2022-08-19T10:30:50-05:00 2022-06-30 061413357 ELIZABETH A SMITH INC PO BOX 3002 MILFORD CT 06460 990PF 2021-07-01 471439173 THE LOUISE ESTE BRUCE FOUNDATION INC c/o RICHARD J BOWLER ESQ BRUC 9149930936 64 EAST MOUNT AIRY ROAD CROTONONHUDSON NY 10520 RICHARD J BOWLER PRESIDENT, TREASURER 9149930936 2022-08-19 1 RICHARD BOWLER 999009999 ELIZABETH A SMITH P01209615 2038785106 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 4039657 X X 19 19 159350 159350 274740 2451290 274740 434109 434109 0 0 0 3158 2369 789 10307 10307 0 56059 55809 250 69524 68485 1039 365755 365755 435279 68485 366794 -1170 365624 25007 30512 30512 87138 479400 479400 2992647 3255617 3334578 20000 18024 18001 858721 198790 177166 3983513 3982343 4039657 0 0 X 3983513 3982343 3983513 3982343 3983513 3982343 3983513 -1170 0 3982343 0 3982343 20,000 MARRIOTT INTER NOTE 10/1/25 P 2020-08-06 2021-09-09 22008 20482 1526 1526 11 SHS ABBOTT LAB P 2022-03-24 1341 1159 182 182 18 SHS ABBVIE INC P 2022-03-24 2881 1500 1381 1381 200 SHS ABBVIE INC P 2022-03-02 29882 20832 9050 9050 9 SHS ADOBE SYSTEMS INC P 2022-03-02 4705 1779 2926 2926 5 SHS ADOBE SYSTEMS INC P 2022-01-07 2220 988 1232 1232 1 SH ADOBE SYSTEMS INC P 2022-02-23 453 198 255 255 6 SHS ADOBE SYSTEMS INC P 2022-03-24 2386 1186 1200 1200 31 SHS ADVANCED MICRO DEVICES P 2022-05-10 3578 1107 2471 2471 37 SHS AIR PRODUCTS & CHEMICALS P 2022-01-19 10770 9646 1124 1124 9 SHS AIR PRODUCTS & CHEMICALS P 2022-01-20 2573 2346 227 227 1 SH AMAZON COM INC P 2022-03-24 3236 433 2803 2803 2 SHS AMAZON COM INC P 2022-05-05 4980 866 4114 4114 40 SHS AMERICAN INTERNATIONAL GROUP P 2022-11-29 2321 1718 603 603 20 SHS AMERICAN INTERNATIONAL GROUP P 2022-03-24 1247 859 388 388 2 SHS AMERICAN TOWER CORP P 2022-03-24 484 371 113 113 150 SHS AMERICAN TOWER CORP P 2021-07-13 41942 35725 6217 6217 5 SHS AMERIPRISE FINANCIAL P 2022-03-24 1514 1148 366 366 21 SHS APPLE INC P 2020-10-15 2021-09-22 2994 1113 1881 1881 18 SHS APPLE INC P 2020-10-15 2021-10-27 2675 954 1721 1721 22 SHS APPLE INC P 2020-10-15 2022-03-24 3640 1454 2186 2186 17 SHS APPLE INC P 2020-10-15 2022-05-16 2376 1123 1253 1253 24 SHS APPLE INC P 2020-10-15 2022-05-16 3394 1586 1808 1808 5 SHS ATLASSIAN CORP P 2022-03-24 1431 726 705 705 3 SHS ATLASSIAN CORP P 2022-05-16 494 436 58 58 7 SHS ATLASSIAN CORP P 2022-05-16 1162 1016 146 146 12 SHS ATLASSIAN CORP P 2022-05-19 2088 1742 346 346 2,500 SHS AT&T INC P 2022-01-04 63959 8895 55064 55064 40 SHS BANK OF AMERICA P 2021-07-20 1532 711 821 821 20 SHS BANK OF AMERICA P 2022-03-24 876 356 520 520 50 SHS BANK OF AMERICA P 2022-04-14 1961 889 1072 1072 200 SHS BECTON DICKINSON & CO P 2022-02-02 51236 49701 1535 1535 6 SHS BLOCK INC P 2022-03-24 805 681 