2022-05-11T15:31:58-05:00 2021-06-30 135565207 KPMG LLP 500 W 5TH STREET SUITE 800 WINSTON SALEM NC 27101 990 2020-07-01 135643799 DUCKS UNLIMITED INC DUCK 9017583825 ONE WATERFOWL WAY MEMPHIS TN 38120 DARIN BLUNCK CHIEF FINANCIAL OFFICER 9017583825 2022-05-10 1 DARIN BLUNCK 999009999 WHITNEY B HEBRON P01226647 3362753394 2022-05-06 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z DARIN BLUNCK ONE WATERFOWL WAY MEMPHIS TN 38120 224944057 0 X WWW.DUCKS.ORG X 1937 DC DUCKS UNLIMITED, INC. CONSERVES, RESTORES, AND MANAGES WETLANDS AND ASSOCIATED HABITATS FOR NORTH AMERICA'S WATERFOWL. THESE HABITATS ALSO BENEFIT OTHER WILDLIFE AND PEOPLE. 65 64 657 52000 2270948 0 169711324 188533409 9659940 17135996 1777039 4876284 4221146 4782646 185369449 215328335 14512925 14280783 0 0 64564618 68310809 293027 165802 32419273 130255338 137681956 209625908 220439350 -24256459 -5111015 220765259 236671285 68886368 66848148 151878891 169823137 X DUCKS UNLIMITED, INC. CONSERVES, RESTORES, AND MANAGES WETLANDS AND ASSOCIATED HABITATS FOR NORTH AMERICA'S WATERFOWL. THESE HABITATS ALSO BENEFIT OTHER WILDLIFE AND PEOPLE. 0 0 154548171 14280783 17135996 DUCKS UNLIMITED SUPPORTS THE LIFE CYCLE OF WATERFOWL IN NORTH AMERICA BY DEVELOPING, PRESERVING, RESTORING AND MAINTAINING WATERFOWL HABITAT. DIRECT ALLOCATIONS ARE MADE TO AFFILIATED ORGANIZATIONS - DUCKS UNLIMITED CANADA ($13,206,312) AND DUCKS UNLIMITED MEXICO ($1,074,470). 19786478 EDUCATING THE PUBLIC ABOUT WETLANDS AND WATERFOWL MANAGEMENT IS A CRITICAL COMPONENT OF SUSTAINING THE LIFE CYCLE NEEDS OF MIGRATORY WATERFOWL. ACTIVITIES INCLUDE WETLANDS DEMONSTRATIONS, EDUCATIONAL LITERATURE, INTERPRETIVE CENTER, YOUTH PROGRAMS, AND OUTDOOR CONSERVATION EXHIBITS. 3183826 DUCKS UNLIMITED PROVIDES MEMBER SERVICES TO APPROXIMATELY 733,000 TOTAL MEMBERS (INCLUDING GREENWINGS) THROUGH EDUCATIONAL MEMBERSHIP MATERIALS, DUCKS UNLIMITED MAGAZINE, CONSERVATION BROCHURES, AND EDUCATIONAL COMPONENTS OF FUNDRAISING EVENTS. 3240489 DUCKS UNLIMITED MAINTAINS A PUBLIC POLICY PRESENCE IN WASHINGTON, DC BECAUSE OF THE CRITICAL IMPORTANCE OF PUBLIC POLICY TO MAINTAINING WETLANDS AND ECOSYSTEMS THAT SUPPORT MIGRATORY WATERFOWL. 3240489 180758964 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 1 0 0 1 665 0 1 657 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 65 64 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 0 AL AK AR CA FL GA HI IL KS KY MA MD MI MN MS NC ND NH NJ NM NY OK OR PA RI SC TN UT VA WI WV X X DARIN BLUNCK 9017583825 1 WATERFOWL WAY MEMPHIS TN 38120 ROGERS HOYT JR CHAIRMAN OF THE BOARD 5.00 6.00 X X 0 0 0 DOUG SCHOENROCK PRESIDENT 10.00 6.00 X X 0 0 0 ADAM PUTNAM CHIEF EXECUTIVE OFFICER 40.00 6.00 X X 362837 0 30108 CHUCK SMITH FIRST VICE PRESIDENT 10.00 6.00 X X 0 0 0 