2022-04-19T12:39:16-05:00 2021-06-30 366055558 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2020-07-01 237039817 THE BARUCH COLLEGE FUND BARU 6466606668 ONE BERNARD BARUCH WAY NEW YORK NY 10010 HELEN MILLS PRESIDENT 6466606668 2022-05-16 1 HELEN MILLS XXX-XX-XXXX DANIEL ROMANO P00504182 2125990100 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z HELEN MILLS ONE BERNARD BARUCH WAY NEW YORK NY 10010 138365891 0 X WWW.BARUCH.CUNY.EDU X 1970 NY THE FUND ENGAGES IN GENERATING, ENCOURAGING & PROMOTING THE EDUCATIONAL WELFARE OF THE STUDENTS OF THE BERNARD M. BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK. 53 52 508 1 -767604 0 11786423 30082569 0 0 12224242 37211616 0 0 24010665 67294185 6911403 5567116 0 0 7256015 8134089 248550 234200 2037372 1230192 1351433 15646160 15286838 8364505 52007347 222873682 295690612 3429675 2610096 219444007 293080516 THE BARUCH COLLEGE FUND IS AN ORGANIZATION ENGAGED IN GENERATING, ENCOURAGING AND PROMOTING THE EDUCATIONAL WELFARE OF THE STUDENTS OF THE BERNARD M. BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK. 0 0 11588337 4946238 0 THE FUND SUPPORTS ACTIVITIES THROUGH SCHOLARSHIPS AND AWARDS AND GRANTS TO THE BERNARD M. BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK ("THE COLLEGE") FOR VARIOUS EDUCATIONAL PURPOSES SUCH AS THE SUPPORT OF THE COLLEGE'S THEATER, PUBLICATIONS, FACULTY, ART GALLERY, AND STUDENT SERVICES. STUDENT SERVICES INCLUDE ACTIVITIES SUCH AS THE STARR CAREER DEVELOPMENT CENTER, THE SCHWARTZ COMMUNICATION INSTITUTE, AND THE WEISSMAN CENTER FOR INTERNATIONAL BUSINESS, WHICH SERVICE THE ENTIRE STUDENT BODY. IN ADDITION TO SCHOLARSHIPS, AWARDS, AND GRANTS, THE FUND PAYS EXPENSES, INCLUDING CERTAIN COMPENSATION SUPPLEMENTS, ON BEHALF OF THE COLLEGE TO ENABLE IT TO ATTRACT AND RETAIN THE BEST TALENT TO CARRY OUT ITS EDUCATIONAL MISSION. 620878 620878 0 EITHER DIRECTLY OR INDIRECTLY (THROUGH BCF FUNDS TRANSFERRED TO THE CITY UNIVERSITY OF NEW YORK TO REDUCE STUDENT TUITION OBLIGATIONS), THE BCF PROVIDED $3.9 MILLION IN SCHOLARSHIPS AND AWARDS TO 1,741 STUDENTS IN FY 2021. ALL SCHOLARSHIP AND AWARDS RECIPIENTS ARE SELECTED BY THE COLLEGE AND APPROVED FOR AWARD BASED ON INDIVIDUAL SCHOLARSHIP AND AWARD FUND CRITERIA. AWARDS TO 505 STUDENTS INCLUDE, BUT ARE NOT LIMITED TO FUNDS DISTRIBUTED FOR STUDY ABROAD PROGRAMS, AWARDS TO RECOGNIZE ACADEMIC ACHIEVEMENT AND EMERGENCY FUNDS DISTRIBUTED BASED ON NEED DUE TO HARDSHIP. SEE SCHEDULE I FOR ADDITIONAL DETAILS. 