2022-03-19T15:35:08-05:00 2020-07-31 814234542 BPM LLP 4200 BOHANNON DRIVE SUITE 250 MENLO PARK CA 940251021 990 2019-08-01 942650833 MATHEMATICAL SCIENCES RESEARCH INSTITUTE MATH 5106420143 17 GAUSS WAY BERKELEY CA 94720 DAVID EISENBUD DIRECTOR 5106420143 2022-03-18 1 CAROLYN R AMSTER P00189994 6508556800 2022-03-18 2019 2022-09-23 18:48:47Z DAVID EISENBUD 17 GAUSS WAY BERKELEY CA 94720 17660198 0 X WWW.MSRI.ORG X 1980 CA MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOGETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. 40 38 29 65 0 0 8303124 7844027 517166 525330 1254995 940334 9459 1625 10084744 9311316 4048163 3719625 0 0 3169545 3406113 0 0 863413 4382451 3472965 11600159 10598703 -1515415 -1287387 45321217 45374135 514479 448773 44806738 44925362 X THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXIST TO FURTHER THE ADVANCEMENT AND COMMUNICATION OF FUNDAMENTAL KNOWLEDGE IN MATHEMATICS AND THE MATHEMATICAL SCIENCES, THE DEVELOPMENT OF HUMAN CAPITAL FOR THE GROWTH AND USE OF SUCH KNOWLEDGE, AND THE CULTIVATION IN THE LARGER SOCIETY OF AWARENESS AND APPRECIATION OF THE BEAUTY, POWER AND IMPORTANCE OF MATHEMATICAL IDEAS AND WAYS OF UNDERSTANDING THE WORLD. 0 0 6260820 3719625 525716 SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS. IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 5 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 60-120 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE. MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. 1069473 COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. 778608 MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND THE PUBLIC UNDERSTANDING OF AND APPRECIATION FOR MATHEMATICS. THESE INCLUDE SUPPORTING MATHEMATICS RELATED EVENTS FOR CHILDREN (THE BAY AREA MATHEMATICS OLYMPIAD); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS). IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI AND THROUGHOUT THE COUNTRY FOR THE PUBLIC, INCLUDING THE BI-ANNUAL NATIONAL MATH FESTIVAL HELD IN WASHINGTON DC IN THE SPRING. THAT HELPS THE INTERESTED LAY PERSON TO UNDERSTAND THE IMPORTANCE OF MATHEMATICS AND ITS APPLICATIONS IN OUR SOCIETY AND CULTURE AND TO APPRECIATE THE SIGNIFICANT RECENT ADVANCES IN THE DISCIPLINE. 8108901 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 1 0 0 1 166 0 1 29 1 0 0 0 0 0 0 0 0 0 0 0 0 X 40 38 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 1 1 1 0 AL AK AR CA CT FL GA IL KS KY MA MD MI MN MS NC NH NJ NM NY OK OR PA RI SC TN UT VA WI WV X STEFANIE YURUS 5106429238 17 GAUSS WAY BERKELEY CA 947205070 ANDREI OKOUNKOV TRUSTEE 1.00 X 0 0 0 BENGT HOLMSTROM TRUSTEE 1.00 X 0 0 0 CHARLES FEFFERMAN TRUSTEE 1.00 X 0 0 0 VINITA GUPTA TRUSTEE 1.00 X 0 0 0 DANIEL FREED TRUSTEE 1.00 X 0 0 0 DAVID DONOHO TRUSTEE 1.00 X 0 0 0 DAVID EISENBUD DIRECTOR 40.00 X X 134476 0 13448 DEBORAH LOEWENBERG BALL TRUSTEE 1.00 X 0 0 0 DUSA MCDUFF TRUSTEE 1.00 X 0 0 0 EDWARD BAKER BOARD CHAIR 1.00 X X 0 0 0 GEORGIA BENKART TRUSTEE 1.00 X 0 0 0 HELEN MEYER SECRETARY UNTIL 03/31/20 1.00 X X 0 0 