REX SCHULZ SECRETARY 5.00 1.00 X X 0 0 0 WENDELL W WEAKLEY TREASURER 5.00 1.00 X X 0 0 0 STEVE MARITZ PRESIDENT, WETLANDS AMERICA TRUST, INC. 5.00 10.00 X 0 0 0 TOM ENOS SENIOR VICE PRESIDENT, REGION 1 5.00 1.00 X 0 0 0 CLAY ROGERS SENIOR VICE PRESIDENT, REGION 2 5.00 1.00 X 0 0 0 BOB SPOERL SENIOR VICE PRESIDENT, REGION 3 5.00 1.00 X 0 0 0 RONAL ROBERSON SENIOR VICE PRESIDENT, REGION 4 5.00 1.00 X 0 0 0 GALEN L JOHNSON SENIOR VICE PRESIDENT, REGION 5 5.00 1.00 X 0 0 0 PETER T MACGAFFIN SENIOR VICE PRESIDENT, REGION 6 5.00 1.00 X 0 0 0 JULIAN T OTTLEY SENIOR VICE PRESIDENT, REGION 7 5.00 1.00 X 0 0 0 ROBERT J GOKEY SENIOR VICE PRESIDENT, REGION 8 5.00 1.00 X 0 0 0 CHRISTINE THOMAS SENIOR VICE PRESIDENT, CONSERVATION PROGRAMS 5.00 1.00 X 0 0 0 HAROLD CANNON JR SENIOR VICE PRESIDENT, YOUTH & EDUCATION 5.00 1.00 X 0 0 0 JOE MAZON SENIOR VICE PRESIDENT, DEVELOPMENT 5.00 6.00 X 0 0 0 ROBERT S HESTER SENIOR VICE PRESIDENT, STRATEGIC PLANNING 5.00 1.00 X 0 0 0 JIM TALBERT SENIOR VICE PRESIDENT, EVENT AND VOLUNTEER MANAGEM 5.00 1.00 X 0 0 0 TOM JERNIGAN SENIOR VICE PRESIDENT, CORPORATE RELATIONS 5.00 1.00 X 0 0 0 SCOTT STAMERJOHN SENIOR VICE PRESIDENT, MARKETING/COMMUNICATIONS 5.00 1.00 X 0 0 0 KATHY CHRISTIAN SENIOR VICE PRESIDENT, MEMBERSHIP 5.00 1.00 X 0 0 0 AL MONTNA SENIOR VICE PRESIDENT, PUBLIC POLICY 5.00 1.00 X 0 0 0 GARY SALMON SENIOR VICE PRESIDENT, TECHNOLOGY 5.00 1.00 X 0 0 0 JAMES GIBSON JR SENIOR VICE PRESIDENT, RISK MANAGEMENT 5.00 1.00 X 0 0 0 EDWARD MAY REGIONAL VICE PRESIDENT, REGION 1 5.00 1.00 X 0 0 0 JAN YOUNG REGIONAL VICE PRESIDENT, REGION 1 5.00 1.00 X 0 0 0 MARK SCHLEGAL REGIONAL VICE PRESIDENT, REGION 2 5.00 1.00 X 0 0 0 STEVE CHRISTIAN REGIONAL VICE PRESIDENT, REGION 2 5.00 1.00 X 0 0 0 RUTH HOEFS REGIONAL VICE PRESIDENT, REGION 3 5.00 1.00 X 0 0 0 NELS SWENSON REGIONAL VICE PRESIDENT, REGION 3 5.00 1.00 X 0 0 0 KEN CARROLL REGIONAL VICE PRESIDENT, REGION 4 5.00 1.00 X 0 0 0 JAY OWEN REGIONAL VICE PRESIDENT, REGION 4 5.00 1.00 X 0 0 0 BRIAN GARRELS REGIONAL VICE PRESIDENT, REGION 5 5.00 1.00 X 0 0 0 TAMMI KIRCHER REGIONAL VICE PRESIDENT, REGION 5 5.00 1.00 X 0 0 0 WILLIAM J EBERT REGIONAL VICE PRESIDENT, REGION 6 5.00 1.00 X 0 0 0 JAMES E VACHRIS JR REGIONAL VICE PRESIDENT, REGION 6 5.00 1.00 X 0 0 0 MATT DUBNIK REGIONAL VICE PRESIDENT REGION 7 5.00 1.00 X 0 0 0 HENRY KIDD REGIONAL VICE PRESIDENT REGION 7 5.00 1.00 X 0 0 0 RICHARD GODFREY REGIONAL VICE PRESIDENT REGION 8 5.00 1.00 X 0 0 0 NICK MOSS REGIONAL VICE PRESIDENT REGION 8 5.00 1.00 X 0 0 0 PAUL R BONDERSON AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JARED BROWN AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 GEORGE H DUNKLIN JR AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 DOUGLAS D FREY AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JERRY HARRIS AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JEFF HEIDELBAUER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 LARRY JENSEN AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JAMES KONKEL AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 NICK LICHENSTEIN AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 CONNIE PARKER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 MAMIE PARKER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 SAM SMOLIK AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 PEPPER SNYDER AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JOE STOUGH AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JAY TAYLOR AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 JON WILLS AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 ELLEN WEHR AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 MIKE WOODWARD AT-LARGE MEMBER OF THE BOARD OF DIRECTORS 5.00 1.00 X 0 0 0 DAVID BLOM DUCKS UNLIMITED CANADA 5.00 6.00 X 0 0 0 ROGER D'ESCHAMBAULT DUCKS UNLIMITED CANADA 5.00 6.00 X 0 0 0 KEVIN HARRIS DUCKS UNLIMITED CANADA 5.00 6.00 X 0 0 0 WILLAM C ANSELL DUMAC 5.00 6.00 X 0 0 0 JOHN TOMKE DUMAC 5.00 6.00 X 0 0 0 DANIEL THIEL EXECUTIVE SECRETARY 20.00 21.00 X 242475 0 32216 DARIN BLUNCK CFO & ASST. TREASURER 40.00 1.00 X 185185 0 27084 EARL GROCHAU CAO/CFO/ASST. TREASURER 40.00 6.00 X 278142 0 27393 ELIZABETH BOLFING NATL DIR OF FINANCE & ASST. TREASURER 40.00 1.00 X 190347 0 25548 DAVID MARRONE GENERAL COUNSEL & ASST. SECRETARY 40.00 1.00 X 186141 0 30897 E NICHOLS WILEY CHIEF OPERATING OFFICER 40.00 1.00 X 268509 0 30367 AMY BATSON CHIEF FUNDRAISING OFFICER 40.00 1.00 X 237739 0 27851 KAREN WALDROP CHIEF CONSERVATION OFFICER 40.00 1.00 X 263576 0 26019 GOVAN HORNOR CHIEF INFORMATION OFFICER 40.00 1.00 X 240863 0 27776 RICHARD SMITH NATIONAL DIRECTOR OF DEVELOPMENT 40.00 1.00 X 217614 0 29948 ADAM WEBSTER NATIONAL DIRECTOR OF FUNDRAISING OPERATIONS 40.00 1.00 X 214522 0 31982 ZACHARY HARTMAN CHIEF POLICY OFFICER 40.00 1.00 X 242068 0 25587 DAVID SCHUESSLER NATIONAL DIRECTOR OF EVENT FUNDRAISING 40.00 1.00 X 216925 0 32760 3346943 0 405536 150 0 1 0 SYBLON REID 1130 SIBLEY STREET FOLSOM CA 95630 HABITAT RESTORATION 2222973 JAMES WOMACK & SONS CONSTRUCTION PO BOX 653 HARRISONBURG LA 71340 HABITAT RESTORATION 1084622 MORNING STAR CUSTOM BUILDERS 521 JORDAN WAY BRIGHTON CO 80603 HABITAT RESTORATION 936037 LELAND LAND FORMERS LLC 5809 SALEM ROAD VICTORIA TX 77904 HABITAT RESTORATION 831517 BEN COX COMPANY LLC PO BOX 137 ANDREWS SC 29510 HABITAT RESTORATION 775154 33 51564 21451325 38330015 102672427 26028078 6127048 188533409 CONTRACT FEES 541900 17135996 17135996 17135996 1526862 1526862 2511698 2511698 12850169 114975 9559358 56364 