2022-03-11T11:14:43-06:00 2021-04-30 135565207 KPMG LLP 60 SOUTH STREET TWO FINANCIAL CENTER BOSTON MA 02111 990 2020-05-01 980052780 BROCK UNIVERSITY BROC 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 JOSHUA TONNOS CFO & AVP FINANCE 9056885550 2022-03-09 1 JOSHUA TONNOS 999009999 SMITA BALIGA P01643271 6179881000 2022-03-10 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z GERVAN FEARON 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 271563275 0 X WWW.BROCKU.CA X 1964 CA SEE SCHEDULE O 26 21 5221 800 0 0 81753667 90980266 147892958 151782931 5741780 11697967 33183086 12309067 268571491 266770231 16416374 18794135 0 0 167989835 166360204 0 0 1110151 72243975 69049416 256650184 254203755 11921307 12566476 492588116 689563670 326312297 479637376 166275819 209926294 X SEE SCHEDULE O 0 0 197521109 18794135 154729484 INCORPORATED IN 1964, BROCK UNIVERSITY HAS CONTINUALLY DEVELOPED RIGOROUS UNDERGRADUATE, GRADUATE, AND DOCTORAL PROGRAMS, INCLUDING EXPERIENTIAL LEARNING OPPORTUNITIES AND ONE OF CANADA'S LARGEST CO-OP PROGRAMS. TOTAL STUDENT HEADCOUNT FOR 2020-2021 WAS OVER 19,000 STUDENTS. BROCK HAS 7 ACADEMIC FACULTIES: APPLIED HEALTH SCIENCES, GOODMAN SCHOOL OF BUSINESS, EDUCATION, HUMANITIES, MATHEMATICS AND SCIENCE, SOCIAL SCIENCES, AND GRADUATE STUDIES. BROCK HAS A TOTAL FACULTY OF 600 AND 8 CANADA RESEARCH CHAIRS. BROCK IS A COMPREHENSIVE UNIVERSITY WITH STRONG ACADEMIC PROGRAMMING AND CUTTING EDGE RESEARCH DONE IN WORLD-CLASS FACILITIES. BROCK OFFERS MORE THAN 120 UNDERGRADUATE AND GRADUATE PROGRAMS. 8818041 9008992 RESEARCHBROCK'S TRANSDISCIPLINARY COMMUNITY-BASED RESEARCH SUPPORTS THE REGION'S EMERGING INDUSTRY CLUSTERS SUCH AS BIOMANUFACTURING, DIGITAL MEDIA, GREEN TECHNOLOGY, AND LIFE SCIENCES. THROUGH THE MAIN RESEARCH INSTITUTES AND CENTRES AT BROCK, WE FOSTER INTELLECTUAL ENVIRONMENTS IN WHICH RESEARCHERS ACROSS DISCIPLINES COMBINE THEIR EXPERTISE TO CREATE NEW FORMS OF INQUIRY AND NEW TYPES OF SOLUTIONS. MOST OF BROCK'S EXTERNAL RESEARCH REVENUE IS FROM THE TRI-COUNCIL (CIHR, NSERC, AND SSHRC). 206339150 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 X 0 0 5221 0 0 1 CA 0 0 0 0 0 0 0 0 X 26 21 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X BROCK UNIVERSITY 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ONTARIO CA L2S 3A1 GERVAN FEARON PRESIDENT & VICE-CHANCELLOR 35.00 0.00 X X 252441 0 29615 DON CYR FACULTY TRUSTEE 40.00 0.00 X 171273 0 18368 JENS COORSSEN FACULTY TRUSTEE 40.00 0.00 X 161032 0 18368 MIRIAM RICHARDS FACULTY TRUSTEE 40.00 0.00 X 140310 0 17262 BRADLEY CLARKE STAFF TRUSTEE 35.00 0.00 X 86444 0 12487 GIULIA FORSYTHE STAFF TRUSTEE (THRU JUNE 30, 2020) 35.00 0.00 X 70379 0 10536 SHIRLEY CHEECHOO CHANCELLOR (THRU OCTOBER 16, 2020) 1.00 0.00 X X 0 0 0 HILARY PEARSON CHANCELLOR (AS OF OCTOBER 16, 2020) 1.00 0.00 X X 0 0 0 SOPHIA AGGELONITIS TRUSTEE 1.00 0.00 X 0 0 0 MARK ARTHUR TRUSTEE 1.00 0.00 X 0 0 0 MICHELLE-ELISE BURNETT TRUSTEE 1.00 0.00 X 0 0 0 GARY COMERFORD TRUSTEE 1.00 0.00 X 0 0 0 MARIO DE DIVITIIS TRUSTEE (THRU JUNE 30, 2020) 1.00 0.00 X 0 0 0 MARY DESOUSA TRUSTEE 1.00 0.00 X 0 0 0 JOHN E