2022-05-02T12:58:27-05:00 2021-12-31 Kundinger Corder & Montoya PC 475 Lincoln St Ste 200 Denver CO 80203 990PF 2021-01-01 840632115 NATIONAL ENDOWMENT FOR FINANCIAL EDUCATION NATI 3037416333 1550 Market Street 475 Denver CO 80202 Joanne Flores Moses CFO 3037416333 2022-05-02 1 Joanne Flores Moses 999009999 Kristin Calder P01720813 3035345953 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 204902198 X 4442 X 852 852 852 1128097 1128097 1128097 15750558 15728648 1277115 3394395 3414420 3394395 20278344 20272017 5800459 833669 32594 32594 801075 2037701 79668 79668 1958033 1052871 42042 42042 1010829 52501 481 481 52020 58350 4983 4983 53367 1518829 553029 553029 965800 114585 0 0 0 533905 11212 11212 522693 108283 1521 1521 106762 796149 5912 5912 790237 7106843 731442 731442 6260816 416662 416662 7523505 731442 731442 6677478 12754839 19540575 5069017 7264157 9179209 9179209 31219458 33123571 42800778 9914401 8894532 9207240 84668322 96425982 143714971 133066338 147623294 204902198 0 0 X 133066338 147623294 133066338 147623294 133066338 147623294 133066338 12754839 1802117 147623294 0 147623294 Vanguard Total Stock Index Fund P 6626620 6626620 Vulcan Value Partners Large Cap P 1099491 1099491 Silchester International P 662908 662908 Capital Group American Funds P 372683 372683 Wellington Durable P 256904 256904 City of London EM Investable Fund P 1516272 1516272 Wellington EMO P 513194 513194 Davidson Kempner Institutional Partner P 89679 89679 Davidson Kempner Institutional Partner - UBTI P 166 166 Gain/loss reported on 990-T P -166 -166 Harvest MLP Income Fund II P 1840303 1840303 T. Rowe. Price Global Natural Resources P 607838 607838 AEW Global Property Securities (Seaport) P -324491 -324491 Parametric P 153757 153757 Dodge & Cox Income Fund P 282954 282954 Merganser Short Term Bond Fund P -101839 -101839 Breckinridge Capital Advisors P 146698 146698 Common Fund International PEP VI P 17536 17536 Common Fund International PEP VI - UBTI P 9 9 Gain/loss reported on 990-T P -9 -9 Common Fund Private Equity Partners VII P 46072 46072 Common Fund Private Equity Partners VII - UBTI P 3829 3829 Gain/loss reported on 990-T P -3829 -3829 Common Fund Venture Partners XI P 274624 274624 Common Fund Venture Partners XI - UBTI P 17817 17817 Gain/loss reported on 990-T P -17817 -17817 Greenspring Global Partners 8 P 30 30 Greenspring Global Partners 8 - UBTI P -8 -8 Gain/loss reported on 990-T P 8 8 Greenspring Global Partners 9 P -7594 -7594 Industry Venture Partners Holdings P 2917 2917 Siguler Guff Distressed Opportunities 3 P 5295 5295 Siguler Guff Distressed Opportunities 3 - UBTI P 25 25 Gain/loss reported on 990-T P -25 -25 Siguler Guff Distressed Opportunities 4 P 10741 10741 Siguler Guff Distressed Opportunities 4 - UBTI P 72 72 Gain/loss reported on 990-T P -72 -72 Vulcan Value Partners Large Cap P 801685 801685 Silchester International P 139073 139073 Wellington Durable P -711 -711 City of London EM Investable Fund P 88748 88748 Wellington EMO P 146841 146841 Davidson Kempner Institutional Partner P 411626 411626 Harvest MLP Income Fund II P -202526 -202526 AEW Global Property Securities (Seaport) P -234391 -234391 Parametric P 13717 13717 Dodge & Cox Income Fund P 27033 27033 Merganser Short Term Bond Fund P 37220 37220 Common Fund Private Equity Partners VII P -635 -635 Common Fund Venture Partners XI P 5455 5455 Greenspring Global Partners 8 P -22 -22 Greenspring Global Partners 9 P 1473 1473 Industry Venture Partners Holdings P 229 229 Siguler Guff Distressed Opportunities 3 P -196 -196 Siguler Guff Distressed Opportunities 4 P 6011 6011 Ownership Capital P 380851 380851 Ownership Capital P 14575 14575 15728648 