3290811 58611 3349422 3349422 ADVERTISING 511120 2270948 2270948 2270948 215328335 17135996 2270948 7387982 14280783 14280783 3852059 584898 2204196 1062965 48355949 33953590 2166078 12236281 4306085 3045186 170557 1090342 8270456 6015113 308277 1947066 3526260 2456345 149698 920217 97189 28064 34820 34305 261707 261707 85761 85761 165802 165802 4795542 2560219 603931 1631392 1831958 352567 23009 1456382 1503264 1033931 112185 357148 4177604 2384085 174702 1618817 2690883 1986807 185000 519076 1570459 431394 103136 1035929 168975 168975 3617731 2891517 608842 117372 895956 543507 99996 252453 HABITAT DEVELOPMENT 102555458 102555458 PREMIUMS 4435400 4435400 POSTAGE AND SHIPPING 4354266 2236581 13843 2103842 PRINTING AND PUBLICATIO 3729872 2452583 40518 1236771 909931 711600 618 197713 220439350 180758964 7261113 32419273 X 20577975 9260089 0 11317886 1496484 2022365 59456965 56138911 59232843 66589162 59183620 71798481 0 0 0 0 0 0 7138149 6827621 3209168 4565421 49763050 34437279 18188901 15325771 11646050 12050632 0 0 0 0 0 0 1213079 1352921 220765259 236671285 16000913 15500589 0 0 28138871 35089074 0 0 0 756309 0 0 0 0 0 0 24746584 15502176 68886368 66848148 X 23242424 42836247 128636467 126986890 151878891 169823137 220765259 236671285 X -5111015 12405239 10650022 X 0 1 X 1 1 1 X 178852701 179009835 185854156 169711324 186901439 900329455 178852701 179009835 185854156 169711324 186901439 900329455 44085646 856243809 3391611 3129105 3710121 3497014 4038560 17766411 1690 742 2178 171 599 5380 918101246 17135996 0.93260 0.92860 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER - 2016 AMOUNT: $ 1,690. 2017 AMOUNT: $ 742. 2018 AMOUNT: $ 2,178. 2019 AMOUNT: $ 171. 2020 AMOUNT: $ 599. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 60928 1 92428 1 27675 1 381102 1 3407 0 565540 0 PART II-B, LINE 1: DUCKS UNLIMITED MAINTAINS A PUBLIC POLICY PRESENCE IN WASHINGTON, DC BECAUSE OF THE CRITICAL IMPORTANCE OF PUBLIC POLICY TO MAINTAINING WETLANDS AND ECOSYSTEMS THAT SUPPORT MIGRATORY WATERFOWL. DUCKS UNLIMITED (DU) WORKS TO EDUCATE THE PUBLIC, DU'S MEMBERS, AND VOLUNTEERS AND OFFICIALS AT VARIOUS LEVELS OF GOVERNMENT REGARDING THE POTENTIAL IMPACT OF LEGISLATION ON WETLANDS, WATER AND WILDLIFE. ON OCCASION, DU ALSO MAKES GRANTS TO OTHER ORGANIZATIONS WHO ARE ENGAGED IN SIMILAR LOBBYING/EDUCATIONAL EFFORTS. DUCKS UNLIMITED, INC. DOES NOT PARTICIPATE IN OR INTERVENE IN ANY POLITICAL CAMPAIGN ON BEHALF OF OR IN OPPOSITION TO ANY CANDIDATE AND IT IS AGAINST DUCKS UNLIMITED, INC. POLICY TO DO SO. 386800 1756579 X X X UTILIZED IN THE EVENT SYSTEM 0 0 1 X 55993163 3790072 16674363 4499039 71958521 56805629 1739696 1365502 3917664 55993163 54462885 1595094 4849307 4101657 56805629 47718695 5367133 3999551 2622494 54462885 