2022-02-28T09:01:51-06:00 2021-06-30 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990 2020-07-01 060653142 UNITED COMMUNITY AND FAMILY SERVICESINC UNIT 8608892375 34 EAST TOWN STREET NORWICH CT 06360 JENNIFER GRANGER PRESIDENT/CEO 8608892375 2022-02-25 1 JENNIFER GRANGER 999009999 LORI ROTHE YOKOBOSKY CPA P01273422 9592007000 2022-02-24 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JENNIFER GRANGER 34 EAST TOWN STREET NORWICH CT 06360 43753766 0 X WWW.UCFS.ORG X 1878 CT LEADING PROVIDER OF AND ADVOCATE FOR, AFFORDABLE, COMPREHENSIVE HIGH QUALITY HEALTH AND HUMAN SERVICES THAT STRENGTHEN THOSE IN NEED THROUGHOUT GREATER SOUTHEASTERN CONNECTICUT. 13 13 479 1 213141 0 12308900 20868133 22206225 21037473 200751 253645 629639 857063 35345515 43016314 0 0 0 0 29001420 28703494 0 0 4617 9158414 8754063 38159834 37457557 -2814319 5558757 36258454 36538970 15262182 7602296 20996272 28936674 X UNITED COMMUNITY & FAMILY SERVICES WILL BE THE PREMIER COMMUNITY BASED ORGANIZATION PROVIDING HEALTH AND HUMAN SERVICES TO INDIVIDUALS AND FAMILIES IN EASTERN CONNECTICUT. MISSION - UNITED COMMUNITY & FAMILY SERVICES IMPROVES THE HEALTH AND WELL BEING OF THE COMMUNITY. VALUES - WE BELIEVE IN: STRIVING TO MEET THE NEEDS OF THE COMMUNITY AND THE EXPECTATIONS OF OUR CLIENTS, PROVIDING QUALITY SERVICE AND PURSUING EXCELLENCE, TREATING EVERYONE WITH RESPECT AND DIGNITY, PROVIDING CULTURALLY COMPETENT AND LINGUISTICALLY APPROPRIATE SERVICES, WORKING COLLABORATIVELY WITH THE COMMUNITY, VALUING OUR EMPLOYEES AND REWARDING INTEGRITY, TEAMWORK, INNOVATION AND EXCELLENCE, BEING ACCOUNTABLE FISCALLY AND PROFESSIONALLY TO ALL STAKEHOLDERS, AND ADVOCATING FOR OUR CLIENTS, OUR SERVICES AND OUR COMMUNITY. 0 0 18744358 21669859 BEHAVIORAL HEALTH - UCFS PROVIDES HIGH QUALITY COUNSELING AND PSYCHOTHERAPY TO STRENGTHEN LOCAL ADULTS AND FAMILIES. SUCH SERVICES INCLUDE SPECIAL PROGRAMS TO HELP FACE GAMBLING PROBLEMS, AS WELL AS BALANCING WORK AND FAMILIES. IN FY 2021, UCFS CONDUCTED 90,716 VISITS. 11832833 MEDICAL SERVICES - UCFS PROVIDES HIGH QUALITY HEALTH CARE INCLUDING PRIMARY MEDICAL, WOMENS'S HEALTH AND DENTAL SERVICES. IN FY 2021, UCFS CONDUCTED 39,122 VISITS. 1734634 ELDERCARE SERVICES - UCFS PROVIDES HIGH QUALITY CARE SUCH AS ADULT RESIDENTIAL AND DAY CARE TO CLIENTS, AS WELL AS OFFERING SENIOR CITIZENS OPPORTUNITIES TO SERVE THE COMMUNITY THROUGH VOLUNTEERISM. IN FY 2021, UCFS CONDUCTED 8,790 VISITS. 32311825 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 88 0 1 479 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X WILLIAM RUSH 8608224153 34 EAST TOWN STREET NORWICH CT 06360 ABBY DOLLIVER CHAIRPERSON 1.00 X X 0 0 0 BRIAN CLINTON INTERIM 2ND VICE CHAIR 1.00 X X 0 0 0 CAROLINE CARI FORTIN BOARD MEMBER 1.00 X 0 0 0 CHARLENE JONES BOARD MEMBER 1.00 X 0 0 0 CONNIE HILBERT IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 DEBORAH KIEVITS SECRETARY 1.00 X X 0 0 0 DR ROBERT STRICK IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 IRENE