12209215 1 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 1 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 194 0 1 508 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 X 53 52 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA CO DC IL KY ME MD MA MI MN NV NH NJ NY OH OR SC WA OK X X IRINA LASKIN 6466606668 ONE BERNARD BARUCH WAY NEW YORK NY 10010 ROBERT J AQUILINA TRUSTEE 1.00 0.00 X 0 0 0 HELENE R BANKS TRUSTEE 1.00 0.00 X 0 0 0 MAX W BERGER CHAIRMAN 1.00 0.00 X X 0 0 0 JASON S BERMAN TRUSTEE 1.00 0.00 X 0 0 0 MARC L BERMAN TRUSTEE 1.00 0.00 X 0 0 0 DEBRA BERNSTEIN TRUSTEE 1.00 0.00 X 0 0 0 KEVIN J BOYLE TRUSTEE 1.00 0.00 X 0 0 0 ALEJANDRO CANETE TRUSTEE 1.00 0.00 X 0 0 0 DANIEL CLIVNER VICE PRESIDENT 1.00 0.00 X X 0 0 0 CHARLES R DREIFUS TRUSTEE 1.00 0.00 X 0 0 0 IRWIN R ETTINGER TRUSTEE 1.00 0.00 X 0 0 0 LISA FIELD TRUSTEE 1.00 0.00 X 0 0 0 LEWIS FRIEDMAN TRUSTEE 1.00 0.00 X 0 0 0 BUZZY GEDULD TRUSTEE 1.00 0.00 X 0 0 0 DOV GERTZULIN TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM F HARNISCH TRUSTEE 1.00 0.00 X 0 0 0 DENNIS J HICKEY TRUSTEE 1.00 0.00 X 0 0 0 JOANNE M HVALA SECRETARY 1.00 0.00 X X 0 0 0 PETER S JONAS TRUSTEE 1.00 0.00 X 0 0 0 ERIC M KIRSCH TRUSTEE 1.00 0.00 X 0 0 0 PAUL M KOREN TRUSTEE 1.00 0.00 X 0 0 0 DAVID KRELL TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH M LEONE TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE S LI-AUYEUNG TRUSTEE 1.00 0.00 X 0 0 0 LUZ D LIEBESKIND TRUSTEE 1.00 0.00 X 0 0 0 MARK MARTINELLI TRUSTEE 1.00 0.00 X 0 0 0 AUSTIN W MARXE TRUSTEE 1.00 0.00 X 0 0 0 VINCENT J MASI TREASURER 1.00 0.00 X X 0 0 0 RICHARD S MERIANS TRUSTEE 1.00 0.00 X 0 0 0 HELEN J MILLS PRESIDENT 4.00 0.00 X X 0 0 0 RICHARD C PAUL TRUSTEE 1.00 0.00 X 0 0 0 JOHN J RAGGIO TRUSTEE 1.00 0.00 X 0 0 0 M FREDDIE REISS TRUSTEE 1.00 0.00 X 0 0 0 DOV C SCHLEIN TRUSTEE 1.00 0.00 X 0 0 0 CARL C SCHMIDT TRUSTEE 1.00 0.00 X 0 0 0 ROBERT H SCHNELL TRUSTEE 1.00 0.00 X 0 0 0 STUART A SHIKIAR TRUSTEE 1.00 0.00 X 0 0 0 LEON SHIVAMBER TRUSTEE 1.00 0.00 X 0 0 0 LAWRENCE J SIMON TRUSTEE 1.00 0.00 X 0 0 0 PO SIT TRUSTEE 1.00 0.00 X 0 0 0 HOWARD I SMITH TRUSTEE 1.00 0.00 X 0 0 0 ELIYA VAKNIN TRUSTEE THRU 06/2021 1.00 0.00 X 0 0 0 DEWIN VASQUEZ TRUSTEE 1.00 0.00 X 0 0 0 SANDRA K WASSERMAN TRUSTEE 1.00 0.00 X 0 0 0 LAWRENCE L ZICKLIN TRUSTEE 1.00 0.00 X 0 0 0 S DAVID WU PRES. OF BARUCH COLLEGE AS OF 07/20 10.00 30.00 X 0 242620 27901 MARLINE ALEXANDER TRUSTEE AS OF 09/2020 1.00 0.00 X 0 0 0 ROBYN FIELD TRUSTEE AS OF 06/2021 1.00 0.00 X 0 0 0 JENNIFER GALLINO TRUSTEE AS OF 09/2020 1.00 0.00 X 0 0 0 STEVEN LIPINER TRUSTEE AS OF 04/2021 1.00 0.00 X 0 0 0 JOSH SCHUSTER TRUSTEE AS OF 09/2020 1.00 0.00 X 0 0 0 LIN SHEN TRUSTEE AS OF 02/2021 1.00 0.00 X 0 0 0 STEPHANIE SMITH TRUSTEE AS OF 06/2021 1.00 0.00 X 0 0 0 SUSAN HIRSCH TRUSTEE AS OF 02/2021 1.00 0.00 X 0 0 0 KATHARINE T COBB VP ADMIN/FINANCE 10.00 30.00 X 0 229823 43670 IRINA LASKIN CONTROLLER 35.00 0.00 X 135475 0 30136 YILDIRAY YILDIRIM PROFESSOR 0.00 35.00 X 188600 282377 47886 HARRY F HUSS DEAN 0.00 35.00 X 123162 299346 22800 TERRENCE MARTELL PROFESSOR 