2022-05-12T11:25:56-05:00 2021-06-30 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990 2020-07-01 202905531 NEW YORK STEM CELL FOUNDATION INC NEWY 2123657428 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 SUSAN L SOLOMON CEO 2123657428 2022-05-10 1 SUSAN SOLOMON 999009999 ALEXANDER LAZZARUOLO P01775353 2126617777 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z SUSAN L SOLOMON 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 43620196 0 X WWW.NYSCF.ORG X 2005 NY SEE SCHEDULE O.TO ADVANCE THE MOST CUTTING-EDGE STEM CELL RESEARCH IN THE WORLD, TO SUPPORT STEM CELL SCIENTISTS, AND TO EDUCATE THE PUBLIC. 17 16 138 16 0 0 20431488 41698818 0 0 23583 1715 1156451 1889997 21611522 43590530 9204024 9404411 0 0 13180211 14722329 0 0 1762056 12891516 15526888 35275751 39653628 -13664229 3936902 70013247 75950014 22548357 24375151 47464890 51574863 X SEE SCHEDULE O 0 0 36218164 9404411 SEE SCHEDULE O 36218164 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 44 0 1 138 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA NY X NEW YORK STEM CELL FOUNDATION 2123657428 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 SUSAN L SOLOMON CEO & DIRECTOR 40.00 X X 764222 0 42263 ROY GERONEMUS MD CHAIRMAN & DIRECTOR 3.00 X X 0 0 0 MARGO ALEXANDER TREASURER & DIRECTOR 3.00 X X 0 0 0 DERRICK ROSSI DIRECTOR 3.00 X 0 0 0 KAREN E BURKE MD PHD DIRECTOR 3.00 X 0 0 0 STEPHEN ROSS DIRECTOR 3.00 X 0 0 0 STEPHEN SCHERR DIRECTOR 3.00 X 0 0 0 PAUL GOLDBERGER DIRECTOR 3.00 X 0 0 0 RICHARD J MASSEY PHD DIRECTOR 3.00 X 0 0 0 MARILYN G BRESLOW DIRECTOR 3.00 X 0 0 0 PEGGY BRIM BEWKES DIRECTOR 3.00 X 0 0 0 GEORGE LAZARUS MD DIRECTOR 3.00 X 0 0 0 PAUL MEISTER DIRECTOR 3.00 X 0 0 0 KAY UNGER DIRECTOR DIRECTOR 3.00 X 0 0 0 FRANCESCO CLARK DIRECTOR 3.00 X 0 0 0 SIDDHARTHA MUKHERJEE DIRECTOR 3.00 X 0 0 0 CLYDE WILLIAMS DIRECTOR 3.00 X 0 0 0 JEFFREY WALLERSTEIN CHIEF FINANCIAL & OPERATING OFFICER 40.00 X 456581 0 59055 ELIZABETH SCHWARZBACH CHIEF BUSINESS OFFICER 40.00 X 347993 0 27032 FREDERICK MONSMA SENIOR VP, SCIENTIFIC OPERATIONS 40.00 X 273143 0 26236 DANIEL PAULL VICE PRES., STEM CELL TECH. PLATFORM 40.00 X 305830 0 40669 SCOTT NOGGLE SENIOR VP, RESEARCH 40.00 X 262286 0 63855 CHRISTINE LIN CHIEF ADVANCEMENT OFFICER 40.00 X 274426 0 26725 2684481 0 285835 7 0 1 0 DLA PIPER LLP PO BOX 64029 BALTIMORE MD 21264 LEGAL 446425 BRITTON BUSINESS COMPUTING 302 A WEST 12TH STREET 335 NEW YORK NY 10014 IT CONSULTANT 166969 VALIDATION MASTERS 181 DOUGLAS ROAD FAR HILLS NJ 07931 ENGINEERING CONSULTANT 128513 KEVIN EGGAN CO NYSCF 619 WEST 54TH STREET NEW YORK NY 10019 CONSULTANT 108329 4 1529429 2491800 37677589 29666 41698818 1715 1715 353032 353032 29666 29666 0 0 0 1529429 0 0 CARES ACT - ERTC 900099 1536965 1536965 1536965 43590530 0 0 1891712 7604411 7604411 1800000 1800000 1374375 805504 339398 229473 10639467 9467435 485350 686682 451459 393270 25993 32196 1380559 1205859 71222 103478 876469 761025 69195 46249 860315 855954 4361 36846 2175 34671 558236 318829 102804 136603 558092 434743 65784 57565 203748 173286 14583 15879 4347916 