2022-03-11T14:26:54-06:00 2021-09-30 953416914 GIVEN & COMPANY INC 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 990PF 2020-10-01 953905760 HARRY & YVONNE LENART CHARITABLE FOUNDATION HARR 3108287547 3029 WILSHIRE BLVD 200 NO 200 SANTA MONICA CA 90403 ROBERT H GIVEN TRUSTEE 3108287547 2022-03-05 1 ROBERT GIVEN 999009999 PETER GOLDBERG P00020952 3108287547 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 4422423 X X 71682 71682 260726 1275565 260726 501 501 332909 332909 0 0 0 29633 14816 14817 46889 23445 23444 62 62 0 16132 16107 25 92716 54430 38286 249300 249300 342016 54430 287586 -9107 278479 31665 25381 25381 956664 1005024 1005406 815393 920907 2357076 376641 249345 268903 746447 717046 765657 2926810 2917703 4422423 0 0 X 0 0 0 0 2926810 2917703 2926810 2917703 2926810 2917703 2926810 -9107 0 2917703 0 2917703 NEW YORK NY CITY TRAN SER A1 4.437% 08/01/2021 2019-11-06 2020-10-01 10324 10324 0 0 RIVERSIDE CNTY CA REDEV AGY TAX ALLOC HSG SER A 7.750% 10/01/2037 2018-01-25 2020-10-01 30000 30000 0 0 SAN MARCOS CA REDEV AGY TAX ALLOC HSG 8.000% 10/01/2026 2018-03-15 2020-10-01 10000 10000 0 0 SONOMA CNTY CA PENSION SER A 5.070% 12/01/2022 2020-03-31 2020-12-01 15000 15557 -557 -557 SONOMA CNTY CA PENSION SER A 6.000% 12/01/2029 2019-08-16 2020-12-01 5000 5968 -968 -968 SAN BRUNO CA PENSION RFDG 4.000% 06/01/2027 2019-07-10 2020-12-16 83625 81309 2316 2316 ATLANTA GA DOWNTOWN DEV 6.875% 02/01/2021 2016-09-14 2021-02-01 5000 5000 0 0 GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/2021 2011-10-12 2021-02-11 10000 9389 611 611 GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/2021 2013-03-04 2021-02-11 10000 10611 -611 -611 BAY AREA TOLL AUTH BRDG REV SF BAY BABS 6.793% 04/01/2030 2019-06-19 2021-04-01 15000 18172 -3172 -3172 CENTRAL PUGET SOUND WA TRAN 4.750% 02/01/2028 2020-03-13 2021-04-05 16578 13571 3007 3007 CENTRAL PUGET SOUND WA TRAN 4.750% 02/01/2028 2020-05-04 2021-04-05 11052 8866 2186 2186 CENTRAL PUGET SOUND WA TRAN 4.750% 02/01/2028 2020-11-13 2021-04-05 27630 25563 2067 2067 CENTRAL PUGET SOUND WA TRAN 4.750% 02/01/2028 2020-12-18 2021-04-05 77365 71929 5436 5436 CENTRAL PUGET SOUND WA TRAN 4.750% 02/01/2028 2021-03-05 2021-04-05 16578 16903 -325 -325 SONOMA CNTY CA PENSION SER A 6.000% 12/01/2029 2019-07-09 2021-04-27 66841 65182 1659 1659 SONOMA CNTY CA PENSION SER A 6.000% 12/01/2029 2019-08-16 2021-04-27 97224 95765 1459 1459 SONOMA CNTY CA PENSION SER A 6.000% 12/01/2029 2019-12-16 2021-04-27 18229 17940 289 289 SONOMA CNTY CA PENSION SER A 6.000% 12/01/2029 2021-03-03 2021-04-27 6076 6266 -190 -190 BREA CA REDEV TAX ALLOC HSG PJ AB B 7.392% 08/01/2029 2018-05-17 2021-08-02 5000 5000 0 0 SONOMA CNTY CA PENSION SER A 5.070% 12/01/2022 2020-03-31 2021-08-31 5092 5190 -98 -98 