0.00 35.00 X 152409 162370 49166 DAVID BIRDSELL DEAN 0.00 35.00 X 93462 183198 41575 SCOTT NEWBERT PROFESSOR 0.00 35.00 X 95308 246427 62152 788416 1646161 325286 4 1 1 0 PRIME BUCHHOLZ & ASSOCIATES INC PO BOX 16011 LEWISTON ME 042439588 ADVISORY SVCS 174309 FUTURE FUNDS LLC 58 THORNYCROFT AVENUE STATEN ISLAND NY 10312 PLAN GIVING COUNSEL 135000 GRANT THORNTON LLP 33570 TREASURY CENTER CHICAGO IL 60694 AUDIT/ TAX SVCS 102590 3 1113589 28968980 572285 30082569 1550833 -767604 2318437 106732489 71071706 35660783 35660783 35660783 0 1113589 0 0 67294185 0 -767604 37979220 4946238 4946238 620878 620878 155873 20398 135475 6829154 5902957 158297 767900 501670 87228 147799 266643 647392 631516 15876 50863 47263 3600 119122 119122 234200 234200 273345 273345 184525 64493 120032 2693 2693 406997 16259 390738 99058 11483 87575 29294 26002 3292 17 17 23338 807 22531 39906 39906 SPECIAL EVENTS 122275 122275 15286838 12209215 1040251 2037372 2605575 1507778 3772892 11435523 17851960 16101127 47350 594514 590204 111745574 156380351 80292890 105901440 5962927 3774189 222873682 295690612 1789971 995927 1639704 1614169 3429675 2610096 X 9763934 13166342 209680073 279914174 219444007 293080516 222873682 295690612 X 52007347 20972922 656240 X 0 1 X 1 0 X 20452365 16820442 15622399 11786423 30082569 94764198 20452365 16820442 15622399 11786423 30082569 94764198 23527800 71236398 1102644 1521111 1861349 2266287 1550833 8302224 94325 93100 106085 293510 103359932 0.68920 0.80530 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GROSS FUNDRAISING INCOME - 2016 AMOUNT: $ 94,325. 2017 AMOUNT: $ 93,100. 2018 AMOUNT: $ 106,085. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 160125416 7798446 45217019 5952222 1978032 205210627 152800360 11296665 4198634 6061687 2108556 160125416 149541838 3734893 7495006 5938653 2032724 152800360 137035869 7546587 10937465 5675344 1756827 148087750 119705075 7357346 16412106 4836708 1601950 137035869 0.05468 0.68120 0.26412 0 0 0 LIMITED PARTNERSHIPS 105901440 F 105901440 ANNUITY OBLIGATIONS 1614169 1614169 X 88923347 20972922 656240 21629162 67294185 0 67294185 15286838 0 15286838 0 15286838 PART V, LINE 4: USE OF ENDOWMENT FUNDS THE FUND'S ENDOWMENT CONSIST OF 287 INDIVIDUAL DONOR-RESTRICTED FUNDS AND TWO QUASI ENDOWMENTS. THESE FUNDS WERE ESTABLISHED FOR A VARIETY OF PURPOSES, INCLUDING SCHOLARSHIPS AND AWARDS AND PROGRAM ENHANCEMENTS AT BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK. PART X, LINE 2: FIN 48 DISCLOSURE THE FUND RECOGNIZES THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION IN THE FINANCIAL STATEMENTS ONLY IF THE POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. MANAGEMENT HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS WITHIN ITS FINANCIAL STATEMENTS. THE FUND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXATION UNDER INTERNAL REVENUE CODE (THE "CODE") SECTION 501(C)(3). NEVERTHELESS, THE FUND MAY BE SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS OF $656,240. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 66303163 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 14714095 0 0 0 0 0 0 81017258 0 81017258 1 0 0 0 0 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART IV, FOREIGN FORMS THE FUND DID MAKE TRANSFERS TO FOREIGN CORPORATIONS IN EXCESS OF REPORTING THRESHOLDS APPLICABLE FOR FORM 926. ACCORDINGLY, THE FUND HAS PREPARED THESE FORMS AND FILED WITH FORM 990-T. X X X X X X 1 STOCKADE CONSULTING GROUP 650 FRANKLIN STREET SCHENECTADY NY 12305 TELEFUND FUNDRAISING 0 84955 81200 3755 FUTURE FUNDS LLC 129 BATHGATE STREET STATEN ISLAND NY 10312 PLAN GIVING COUNSEL 0 0 135000 0 HARVEST FRC INC 3 KINGSWOOD DR NEW HOPE PA 18938 FUNDRAISING CONSULTING 0 0 18000 0 84955 234200 3755 AZ CA CO CT DE DC FL GA HI ID IL IN IA KY LA ME MD MA MI MN MO MT NV NH NJ NM NY NC OH OR PA RI SC SD TN TX VT VA WA WV WI WY OK ANNUAL DINNER 1113589 1113589 1113589 1113589 SCHEDULE G, PART I, LINE 2B, COLUMN (V) STOCKADE CONSULTING GROUP PROVIDES DIRECT MAIL/EMAIL CAMPAIGN AND RUNS THE OUTSOURCED PHONATHON CAMPAIGN FOR THE BARUCH COLLEGE FUND. AS SUCH, REVENUE FROM THESE SERVICES IS READILY DETERMINABLE, AMOUNTING TO $84,995. HARVEST FUND RAISING COUNSEL PROVIDES GENERAL CONSULTING SERVICES (STRATEGY, BENCHMARKING, ETC.) AND REVENUE RAISED IS THEREFORE NOT EASILY DETERMINABLE. FUTURE FUNDS PROVIDES PLANNED GIVING SERVICES IN PARTNERSHIP WITH STAFF MEMBERS, THEREFORE REVENUE RAISED IS NOT EASILY DETERMINABLE. PART II, COLUMN A: THE ANNUAL DINNER WAS A VIRTUAL EVENT THIS YEAR AND ONLY GENERATED CONTRIBUTIONS THEREFORE SCHEDULE G REPORTING IS BEING PROVIDED JUST FOR TRANSPARENCY PURPOSES, THOUGH TECHNICALLY IT IS NOT REQUIRED. 1 BARUCH COLLEGE - THE CITY UNIVERSITY OF NY ONE BERNARD BARUCH WAY NEW YORK NY 10010 133893536 501(C)(3) 4966636 PROGRAM SUPPORT 1 SCHOLARSHIPS 505 620878 FORM 990, SCHEDULE I, PART II GRANTS TO BERNARD M. BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK: THE FUND PROVIDES GRANTS TO THE BERNARD M. BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK TO BE USED TO SUPPORT VARIOUS PROGRAM RELATED ACTIVITIES OF THE COLLEGE INCLUDING SALARIES, SCHOLARSHIPS AND GRANTS TO STUDENTS, AS WELL AS OTHER IDENTIFIED PROGRAM NEEDS. IN ADDITION TO SCHOLARSHIPS AND GRANTS THE FUND PAYS EXPENSES, INCLUDING CERTAIN COMPENSATION SUPPLEMENTS, ON BEHALF OF THE COLLEGE TO ENABLE IT TO ATTRACT AND RETAIN THE BEST TALENT TO CARRY OUT ITS EDUCATIONAL MISSION. FORM 990, SCHEDULE I, PART III GRANTS AND ASSISTANCE TO INDIVIDUALS DURING THE FISCAL YEAR ENDED JUNE 30, 2021, IN ADDITION TO THE 1,236 SCHOLARSHIPS