124 124 90 SHS BOSTON SCIENTIFIC CORP P 2022-03-24 3988 3372 616 616 200 SHS BOSTON SCIENTIFIC CORP P 2022-04-12 8975 7493 1482 1482 90 SHS BRISTOL MYERS SQUIBB P 2021-09-22 5433 4500 933 933 40 SHS CSX CORP P 2022-03-24 1475 516 959 959 11 SHS CELANESE CORP P 2022-03-24 1585 908 677 677 20 SHS CENTENE CORP P 2022-03-24 1742 1263 479 479 100 SHS CENTENE CORP P 2022-06-29 8494 6317 2177 2177 45 SHS CHEVRON CORP P 2022-02-02 5916 5139 777 777 6 SHS CHEVRON CORP P 2022-03-24 981 687 294 294 6 SHS CME GROUP P 2022-06-24 1507 1103 404 404 675 SHS COCA COLA CO P 2022-06-24 29587 19128 10459 10459 70 SHS COMCAST CORP CL A P 2021-10-13 3704 3319 385 385 40 SHS COMCAST CORP CL A P 2021-11-30 2045 1896 149 149 90 SHS COMCAST CORP CL A P 2021-12-22 4333 4267 66 66 300 SHS CONSTELLATION BRAND CL A P 2021-12-15 72325 56235 16090 16090 .6667 SH CONSTELLATION ENERGY P 2022-02-02 31 22 9 9 10 SHS CONSTELLATION ENERGY P 2022-03-24 503 335 168 168 36 SHS CONSTELLATION ENERGY P 2022-04-12 2302 1205 1097 1097 5 SHS CROWDSTRIKE HOLDINGS A P 2022-03-24 1021 682 339 339 2 SHS CROWDSTRIKE HOLDINGS A P 2022-05-16 275 273 2 2 4 SHS CROWDSTRIKE HOLDINGS A P 2022-05-16 558 545 13 13 9 SHS CVS HEALTH CORP P 2022-03-24 972 678 294 294 7 SHS DANAHER CORP P 2022-03-24 2028 1643 385 385 5 SHS DEERE & CO P 2022-03-24 2125 1074 1051 1051 500 SHS DICKS SPORTING GOODS P 2021-11-12 62500 61200 1300 1300 400 SHS DIGITAL REALTY TRUST REIT P 2021-09-08 66886 59146 7740 7740 24 SHS EATON CORP PLC P 2021-11-29 4100 2264 1836 1836 7 SHS EATON CORP PLC P 2022-03-24 1090 660 430 430 1 SH EQUINIX INC P 2022-03-24 720 561 159 159 20 SHS EXELON CORP P 2022-03-24 876 571 305 305 150 SHS EXELON CORP P 2022-06-29 6595 4865 1730 1730 18 SHS FACEBOOK INC A P 2021-10-04 6124 3671 2453 2453 300 SHS GENERAL DYNAMICS CO P 2021-10-07 62359 53135 9224 9224 16 SHS HOME DEPOT INC P 2021-07-08 5106 2848 2258 2258 15 SHS HOME DEPOT INC P 2021-08-19 4796 2670 2126 2126 9 SHS HOME DEPOT INC P 2022-03-21 2964 1602 1362 1362 9 SHS HONEYWELL INTL INC P 2022-03-24 1743 910 833 833 14 SHS HORIZON THERAPEUTICS PUB LTD P 2022-03-24 1531 1149 382 382 5 SHS ILLINOIS TOOK WORKS INC P 2022-03-24 1066 475 591 591 150 SHS ILLUMINA INC P 2022-01-11 62810 60014 2796 2796 7 SHS INTUIT INC P 2022-02-24 3372 2352 1020 1020 1 SH INTUIT INC P 2022-03-24 466 336 130 130 6 SHS INTUIT INC P 2022-05-10 2410 2016 394 394 400 SHS JOHNSON & JOHNSON P 2021-08-20 70000 50320 19680 19680 10 SHS JOHNSON & JOHNSON P 2022-03-17 1758 1258 500 500 14 SHS JP MORGAN CHASE & CO P 2021-07-20 2135 1421 714 714 14 SHS JP MORGAN CHASE & CO P 2022-03-24 1992 1421 571 571 6 SHS KLA CORP P 2022-03-24 2139 1383 756 756 74 SHS LEIDOS HOLDINGS INC P 2021-08-11 7042 6954 88 88 