STANTON CA REDEV AGY TAX ALLOC 9.000% DUE 12/01/2040 2017-09-06 2021-08-31 5109 5206 -97 -97 STANTON CA REDEV AGY TAX ALLOC 9.000% DUE 12/01/2040 2018-11-07 2021-08-31 5108 4957 151 151 SANTA CRUZ CNTY CA REDEV LIVE OAK 9.000% 09/01/2027 2019-01-08 2021-09-01 5000 5000 0 0 GNMA POOL #439040 1997-01-27 2020-10-15 3 3 0 0 COCA-COLA CO 3.300% 09/01/2021 2018-10-30 2020-10-20 25664 25732 -68 -68 GNMA POOL #439040 1997-01-27 2020-11-16 3 3 0 0 APPLE INC 2011-07-12 2020-11-24 4701 508 4193 4193 BERKSHIRE HATHAWAY INC CL B 2018-04-25 2020-11-24 908 784 124 124 BERKSHIRE HATHAWAY INC CL B 2018-05-23 2020-11-24 227 195 32 32 JP MORGAN CHASE & CO 2014-02-07 2020-11-24 1144 568 576 576 MICROSOFT CORP 2018-04-25 2020-11-24 2112 918 1194 1194 VANGUARD HIGH DIVIDEND YIELD 2013-06-21 2020-11-24 30743 19696 11047 11047 ACCENTURE PLC CL A 2018-04-11 2020-12-08 1262 749 513 513 ADOBE SYSTEMS 2014-09-22 2020-12-08 2431 336 2095 2095 ALIBABA GROUP HOLDING LTD 2018-10-29 2020-12-08 2667 1334 1333 1333 AMERICAN WTR WKS CO INC 2011-08-04 2020-12-08 2074 391 1683 1683 AMERICAN WTR WKS CO INC 2018-05-23 2020-12-08 148 81 67 67 AON PLC 2020-02-13 2020-12-08 1053 1170 -117 -117 APPLE INC 2011-06-10 2020-12-08 2318 222 2096 2096 APPLE INC 2011-07-12 2020-12-08 4392 457 3935 3935 ASML HOLDING NV SPONS ADR 2020-03-03 2020-12-08 2311 1424 887 887 BERKSHIRE HATHAWAY INC CL B 2018-05-23 2020-12-08 1153 976 177 177 BLACKSTONE GROUP INC CL A 2020-08-18 2020-12-08 1235 1073 162 162 CHARLES RIV LABORATORIES INTL INC 2019-07-23 2020-12-08 1184 686 498 498 CINTAS CORP 2016-07-28 2020-12-08 1821 541 1280 1280 CME GROUP INC 2016-06-01 2020-12-08 1835 981 854 854 COLGATE PALMOLIVE CO 2016-06-07 2020-12-08 1273 1080 193 193 COMCAST CORP NEW CL A 2015-08-11 2020-12-08 2579 1471 1108 1108 COSTCO WHOLESALE CORP 2015-08-06 2020-12-08 1864 732 1132 1132 CVS HEALTH CORP 2020-03-03 2020-12-08 1109 932 177 177 DANAHER CORP 2012-04-10 2020-12-08 313 55 258 258 DANAHER CORP 2013-05-21 2020-12-08 1920 427 1493 1493 EDWARDS LIFESCIENCES CORP 2014-04-22 2020-12-08 2987 468 2519 2519 EQUINIX INC REIT 2018-09-13 2020-12-08 3542 2219 1323 1323 FACEBOOK INC 2018-04-25 2020-12-08 1401 791 610 610 HCA HOLDINGS INC 2020-06-09 2020-12-08 1572 1163 409 409 JOHNSON & JOHNSON 2016-03-14 2020-12-08 1497 1078 419 419 JP MORGAN CHASE & CO 2011-06-22 2020-12-08 1827 620 1207 1207 L3 HARRIS TECHNOLOGIES INC 2020-06-09 2020-12-08 1945 2085 -140 -140 MASTERCARD INC CL A 2013-01-07 2020-12-08 4448 674 3774 3774 MASTERCARD INC CL A 2018-04-25 2020-12-08 684 345 339 339 MICROSOFT CORP 2015-11-20 2020-12-08 4909 1241 3668 3668 MICROSOFT CORP 2018-04-25 2020-12-08 427 184 243 243 NEXTERA ENERGY INC 2017-10-17 2020-12-08 1806 954 852 852 PEPSICO INC 2016-05-31 2020-12-08 2181 1522 659 659 STARBUCKS