2022-08-12T07:00:23-05:00 2021-09-30 350921680 CROWE LLP 9600 Brownsboro Road Suite 400 Louisville KY 402413902 990 2020-10-01 043358566 UMass Memorial Health Care Inc (Parent) UMAS 5083340252 306 Belmont Street Worcester MA 01604 Sergio Melgar EVP/CFO/Treasurer 2022-08-12 true Sergio Melgar 999009999 RACHEL SPURLOCK P00520729 5023263996 2020 2022-09-23 18:48:47Z Sergio Melgar 306 Belmont Street Worcester MA 01604 458153591 false X www.ummhealth.org X 1998 MA To support, develop and coordinate an integrated health care delivery system that includes multiple health care facilities and providers. To receive in trust, from whatever source, and administer gifts and grants, whether restricted or for a specific purpose. To promote services and programs that are charitable, scientific or educational and that address the physical and mental needs of the community at large, provided the corporation shall operate exclusively for the benefit of the Medical Center and other charitable organizations or hospitals that are under common control. 19 17 1871 23 325736 322165 1681548 9753485 395910708 413391767 12466235 34489679 185508 255125 410243999 457890056 337953 1641191 0 179224262 223626197 0 2252524 218924637 221538674 398486852 446806062 11757147 11083994 909920912 1470153319 654246254 1022716819 255674658 447436500 UMASS MEMORIAL HEALTH CARE, INC. IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICES, TEACHING AND RESEARCH. false false 428586759 1641191 413391767 TO SUPPORT THE ADVANCEMENT OF THE KNOWLEDGE, EDUCATION, AND RESEARCH AND THE PRACTICE OF HEALTH CARE RELATED SERVICES THROUGH THE OVERSIGHT OF UMASS MEMORIAL HEALTH CARE OPERATIONS AND THE EFFICIENT DELIVERY OF SUPPORT SERVICES. 428586759 true true false true false false false true true true true false true true true false true false true true false false false true false false true true true true false true false false false false false true false false false false false false false true true true false false true X 326 0 true 1871 true true true true CJ false false false true true false false false false true false X 19 17 false false false false false true false true false false false true true true true true true true true false CO DC FL GA AL IL KS KY AK MD MA MN MS NV NH NJ NM NC ND OH OK OR PA SC TN UT VA WA WI X Brian Huggins 5083340252 306 Belmont Street Worcester MA 01604 ERIC W DICKSON MD PRESIDENT, CEO, DIRECTOR, UMM HEALTH CARE, INC. 40.0 5.0 X X 2339823 0 442959 RICHARD SIEGRIST CHAIRPERSON, DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X X 0 0 0 DAVID L BENNETT DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 EDWARD D'ALELIO DIRECTOR UNTIL FY2021, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 ELVIRA GUARDIOLA DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 EVAN BENJAMIN MD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 JEAN KING PHD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 JEAN MCMURRAY DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 LESLIE BOVENZI DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 LYNDA M YOUNG MD VICE-CHAIRPERSON, DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 MARK JOHNSON MD DIRECTOR, UMM HEALTH CARE, INC. 5.0 28.0 X 0 1022090 126437 MICHAEL COLLINS MD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 