426 SHS LEIDOS HOLDINGS INC P 2021-08-22 40521 40031 490 490 31 SHS LILLY ELI & CO P 2022-06-24 10084 5454 4630 4630 11 SHS LIVE NATION ENTERTAINMENT P 2022-03-24 1263 1025 238 238 30 SHS LIVE NATION ENTERTAINMENT P 2022-06-07 2858 2795 63 63 5 SHS MASTERCARD INC P 2022-03-24 1734 1716 18 18 6 SHS MASTERCARD INC P 2022-04-14 2092 2059 33 33 250 SHS MCDONALDS CORP P 2021-10-24 61180 48473 12707 12707 46 SHS MEDTRONIC PLC P 2021-11-17 5453 4877 576 576 22 SHS MEDTRONIC PLC P 2021-11-26 2492 2333 159 159 800 SHS MERCK & CO INC P 2022-01-31 65106 63379 1727 1727 31 SHS META PLATFORMS INC P 2021-10-29 9774 6322 3452 3452 12 SHS META PLATFORMS INC P 2022-02-07 2844 2447 397 397 3 SHS META PLATFORMS INC P 2022-03-24 634 612 22 22 20 SHS MICRON TECHNOLOGY INC P 2021-08-13 1485 851 634 634 30 SHS MICRON TECHNOLOGY INC P 2022-03-24 2330 1277 1053 1053 8 SHS MICROSOFT CORP P 2021-12-22 2548 273 2275 2275 19 SHS MICROSOFT CORP P 2022-03-24 5691 649 5042 5042 21 SHS MICROSOFT CORP P 2022-06-07 5659 718 4941 4941 40 SHS MONDELEZ INTL INC CL A P 2021-08-03 2531 2045 486 486 60 SHS MONDELEZ INTL INC CL A P 2021-08-06 3707 3068 639 639 10 SHS NEXTERA ENERGY INC P 2022-03-24 819 599 220 220 18 SHS NIKE INC CL B P 2021-08-23 2976 1185 1791 1791 12 SHS NIKE INC CL B P 2021-11-30 2019 1052 967 967 6 SHS NIKE INC CL B P 2022-03-24 822 526 296 296 9 SHS NVIDIA CORP P 2022-03-24 2406 787 1619 1619 250 SHS PEPSICO INC P 2021-07-14 38606 32905 5701 5701 20 SHS PFIZER INC P 2022-03-24 1084 874 210 210 30 SHS PHILLIP MORRIS INTL P 2021-08-03 2992 2564 428 428 30 SHS PHILLIP MORRIS INTL P 2021-10-07 2890 2564 326 326 52 SHS PHILLIP MORRIS INTL P 2021-12-07 4598 4444 154 154 10 SHS PIONEER NATURAL RESOURCES P 2022-03-24 2513 1708 805 805 20 SHS PIONEER NATURAL RESOURCES P 2022-04-12 5082 3415 1667 1667 36 SHS PROCTER & GAMBLE CO P 2021-09-29 5105 3318 1787 1787 100 SHS PULTE GROUP INC P 2022-02-09 4874 4832 42 42 20 SHS RAYTHEON TECHNOLOGIES CORP P 2022-03-24 1996 1638 358 358 25 REGENERON PHARMS INC P 2022-04-07 18104 11965 6139 6139 10 SHS ROYAL CARIBBEAN CRUISES P 2022-03-24 757 738 19 19 5 SHS S & P GLOBAL INC P 2022-03-24 2032 1229 803 803 19 SHS SALESFORCE.COM INC P 2021-12-22 4705 2177 2528 2528 11 SHS SIMON PROPERTY GROUP REIT P 2022-03-21 1448 1351 97 97 34 SHS SIMON PROPERTY GROUP REIT P 2022-03-21 4430 4176 254 254 2 SHS SIMON PROPERTY GROUP REIT P 2022-03-24 263 246 17 17 25 SHS SIMON PROPERTY GROUP REIT P 2022-04-11 3127 3071 56 56 32 SHS SKYWORKS SOLUTIONS INC P 2022-03-24 4301 4252 49 49 5 SHS SQUARD INC A P 2021-08-13 1356 412 944 944 500 SHS STARBUCKS CORP P 2021-07-13 59771 38619 21152 21152 1,550 SHS SURO CAPITAL CORP P 2021-11-04 23819 20910 2909 2909 40 SHS SYNCHRONY