FISHER TRUSTEE 1.00 0.00 X 0 0 0 ARTI FREEMAN TRUSTEE (AS OF JULY 1, 2020) 1.00 0.00 X 0 0 0 ASAD JALIB STUDENT TRUSTEE (AS OF JULY 1, 2020) 1.00 0.00 X 0 0 0 BILAL KHAN STUDENT TRUSTEE (THRU JUNE 30, 2020) 1.00 0.00 X 0 0 0 KRISTIAN KNIBUTAT TRUSTEE (AS OF JULY 1, 2020) 1.00 0.00 X 0 0 0 BRIAN LANG TRUSTEE 1.00 0.00 X 0 0 0 ERIN MATHANY TRUSTEE (AS OF JULY 1, 2020) 1.00 0.00 X 0 0 0 BILL MAURIN TRUSTEE 1.00 0.00 X 0 0 0 ANNE MCCOURT TRUSTEE 1.00 0.00 X 0 0 0 TRECIA MCLENNON STAFF TRUSTEE (AS OF JULY 1, 2020) 35.00 0.00 X 47729 0 8943 BEVERLEY MORDEN TRUSTEE (THRU JUNE 30, 2020) 1.00 0.00 X 0 0 0 MARYLEE O'NEILL TRUSTEE 1.00 0.00 X 0 0 0 CHRIS PHILLIPS TRUSTEE (THRU JUNE 30, 2020) 1.00 0.00 X 0 0 0 WILLIAM G RICKERS TRUSTEE 1.00 0.00 X 0 0 0 ROBERT WELCH TRUSTEE 1.00 0.00 X 0 0 0 ROBIN WILLIAMS TRUSTEE (THRU JUNE 30, 2020) 1.00 0.00 X 0 0 0 CHRISTOPHER YENDT STUDENT TRUSTEE 1.00 0.00 X 0 0 0 DEBBIE ZIMMERMANN TRUSTEE (AS OF JULY 1, 2020) 1.00 0.00 X 0 0 0 ELIZABETH M ZIMMERMANN TRUSTEE 1.00 0.00 X 0 0 0 GREG FINN INTRM PROV/VP ACAD(THRU JUN 30,2020) 35.00 0.00 X 196327 0 18383 TIM KENYON VICE-PRESIDENT, RESEARCH 35.00 0.00 X 188570 0 18383 CHABRIOL COLEBATCH SECRETARY 35.00 0.00 X 116867 0 15225 LYNN WELLS PROV/VP ACADEMIC (AS OF JUL 1, 20) 35.00 0.00 X 92872 0 13088 DIRK DECLERCQ PROFESSOR 40.00 0.00 X 249189 0 18368 FAYEZ ELAYAN PROFESSOR 40.00 0.00 X 228399 0 18368 MARTIN KUSY PROFESSOR 40.00 0.00 X 235083 0 5452 EUGENE KACIAK PROFESSOR 40.00 0.00 X 208376 0 18368 SHENG DENG PROFESSOR 40.00 0.00 X 202701 0 18368 GARY LIBBEN FORMER VP, RESEARCH 40.00 0.00 X 167737 0 18368 TOM DUNK FRMR INTERIM PROVOST & VP ACADEMIC 40.00 0.00 X 154196 0 18368 JOFFRE MERCIER FORMER INTERIM VP, RESEARCH 40.00 0.00 X 153854 0 18368 JACK LIGHTSTONE FORMER PRESIDENT & VICE-CHANCELLOR 40.00 0.00 X 121237 0 18368 3245016 0 333054 605 1 1 0 GARDA 54 CENTENNIAL PKWY NORTH HAMILTON ONTARIO CA L8E 1H6 SECURITY 746851 ETHICAL ASSOCIATES INC 225 WELLESLEY ST EAST SUITE 904 TORONTO ONTARIO CA M4X 1X8 LEGAL 655741 BOTHWELL-ACCURATE CO INC 6675 REXWOOD RD MISSISSAUGA ONTARIO CA L4V 1V1 ENGINEERING AND CONSTRUCTION 622189 WORKDAY LIMITED THE KINGS BUILDING 152-155 CHURCH ARRAN QUAY DUBLIN EI D07 A0TN SOFTWARE 591994 ARCHITECTS TILLMANN RUTH ROBINSON INC 200 QUEENS AVE SUITE 700 LONDON ONTARIO CA N6A 1J3 ENGINEERING AND CONSTRUCTION 587485 33 84075514 6904752 495491 90980266 STUDENT FEES 611710 142773939 142773939 RESEARCH 611710 9008992 9008992 151782931 10253071 10253071 268882 268882 205513 122030 83483 83483 83483 2658792 1213896 1444896 1444896 1444896 1224 67 1157 1157 4168489 3457051 711438 711438 SUNDRY 611710 8403554 8403554 ANCILLARY 611710 2840553 2840553 11244107 266770231 163738476 0 12051489 182643 182643 18611492 18611492 1408720 706999 701721 137151164 118285672 18123808 741684 9649314 8286653 1311010 51651 7680941 6596250 1043576 41115 10470065 8991499 1422522 56044 956632 154684 801948 92773 1080 91693 1878946 1878946 1898173 1051439 825650 21084 1467417 1367164 61287 38966 1507009 912216 588784 6009 3919453 2926587 918368 74498 10134538 4107305 6022365 4868 113101 91620 21187 