1277115 271614 0 271614 0 271614 100000 0 0 0 100000 X 0 171614 0 0 0 0 0 0 0 1 1 1 0 1 1 CO 1 1 0 0 0 1 www.NEFE.org The Organization 3037416333 1550 Market Street 475 Denver CO 80202 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Greg Maged 1550 Market Street Ste 475 Denver CO 80202 Chair 1.00 0 0 0 Colleen Walker 1550 Market Street Ste 475 Denver CO 80202 Vice Chair 1.00 0 0 0 Billy Hensley 1550 Market Street Ste 475 Denver CO 80202 President & CEO 40.00 399316 20252 0 Joanne Flores Moses 1550 Market Street Ste 475 Denver CO 80202 Treasurer & CFO 40.00 248286 42508 0 Brian Ford 1550 Market Street Ste 475 Denver CO 80202 Secretary & Chief of Staff 40.00 124623 14119 0 Carol Chapman 1550 Market Street Ste 475 Denver CO 80202 Secretary & Exec Assistant (thru 5/21) 40.00 61443 22291 0 Rachelle Feldman 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Margaret Libby 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 David G Strege 1550 Market Street Ste 475 Denver CO 80202 Emeritus Chair 1.00 0 0 0 Megan Gorman 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Helen Norris 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Jason Young 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Doug McCormick 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Rick Ketchum 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Joyce Nelson 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Manisha Thakor 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Dionne Blue PhD 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Jourdan Jones 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Robin Nunn 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Connie Weaver 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Kevin Plummer 1550 Market Street Ste 475 Denver CO 80202 Member 1.00 0 0 0 Chris Shannon 1550 Market St Ste 475 Denver CO 80202 VP External Affairs 40.00 192163 23322 0 Annette Fowler 1550 Market St Ste 475 Denver CO 80202 Sr. Dir., Operations 40.00 145153 38919 0 Paul Golden 1550 Market St Ste 475 Denver CO 80202 Managing Dir. of Med 40.00 108662 21742 0 Jill Jones 1550 Market St Ste 475 Denver CO 80202 Managing Dir. Resear 40.00 109582 16606 0 Beth Bean 1550 Market St Ste 475 Denver CO 80202 Sr. VP, Research 40.00 109489 9810 0 14 Cambridge Advisors PO Box 83232 Chicago IL 60691 Investment advisor 251667 Wellington Trust Co 280 Congress Street Boston MA 02210 Investment advisor 214431 One Touch Point PO Box 88532 Milwaukee WI 53288 Printing, shipping 171953 Optimum Networking 14180 E Evans Ave Aurora CO 80014 Technology consulting 152287 The Hanover Research Council LLC 4401 Wilson Blvd 9th Floor Arlington VA 22203 Consultants 120990 11 Research, Grant Funding & Educational Resources: Funding is provided for research with the potential to contribute to the financial education field and seeks to improve the public's financial well-being. NEFE has five research studies ongoing and has funded 37 research projects since 2006. NEFE does not fund projects that have commercial or proprietary elements or are related to the pilot, development, execution, evaluation, expansion or administration of specific programs, courses or curricula. In 2021, NEFE retired the High School Financial Planning Program and Smart About Money, and transferred ownership of CashCourse to the Higher Education Financial Wellness Alliance. For two years, NEFE will remain a consultant and provide grant funding totaling $334,000 for administrative costs to maintain the platform. 