THE FUND AWARDED THROUGH THE BERNARD M. BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK, AN ADDITIONAL 505 STUDENTS RECEIVED SCHOLARSHIPS AND AWARDS DIRECTLY FROM THE FUND. THE TOTAL NUMBER OF STUDENTS RECEIVING SUCH SCHOLARSHIPS AND AWARDS FOR THE YEAR ENDED JUNE 30, 2021 WAS 1,741 TOTALING $3,975,501. AWARDS INCLUDE, BUT ARE NOT LIMITED TO AWARDS TO RECOGNIZE ACADEMIC ACHIEVEMENT AND EMERGENCY FUNDS DISTRIBUTED BASED ON NEED. ALL SCHOLARSHIP AND AWARD RECIPIENTS ARE SELECTED BY THE COLLEGE AND APPROVED FOR AWARD BASED ON INDIVIDUAL FUND CRITERIA. X X 1 1 0 0 0 0 0 0 0 0 0 YILDIRAY YILDIRIM PROFESSOR 188600 282377 0 0 0 0 0 22602 0 25284 188600 330263 0 0 HARRY F HUSS DEAN 123162 299346 0 0 0 0 0 22800 0 0 123162 322146 0 0 SCOTT NEWBERT PROFESSOR 95308 246427 0 0 0 0 0 20422 0 41730 95308 308579 0 0 TERRENCE MARTELL PROFESSOR 152409 162370 0 0 0 0 0 23882 0 25284 152409 211536 0 0 DAVID BIRDSELL DEAN 93462 183198 0 0 0 0 0 27585 0 13990 93462 224773 0 0 KATHARINE T COBB VP ADMIN/FINANCE 0 229823 0 0 0 0 0 18386 0 25284 0 273493 0 0 S DAVID WU PRES. OF BARUCH COLLEGE AS OF 07/20 0 222222 0 0 0 20398 0 16968 0 10933 0 270521 0 0 IRINA LASKIN CONTROLLER 135475 0 0 0 0 0 14320 0 15816 0 165611 0 0 0 PART I, LINE 1A HOUSING THE PRESIDENT OF BERNARD M. BARUCH COLLEGE, AS A CONDITION OF HIS EMPLOYMENT, RESIDES IN A CUNY OWNED APARTMENT TO RESPOND TO EMERGENT SITUATIONS AT ANY TIME. AS A RESULT, THE FUND PAYS THE CONDOMINIUM COMMON CHARGES AND CABLE/INTERNET SERVICE FOR THE APARTMENT AND IS DISCLOSED ON THIS RETURN. THIS IS INCLUDED IN THE ANNUAL BUDGET ALLOCATION FROM THE FUND, APPROVED BY THE FUND'S BOARD OF TRUSTEES. DISCRETIONARY FUND THE PRESIDENT OF BERNARD M. BARUCH COLLEGE RECEIVES A BUDGET ALLOCATION FROM THE FUND, APPROVED BY THE FUND'S BOARD OF TRUSTEES. THIS ALLOCATION IS USED TO FUND COLLEGE-WIDE INITIATIVES DESCRIBED IN THE COLLEGE'S STRATEGIC PLAN. COMPENSATION ARRANGEMENTS SCHEDULE J ONE EMPLOYEE OF BERNARD M. BARUCH COLLEGE OF THE CITY UNIVERSITY OF NEW YORK (THE "COLLEGE") SERVES AS A KEY EMPLOYEE OF THE BARUCH COLLEGE FUND AS THIS EMPLOYEE PROVIDES OVERSIGHT TO THE ACTIVITIES OF THE FUND. THE COLLEGE DOES NOT DETERMINE EMPLOYEE BENEFITS, RATHER THEY ARE PRESCRIBED BY THE CITY UNIVERSITY OF NEW YORK ("CUNY"). PART I, LINE 3 THE PRESIDENT OF BARUCH COLLEGE, A KEY EMPLOYEE OF THE FUND, RECEIVES BASE COMPENSATION FROM THE CITY UNIVERSITY OF NEW YORK (CUNY). SUCH CUNY COMPENSATION IS DETERMINED IN ACCORDANCE WITH CUNY GUIDELINES AND PROCEDURES FOR MEMBERS OF EXECUTIVE COMPENSATION PLAN (ECP) AND IS APPROVED BY THE CUNY BOARD OF TRUSTEES. SCHEDULE J GENERAL STATEMENT THE FUND MAKES PAYMENTS TO CERTAIN OFFICERS AND EMPLOYEES OF BARUCH COLLEGE IN ORDER TO SUPPLEMENT THEIR COMPENSATION FOR PURPOSES OF ALLOWING THE COLLEGE