BESSETTE BOARD MEMBER 1.00 X 0 0 0 JACQUELINE JACKI PATENAUDE BOARD MEMBER 1.00 X 0 0 0 JESSICA QUINN OUTGOING SECOND VICE CHAIR 1.00 X X 0 0 0 LEE-ANN GOMES FIRST VICE CHAIR 1.00 X X 0 0 0 LEO CHUPASKA TREASURER 1.00 X X 0 0 0 NICHOLAS CAPLANSON BOARD MEMBER 1.00 X 0 0 0 PATRICK MCCORMACK BOARD MEMBER 1.00 X 0 0 0 PAUL MATHIEU OUTGOING TREASURER 1.00 X X 0 0 0 ROBERT STRICK IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 CARA WESTCOTT COO 35.00 X 139348 0 40407 JENNIFER GRANGER PRESIDENT/CEO 35.00 X 224499 0 46722 WILLIAM RUSH CFO 35.00 X 147173 0 11435 RAMINDRA WALIA CHIEF MEDICAL OFFICER 35.00 X 279366 0 53577 ASHOK KOTTARATHARA PEDIATRICIAN 35.00 X 186271 0 40890 CATHERINE NYBERG DENTAL DIRECTOR 35.00 X 165130 0 31181 JOEL BREGMAN PSYCHIATRIST 35.00 X 256539 0 43612 RACHNA WALIA PEDIATRICIAN 35.00 X 214178 0 16733 RAJESH PAREKH PSYCHIATRIC MEDICAL DIRECTOR 35.00 X 270829 0 21115 1883333 0 305672 34 0 1 0 EAST SIDE CLINICAL LABORTORY 10 RISHO AVE EAST PROVIDENCE RI 02914 LABORATORY TESTING 1268200 OCHIN 1881 SW NAITO PARKWAY PORTLAND OR 97201 ELECTRONIC HEALTH RECORDS 887005 CHILD AND FAMILY AGENCY OF SE CT 255 HEMPSTEAD STREET NEW LONDON CT 06320 HUMAN SERVICES AGENCY 178767 PERFORMANCE ENVIRONMENTAL SERVICES 111 KENDALL STREET NEW HAVEN CT 06512 JANITORIAL 176992 IPFS PO BOX 32144 NEW YORK NY 10087 FINANCE COMPANY 170506 7 335725 33606 20266465 232337 108303 20868133 MEDICAID 621400 14283653 14283653 THIRD-PARTY PAYORS AND OTHER 621400 2822914 2822914 MEDICARE 621400 1908255 1908255 PHARMACY REVENUE 446110 1401814 1401814 SELF-PAY PATIENTS 621400 620837 620837 21037473 246315 246315 231919 0 231919 231919 213141 18778 716887 11500 721057 0 -4170 11500 7330 7330 9153 33606 16395 -7242 -7242 INSURANCE INCENTIVES 900099 561911 561911 OTHER INCOME 900099 70475 70475 632386 43016314 21669859 213141 265181 X 948368 846232 102136 22537022 19916520 2620502 1407113 1364377 42736 2171981 2106015 65966 1639010 1589231 49779 65524 25925 39599 76750 76750 24524 24524 4136912 2553069 1583843 179749 96636 83113 1262692 941615 320574 503 541823 1206559 -668848 4112 138899 108516 30383 86063 57149 28912 2 138729 10960 127769 1369684 1266248 103436 397775 50837 346938 REPAIRS AND MAINTENANCE 167538 13241 154297 MEMBERSHIP DUES 57731 24529 33202 SPECIAL ASSISTANCE TO I 54325 54294 31 LICENSE FEES 41010 39169 1841 14335 16179 -1844 37457557 32311825 5141115 4617 5546310 3858059 110973 186376 697898 922228 1697612 1848231 501246 289432 31712796 16085505 16461980 15627291 8334937 10124296 2907498 3683057 36258454 36538970 3465438 3532300 1173498 148597 4179206 3857470 6444040 63929 15262182 7602296 X 15506346 22409730 5489926 6526944 20996272 28936674 36258454 36538970 X 5558757 1606086 775559 X X 0 1 X 1 1 1 X 11716440 15301028 11101135 12308900 20868133 71295636 11716440 15301028 11101135 12308900 20868133 71295636 71295636 272192 266924 260147 286215 265093 1350571 158340 158340 202282 206653 213141 938756 218750 188687 215726 403223 641539 1667925 75252888 110205219 0.94740 0.93190 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2016 AMOUNT: $ 50,450. 