CORP 2020-08-18 2020-12-08 1535 1186 349 349 THERMO FISHER CORP 2012-11-27 2020-12-08 7089 937 6152 6152 TRANE TECHNOLOGIES PLC 2017-04-06 2020-12-08 709 321 388 388 TRANE TECHNOLOGIES PLC 2018-04-25 2020-12-08 1418 648 770 770 UNITEDHEALTH GROUP INC 2016-06-06 2020-12-08 3486 1382 2104 2104 VERIZON COMMUNICATIONS 2011-07-12 2020-12-08 875 522 353 353 VERIZON COMMUNICATIONS 2018-05-23 2020-12-08 47 36 11 11 VISA INC CL A 2014-01-06 2020-12-08 2112 551 1561 1561 WALMART INC 2017-12-21 2020-12-08 2220 1473 747 747 ZOETIS INC 2017-05-17 2020-12-08 157 60 97 97 ZOETIS INC 2018-04-25 2020-12-08 2202 1172 1030 1030 GNMA POOL #439040 1997-01-27 2020-12-15 3 3 0 0 GNMA POOL #439040 1997-01-27 2021-01-15 3 3 0 0 FIERA CAPITAL EMERGING MKT FUND 2013-06-13 2021-01-26 12801 6582 6219 6219 FIERA CAPITAL EMERGING MKT FUND 2013-06-13 2021-02-02 12332 6604 5728 5728 FIERA CAPITAL EMERGING MKT FUND 2013-06-13 2021-02-09 11291 5876 5415 5415 FIERA CAPITAL EMERGING MKT FUND 2013-08-23 2021-02-09 374 189 185 185 GNMA POOL #439040 1997-01-27 2021-02-16 3 3 0 0 FIERA CAPITAL EMERGING MKT FUND 2013-08-23 2021-02-23 10738 5453 5285 5285 ESSEX PROPERTY TRUST INC REIT 2019-05-13 2021-02-25 18313 19877 -1564 -1564 FIERA CAPITAL EMERGING MKT FUND 2013-08-23 2021-03-02 8699 4450 4249 4249 VANGUARD HIGH DIVIDEND YIELD 2013-06-21 2021-03-08 9724 5628 4096 4096 SPDR S & P 500 ETF TRUST 2019-11-21 2021-03-08 23013 18641 4372 4372 SPDR PORTFOLIO SHORT TERM TREA 2019-07-15 2021-03-08 14486 14173 313 313 SPDR PORTFOLIO SHORT TERM TREA 2019-07-17 2021-03-08 12465 12196 269 269 FIERA CAPITAL EMERGING MKT FUND 2013-08-23 2021-03-09 8548 4613 3935 3935 CVS HEALTH CORP 2020-03-03 2021-03-09 17682 15842 1840 1840 THERMO FISHER CORP 2012-11-27 2021-03-10 30855 4372 26483 26483 FACEBOOK INC 2014-01-23 2021-03-10 10259 2251 8008 8008 EDWARDS LIFESCIENCES CORP 2014-04-22 2021-03-10 19299 3210 16089 16089 DANAHER CORP 2012-04-10 2021-03-10 24166 4543 19623 19623 DANAHER CORP 2013-05-21 2021-03-10 1361 318 1043 1043 BP CAP MKTS AMER 4.742% 03/11/2021 2018-10-30 2021-03-11 15000 15183 -183 -183 GNMA POOL #439040 1997-01-27 2021-03-15 3 3 0 0 FIERA CAPITAL EMERGING MKT FUND 2013-08-23 2021-03-16 8316 4385 3931 3931 FIERA CAPITAL EMERGING MKT FUND 2013-08-23 2021-03-23 7278 3853 3425 3425 FIERA CAPITAL EMERGING MKT FUND 2013-08-23 2021-03-30 3787 2056 1731 1731 GNMA POOL #439040 1997-01-27 2021-04-15 3 3 0 0 SPDR PORTFOLIO SHORT TERM TREA 2019-07-16 2021-04-29 38557 37709 848 848 SPDR PORTFOLIO SHORT TERM TREA 2019-07-17 2021-04-29 26062 25500 562 562 GNMA POOL #439040 1997-01-27 2021-05-17 3 3 0 0 GNMA POOL #439040 1997-01-27 2021-06-15 3 3 0 0 COLGATE PALMOLIVE CO 2016-06-07 2021-06-25 20424 18282 2142 2142 COLGATE PALMOLIVE CO 2018-04-25 2021-06-25 3498 2905 593 