0 HELENE BARCELO DEPUTY DIRECTOR 40.00 X X 268468 0 50427 HENRY LAUFER TRUSTEE 1.00 X 0 0 0 HUGO SONNENSCHEIN TRUSTEE 1.00 X 0 0 0 IAN AGOL TRUSTEE 1.00 X 0 0 0 JAMES H SIMONS TRUSTEE 1.00 X 0 0 0 JEFF GOODBY TRUSTEE 1.00 X 0 0 0 KRISTIN LAUTER TRUSTEE 1.00 X 0 0 0 MARGARET HOLEN TRUSTEE 1.00 X 0 0 0 MARIA KLAWE TRUSTEE 1.00 X 0 0 0 MARK KLEIMAN TRUSTEE 1.00 X 0 0 0 MAY CHU TRUSTEE/TREASURER UNTIL 03/31/20 1.00 X X 0 0 0 JACK MCCAULEY TRUSTEE 1.00 X 0 0 0 R PRESTON MCAFEE TRUSTEE 1.00 X 0 0 0 ROBIN WILSON EX-OFFICIO TRUSTEE 1.00 X 0 0 0 ROGER A STRAUCH TRUSTEE 1.00 X 0 0 0 RONALD KAHN TRUSTEE 1.00 X 0 0 0 SANDOR STRAUS TRUSTEE 1.00 X 0 0 0 SANFORD GROSSMAN TRUSTEE 1.00 X 0 0 0 STEPHEN DELLA PIETRA TRUSTEE 1.00 X 0 0 0 TERENCE TAO VICE CHAIR OF THE BOARD 1.00 X X 0 0 0 TATIANA TORO EX-OFFICIO TRUSTEE 1.00 X 0 0 0 CAROL CHRIST TRUSTEE 1.00 X 0 0 0 SEAN FAHEY TRUSTEE 1.00 X 0 0 0 JIM GATES TRUSTEE 1.00 X 0 0 0 ARLIE PETTERS TRUSTEE 1.00 X 0 0 0 ANDREA MONTANARI EX-OFFICIO TRUSTEE 1.00 X 0 0 0 HENRY SCHENCK EX-OFFICIO TRUSTEE 1.00 X 0 0 0 RODOLOFO TORRES EX-OFFICIO TRUSTEE 1.00 X 0 0 0 TEENA GERHARDT EX-OFFICIO TRUSTEE 1.00 X 0 0 0 STEFANIE YURUS CONTROLLER 40.00 X 144599 0 57566 ANNIE AVERITT DIRECTOR FOR ADVANCEMENT & 40.00 X 201632 0 23334 AARON HALE IT MANAGER 40.00 X 187395 0 39302 ARTHUR BOSSE OPERATIONS MANAGER 40.00 X 123957 0 36447 CHRISTINE MARSHALL PROGRAM MANAGER 40.00 X 114128 0 34826 1174655 0 255350 7 0 1 0 GEORGE CSICSERY 3853 HOWE ST OAKLAND CA 94611 VIDEO PRODUCTION 192684 1 4998666 2845361 515309 7844027 ACADEM.SVC FEES & OTHER 900099 525330 525330 525330 498929 498929 1239 1239 8790287 8348882 441405 441405 441405 386 0 386 386 9311316 525716 0 941573 17300 17300 3259660 3259660 442665 442665 977198 548760 278969 149469 1816764 1020230 518645 277889 158764 79938 57099 21727 270078 135268 98051 36759 183309 95889 61338 26082 13130 1009 1794 10327 56308 56308 285777 285777 57869 13090 6774 38005 95315 51516 19197 24602 270154 265926 4228 244243 217121 22973 4149 43089 18066 4214 20809 747118 667379 68348 11391 163206 140357 19585 3264 PURCHASED SERVICES 798561 713878 21518 63165 WORKSHOP EXPENSES 290491 288029 2462 PUBLIC & FUNDRAISING EV 203328 44931 158397 GOVERNANCE COMMITTEES 144666 70796 73870 59710 17093 29467 13150 10598703 8108901 1626389 863413 1568 2484 4094922 4679392 7414052 4959508 38011 10501 47616 59129 18433005 11387640 7703965 7045365 18273384 20823717 7747099 7786184 600 7855 45321217 45374135 502189 441400 12290 7373 514479 448773 X 9029439 8356289 35777299 36569073 44806738 44925362 45321217 45374135 -1287387 1406011 0 X 0 1 X 1 1 1 X 12270764 14345368 11781719 8303124 7844027 54545002 12270764 14345368 11781719 8303124 7844027 54545002 13393211 41151791 450325 452947 528482 610616 500168 2542538 6762 6762 57094302 2442691 0.72080 0.72270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25964786 810562 2030994 341540 28464802 25599705 486600 769013 890532 26066568 23908940 1094796 1467376 871407 25599705 21253570 1074778 2206903 626311 23908940 18802112 3136810 -49507 635845 21253570 0.00000 0.80870 0.19130 0 0 13518283 7695280 5823003 4914722 3692360 1222362 7045365 ALTERNATIVE INVESTMENTS 7786184 F 7786184 PART V, LINE 4: ENDOWMENTS ARE HELD TO SUPPORT THE WORK OF RESEARCH PROFESSORS, POSTDOCTORAL SCHOLARS, AND PUBLIC UNDERSTANDING OF MATH PROGRAMS. 