2017 AMOUNT: $ 171,301. 2018 AMOUNT: $ 201,070. 2019 AMOUNT: $ 403,223. 2020 AMOUNT: $ 70,475. FUNDRAISING - 2016 AMOUNT: $ 19,800. 2017 AMOUNT: $ 17,386. 2018 AMOUNT: $ 14,656. 2020 AMOUNT: $ 9,153. INSURANCE INCENTIVES - 2016 AMOUNT: $ 148,500. 2020 AMOUNT: $ 561,911. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 24524 24524 0 PART II-B, LINE 1: LOBBYING BY KENNETH PRZYBYSZ TO INCREASE STATE FUNDING TO SUPPORT PROGRAM SERVICES. 7524828 1918429 9443257 7589036 185792 250000 7524828 7130865 552022 93851 7589036 6864414 855789 589338 7130865 7001266 403645 540497 6864414 0.77952 0.12848 0.09200 0 0 1112499 1112499 21662252 9715042 11947210 8274358 5878836 2395522 663687 491627 172060 15627291 BENEFICIAL INTEREST IN PERPETUAL TRUST 3683057 3683057 CAPITAL LEASE OBLIGATION 63929 63929 X 45414354 1606086 775559 2381645 43032709 -16395 -16395 43016314 37473952 16395 16395 37457557 0 37457557 PART V, LINE 4: THE ORGANIZATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. ENDOWMENT ASSETS INCLUDE THOSE ASSETS OF DONOR-RESTRICTED FUNDS THAT THE ORGANIZATION MUST HOLD IN PERPETUITY AS WELL AS BOARD-DESIGNATED FUNDS. UNDER THIS POLICY, AS APPROVED BY THE BOARD OF DIRECTORS, THE ENDOWMENT ASSETS ARE INVESTED IN ACCORDANCE WITH SOUND INVESTMENT PRACTICES THAT EMPHASIZE LONG-TERM INVESTMENT FUNDAMENTALS. IT IS RECOGNIZED THAT SHORT-TERM MARKET FLUCTUATIONS MAY CAUSE VARIATIONS IN ACCOUNT PERFORMANCE. TO SATISFY ITS LONG-TERM RATE OF RETURN OBJECTIVES, THE ORGANIZATION RELIES ON A TOTAL RETURN STRATEGY IN WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH CAPITAL APPRECIATION (REALIZED AND UNREALIZED) AND CURRENT YIELD (INTEREST AND DIVIDENDS). THE ORGANIZATION TARGETS A DIVERSIFIED ASSET ALLOCATION THAT PLACES A GREATER EMPHASIS ON EQUITY-BASED INVESTMENTS TO ACHIEVE ITS LONG-TERM RETURN OBJECTIVES WITHIN PRUDENT RISK CONSTRAINTS. THE BOARD OF DIRECTORS APPROVES ANNUAL APPROPRIATIONS FOR DISTRIBUTION. WHEN DECIDING THE APPROPRIATION AMOUNT, THE BOARD CONSIDERS THE LONG-TERM EXPECTED RETURN ON ITS ENDOWMENT IN ORDER TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY OR FOR A SPECIFIED TERM AS WELL AS TO PROVIDE ADDITIONAL REAL GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN. PART X, LINE 2: THE ORGANIZATION HAS NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2021 AND 2020. THE ORGANIZATION'S FEDERAL AND STATE INFORMATION AND UNRELATED BUSINESS INCOME TAX RETURNS PRIOR TO FISCAL YEAR 2018 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF THE ORGANIZATION HAS UNRELATED BUSINESS INCOME TAXES, THEY WILL RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS AS PART OF THE INCOME TAX PROVISION AND INCLUDE ACCRUED INTEREST AND PENALTIES WITH THE RELATED TAX LIABILITY IN THE STATEMENTS OF FINANCIAL POSITION. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUST 775,559. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -16,395. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 16,395. GOLF OUTING 42759 33606 9153 16395 42759 33606 9153 16395 16395 -7242 X X 0 0 0 0 0 0 0 0 0 RAMINDRA WALIA CHIEF MEDICAL OFFICER 278483 0 0 0 883 0 21959 0 31618 0 332943 0 0 0 JOEL BREGMAN PSYCHIATRIST 254032 0 0 0 2507 0 20904 0 22708 0 300151 0 0 0 RAJESH PAREKH PSYCHIATRIC MEDICAL DIRECTOR 269544 0 420 0 865 0 21115 0 0 0 291944 0 0 0 JENNIFER GRANGER PRESIDENT/CEO 223787 0 0 0 712 0 18233 0 28489 0 271221 0 0 0 RACHNA WALIA PEDIATRICIAN 213789 0 0 0 389 0 16733 0 0 0 230911 0 0 0 ASHOK KOTTARATHARA PEDIATRICIAN 186138 0 0 0 133 0 15408 0 25482 0 227161 0 0 0 CATHERINE NYBERG DENTAL DIRECTOR 163457 0 0 0 1673 0 13302 0 17879 0 196311 0 0 0 CARA WESTCOTT COO 139160 0 0 0 188 0 12007 0 28400 0 179755 0 0 0 WILLIAM RUSH CFO 146404 0 0 0 769 0 11435 0 0 0 158608 0 0 0 RACHINA WALIA SPOUSE OF KEY EMPLOYEE 230912 RACHINA IS THE SPOUCE OF THE CMO, AND AN EMPLOYEE OF UCFS. 0 X 3 108303 FMV 0 0 0 PART I, COLUMN (B): AMOUNTS IN COLUMN B REPRESENT THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY A PAID PREPARER, OUR EXTERNAL AUDITOR, AND REVIEWED BY THE CFO FOR ACCURACY. APPROVAL OF FORM 990 IS OBTAINED BY THE CEO AND CFO AND FORWARDED TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. UPON APPROVAL BY THE AUDIT COMMITTEE THE FORM 990 IS FORWARDED TO THE BOARD OF DIRECTORS TO REQUEST FINAL APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY EMPLOYEE IS REQUIRED TO RECEIVE COMPLIANCE TRAINING, INCLUDING REVIEW OF CONFLICT OF INTEREST WITHIN 30 DAYS OF DATE OF HIRE AND REFRESHER TRAINING ANNUALLY THEREAFTER. EMPLOYEES ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST THAT MAY ARISE. EVERY MEMBER OF THE BOD IS REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE ANNUALLY. ALL WRITTEN DISCLOSURES ARE REVIEWED & HANDLED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 UNITED COMMUNITY AND FAMILY SERVICES, INC. USES COMPARABLE DATA FROM OTHER EXTERNAL ORGANIZATIONS AND INTERNAL EQUITY MEASURES IN SETTING OFFICER'S SALARIES. WHILE AN INDEPENDENT COMMITTEE DOES NOT APPROVE EACH OFFICER'S SALARY, THE BOARD OF DIRECTORS APPROVES THE AGENCY ANNUAL BUDGET AND HAS THE AUTHORITY TO REVIEW THE OFFICER'S SALARIES INCORPORATED IN THE BUDGET. FORM 990, PART VI, SECTION C, LINE 19 UNITED COMMUNITY AND FAMILY SERVICES, INC. DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. HOWEVER, THE FISCAL YEAR OPERATING INCOME STATEMENT IS INCORPORATED IN OUR ANNUAL REPORT WHICH IS AVAILABLE TO THE PUBLIC VIA OUR WEBSITE WWW.UCFS.ORG. FORM 990, PART IX, LINE 11G CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 2,553,069. MANAGEMENT AND GENERAL EXPENSES 1,583,843. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,136,912. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUST 775,559. FORM 990, PART XII, LINE 2C: THERE HAVE BEEN NO CHANGES MADE TO THE ORGANIZATION'S OVERSIGHT OR SELECTION PROCESS DURING THE TAX YEAR.