3900769 224423 222724 6445 3916 1578 951 97077 81324 4305 11448 344844 313023 18956 12865 2504038 2295002 128040 80996 282230 245540 22579 14111 LABORATORY EXPENSES 5178079 5178079 OTHER 335243 237617 52147 45479 PRINTING & VIDEO PROD. 123835 66671 57 57107 DUES & SUBSCRIPTIONS 74405 60583 7962 5860 15539 13149 2390 39653628 36218164 1673408 1762056 1000 526 6082984 5624737 36629309 43519741 561145 579850 41665679 16308693 26445533 25356986 293276 868174 70013247 75950014 2121051 2230399 1776064 650903 327756 925275 9135014 7824634 9188472 12743940 22548357 24375151 X 9385498 7070289 38079392 44504574 47464890 51574863 70013247 75950014 X 3936902 36903 136168 X X 0 1 X 1 1 1 X 17320264 37464798 36843837 20431488 41698818 153759205 17320264 37464798 36843837 20431488 41698818 153759205 85074238 68684967 24270 537319 3113565 1179634 354747 5209535 12969 173762 400 1536965 1724096 160692836 0.42740 0.51370 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 28110539 5627160 22483379 13555140 10681533 2873607 25356986 CAPITAL LEASE PAYABLE 409440 DEFERRED RENT & LEASE INCENTIVE 8501526 LOAN PAYABLE - PPP 3672731 INTEREST RATE SWAP ADJUSTMENT 160243 12743940 X 43769775 36903 6174 136168 179245 43590530 0 43590530 39659802 6174 6174 39653628 0 39653628 PART X, LINE 2: NYSCF IS SUBJECT TO THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD'S (THE "FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, RELATING TO ACCOUNTING AND REPORTING FOR UNCERTAINTY IN INCOME TAXES. BECAUSE OF NYSCF'S GENERAL TAX-EXEMPT STATUS, THE ADOPTION OF ASC TOPIC 740-10-05 HAS NOT HAD, AND IS NOT EXPECTED TO HAVE, A MATERIAL IMPACT ON NYSCF'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: INTEREST RATE SWAP 136,168. 1 EUROPE GRANTMAKING GRANTS 1800000 0 0 0 0 0 0 1800000 0 1800000 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTS 1500000 WIRE NORTH AMERICA GRANT 300000 WIRE 6 0 0 0 0 0 0 PART I, LINE 2: NYSCF WILL CONTACT BOTH THE INDIVIDUAL AND THE INSTITUTION IN WHICH THE GRANT/FELLOWSHIP WILL BE HELD. IN ACCEPTING THE FUNDS, THE GRANTEE/FELLOW MUST AGREE TO THE TERMS AND CONDITIONS SET FORTH BY NYSCF AND ACKNOWLEDGE THAT WHILE NYSCF IS PROVIDING SUPPORT FOR THIS PROJECT, SOLE RESPONSIBILITY FOR THE SUPERVISION, DIRECTION AND CONTROL OF THE CONDUCT OF THE PROJECT LIES WITH THE GRANTEE/FELLOW. THE GRANTEE/FELLOW IS ALSO RESPONSIBLE FOR TRANSMITTING A COPY OF THE NOTIFICATION FROM NYSCF TO THEIR FACULTY SPONSOR AND HOST INSTITUTION FOR SIGNATURES. IF THE GRANT OR FELLOWSHIP IS TERMINATED PREMATURELY FOR ANY REASON OR IF THE FELLOW WISHES TO AMEND THE PROJECT, NYSCF MUST BE NOTIFIED IMMEDIATELY. PART III ACCOUNTING METHOD: GALA 1529429 1529429 1529429 1529429 1 WEILL CORNELL MEDICAL COLLEGE 575 LEXINGTON AVE NEW YORK NY 10022 131623978 501(C)(3) 60000 FELLOWSHIP YALE UNIVERSITY PO BOX 1873 NEW HAVEN CT 06508 060646973 501(C)(3) 60810 FELLOWSHIP STANFORD UNIVERSITY 301 RAVENSWOOD AVENUE MENLO PARK CA 90025 941156365 501(C)(3) 61000 FELLOWSHIP HARVARD UNIVERSITY PO BOX 415649 BOSTON MA 02241 042103580 501(C)(3) 61000 FELLOWSHIP