294 99058 87321 9119 2618 8013796 997952 7015844 15629348 15188736 414527 26085 846758 72572 774186 RESEARCH 8818041 8818041 MISCELLANEOUS 7689728 3308955 4363905 16868 OTHER OPERATING SUPPLY 5124009 4867839 233232 22938 MEMBERSHIP DUES 860636 724431 130776 5429 254203755 206339150 46754454 1110151 41944939 98283093 3438499 3882417 17577105 24906664 1104230 1141420 282528 359244 690619884 298507055 317630142 392112829 109113204 168225989 1497469 652014 492588116 689563670 28275767 36112435 175034178 205293403 100242697 213403724 22759655 24827814 326312297 479637376 X 66858 82792 166208961 209843502 166275819 209926294 492588116 689563670 X 12566476 8054397 23029602 X 0 1 X 1 0 X 80893533 85755846 83221548 81753667 90980266 422604860 80893533 85755846 83221548 81753667 90980266 422604860 33528994 389075866 3657690 7023400 8592313 6288791 10727466 36289660 22185 1157 23342 458917862 855745646 0.84780 0.84310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 266252 X 0 74690884 2380709 15215846 2364603 -10858276 100781112 79734363 1011848 -1162407 2192813 2700107 74690884 75316387 1433084 8300384 1870934 3444558 79734363 70543728 1004525 3236413 1891877 -2423598 75316387 64830688 1243488 8390934 1654807 2266575 70543728 0.07030 0.92970 0.00000 0 0 26455000 18152071 44607071 4948846 433412874 172034165 266327555 104240216 46823404 57416812 48894920 30018843 18876077 54515957 49630643 4885314 392112829 ACCRUED BENEFIT OBLIGATION 24827814 24827814 276130430 8054398 -272304 7782094 268348336 1878946 -3457051 -1578105 266770231 255781860 3457051 3457051 252324809 1878946 1878946 254203755 PART III, LINE 4: CONTRIBUTED WORKS OF ART ARE RECORDED AS REVENUE AND EXPENSE, AT FAIR MARKET VALUE, AT THE DATE OF CONTRIBUTION. ARTWORK PURCHASES ARE EXPENSED AS ACQUIRED. THE CONTRIBUTED WORKS OF ART ENHANCE PROGRAM DELIVERY OF MANY DEGREE PROGRAMS (VISUAL ARTS, HISTORY, CLASSICS, COMPARATIVE LITERATURES & ARTS, AND MEDIEVAL AND RENAISSANCE STUDIES). PART V, LINE 4: THE ENDOWMENT FUNDS ARE RESTRICTED CONTRIBUTIONS RECEIVED BY THE UNIVERSITY AND UNRESTRICTED DONATIONS ARE INTERNALLY DESIGNATED BY THE BOARD OF TRUSTEES. THE PRINCIPAL IS REQUIRED TO BE MAINTAINED INTACT. THE INVESTMENT INCOME GENERATED FROM THE ENDOWMENT MUST BE USED IN ACCORDANCE WITH THE VARIOUS PURPOSES ESTABLISHED BY DONORS OR THE BOARD OF TRUSTEES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL LOSS IN EMPLOYEE FUTURE BENEFITS -272,304. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE -3,457,051. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE 3,457,051. PART V, LINE 1F: ADMINISTRATIVE EXPENSES INCLUDES THE ADJUSTMENT RELATED TO THE CHANGE IN THE FOREIGN EXCHANGE RATES FROM THE PRIOR YEAR TO CURRENT YEAR. 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMANS RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION WHEREBY EVERY PERSON HAS A RIGHT TO EQUAL TREATMENT WITHOUT DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOUR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARTIAL STATUS, FAMILY STATUS OR DISABILITY. SEE HUMAN RIGHTS POLICY AVAILABLE ONLINE. (HTTPS://BROCKU.CA/HUMAN-RIGHTS/HUMAN-RIGHTS/POLICIES-REPORTS/). THE UNIVERSITY PUBLICIZES ITS NONDISCRIMINATORY POLICY ON ITS APPLICATIONS. SCHEDULE E, PART I, LINE 4 LINE 4A - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. LINE 4B - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES WHEN MAKING SCHOLARSHIP AND FINANCIAL ASSISTANCE DECISIONS. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. SCHEDULE E, PART I, LINE 6 BROCK UNIVERSITY RECEIVES GRANTS FROM THE CANADIAN FEDERAL GOVERNMENT AND THE ONTARIO PROVINCIAL GOVERNMENT. SCHEDULE E, PART I, LINE 7 BROCK UNIVERSITY CONDUCTED NSEE CANADA (NATIONAL SURVEY OF STUDENT ENGAGEMENT) IN 2017 IN ORDER TO ENSURE THAT IT IS ENROLLING MEANINGFUL NUMBERS OF RACIAL MINORITY GROUPS. 1 NORTH AMERICA 3 5221 PROGRAM SERVICE EXPENSE EDUCATION & RESEARCH 187545015 NORTH AMERICA 0 0 MANAGEMENT AND GENERAL EDUCATION & RESEARCH 46754454 NORTH AMERICA 0 0 FUNDRAISING EXPENSES EDUCATION & RESEARCH 1110151 NORTH AMERICA 0 0 NON-US INVESTMENTS INVESTMENT 168225989 NORTH AMERICA 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 14350014 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 191921 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 883492 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 268787 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 739152 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 219343 SOUTH AMERICA 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 255414 SOUTH ASIA 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 1056505 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICE EXPENSE SCHOLARSHIP 646864 3 5221 0 0 3 5221 419329823 2917278 422247101 SCHOLARSHIP NORTH AMERICA 7811 14350014 CHEQUES, EFTS SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN 37 191921 CHEQUES, EFTS SCHOLARSHIP EAST ASIA AND THE PACIFIC 341 883492 CHEQUES, EFTS SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 95 268787 CHEQUES, EFTS SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 121 739152 CHEQUES, EFTS SCHOLARSHIP RUSSIA AND NEIGHBORING STATES 25 219343 CHEQUES, EFTS SCHOLARSHIP SOUTH AMERICA 34 255414 CHEQUES, EFTS SCHOLARSHIP SOUTH ASIA 443 1056505 CHEQUES, EFTS SCHOLARSHIP SUB-SAHARAN AFRICA 158 646864 CHEQUES, EFTS 0 0 0 0 0 1 PART I, LINE 2: GRANTS ARE RECORDED UPON RECEIPT INTO SEPARATE GENERAL LEDGER ACCOUNTS. THE ACTIVITIES IN THESE ACCOUNTS ARE MONITORED AND REVIEWED BY THE OFFICE OF RESEARCH SERVICES AND THE FINANCE DEPARTMENT. THE OFFICE OF RESEARCH SERVICES IN CONJUNCTION WITH THE RESEARCHER ASSIGNED TO EACH GRANT PROVIDE OVERSIGHT OF THE ACCOUNTS AND THE ACTIVITY CONTAINED WITHIN. GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE US CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS. THE OFFICE OF THE REGISTRAR ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. PART III ACCOUNTING METHOD: 1 SCHOLARSHIPS 30 182643 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS IN THE US CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS PAID TO US STUDENTS. THE OFFICE OF THE REGISTRAR ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. X 1 1 X X X X 0 