3242503 Awareness, Partnerships & Policy Discussion Convenings: NEFE partners with mission-aligned organizations for joint efforts to shape, deliver and promote programs, initiatives and research. Our partnerships span social services, education and media organizations. In 2021, NEFE had nearly 40 active partnerships, sponsored and participated in conferences, advised on initiatives for like-minded organizations and was an expert commentator in a documentary. NEFE and the Council for Economic Education hosted five financial education policy convenings with stakeholders from 44 states and provided an open forum to learn and listen about many areas of statewide financial education policy and programming. NEFE then disseminated information from these convenings in the form of summaries, media content, presentations and podcast episodes (to continue into 2022). 1967808 0 187897036 7620010 0 195517046 0 0 195517046 2932756 192584290 9629215 X 6677478 0 6677478 2005-06-24 X 5069017 5428078 3562665 2270576 16330336 4308664 4613866 3028265 1929990 13880786 6677478 7049930 7605606 7432933 28765947 416662 453366 284609 583250 1737887 6260816 6596564 7320997 6849683 27028060 0 0 6419477 5455781 5612559 5788705 23276522 0 0 0 0 Applications should be submitted to 1550 Market Street Suite 475 Denver CO 80202 3037416333 NEFE.org Applicants must submit a Concept Inquiry Form as the first step to being considered for funding. The Form is available on NEFE's website at NEFE.org First Tuesday in December and the first Tuesday in June. Through support of rigorous research, NEFE identifies knowledge gaps and seeks evidence of what works in the field to prove the effectiveness of financial education and lay the groundwork for greater future impact. Funding is provided for research that has the potential to make a profound contribution to the field of financial education and seeks to improve the public's financial well-being. NEFE funds projects that: Are based on original research questions that necessitate rigorous, empirical analysis; Generate new data or utilize existing datasets; Involve the direct study of U.S. households and individuals and trends related to them; Investigate direct impacts of financial education or propose research that results in findings impactful to the field. NEFE does not fund projects that: Have commercial or proprietary elements; Are related to the pilot, development, execution, evaluation, expansion or administration of programs, courses or curricula. AFCPE 79 S State St Suite D-3 Westerville OH 43081 None PC Philanthropic grant 100000 Hayes Lewis Elementary School 10130 Cutshin Rd PO Box 70 Yeaddiss KY 41777 None PC Philanthropic grant 1875 Indiana University Office of the Treasury Indiana Univ AR Dept 78920 Detroit MI 48278 None PC Cash Course donation 100000 Texas Tech University System PO Box 41092 Lubbock TX 794091092 None PC Research grant 20000 Knology 40 Exchange Place New York NY 10005 None PC Research grant 30000 Stevens Institutes of Technology Castle Point on the Hudson Edward A Steven Bldg Rm 401 Hoboken NJ 07030 None PC Research grant 31083 The University of Arizona PO Box 41867 Tuscon AZ 85721 None PC Research grant 101077 The University of Alabama 318 Rose Administration Bldg PO Box 870135 Tuscaloosa AL 35487 None PC Research grant 32627 416662 Indiana University Office of the Treasury Indiana Univ AR Dept 78920 Detroit MI 48278 None PC Cash Course donation 234000 Texas Tech University System PO Box 41092 Lubbock TX 794091092 None PC Financial Literacy and Cross Racial Validity 91417 Rand Corporation 1776 Main Street Santa Monica CA 90401 None PC Income Share Agreement Landscape 241210 Boston College 140 Commonwealth Ave Chestnut Hill MA 02467 None PC Improving Measures of Financial Literacy, Wellness, and Attitudes among College Students 220559 787186 14 852 