593 COLGATE PALMOLIVE CO 2018-05-23 2021-06-25 200 156 44 44 ALPHABET INC CL A 2018-04-25 2021-07-15 22917 9211 13706 13706 ALPHABET INC CL A 2018-05-23 2021-07-15 2546 1073 1473 1473 APPLE INC 2011-06-10 2021-07-15 4373 351 4022 4022 CAPITAL ONE FINL CO 4.750% 07/15/2021 2018-11-07 2021-07-15 15000 15172 -172 -172 GNMA POOL #439040 1997-01-27 2021-07-15 3 3 0 0 SPDR S & P 500 ETF TRUST 2019-11-21 2021-07-15 21782 15534 6248 6248 ALIBABA GROUP HOLDING LTD 2018-10-29 2021-07-30 18598 12675 5923 5923 ALIBABA GROUP HOLDING LTD 2020-10-12 2021-07-30 11746 18476 -6730 -6730 GNMA POOL #439040 1997-01-27 2021-08-16 3 3 0 0 JP MORGAN CHASE & CO 2011-06-22 2021-08-17 1600 414 1186 1186 MICROSOFT CORP 2015-11-20 2021-08-17 2912 539 2373 2373 SPDR S & P 500 ETF TRUST 2019-11-21 2021-08-17 22272 15534 6738 6738 UNITEDHEALTH GROUP INC 2016-06-06 2021-08-17 2036 691 1345 1345 VISA INC CL A 2014-01-06 2021-08-17 1160 275 885 885 CVS HEALTH CORP 4.300% 03/25/2028 2018-11-14 2021-08-24 10459 8842 1617 1617 JOHNSON & JOHNSON 2016-03-14 2021-09-13 20167 12938 7229 7229 APPLE INC 2011-06-10 2021-09-15 11207 878 10329 10329 GNMA POOL #439040 1997-01-27 2021-09-15 3 3 0 0 ISHARES RUSSELL 2000 ETF 2021-04-27 2021-09-15 18946 19417 -471 -471 VANGUARD MID-CAP VALUE INDEX 2021-04-27 2021-09-15 9338 9117 221 221 SECURITIES LITIGATION - BIG LOTS P 2012-04-12 2021-01-14 119 119 119 SECURITIES LITIGATION - MEDTRONICS P 2021-06-10 2021-01-14 41 41 41 CAPITAL GAIN DIVIDENDS- REAL EST P 2016-12-27 2020-12-01 52 52 52 CAPITAL GAIN DIVIDENDS-GOV BOND P 2019-03-27 2020-12-29 382 382 382 260726 3871 0 3871 0 3871 3421 0 4500 0 7921 0 4050 4050 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROBERT H GIVEN 3108287547 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H GIVEN 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 CO-TRUSTEE 0.20 0 0 0 STANFORD RUBIN 10100 SANTA MONICA BLVD LOS ANGELES CA 90024 CO-TRUSTEE 0.05 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 4305710 59581 0 4365291 0 0 4365291 65479 4299812 214991 214991 3871 3871 211120 0 211120 0 211120 287586 0 287586 0 287586 211120 0 0 8826 22713 1915 97209 130663 287586 0 0 0 211120 76466 0 0 207129 0 0 0 0 0 0 8826 198303 22713 1915 97209 76466 X ACLU FOUNDATION 1313 W 8TH ST LOS ANGELES CA 90017 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 AMERICAN JEWISH COMMITTEE 165 EAST 56TH STREET NEW YORK NY 10022 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 AMERICANS FOR OXFORD INC 500 FIFTH AVE 32 ND FLOOR NEW YORK NY 10110 N/A PUBLIC CHARITY MEDICAL RESEARCH 15000 AMNESTY INTERNATIONAL USA 1624 FRANKLIN STREET 520 OAKLAND CA 94612 N/A PUBLIC CHARITY COMMUNITY SERVICE 3000 ARTHRITIS FOUNDATION 800 W SIXTH ST 1010 LOS ANGELES CA 90017 N/A PUBLIC CHARITY MEDICAL