ROCKEFELLER UNIVERSITY 1230 YORK AVE NEW YORK NY 10065 131624158 501(C)(3) 61000 FELLOWSHIP COLUMBIA UNIVERSITY 615 WEST 131 STREET 6TH FL NEW YORK NY 10027 135598093 501(C)(3) 122000 FELLOWSHIP NEW YORK UNIVERSITY 25 WEST 4TH ST ROOM 405 NEW YORK NY 10012 135562308 501(C)(3) 300000 GRANT NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSON IL 60208 362167817 501(C)(3) 300000 GRANT THE BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 042312909 501(C)(3) 300000 GRANT CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVE ML 4900 CINCINNATI OH 45229 310833936 501(C)(3) 300000 GRANT MASSACHUSETTS GENERAL HOSPITAL 185 CAMBRIDGE STREET BOSTON MA 02114 041564655 501(C)(3) 300000 GRANT UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD SUITE 620 LOS ANGELES CA 90024 956006143 501(C)(3) 300000 GRANT COLUMBIA UNIVERSITY 615 WEST 131 STREET 6TH FL NEW YORK NY 10027 135598093 501(C)(3) 300000 GRANT UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL CB1350 104 AIRPORT DRIVE SUITE 2200 2200 CHAPEL HILL NC 27599 566001393 501(C)(3) 300000 GRANT CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 300000 GRANT HARVARD UNIVERSITY PO BOX 415649 BOSTON MA 02241 042103580 501(C)(3) 600000 GRANT UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVE NE SEATTLE WA 98195 943079432 501(C)(3) 600000 GRANT PRINCETON UNIVERSITY NEW SOUTH BUILDING FOURTH FLOOR PRINCETON NJ 10065 210634501 501(C)(3) 600000 GRANT UNIVERSITY OF CALIFORNIA BERKELEY 2150 SHATTUCK AVE SUITE 300 BERKELEY CA 94704 124726725 501(C)(3) 600000 GRANT BOSTON'S CHILDREN HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 900000 GRANT STANFORD UNIVERSITY 301 RAVENSWOOD AVENUE MENLO PARK CA 94025 941156365 501(C)(3) 1200000 GRANT 18 PART I, LINE 2: NYSCF WILL CONTACT BOTH THE INDIVIDUAL AND THE INSTITUTION IN WHICH THE GRANT/FELLOWSHIP WILL BE HELD. IN ACCEPTING THE FUNDS, THE GRANTEE/FELLOW MUST AGREE TO THE TERMS AND CONDITIONS SET FORTH BY NYSCF AND ACKNOWLEDGE THAT WHILE NYSCF IS PROVIDING SUPPORT FOR THIS PROJECT, SOLE RESPONSIBILITY FOR THE SUPERVISION, DIRECTION AND CONTROL OF THE CONDUCT OF THE PROJECT LIES WITH THE GRANTEE/FELLOW. THE GRANTEE/FELLOW IS ALSO RESPONSIBLE FOR TRANSMITTING A COPY OF THE NOTIFICATION FROM NYSCF TO THEIR FACULTY SPONSOR AND HOST INSTITUTION FOR SIGNATURES. IF THE GRANT OR FELLOWSHIP IS TERMINATED PREMATURELY FOR ANY REASON OR IF THE FELLOW WISHES TO AMEND THE PROJECT, NYSCF MUST BE NOTIFIED IMMEDIATELY. X X X X X X 0 0 0 0 0 0 0 0 0 SUSAN L SOLOMON CEO & DIRECTOR 764222 0 0 0 0 0 14250 0 28013 0 806485 0 0 0 JEFFREY WALLERSTEIN CHIEF FINANCIAL & OPERATING OFFICER 456581 0 0 0 0 0 14250 0 44805 0 515636 0 0 0 ELIZABETH SCHWARZBACH CHIEF BUSINESS OFFICER 347993 0 0 0 0 0 14250 0 12782 0 375025 0 0 0 DANIEL PAULL VICE PRES., STEM CELL TECH. PLATFORM 305830 0 0 0 0 0 14250 0 26419 0 346499 0 0 0 SCOTT NOGGLE SENIOR VP, RESEARCH 262286 0 0 0 0 0 13593 0 50262 0 326141 0 0 0 CHRISTINE LIN CHIEF ADVANCEMENT OFFICER 274426 0 0 0 0 0 14000 0 12725 0 301151 0 0 0 FREDERICK MONSMA SENIOR VP, SCIENTIFIC OPERATIONS 273143 0 0 