14 1128097 523000 21910 18 15728648 Income from pass-through entities 14 3414420 Income from pass-through entities reported on Form 990T 523000 -20025 1885 20272017 0 20273902 0 0 0 0 0 0 0 0 0 0 Kundinger, Corder & Engle, PC 47700 4770 4770 42930 Willis Towers Watson 10650 213 213 10437 Dodge & Cox Income Fund 5533419 5932742 RBC Global Asset Management 3361113 3274498 Publicly traded securities 33123571 42800778 Silchester International AT COST 15408686 17387693 Wellington Durable Companies AT COST 6625575 8392232 Ownership Capital Global Equity Fund LP AT COST 7049005 9030540 City of London EM Investable Fund AT COST 2137934 5540255 Wellington Emerging Markets Opportunities AT COST 2313147 3185497 Wellington Archipelago Partners AT COST 293176 6373790 Davidson Kempner Institutional Partner AT COST 8208246 17066904 Forester Diversified Ltd AT COST 5491424 10127835 CIM Enterprise Loan Fund AT COST 6000000 6219324 HarborVest: Real Assets 4 Feeder Fund AT COST 1126747 1358750 AEW Global Property Securities Fund (Seaport) AT COST 7831215 10133791 Parametric AT COST 3433783 4219674 Common Fund International Private Equity Partners AT COST 167391 124961 Common Fund Private Equity Partners VII AT COST 64628 346284 Common Fund Venture Partners XI AT COST 1303091 5554645 Dover Street 08 Cayman Fund AT COST 0 429695 Dover Street 09 Cayman Fund AT COST 453564 2368059 Dover Street 10 Feeder Fund AT COST 1967697 3526307 Greenspring Global Partners 8 AT COST 1382166 3027663 Greenspring Global Partners 9 AT COST 1771200 3534945 Industry Venture Partners Holdings AT COST 2182928 4226215 Siguler Guff Distressed Opportunities Fund 3 AT COST 0 157181 Siguler Guff Distressed Opportunities Fund 4 AT COST 725664 801628 Fortress Credit Opportunities Fund V Exp 8 AT COST 388682 417785 NIO Infrastructure Feeder Fund II Small Cap AT COST 221573 180697 Industry Venture Partnership Holdings VI AT COST 100000 187736 Prime Finance AT COST 281312 284889 D.E. Shaw Broad Market AT COST 19497148 19509996 Sheridan Ross 19826 71 71 19755 Leaffer Law Group 14285 42 42 14243 BCLP 18390 368 368 18022 Technology 293726 4480 4480 289246 Directed research and other program expenses 55641 43 43 55598 Advertising/media 163724 0 0 163724 Business expenses 283058 1389 1389 281669 Income from pass-through entities 3414420 3414420 3414420 Income from pass-through entities reported on Form 990T -20025 -20025 Adjustment to cost basis of investments 1802117 Wellington Trust Co. 214431 214431 214431 0 Cambridge Associates, LLC 251667 251667 251667 0 ITX Corporation 74056 388 388 73668 Vulcan Value Partners, LLC 57769 57769 57769 0 Breckinridge Capital Advisors, Inc. 11737 11737 11737 0 Other professional fees 46644 993 993 45651 Beacon Technologies 90387 180 180 90207 Parametric 11206 11206 11206 0 Cook Street Consulting 35000 700 700 34300 AFCPE 10000 0 0 10000 Camilo M Ramirez 19089 0 0 19089 Council for Economic Education 20000 0 0 20000 Creative Circle LLC 17313 0 0 17313 Credo LLC 20987 420 420 20567 Cybersecurity 24425 489 489 23936 EBRI - ERF 38750 0 0 38750 Equius Group LLC 55064 1101 1101 53963 Finish Line Features 79000 80 80 78920 Golden Hour Preparedness LLC 21025 420 420 20605 HARRIS 22750 0 0 22750 Jumpstart Coalition 75000 0 0 75000 Margaret Pearson 13915 278 278 13637 Mission Media 18207 0 0 18207 Mission Metrics 23000 0 0 23000 New Peak Solutions 45180 904 904 44276 Revolution Impact 13300 266 266 13034 George Washington University 57000 0 0 57000 The Hanover Research Council 120990 0 0 120990 Kittleman & Assoc 30937 0 0 30937 2021 estimated excise taxes 100000 0 0 0 2020 excise taxes paid in 2021 14267 0 0 0 2020 CO unrelated business income taxes 318 0 0 0