44186427 508297 4976090 1952120 47718695 0.29000 0.49000 0.22000 0 1 1 1405264 1405264 12977063 9310217 3666846 14701026 9081839 5619187 20679697 16045223 4634474 15325771 CHARITABLE REMAINDER TRUST 37905 CHARITABLE GIFT ANNUITY RESERV 997997 COMPENSATION AND RELATED ACCRU 10193020 PENSION AND DEFERRED COMPENSAT 114689 ACCRUED POSTRETIREMENT BENEFIT 1945008 STRAIGHT-LINE RENT 226355 PAYCHECK PROTECTION PROGRAM LOAN 1987202 15502176 X 236652803 12405239 8919229 21324468 215328335 0 215328335 229358579 8919229 8919229 220439350 0 220439350 PART IV, LINE 2B: DUCKS UNLIMITED, INC. HAS TWO ARRANGEMENTS IN WHICH THE ORGANIZATION HOLDS AND MANAGES ENDOWMENT FUNDS FOR THE BENEFIT OF THE US FISH AND WILDLIFE SERVICE (USFWS). IN THE FIRST ARRANGEMENT, DU INVESTS AND MANAGES THE MONEY FOR THE PURPOSE OF GENERATING INCOME AND PROVIDING PERIODIC PAYMENTS OF EARNINGS DIRECTLY TO USFWS FOR LAND MANAGEMENT ON HABITAT LANDS, SPECIFICALLY LAND AT THE MODOC NATIONAL WILDLIFE REFUGE. AT 6/30/2021, A LIABILITY OF $138,422 WAS ON DU'S BOOKS FOR THIS OBLIGATION. IN THE SECOND ARRANGEMENT, DU AND THE USFWS HAVE A COOPERATIVE AGREEMENT IN WHICH AN ENDOWMENT HAS BEEN ESTABLISHED FOR THE PERPETUAL MANAGEMENT OF LAND IN THE SOUTH BAY REFUGE IN CALIFORNIA. DU IS REQUIRED TO MAINTAIN THE FUNDS IN AN INTEREST-BEARING ACCOUNT AND TO DISBURSE THEM FOR APPROVED ACTIVITIES. AT 6/30/2021, A LIABILITY OF $617,887 WAS ON DU'S BOOKS FOR THIS OBLIGATION. PART X, LINE 2: DUCKS UNLIMITED, INC. (DUI) AND WETLANDS AMERICA TRUST, INC. (WAT) ARE RECOGNIZED AS ORGANIZATIONS EXEMPT FROM FEDERAL INCOME TAX UNDER 501(A) AS ENTITIES DESCRIBED IN SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE, EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSES. THE ORGANIZATION DOES NOT HAVE ANY MATERIAL UNRECOGNIZED TAX POSITIONS THAT SHOULD BE RECOGNIZED IN THE FINANCIAL STATEMENTS FOR 2021 OR 2020. ORGANIZATION'S COLLECTIONS, PART III, LINE 4 WORKS OF ART AND OTHER SIMILAR ASSETS ARE HELD ON DISPLAY AT DUCKS UNLIMITED OFFICES FOR THE EDUCATION OF MEMBERS, VOLUNTEERS, AND THE GENERAL PUBLIC OF THE CRITICAL NEED FOR WETLANDS AND ASSOCIATED UPLANDS HABITAT RESTORATION. INTENDED USE OF ORGANIZATION'S ENDOWMENT FUNDS, PART V, LINE 4 THE CURRENT FUND BALANCES SUPPORT PROGRAM WORK IN MONITORING EASEMENTS, LAND ACQUISITIONS, WETLANDS RESTORATION AND RESEARCH. DUCKS UNLIMITED, INC. WILL WORK WITH PROSPECTIVE DONORS ON THE TERMS AND CONDITIONS OF OTHER ENDOWMENT FUNDS, INCLUDING NAMED FUNDS, PROVIDED THEY SUPPORT APPROPRIATE CONSERVATION, PUBLIC POLICY, OR RESEARCH ACTIVITIES. 