1 0 0 0 0 0 0 0 GERVAN FEARON PRESIDENT & VICE-CHANCELLOR 243679 0 0 0 8762 0 24148 0 5467 0 282056 0 0 0 DIRK DECLERCQ PROFESSOR 248622 0 0 0 567 0 12916 0 5452 0 267557 0 0 0 FAYEZ ELAYAN PROFESSOR 227832 0 0 0 567 0 12916 0 5452 0 246767 0 0 0 MARTIN KUSY PROFESSOR 235083 0 0 0 0 0 0 0 5452 0 240535 0 0 0 EUGENE KACIAK PROFESSOR 207809 0 0 0 567 0 12916 0 5452 0 226744 0 0 0 SHENG DENG PROFESSOR 201962 0 0 0 739 0 12916 0 5452 0 221069 0 0 0 GREG FINN INTRM PROV/VP ACAD(THRU JUN 30,2020) 195871 0 0 0 456 0 12916 0 5467 0 214710 0 0 0 TIM KENYON VICE-PRESIDENT, RESEARCH 188114 0 0 0 456 0 12916 0 5467 0 206953 0 0 0 DON CYR FACULTY TRUSTEE 170706 0 0 0 567 0 12916 0 5452 0 189641 0 0 0 GARY LIBBEN FORMER VP, RESEARCH 167170 0 0 0 567 0 12916 0 5452 0 186105 0 0 0 JENS COORSSEN FACULTY TRUSTEE 160465 0 0 0 567 0 12916 0 5452 0 179400 0 0 0 TOM DUNK FRMR INTERIM PROVOST & VP ACADEMIC 153313 0 0 0 883 0 12916 0 5452 0 172564 0 0 0 JOFFRE MERCIER FORMER INTERIM VP, RESEARCH 152752 0 0 0 1102 0 12916 0 5452 0 172222 0 0 0 MIRIAM RICHARDS FACULTY TRUSTEE 139208 0 0 0 1102 0 11810 0 5452 0 157572 0 0 0 JACK LIGHTSTONE FORMER PRESIDENT & VICE-CHANCELLOR 120670 0 0 0 567 0 12916 0 5452 0 139605 0 0 0 PART I, LINE 1A THE PRESIDENT OF THE UNIVERSITY RECEIVES A DISCRETIONARY SPENDING ACCOUNT. EACH ASSOCIATE VICE-PRESIDENT AND VICE-PRESIDENT HAS A PROFESSIONAL ALLOWANCE ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT AND TRAINING. EACH FACULTY MEMBER HAS A PROFESSIONAL EXPENSE REIMBURSEMENT ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, ATTENDING CONFERENCES, TRAINING OR RESEARCH MATERIALS. THE AMOUNT RECEIVED EACH YEAR IS SET OUT IN THE COLLECTIVE AGREEMENT (HTTP://BROCKU.CA/HR-EHS/COLLECTIVE-AGREEMENTS-2). PART I, LINE 4B BROCK UNIVERSITY IS A CANADIAN INSTITUTION THAT IS GENERALLY NOT SUBJECT TO THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 457. THE UNIVERSITY HAS A SUPPLEMENTAL RETIREMENT PLAN THAT IS AVAILABLE ONLY TO THE UNIVERSITY PRESIDENT AND IS SEPARATE FROM THE UNIVERSITY'S GENERAL PENSION PLAN. ACCORDINGLY, SCHEDULE J, PART I, LINE 4B HAS BEEN CHECKED YES, INDICATING THAT THE UNIVERSITY HAS THE EQUIVALENT OF A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN. THE UNIVERSITY CONTRIBUTES TO THE PRESIDENT'S SUPPLEMENTAL RETIREMENT PLAN ACCOUNT ON JANUARY 31ST EVERY YEAR. THE AMOUNT OF COMPENSATION DEFERRED UNDER THIS PLAN HAS BEEN INCLUDED IN THE SCHEDULE J, PART II, COLUMN (C) AMOUNT FOR THE CURRENT PRESIDENT. PART II: AMOUNTS REPORTED AS COMPENSATION TO FOREIGN PERSONS ARE FOR SERVICES RENDERED TO THE UNIVERSITY OUTSIDE OF THE UNITED STATES AND ARE NOT REQUIRED TO BE REPORTED ON FORMS W-2, 1099, OR 1042-S. X 32986 APPRAISED BY THE LIBRARY X 3 28908 FMV ON DATE OF DONATION X 4 266252 APPRAISED BY THIRD PARTY X MISCELLANEOUS 2 153694 APPRAISED BY LIBRARY X INSURANCE 3 13651 INSURANCE COMPANY RE 0 1 0 PART I, COLUMN (B): THE NUMBER IN PART I COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 1 TEACHING AND RESEARCH IN BROADLY BASED UNDERGRADUATE AND GRADUATE EDUCATION AND INTERDISCIPLINARY PROGRAMS. FORM 990, PART I, LINE 