANCIAL INC 86959 92004 PENN NATIONAL GAMING INC 119215 64813 MICROSOFT CORP 81323 109304 WALMART INC COM 53107 86814 MERCADOLIBRE INC 131954 101130 IMEDIA BRANDS INC 8.5% SR NOTES DUE 20 48389 42400 FOSSIL GROUP INC 7% SR NOTES DUE 11/26/30 50900 50800 EXPEDIA GROUP INC 76957 81324 DRAFTKINGS INC 96268 48073 CASEY'S GENERAL STORES INC 100912 98675 BLOCK INC CL A 123233 80755 AMERICAN INTL GROUP 5.85% PRF 69794 67725 ISHARES TRUST BROAD USD HIGH ETF 145137 144165 MARKETAXESS HOLDINGS INC COM 29670 61691 JP MORGAN CHASE & CO COM 93040 158350 BLACKSTONE MORTGAGE TRUST INC COM 97228 107170 BLACKROCK CORP HIGH YIELD FD COM 213415 246800 AT&T, INC 183879 154980 APPLE INC COM 14993 177570 APOLLO GLOBAL MANAGEMENT INC COM CL A 59494 144860 AMERICAN FINANCE TRUST INC 7.5% PRF STK SE 86535 108760 AMAZON.COM INC COM 22290 166717 AFFILIATED MANAGERS GROUP 5.875% JR SUB NTS 66946 67475 ADOBE INC COM 36252 113412 ADIDAS AG ADR 41299 64800 CVS HEALTH CORPORATION COM 59060 103160 CYBERARK SOFTWARE LTD COM 34888 129960 CONSTELLATION BRANDS INC COM 43898 87840 FORTINET INC 20846 179700 EXXONMOBIL CORPORATION 187478 244760 EDWARDS LIFE SCIENCES COM 32333 136028 DOCUSIGN INC COM 43214 76156 EVERGY INC COM 50599 68610 INTUITIVE SURGICAL INC COM 16231 134739 JD.COM INC ADR 53588 87589 JOHNSON & JOHNSON 32271 136857 IDEXX LABORATORIES INC COM 7579 115232 2999597 3000000 0 0 ACCOUNTS RECEIVABLE AT COST 1015 1015 OIL AND GAS ROYALTY PROPERTIES 1589 1589 261300 PREPAID INSURANCE (D&O) 0 1800 1800 LIABILITY INSURANCE (D&O) 900 900 0 0 ADMINISTRATIVE EXPENSE 2927 2927 0 0 OIL & GAS ROYALTIES 128237 128237 0 AD VALOREM CONSULTANT 325 325 0 0 INVESTMENT ADVISOR 57681 57681 0 0 PRODUCTION TAXES - ROYALTIES 5467 5467 0 0 AD VALOREM TAXES 1409 1409 0 0 FOREIGN TAXES 1118 1118 0 0 EXCISE & INCOME TAX 7040 0 0 0