0 0 0 13511 0 12725 0 299379 0 0 0 X 2 29666 FMV 0 1 0 PART III - LINE 1 THE NEW YORK STEM CELL FOUNDATION ("NYSCF") IS A NOT-FOR-PROFIT ORGANIZATION THAT WAS INCORPORATED IN THE STATE OF NEW YORK ON MAY 19, 2005. NYSCF'S MISSION IS TO ACCELERATE CURES FOR THE MAJOR DISEASES OF OUR TIME THROUGH STEM CELL RESEARCH. NYSCF PROGRAMS INCLUDE: 1) NYSCF RESEARCH - SUPPORTING AND ENABLING THE UNRESTRICTED PURSUIT OF THE MOST ADVANCED STEM CELL RESEARCH, BOTH IN OUR OWN LABORATORY AND THROUGH COLLABORATIONS WITH MAJOR MEDICAL RESEARCH INSTITUTIONS; 2) NYSCF FELLOWSHIP AND INNOVATOR PROGRAMS - SUPPORTING AND TRAINING THE NEXT GENERATION OF SCIENTISTS, BOTH AT THE POST-DOCTORAL LEVEL AS FELLOWS, AND AS INVESTIGATORS PURSUING INNOVATIVE WORK THAT TRANSLATES RESEARCH INTO CURES; 3) NYSCF CONFERENCE AND SYMPOSIA - CONVENING THE PRE-EMINENT ANNUAL TRANSLATIONAL STEM CELL RESEARCH CONFERENCE AND AN ON-GOING SERIES OF PROGRAMS FOR SCIENTISTS, POLICYMAKERS AND THE PUBLIC. PART III - LINE 4A NYSCF RESEARCH - SUPPORTING AND ENABLING THE UNRESTRICTED PURSUIT OF THE MOST ADVANCED STEM CELL RESEARCH, BOTH IN OUR OWN LABORATORY AND THROUGH COLLABORATIONS WITH MAJOR MEDICAL RESEARCH INSTITUTIONS. NYSCF FELLOWSHIP AND INNOVATOR PROGRAMS - SUPPORTING AND TRAINING THE NEXT GENERATION OF SCIENTISTS, BOTH AT THE POST-DOCTORAL LEVEL AS FELLOWS, AND AS INVESTIGATORS PURSUING INNOVATIVE WORK THAT TRANSLATES RESEARCH INTO CURES. NYSCF CONFERENCE AND SYMPOSIA - CONVENING THE PRE-EMINENT ANNUAL TRANSLATIONAL STEM CELL RESEARCH CONFERENCE AND AN ON-GOING SERIES OF PROGRAMS FOR SCIENTISTS, POLICYMAKERS AND THE PUBLIC. FORM 990, PART VI, SECTION A, LINE 2 SUSAN L. SOLOMON, CEO & DIRECTOR IS MARRIED TO PAUL GOLDBERGER, DIRECTOR JEFF WALLERSTEIN, CHIEF FINANCIAL & OPERATING OFFICER IS THE BROTHER-IN-LAW OF STEPHEN SCHERR, DIRECTOR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE FINANCE COMMITTEE AND DISTRIBUTED TO THE ENTIRE BOARD OF DIRECTORS FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY FOR REVIEW AND SIGNATURE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY REVIEWING COMPARABLE ORGANIZATIONS' FORM 990, ENGAGING AN INDEPENDENT COMPENSATION CONSULTANT TO PREPARE AN ANALYSIS AND REPORT ABOUT THE CEO AND OTHER KEY EMPLOYEE'S COMPENSATION. THESE MATERIALS ARE PRESENTED TO THE ORGANIZATION'S COMPENSATION COMMITTEE, WHICH REPORTS TO THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19 NYSCF MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP 136,168. FORM 990. PART XII, LINE 2C. THE PROCESS HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. CELLRAY LLC 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 833338908 RESEARCH DE 0 0 NYSCF CELLRAY TECHNOLOGIES INC 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 455639489 RESEARCH DE NYSCF C 1.00000 0 CELLRAY GLOBAL INC 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 463664876 RESEARCH DE NYSCF C 1.00000 0 FOUNDATION CELL THERAPEUTICS 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 371905708 RESEARCH DE NYSCF C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0