RESEARCH 55000 ASANTE FOUNDATION 2600 SISKIYOU BLVD 100 MEDFORD OR 97504 N/A PUBLIC CHARITY MEDICAL RESEARCH 4000 AUTOIMMUNE ENCEPHALITIS ALLIANCE 811 9TH STREET 120-101 DURHAM NC 27705 N/A PUBLIC CHARITY MEDICAL RESEARCH 5000 CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BLVD 2416 LOS ANGELES CA 90048 N/A PUBLIC CHARITY MEDICAL RESEARCH 10000 CROHN'S & COLITIS FOUNDATION 10350 SANTA MONICA BLVD 120 LOS ANGELES CA 90025 N/A PUBLIC CHARITY MEDICAL RESEARCH 1000 DAVID FOSTER FOUNDATION PO BOX 1760 SANTA MONICA CA 904061760 N/A PUBLIC CHARITY COMMUNITY SERVICE 2500 DOCTORS WITHOUT BORDERS 40 RECTOR STREET 16TH FLOOR NEW YORK NY 10006 N/A PUBLIC CHARITY COMMUNITY SERVICE 3000 ENVIRONMENTAL DEFENSE FUND 1875 CONNECTICUT AVE NW WASHINGTON DC 20009 N/A PUBLIC CHARITY ENVIRONMENTAL 3000 FACING HISTORY AND OURSELVES 350 S BIXEL ST 160 LOS ANGELES CA 90017 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 FIRST PHOENIX COMMUNITY CENTER 121 W 2ND STREET PHOENIX OR 97535 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 FRIENDS OF ELNET 10573 W PICO BLVD 369 LOS ANGELES CA 90064 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 FRIENDS OF ISRAEL DEFENSE FORCES 6505 WILSHIRE BLVD 625 LOS ANGELES CA 90048 N/A PUBLIC CHARITY COMMUNITY SERVICE 3500 GREATER LOS ANGELES ZOO ASSOCIATION 5333 ZOO DR LOS ANGELES CA 90027 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 GREENSPRINGS FIRE & RESCUE 9980 OLD HYATT PRAIRIE RD ASHLAND OR 97520 N/A PUBLIC CHARITY COMMUNITY SERVICE 10000 HABITAT FOR HUMANITY 322 W LAMAR ST AMERICUS GA 317093543 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 HOLLY THEATRE 226 W 6TH STREET MEDFORD OR 97501 N/A PUBLIC CHARITY COMMUNITY SERVICE 3000 KCET 3080 BRISTOL ST 100 COSTA MESA CA 92626 N/A PUBLIC CHARITY COMMUNITY SERVICE 500 LA FAMILY HOUSING 7843 LANKERSHIM BLVD NORTH HOLLYWOOD CA 91605 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 LOS ANGELES PHILHARMONIC ASSOCIATION 151 S GRAND AVE LOS ANGELES CA 90012 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 MACULAR DEGENERATION RESEARCH 22512 GATEWAY CENTER DRIVE CLARKSBURG MD 20871 N/A PUBLIC CHARITY MEDICAL RESEARCH 2000 MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 N/A PUBLIC CHARITY MEDICAL RESEARCH 25000 NATURE CONSERVANCY 830 S STREET SACRAMENTO CA 95811 N/A PUBLIC CHARITY ENVIRONMENTAL 1000 OPERATION SMILE 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 N/A PUBLIC CHARITY COMMUNITY SERVICE 1500 OPTIONS FOR HELPING RESIDENTS OF ASHLAND PO BOX 1133 ASHLAND OR 97520 N/A PUBLIC CHARITY COMMUNITY SERVICE 10000 OREGON COMMUNITY FOUNDATION 1221 SW YAMHILL ST 100 PORTLAND OR 97205 N/A PUBLIC CHARITY COMMUNITY SERVICE 10000 PEOPLE FOR THE AMERICAN WAY FOUNDATION 1101 15TH ST NW 600 WASHINGTON DC 200055002 