TO ATTRACT AND RETAIN THE BEST TALENT POSSIBLE. WHILE THESE COLLEGE EMPLOYEES DON'T PROVIDE SERVICES TO THE FUND, THE PAYMENTS ARE WITHIN OUR MISSION OF SUPPORTING THE COLLEGE AND ALL ARE TREATED AS TAXABLE COMPENSATION PAYMENTS AND REPORTED ON FORMS W-2. X 33 572285 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 GOVERNANCE, MANAGEMENT, AND DISCLOSURE KATHARINE T. COBB, OFFICER AND S. DAVID WU, TRUSTEE HAVE A BUSINESS RELATIONSHIP BY BOTH WORKING AT THE COLLEGE. ROBYN FIELD, TRUSTEE AND LISA FIELD, TRUSTEE HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT AND THE AUDIT COMMITTEE OF THE BARUCH COLLEGE FUND REVIEW THE FORM 990 PREPARED BY THE FUND'S ACCOUNTING FIRM. UPON THEIR APPROVAL, THE FORM 990 IS PROVIDED TO THE GOVERNING BOARD FOR INFORMATION AND UPON SUCH DISTRIBUTION, ELECTRONICALLY FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES OF THE FUND MUST COMPLY WITH THE GOVERNANCE POLICIES OF BOTH THE COLLEGE AND THE FUND. SUCH WRITTEN POLICIES INCLUDE WHISTLEBLOWER, DOCUMENT RETENTION AND DESTRUCTION, GIFT ACCEPTANCE AND ANNUAL CONFLICTS OF INTEREST DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE FUND AND THE COLLEGE DO NOT DETERMINE EMPLOYEE BENEFITS, RATHER THEY ARE PRESCRIBED TO EACH OF THE INSTITUTIONS AFFILIATED WITH THE CITY UNIVERSITY OF NEW YORK ("CUNY"). FORM 990, PART VI, SECTION C, LINE 19 THE BARUCH COLLEGE FUND MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS. THE FORM 990 IS LIKEWISE PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG AND THE BARUCH COLLEGE FUND WEBSITE. THE BARUCH COLLEGE ANNUAL COMPLIANCE FILING AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE DISTRIBUTED INTERNALLY AND ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS $656,240 IMPACT OF THE COVID-19 PANDEMIC: IN MARCH 2020, THE WORLD HEALTH ORGANIZATION DECLARED THE OUTBREAK OF A NOVEL CORONAVIRUS ("COVID-19") AS A PANDEMIC, WHICH CONTINUES TO SPREAD THROUGHOUT THE UNITED STATES. THE EXTENT OF THE IMPACT OF COVID-19 ON THE FUND'S OPERATIONAL AND FINANCIAL PERFORMANCE WILL DEPEND ON CERTAIN DEVELOPMENTS, INCLUDING THE DURATION AND SPREAD OF THE OUTBREAK, WHICH AT PRESENT CANNOT BE DETERMINED. ACCORDINGLY, THE EXTENT TO WHICH COVID-19 MAY IMPACT THE FUND'S FINANCIAL POSITION, CHANGES IN NET ASSETS AND CASH FLOWS IS UNCERTAIN, AND THE ACCOMPANYING FINANCIAL STATEMENTS INCLUDE NO ADJUSTMENTS RELATING TO THE EFFECTS OF THIS PANDEMIC. THE FUND HAS AND WILL CONTINUE TO MAKE EVERY EFFORT TO MITIGATE THE CURRENT AND FUTURE FINANCIAL IMPACTS OF COVID-19. THE BERNARD M BARUCH COLLEGE OF CUNY 1 BERNARD BARUCH WAY NEW YORK NY 10010 133893536 EDUCATION NY 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 BARUCH COLLEGE-THE CITY UNIVERSITY OF NY N 26002 CASH BARUCH COLLEGE-THE CITY UNIVERSITY OF NY B 8942137 CASH