MICHAEL O'BRIEN DIRECTOR, UMM HEALTH CARE, INC. 1.0 0 X 0 0 0 NANCY KANE DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 PAULETTE SEYMOUR-ROUTE PHD DIRECTOR UNTIL FY2021, UMM HEALTH CARE, INC. 5.0 40.0 X 0 67322 8166 PETER KNOX DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 RAYMOND PAWLICKI DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 RICHARD K BENNETT DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 ROBERT W FINBERG MD DIRECTOR UNTIL FY2021, UMM HEALTH CARE, INC. 5.0 20.0 X 0 914335 92823 ROSEMARY THOMSEN DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 SUSAN MAILMAN DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 TERENCE FLOTTE MD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 DOUGLAS S BROWN SECRETARY, UMM HEALTH CARE, INC. 40.0 5.0 X 1065825 0 210757 KATHARINE BOLLAND ESHGHI ASSISTANT SECRETARY, UMM HEALTH CARE, INC. 40.0 5.0 X 596642 0 139144 SERGIO MELGAR EVP/CFO/Treasurer, UMM Health Care, Inc. Officer 40.0 5.0 X 1272094 0 251090 ALICE A SHAKMAN SVP, CLINICAL SVCS 5.0 40.0 X 0 406009 96606 ANDREW KARSON MD SVP, CMO-UMMMC 5.0 40.0 X 0 688663 140934 BART METZGER SVP, CHIEF HR OFFICER 40.0 5.0 X 666014 0 105545 CHERYL LAPRIORE SVP, CHF OF STAFF &CHF MKTG OFC 40.0 5.0 X 544313 0 147677 DIANNA J CAFFARENA SVP, AMBULATORY SVCS 5.0 40.0 X 0 306580 34666 ERIC J ALPER MD SVP CQO & CHF INFORMATICS OFF 40.0 5.0 X 593656 0 142159 JACK W BAILEY SVP, CLINICAL SVCS 5.0 40.0 X 0 357341 69128 JAMES P CYR SVP, SURGICAL & PROCEDURAL SVCS 5.0 40.0 X 0 381768 112464 JOHN GREENWOOD SVP, POP HLTH & PRESIDENT, ACO 5.0 40.0 X 0 469258 139989 JOHN R SALZBERG SVP, SYSTEM REV CYCLE OPS & CRO 40.0 5.0 X 438141 0 104971 JOHN T RANDOLPH VP, CHIEF CORPORATE COMPLIANCE 40.0 5.0 X 496315 0 76135 JUSTIN PRECOURT SVP, PATIENT CARE SVCS & CNO 5.0 40.0 X 0 527123 83852 KATHLEEN DRISCOLL SVP, CHIEF PHILANTHROPHY OFC 40.0 5.0 X 360301 0 31941 LATAMARA LUNDI PRESIDENT, COMMUNITY HEALTHLINK, INC. 5.0 40.0 X 0 221680 17838 MICHAEL GUSTAFSON MD PRESIDENT, MEDICAL CENTER 5.0 40.0 X 0 1238032 198888 MICHELE STREETER EXEC VP/COO UMMMG 5.0 40.0 X 0 685871 172430 ROBERT FELDMANN SVP UNTIL FY2021, FINANCE/CORPORATE CONTROLLER 40.0 5.0 X 522861 0 123818 STEPHEN E TOSI MD CHIEF PHYSICIAN EXECUTIVE 5.0 40.0 X 0 1077736 142002 STEVEN ROACH PRESIDENT, CNEHA, Inc. & MARLBOROUGH HOSPITAL 5.0 40.0 X 0 640804 128516 THERESE DAY VP/CHIEF FINANCIAL OFFICER MED CENTER 5.0 40.0 X 0 487302 123422 WILLIAM CORBETT MD SVP, COMMUNITY PRACTICES 5.0 40.0 X 0 668409 155540 ALAN R WESTON VP, HUMAN RESOURCES 40.0 0 X 416421 0 87261 CATHERINE M ROSSI VP HEALTH SYSTEM CONTRACTING 40.0 0 X 372022 0 95098 JUDY A LAROCHE VP FINANCE/ASST TREASURER 40.0 0 X 356747 0 107535 ROBIN L SODANO VP, INFORMATION SYSTEMS 40.0 0 X 413960 0 103259 TOD G WIESMAN VP, OPD,CHIEF LEARNING OFFICER 40.0 0 X 366705 0 100535 BARBARA FISHER FORMER KEY EE, SVP UNTIL 9/25/19, OPERATIONS (UMMMC) 0.0 0.0 X 0 316250 30000 DANA SWENSON FORMER KEY EMPLOYEE UNTIL FY2020 0.0 0.0 X 274755 0 62062 DEBORAH WEYMOUTH FORMER PRESIDENT UNTIL 9/27/19, HEALTHALLIANCE-CLINTON HOSPITAL 0.0 0.0 X 0 297898 43573 LISA COLOMBO FORMER KEY EMPLOYEE UNTIL 1/2018 0.0 0.0 X 104728 0 0 PATRICK MULDOON FORMER KEY EMPLOYEE UNTIL 1/2018 0.0 0.0 X 0 1421276 0 11201323 12195747 4249220 337 true true false CROTHALL HLTHCARE INC 13028 COLLECTION