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 PINEHURST SCHOOL FOUNDATION 15337 HIGHWAY 66 ASHLAND OR 97520 N/A PUBLIC CHARITY EDUCATIONAL 5000 PLANNED PARENTHOOD LA 400 W 30TH ST LOS ANGELES CA 90007 N/A PUBLIC CHARITY MEDICAL RESEARCH 10000 ROGUE COMMUNITY HEALTH 1000 E MAIN ST MEDFORD OR 97504 N/A PUBLIC CHARITY MEDICAL RESEARCH 5000 ROGUE VALLEY COUNCIL OF GOVERNMENTS 155 NORTH 1ST STREET CENTRAL POINT OR 97502 N/A PUBLIC CHARITY COMMUNITY SERVICE 10000 SKIRBALL CULTURAL CENTER 2701 N SEPULVEDA BLVD LOS ANGELES CA 90049 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVE MONTGOMERY AL 36104 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 SPCA LA 5026 W JEFFERSON BLVD LOS ANGELES CA 90016 N/A PUBLIC CHARITY COMMUNITY SERVICE 500 STAND WITH US PO BOX 341069 LOS ANGELES CA 90034 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 TALENT MAKER CITY 304 E MAIN STREET TALEN OR 97540 N/A PUBLIC CHARITY COMMUNITY SERVICE 13000 THE BRADY CENTER 840 FIRST ST NE 400 WASHINGTON DC 20002 N/A PUBLIC CHARITY COMMUNITY SERVICE 1500 THE RAPE FOUNDATION 1223 WILSHIRE BLVD 410 SANTA MONICA CA 90403 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 WAYFINDER FAMILY SERVICES 1900 AVENUE OF THE STARS 2400 LOS ANGELES CA 90067 N/A PUBLIC CHARITY COMMUNITY SERVICE 500 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 900102798 N/A PUBLIC CHARITY COMMUNITY SERVICE 2800 249300 0 14 71682 15 501 18 260726 0 332909 0 332909 0 0 0 0 0 0 0 0 0 0 GIVEN & COMPANY 46889 23445 23444 N/A 0 REPORTABLE SERVICES PROVIDED TO THE FOUNDATION FORM 990-PF PART VIII PAGE 6 LINE 1 THE FOUNDATION PAID GIVEN & COMPANY, INC, THE SUM OF $46,889 FOR VARIOUS ACCOUNTING SERVICES PERFORMED BY ITS EMPLOYEES. THESE SERVICES INCLUDED TAX PREPARATION, BOOKKEEPING, AND OTHER TRUST ADMINISTRATIVE FUNCTIONS. ROBERT H. GIVEN, A TRUSTEE OF THE FOUNDATION, IS AN EMPLOYEE OF GIVEN & COMPANY AND AS AN EMPLOYEE RECEIVED COMPENSATION FOR HIS SERVICES. THE FOUNDATION PAID LOEB & LOEB, A LIMITED LIABILITY COMPANY, THE SUM OF $29,633 FOR VARIOUS SERVICES TO THE FOUNDATION. THESE SERVICES INCLUDED LEGAL AND TRUST ADMINISTRATIVE FUNCTIONS FOR THE FOUNDATION. STANFORD K. RUBIN, A TRUSTEE OF THE FOUNDATION, IS A PARTNER OF LOEB & LOEB, LLP AND AS SUCH RECEIVED COMPENSATION BY LOEB & LOEB, LLP FOR HIS SERVICES. NO COMPENSATION WAS DIRECTLY PAID BY THE FOUNDATION TO ROBERT H. GIVEN OR STANFORD K. RUBIN IN THEIR CAPACITY AS TRUSTEES OR OFFICERS OF THE FOUNDATION. A T & T INC 3.950% 01/15/2025 14793 16374 APPLE INC 3.250% 02/23/2026 24455 27196 BANK OF AMERICA CORP 4.125% 01/22/2024 25125 27025 CITIGROUP INC 4.500% 01/14/2022 15167 15176 CVS HEALTH CORP 4.300% 03/25/2028 5896 6844 GEN MOTORS FINL CO 3.450% 01/14/2022 14961 15090 GOLDMAN SACHS MTN 4.000% 03/03/2024 