FINANCIAL P 2022-03-24 1481 1067 414 414 1 SH TESLA INC P 2022-03-24 930 707 223 223 14 SHS TEXAS INSTRUMENTS INC P 2021-10-04 2698 1545 1153 1153 24 SHS TEXAS INSTRUMENTS INC P 2021-10-15 4495 2648 1847 1847 18 SHS TEXAS INSTRUMENTS INC P 2021-10-29 3345 1986 1359 1359 20 SHS TEXAS INSTRUMENTS INC P 2022-01-24 3555 2207 1348 1348 30 SHS THE TRADE DESK INC P 2022-04-01 2193 1239 954 954 20 SHS TRANE TECHNOLOGIES P 2021-11-29 3904 985 2919 2919 18 SHS TRANE TECHNOLOGIES P 2022-02-11 2913 887 2026 2026 4 SHS TRANE TECHNOLOGIES P 2022-03-24 628 197 431 431 30 SHS TRUIST FINANCIAL CORP P 2022-03-24 1786 1135 651 651 200 SHS UMH PROPERTIES 6.75% PFD P 2021-07-02 5176 5164 12 12 200 SHS UMH PROPERTIES 6.75% PFD P 2021-07-07 5243 5164 79 79 1,300 SHS UMH PROPERTIES 6.75% PFD P 2021-10-19 34450 32140 2310 2310 7 SHS UNITEDHEALTH GROUP INC P 2022-03-24 3565 1828 1737 1737 10 SHS VALERO ENERGY CORP P 2022-03-24 937 754 183 183 300 SHS VIMEO INC P 2021-11-02 10242 5623 4619 4619 100 SHS VIMEO INC P 2021-11-02 3414 1874 1540 1540 13 SHS VISA INC CL A P 2021-08-02 3232 1369 1863 1863 88 SHS VISA INC CL A P 2021-11-23 17712 9270 8442 8442 30 SHS VOYA FINANCIAL INC P 2022-03-24 1982 1290 692 692 2,700 SHS BLACKROCK INNOVATION & GROWTH P 2021-11-01 49748 47820 1928 1928 3,342.966 UTS BNY MELLON GOLBAL REAL RETURN FD P 2022-03-23 32795 26377 6418 6418 2,079.0726 UTS BNY MELLON INTL APPRECIATION FD P 2022-06-16 39993 39654 339 339 992.332 UTS BNY MELLON SMALL CAP MULTI STRATEGY FD P 2022-03-23 22000 16207 5793 5793 4,344.893 UTS BNY MELLON SMALL CAP MULTI STRATEGY FD P 2022-06-16 80989 70962 10027 10027 750 UTS ISHARES MSCI EMERGING MKTS ETF P 2022-06-24 36385 28523 7862 7862 CALL JOHNSON & JOHNSON EXP 9/3/21 P 2021-08-03 2021-08-20 897 897 897 CALL LAM RESEARCH EXP 9/17/21 P 2021-08-30 2021-09-14 1509 401 1108 1108 CALL LAM RESEARCH EXP 9/17/21 P 2022-03-03 2022-03-11 1319 1319 1319 CALL LAM RESEARCH EXP 10/1/21 P 2021-09-14 2021-09-28 1549 326 1223 1223 CALL DICK SPORTING GOOD EXP 11/12/21 P 2021-10-28 2021-11-12 1197 1197 1197 CALL ISHR US PFD EXP 2/18/22 P 2022-01-04 2022-02-18 984 984 984 CALL AMERN TOWER EXP 2/18/22 P 2022-01-05 2022-02-18 2398 2398 2398 CALL ABBOTT LAB EXP 2/11/22 P 2022-01-31 2022-02-10 806 304 502 502 CALL NEXTERA ENERGY EXP 2/18/22 P 2022-01-31 2022-02-05 1869 245 1624 1624 CALL AMERN TOWER EXP 5/20/22 P 2022-04-05 2022-04-28 1348 227 1121 1121 CALL AMERN TOWER EXP 6/17/22 P 2022-05-24 2022-06-10 1438 692 746 746 1 SH ACCENTURE PLC A P 2022-03-21 319 361 -42 -42 16 SHS ACCENTURE PLC A P 2022-03-21 5099 5783 -684 -684 1 SH ACCENTURE PLC A P 2022-03-24 324 361 -37 -37 2 SHS ALPHABET INC CL A P 2022-03-24 5444 5750 -306 -306 20 SHS BLOCK INC P 2022-05-10 1927 2269 -342 -342 39 SHS BLOCK INC P 2022-05-13 2895 4425 -1530 -1530 3 SHS BOOKING HOLDINGS INC P 2021-11-24 6925 7201 -276 -276 1,500 SHS CHANGE HEALTHCARE INC 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UTS BNY MELLON CORP BOND M P 2022-06-16 217533 235719 -18186 -18186 8,710.802 UTS BNY MELLON HIGH YIELD FD I P 2022-03-23 50000 54663 -4663 -4663 22,893.936 UTS BNY MELLON HIGH YIELD FD I P 2022-06-16 119735 143482 -23747 -23747 800 UTS ISHARES MSCI EMERGING MARKETS ETF P 2022-06-24 38811 40727 -1916 -1916 1,000 UTS ISHARES PREFERRED INCOME SEC ETF P 2022-05-27 34613 36111 -1498 -1498 CLASS ACTION PROCEEDS - BANK OF NY MELLON P 2022-04-25 1 1 1 Capital Gains Dividends P 23381 23381 23381 274740 5082 0 5082 0 5082 8360 0 0 0 8360 0 3278 3278 0 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 0 0 0 1 N/A RICHARD J BOWLER ESQ 9149930936 64 EAST MOUNT AIRY ROAD CROTONONHUDSON NY 10520 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD J BOWLER 64 EAST MOUNT AIRY ROAD CROTONONHUDSON NY 10520 PRESIDENT, TREASURER, DIRE 5.00 0 0 0 JEANNE E ZUNICH 64 EAST MOUNT AIRY ROAD CROTONONHUDSON NY 10520 VICE PRESIDENT, DIRECTOR 0.00 0 0 0 LAURA BOWLER 5120 BULL RUN DRIVE YPSILANTI MI 48197 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 0 4922357 133118 0 5055475 0 0 5055475 75832 4979643 248982 248982 5082 5082 243900 0 243900 0 243900 366794 0 366794 243900 0 0 28026 49585 5205 35590 94132 212538 366794 0 0 0 243900 122894 0 0 335432 0 0 0 0 0 0 28026 307406 49585 5205 35590 94132 122894 Richard J Bowler Esq 64 Mount Airy Road East CrotononHudson NY 10520 9149930936 bowler.rich89@gmail.com The New York/New Jersey Common Application Form; Include information about organization & purpose of grant No later than June 1 of each fiscal year Qualified charitable organizations for charitable, religious, scientific, or educational purposes BEREA COLLEGE 101 CHESTNUT STREET BEREA KY 40404 EDUCATION 15000 CALVERT SCHOOL 105 TUSCANY ROAD BALTIMORE MD 21210 EDUCATION 100000 HUDSON VALLEY SHAKESPEARE FESTIVAL INC 143 MAIN STREET COLD SPRING NY 10516 EDUCATION 100000 MISS HALL'S SCHOOL 492 HOLMES ROAD PITTSFIELD MA 01202 EDUCATION 50000 THE URSULINE SCHOOL 1354 NORTH AVENUE NEW ROCHELLE NY 10804 EDUCATION 80755 CALVARY FUND 1740 EASTCHESTER ROAD BRONX NY 10461 EDUCATION 20000 365755 0 14 19 14 159350 18 274740 0 434109 0 434109 0 0 0 0 0 0 0 0 0 0 ACCOUNTING & TAX PREPARATION FEES 3158 2369 789 CORPORATE BONDS 18024 18001 CORPORATE STOCKS 3255617 3334578 MUTUAL FUNDS AT COST 198790 177166 BNY MELLON, MARKET VALUE FEE 22174 22174 0 CHARLES SCHWAB, ADVISORY FEE 33547 33547 0 FILING FEE 250 0 250 ADR FEES 58 58 0 BANK FEES 30 30 0 EXCISE TAX 10118 10118 0 FOREIGN TAX 189 189 0