5: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: BROCK FLOURISHES THROUGH THE SCHOLARLY, CREATIVE, AND PROFESSIONAL ACHIEVEMENTS OF ITS STUDENTS, FACULTY, AND STAFF. OFFERING A RANGE OF UNDERGRADUATE AND GRADUATE PROGRAMS, BROCK FOSTERS TEACHING AND RESEARCH OF THE HIGHEST QUALITY. AS A DIVERSE AND INCLUSIVE COMMUNITY, BROCK CONTRIBUTES TO CANADA AND BEYOND THROUGH IMAGINATION, INNOVATION, AND COMMITMENT. FORM 990, PART V, LINE 2A: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. ALL OF BROCK UNIVERSITY'S EMPLOYEES ARE CANADIAN RESIDENTS. THE UNIVERSITY REPORTS THESE EMPLOYEES ON CANADA FORM T4 SUMMARY, WHICH IS THE EQUIVALENT OF UNITED STATES' FEDERAL FORM W-3. FORM 990, PART V, LINE 3B: THE UNIVERSITY DOES NOT FILE A FORM 990-T TO REPORT UNRELATED BUSINESS TAXABLE INCOME BECAUSE NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS EFFECTIVELY CONNECTED WITH THE CONDUCT OF A TRADE OR BUSINESS WITHIN THE UNITED STATES, AND NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS DERIVED FROM SOURCES WITHIN THE UNITED STATES. FORM 990, PART V, LINE 7: THE UNIVERSITY MAY RECEIVE CONTRIBUTIONS FROM TAXPAYERS WHO CLAIM A TAX DEDUCTION ON THEIR US INCOME TAX RETURN. HOWEVER, SINCE THE UNIVERSITY IS AN ENTITY THAT IS ORGANIZED AND OPERATING IN CANADA, ANY TAX DEDUCTIONS CLAIMED ON A US INCOME TAX RETURN IS CLAIMED UNDER THE UNITED STATES-CANADA INCOME TAX TREATY AND NOT UNDER INTERNAL REVENUE CODE SECTION 170(C). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED AND REVIEWED BY FINANCIAL SERVICES. IT IS AVAILABLE TO ANY SENIOR ADMINISTRATOR OR BOARD OF TRUSTEE MEMBER UPON REQUEST. THE FORM 990 IS ALSO REVIEWED BY OUTSIDE TAX ADVISORS. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATE VICE-PRESIDENT OF HUMAN RESOURCES IS RESPONSIBLE FOR MAINTAINING COMPLIANCE WITH THE CONFLICT-OF-INTEREST POLICY (HTTPS://BROCKU.CA/POLICIES/). SENIOR MANAGEMENT MUST ENSURE THIS POLICY IS MADE KNOWN TO MEMBERS WITHIN THEIR RESPECTIVE UNITS. THE ASSOCIATE VICE-PRESIDENT OF HUMAN RESOURCES REPORTS ALL CONFIRMED CONFLICTS TO THE APPROPRIATE COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES CONFLICT OF INTEREST POLICY IS AVAILABLE AT HTTPS://BROCKU.CA/UNIVERSITY-SECRETARIAT/BOARD-OF-TRUSTEES/RESOURCES/. THE CHAIR OF THE BOARD IS RESPONSIBLE FOR ENSURING COMPLIANCE AND DOES THIS BY REGULAR TRAINING OF BOARD MEMBERS ON CONFLICTS OF INTEREST AND BY ENSURING THERE IS A CALL FOR DISCLOSURE OF ANY CONFLICTS AT THE BEGINNING OF EACH BOARD, COMMITTEE AND SUBCOMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION FOR SENIOR EMPLOYEES IS MANAGED THROUGH THE HUMAN RESOURCES DEPARTMENT AND APPROVED BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION IS DETERMINED WITH CONSIDERATION OF RELEVANT COMPARATORS. DECISIONS ARE DOCUMENTED IN MEETING MINUTES, WHICH OUTLINE THE BOARD'S APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S BYLAWS, POLICIES AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE UNIVERSITY'S WEBSITE (WWW.BROCKU.CA). FORM 990, PART XI, LINE 9: CURRENT YEAR ENDOWMENT EFFECTS OF FOREIGN EXCHANGE RATES 23,302,077. PENSION OBLIGATION -272,475.