1 NORTH AMERICA 0 0 GRANTMAKING CONSERVATION 14280783 0 0 0 0 0 0 14280783 0 14280783 NORTH AMERICA CONSERVATION 13206312 WIRE NORTH AMERICA CONSERVATION 1074471 WIRE 2 0 0 0 0 0 0 PART III ACCOUNTING METHOD: PROCEDURES FOR MONITORING GRANT FUNDS OUTSIDE THE UNITED STATES PART I, LINE 2 DUCKS UNLIMITED CANADA (DUC) AND DUCKS UNLIMITED MEXICO (DUMAC) ARE AFFILIATE ORGANIZATIONS OF DUCKS UNLIMITED, INC. (DUI). AS SUCH, THERE ARE BOARD MEMBERS OF EACH OF THESE ORGANIZATIONS THAT ARE ALSO STAFF AND BOARD MEMBERS OF DUI. MONITORING IS ACCOMPLISHED THROUGH PARTICIPATION IN BOARD MEETINGS AND DETAILED REPORTING OF FINANCIAL RESULTS, WHICH INCLUDES USES OF GRANTS. METHOD USED TO ACCOUNT FOR EXPENDITURES PART I, LINE 3, COLUMN F; PART II, LINE 1 THE METHOD USED FOR ACCOUNTING FOR EXPENDITURES AND CASH GRANTS ON THE ORGANIZATION'S FINANCIAL STATEMENTS IS THE ACCRUAL METHOD. X X X X X X X 1 RESOURCEONE FUNDRAISING GROUP LLC PO BOX 389 TULSA OK 74110 FUNDRAISING COUNSEL 0 3472656 158952 3313704 ONE & ALL 2 NORTH LAKE STE 600 PASADENA CA 91101 FUNDRAISING COUNSEL 0 0 6850 0 3472656 165802 3313704 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VA VT WA WV WI WY X 1 0 X X X X 1 0 0 1 0 1 0 0 0 ADAM PUTNAM CHIEF EXECUTIVE OFFICER 325660 0 25000 0 12177 0 7032 0 23076 0 392945 0 0 0 EARL GROCHAU CAO/CFO/ASST. TREASURER 124658 0 0 0 153484 0 8801 0 18592 0 305535 0 0 0 E NICHOLS WILEY CHIEF OPERATING OFFICER 265710 0 0 0 2799 0 9092 0 21275 0 298876 0 0 0 KAREN WALDROP CHIEF CONSERVATION OFFICER 208878 0 0 0 54698 0 4912 0 21107 0 289595 0 0 0 DANIEL THIEL EXECUTIVE SECRETARY 239744 0 0 0 2731 0 10340 0 21876 0 274691 0 0 0 GOVAN HORNOR CHIEF INFORMATION OFFICER 236695 0 0 0 4168 0 8566 0 19210 0 268639 0 0 0 ZACHARY HARTMAN CHIEF POLICY OFFICER 209310 0 0 0 32758 0 4912 0 20675 0 267655 0 0 0 AMY BATSON CHIEF FUNDRAISING OFFICER 236290 0 0 0 1449 0 10106 0 17745 0 265590 0 0 0 DAVID SCHUESSLER NATIONAL DIRECTOR OF EVENT FUNDRAISI 205594 0 10000 0 1331 0 9335 0 23425 0 249685 0 0 0 RICHARD SMITH NATIONAL DIRECTOR OF DEVELOPMENT 206298 0 10000 0 1316 0 9272 0 20676 0 247562 0 0 0 ADAM WEBSTER NATIONAL DIRECTOR OF FUNDRAISING OPE 202086 0 10000 0 2436 0 9207 0 22775 0 246504 0 0 0 DAVID MARRONE GENERAL COUNSEL & ASST. SECRETARY 184962 0 0 0 1179 0 8662 0 22235 0 217038 0 0 0 ELIZABETH BOLFING NATL DIR OF FINANCE & ASST. TREASURE 187012 0 0 0 3335 0 7801 0 17747 0 215895 0 0 0 DARIN BLUNCK CFO & ASST. TREASURER 184432 0 0 0 753 0 7872 0 19212 0 212269 0 0 0 PART I, LINE 1A KAREN WALDROP, CHIEF CONSERVATION OFFICER, WAS REIMBURSED FOR LODGING COSTS PRIOR TO RELOCATION. THESE COSTS WERE TREATED AS TAXABLE COMPENSATION. PART I, LINE 4A EARL GROCHAU, CAO/CFO/ASSISTANT TREASURER, RECEIVED A SEVERANCE PAYMENT OF $131,254. PART I, LINE 5 ALL EMPLOYEES PARTICIPATE IN A VARIABLE COMPENSATION PLAN THAT IS BASED ON MEETING BUDGETED GOALS FOR REVENUE, INCOME, EXPENSE EFFICIENCY, MEMBERSHIP AND ACRES PROTECTED. PART I, LINE 6 ALL EMPLOYEES