24751 26931 JP MORGAN CHASE & CO 3.300% 04/01/2026 24099 27106 LEE MEM HEALTH SYS FLA HOSP A 7.281% 04/01/2027 5949 6230 MORGAN STANLEY MTN 4.000% 07/23/2025 14789 16526 NORTHROP GRUMMAN 3.250% 08/01/2023 14877 15748 SHELL INTERNATIONAL 3.250% 05/11/2025 24548 27005 SOUTHERN CO 2.950% 07/01/2023 14741 15572 TARGET CORP 3.500% 07/01/2024 10031 10799 TYSON FOODS INC 4.500% 06/15/2022 15163 15281 ACCENTURE PLC CL A 14228 30392 ADOBE SYSTEMS 7393 63329 ALLY FINANCIAL INC 22690 33693 ALPHABET INC CL A 24116 133676 ALPHABET INC CL C 1225 13327 AMAZON.COM INC 58130 68986 AMERICAN WTR WKS CO INC 8252 49867 AON PLC 19892 24290 APPLE INC 13292 161310 APPLIED MATERIALS INC 46667 47630 ASML HOLDING NV SPONS ADR 17084 44707 BERKSHIRE HATHAWAY INC CL B 24296 39576 BLACKSTONE GROUP INC CL A 26689 58170 CHARLES RIV LABORATORIES INTL INC 16467 49520 CINTAS CORP 11370 39969 CME GROUP INC 21082 41577 COMCAST CORP NEW CL A 12718 46142 COSTCO WHOLESALE CORP 18514 69649 DANAHER CORP 4620 35011 DISNEY WALT COMPANY 25191 44830 EDWARDS LIFESCIENCES CORP 5751 48680 EQUINIX INC REIT 15536 27655 EXPEDIA GROUP INC 25723 25405 FACEBOOK INC 5909 35636 HCA HOLDINGS INC 23842 49758 HOME DEPOT INC 7376 70576 JP MORGAN CHASE & CO 16845 72024 L3 HARRIS TECHNOLOGIES INC 22932 24226 LOCKHEED MARTIN CORP 11984 17255 MASTERCARD INC CL A 8817 59106 MCDONALDS CORP 11073 20494 MICROSOFT CORP 13755 139550 NEXTERA ENERGY INC 15837 32586 NORTHROP GRUMMAN CORP 13265 21609 NXP SEMICONDUCTORS NV 21202 27422 OLD DOMINION FREIGHT LINE INC 21044 27168 PEPSICO INC 21867 38354 ROPER TECHNOLOGIES INC 21152 26768 S & P GLOBAL INC 18852 23369 SHERWIN WILLIAMS CO 21806 25176 STARBUCKS CORP 26490 36954 SYNCHRONY FINANCIAL 20619 24196 THERMO FISHER CORP 6246 57133 T-MOBILE US INC 27472 40883 TRANE TECHNOLOGIES PLC 9955 26761 TRANSUNION 19012 24708 UNITEDHEALTH GROUP INC 27707 82055 VERIZON COMMUNICATIONS 9580 14313 VISA INC CL A 14875 60142 WALMART INC 27587 39723 ZOETIS INC 12880 41740 0 0 1005024 1005406 BARON EMERGING MARKETS FUND AT COST 48183 45004 CNR FIXED INCOME OPPORT CL N AT COST 167819 149076 CNR SELECT STRAT FUND AT COST 120000 143100 GLOBAL LISTED REAL ESTATE I AT COST 21722 23430 GNMA POOL #439040 AT COST 216 215 ISHARES RUSSELL 2000 ETF AT COST 69672 66719 MIRAE ASSET EMERGING MARKETS CONSUMER FUND AT COST 16023 14192 SPDR S & P BIOTECH ETF AT COST 63538 100568 TOUCHSTONE SANDS CAPITAL EMERGING FUND AT COST 16023 15678 VANGUARD HIGH DIVIDEND YIELD AT COST 14069 25837 VANGUARD MID-CAP VALUE INDEX AT COST 28754 28620 VANGUARD SHORT-TERM GOV BND AT COST 151027 153218 LOEB & LOEB 29633 14816 14817 REGISTRY OF CHARITABLE TRUST 25 0 25 INVESTMENT FEES - CALDWELL -140 -140 0 INVESTMENT FEES - CNAM 16247 16247 0 ASPEN PICTURES-ROYALTY 501 501 501 FOREIGN TAXES PAID 62 62 0