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANT MAKING 72602 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 7786184 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANT MAKING 273524 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 GRANT MAKING 3682 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANT MAKING 90139 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 GRANT MAKING 2718 0 0 0 0 0 0 8228849 0 8228849 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM TO FUND PRODUCTION OF VIDEOS ABOUT MATH FOR YOUTUBE NUMBERPHILE CHANNEL 153000 WIRE 0 1 STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 4 72602 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 34 120524 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 1 3682 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 12 90139 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 1 2718 CHECK, WIRE 1 0 1 0 0 0 PART III ACCOUNTING METHOD: PART III GRANTS & OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE US THE ORGANIZATIONS IS REPORTING BASED ON WHERE THE RESEARCH OCCURS. 1 STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT 620 3088763 170897 COST BENEFITS PART I, LINE 2: MSRI REQUIRES SUBMISSION OF TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY GRANTS, VERIFICATION OF THE RECIPIENTS' UNITED STATES CITIZENSHIP IS OBTAINED. 1 X X X 0 0 0 0 0 0 0 1 0 HELENE BARCELO DEPUTY DIRECTOR 258468 0 10000 0 0 0 26972 0 23455 0 318895 0 0 0 STEFANIE YURUS CONTROLLER 144312 0 0 0 287 0 14998 0 42568 0 202165 0 0 0 ANNIE AVERITT DIRECTOR FOR ADVANCEMENT & 181632 0 20000 0 0 0 15065 0 8269 0 224966 0 0 0 AARON HALE IT MANAGER 187395 0 0 0 0 0 18835 0 20467 0 226697 0 0 0 ARTHUR BOSSE OPERATIONS MANAGER 123670 0 0 0 287 0 12757 0 23690 0 160404 0 0 0 PART I, LINE 6 HELENE BARCELO AND ANNIE AVERITT WERE AWARDED DISCRETIONARY BONUSES BASED ON THEIR PERFORMANCES. THESE AMOUNTS WERE APPROVED BY THE COMPENSATION COMMITTEE AND DIRECTOR RESPECTIVELY. DANIEL FREED TRUSTEE 5600 GRANT - RESEARCH SCIENTIFIC PROGRAM MEMBERSHIP FUNDING X 11685 FMV X 2 503624 FMV 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B ABOVE IS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CONTROLLER. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CONTROLLER PRIOR TO FILING THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12 CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 15 THE OPERATIONS MANAGER PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. MATHEMATICAL SCIENCES UK 10 QUEEN STREET PLACE LONDON UK EC4R 1BE TO FURTHER FUNDAMENTAL KNOWLEDGE IN MATHEMATIC & MATHEMATICAL SCIENCE UK MSRI C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 MATHEMATICAL SCIENCES UK R 7714 ACTUAL