PARTICIPATE IN A VARIABLE COMPENSATION PLAN THAT IS BASED ON MEETING BUDGETED GOALS FOR REVENUE, INCOME, EXPENSE EFFICIENCY, MEMBERSHIP AND ACRES PROTECTED. MIKE BENGE MEMBER - EMERITUS BOARD 156967 LAND ENHANCEMENT RESTORATION JARED BROWN BOARD OF DIRECTOR 23040 LAND ENHANCEMENT RESTORATION BRUCE LAURITZEN RELATED ORG BOD 796800 ROYALTY-AFFINITY CARDS 0 ASHLEY SUTHERLAND FAMILY MEMBER 72188 COMPENSATION 0 KATHERINE ROBERTS FAMILY MEMBER 51987 COMPENSATION 0 KATHARINE SMITH FAMILY MEMBER 50060 COMPENSATION 0 PART IV, COLUMN (B) WETLANDS AMERICA TRUST BOARD TRUSTEE BRUCE LAURITZEN IS CHAIRMAN OF THE BOARD OF FIRST NATIONAL BANK OF OMAHA TO WHICH DUCKS UNLIMITED HAS A LICENSING AGREEMENT RELATED TO AFFINITY CARDS. DUCKS UNLIMITED ALSO HAS AN AGREEMENT FOR EMPLOYEE PURCHASING CARDS WITH FIRST NATIONAL BANK OF OMAHA.ASHLEY SUTHERLAND WAS A DU EMPLOYEE WHO RECEIVED MORE THAN $10,000 IN COMPENSATION. HIS COMP WAS $72,188 IN FY21. HE IS THE SON-IN-LAW OF WENDELL WEAKLEY, A BOARD MEMBER. HE WAS DIRECTOR OF DEVELOPMENT.KATHERINE ROBERTS IS A DU EMPLOYEE WHO RECEIVED MORE THAN $10,000 IN COMPENSATION. HER COMP WAS $51,987 IN FY21. SHE IS THE DAUGHTER OF RONAL ROBERSON, A BOARD MEMBER. SHE IS THE MANAGER OF THE WATERFOWLING HERITAGE CENTER.KATHARINE SMITH WAS A DU EMPLOYEE WHO RECEIVED MORE THAN $10,000 IN COMPENSATION. HER COMP. WAS $50,060 IN FY21. SHE IS THE DAUGHTER OF CHUCK SMITH, A BOARD MEMBER. SHE WAS A GOVERNMENT AFFAIRS COORDINATOR. X 38 5945452 FMV X TAX CREDITS 1 105096 APPRAISAL X BULRUSH SEED 1 76500 RETAIL VALUE 0 0 1 1 PART I, LINE 32B: THIRD PARTY USE DUCKS UNLIMITED, INC. UTILIZES THE SERVICES OF A BROKERAGE FIRM TO PROCESS & LIQUIDATE GIFTS OF MARKETABLE SECURITIES. PART IV, LINE 14A DUI HAS AN EMPLOYEE RESIDING IN CANADA THAT IS ASSISTING WITH THE ORGANIZATION'S IT CONVERSION. FORM 990, PART VI, SECTION A, LINE 2 KATHY AND STEVE CHRISTIAN ARE HUSBAND AND WIFE, AND BOTH SERVE ON BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 6 THE COUNCIL OF STATE TRUSTEES AND NATIONAL DELEGATES ARE MEMBERS OF DUCKS UNLIMITED, INC. (DUI). FORM 990, PART VI, SECTION A, LINE 7A DUCKS UNLIMITED, INC. (DUI) HAS A BOARD OF DIRECTORS AND OFFICERS THAT ARE ELECTED BY A BODY OF MEMBERS OF DUI. THE OFFICERS OF DUI, OTHER THAN THE CHIEF EXECUTIVE OFFICER AND EXECUTIVE SECRETARY, SHALL BE ELECTED FROM THE MEMBERS OF DUI. ONLY THOSE INDIVIDUALS THAT ARE CURRENT MEMBERS OF DUI SHALL BE ELIGIBLE TO SERVE AS AN OFFICER. THE AFFAIRS OF DUI ARE MANAGED BY ITS BOARD OF DIRECTORS. UPON DISSOLUTION OR WINDING UP OF DUI, ITS ASSETS REMAINING AFTER PAYMENT, OR PROVISION FOR PAYMENT, OF ALL DEBTS AND LIABILITIES OF THIS CORPORATION SHALL BE DISTRIBUTED TO A NONPROFIT FUND, FOUNDATION OR CORPORATION WHICH IS ORGANIZED AND OPERATED FOR CHARITABLE PURPOSES AND WHICH HAS ESTABLISHED ITS TAX EXEMPT STATUS UNDER SECTION 501(C)(3) OF THE IRS CODE. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 IS DISTRIBUTED TO A COMMITTEE OF THE BOARD, THE PERSONNEL POLICY COMMITTEE. ONCE APPROVED BY THE PERSONNEL POLICY COMMITTEE, THE 990 IS DISTRIBUTED TO THE FULL BOARD FOR APPROVAL. THE FULL BOARD WILL APPROVE BY A SIMPLE MAJORITY BEFORE THE 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS REGULARLY AND CONSISTENTLY MONITORED VIA AN ANNUAL CONFLICT OF INTEREST SURVEY. ALL EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS TO AN INDEPENDENT PARTY (DIRECTOR FINANCIAL REPORTING AND AUDIT). IF A CONFLICT IS NOTED DURING THIS PROCESS, IT IS RESOLVED THROUGH DISCUSSIONS WITH UPPER MANAGEMENT, HUMAN RESOURCES, THE EMPLOYEE, HIS/HER DIRECT SUPERVISOR AND THE DIRECTOR FINANCIAL REPORTING AND AUDIT. BOARD MEMBERS AND COMMITTEE MEMBERS ARE REQUIRED TO PRESENT ANNUALLY ANY POSSIBLE CONFLICTS OF INTEREST TO THE BOARD OF GOVERNANCE COMMITTEE WHO THEN MAKES A RULING ON WHETHER THE CONFLICT OF INTEREST REALLY EXISTS. IF THERE IS A CONFLICT, THE COMMITTEE THEN PRESENTS THE FACTS AND SUGGESTED RESOLUTION TO THE BOARD OF DIRECTORS FOR A VOTE. FORM 990, PART VI, SECTION B, LINE 15 DUCKS UNLIMITED USES AN INDEPENDENT CONSULTANT TO ESTABLISH AND BENCHMARK COMPENSATION FOR EMPLOYEES OF THE ORGANIZATION. THE PERSONNEL POLICY COMMITTEE MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS REGARDING SALARY AND BENEFITS. FORM 990, PART VI, SECTION C, LINE 19 DUCKS UNLIMITED MAKES ITS CONSOLIDATED FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC ON ITS WEBSITE (DUCKS.ORG). PART VI, SECTION B, LINE 16B DUCKS UNLIMITED, INC. ("DU") FOLLOWS A PROCEDURE TO NEGOTIATE, IN ITS TRANSACTIONS AND ARRANGEMENTS WITH OTHER MEMBERS OF THE JOINT VENTURE, SUCH TERMS AND SAFEGUARDS AS ARE ADEQUATE TO ENSURE ITS EXEMPT STATUS IS PROTECTED. IN ADDITION, DU HAS TAKEN STEPS TO SAFEGUARD ITS EXEMPT STATUS FOR THE JOINT VENTURE. HOWEVER, DU DOES NOT HAVE A WRITTEN POLICY AND HAS THEREFORE ANSWERED THIS QUESTION AS "NO". FORM 990, PART XI, LINE 9: OTHER PENSION AND POST-RETIREMENT BENEFIT LIABILITY ADJUSTMENTS 10,650,022. DUCKS UNLIMITED LANDS LLC ONE WATERFOWL WAY MEMPHIS TN 38120 CONSERVATION TN -1427 362954 DUI WETLANDS AMERICA TRUST INC ONE WATERFOWL WAY MEMPHIS TN 38120 363330394 CONSERVATION DC 501(C)(3) LINE 12A, I DUI 1 DUCKS UNLIMITED GROUP RETURN ONE WATERFOWL WAY MEMPHIS TN 38120 912009004 CONSERVATION DC 501(C)(3) LINE 7 DUI 1 0 1 1 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 DUCKS UNLIMITED INC GROUP RETURN C 37667898 FMV WETLANDS AMERICA TRUST INC D 70821583 FMV DUCKS UNLIMITED LANDS LLC D 367937 FMV WETLANDS AMERICA TRUST INC C 602591 FMV WETLANDS AMERICA TRUST INC L 662617 FMV