CENTER DRIVE CHICAGO IL 60693 Clinical Engineering Services 17018655 EPIC HOSTING LLC MAIN BIN 88065 MILWAUKEE WI 532880065 Software Maintenance Services 8000817 VIZIENT INC 290 E JOHN CARPENTER FREEWAY IRVING TX 75062 Supply Chain Services 5883360 ERNST & YOUNG LLP P O BOX 5152 BOSTON MA 022065152 Consulting Services 4405299 NTT DATA SVCS LLC MAIN LOCKBOX 677956 DALLAS TX 752677956 Consulting and Outsourcing Services 2271180 116 181580 8192414 1379491 2982 9753485 System allocation premium 622110 355144214 355144214 Professional liability revenue 622110 30462336 30462336 Workers compensation premium 622110 10783643 10783643 General insurance premium 622110 2953891 2953891 Other program service revenue 622110 14047683 14047683 0 0 0 0 413391767 34489679 325736 34163943 0 0 0 0 518660 181580 263535 255125 255125 0 0 0 0 0 457890056 413391767 325736 34419068 X 1620818 1620818 20373 20373 11258462 11258462 156933 156933 147543692 137460744 8767675 1315273 14120507 14120507 39700819 38097239 1116947 486633 10845784 10845784 2085840 2063462 22378 1258388 1258388 1595194 1595194 61161157 59650119 1402831 108207 4080126 3842344 237782 8438364 7454249 835273 148842 61771682 61603826 167856 10056183 9717863 327427 10893 315588 315135 453 47180 46480 700 4499857 4499857 32145106 32120551 18033 6522 33727635 33704409 23226 Other taxes 320556 320556 Other expenses 35818 28663 10 7145 0 0 0 0 446806062 428586759 15966779 2252524 37314895 152787820 189611170 124900723 564296 336199 2766700 1809055 0 0 0 0 251250 14022975 38789805 41027537 308422196 124069181 203099375 184353015 67753271 64228285 302984396 418822252 0 66785754 467865458 909920912 1470153319 59143462 77588412 92452 143669 91757105 444691913 3148512 0 0 8721762 82973237 0 494531473 414171076 654246254 1022716819 X 192417450 377057688 63257208 70378812 255674658 447436500 909920912 1470153319 X 11083994 37199766 143478082 X false true X true true true X X 7 UMass Memorial Medical Center Inc 043358564 3 true 255303709 0 Marlborough Hospital 042104693 3 true 12811072 0 UMass Memorial HealthAlliance-Clinton Hospital Inc 042103555 3 true 30295400 0 UMass Memorial Medical Group Inc 042911067 9 true 85103280 0 Community HealthLink Inc 042626179 7 true 334438 0 Central New England HealthAlliance Inc 043172496 7 true 6550 0 HealthAlliance Home Health and Hospice Inc 042932308 9 true 0 0 7 383854449 0 true false false false false false false false false false false false false false false true true true X true true Schedule A, Part IV, Section D, Line 3 Supp. Org. Have Significant Voice In Investment Policies THE ORGANIZATIONS SUPPORTED HAVE A SIGNIFICANT VOICE IN THE ORGANIZATION'S INVESTMENT POLICIES, AS WELL AS IN DIRECTING THE USE OF THE ORGANIZATION'S INCOME OR ASSETS. THE SUPPORTING ORGANIZATIONS PARTICIPATE ON THE INVESTMENT COMMITTEE TO DIRECT THE INVESTMENTS OF THE UMASS MEMORIAL INVESTMENT PARTNERSHIP, IN WHICH THE SUPPORTING ORGANIZATION'S FUNDS ARE INVESTED. Schedule A, Part IV, Section E, Line 3a Power To Appoint/Elect Majority of Officer/Director/Trustee THE PARENT ORGANIZATION HAS THE POWER TO REGULARLY APPOINT OR ELECT A MAJORITY OF THE OFFICERS, DIRECTORS, OR TRUSTEES OF EACH SUPPORTED ORGANIZATION. Schedule A, Part IV, Section E, Line 3b Substantial Direction Over Policies/Programs/Activities THE ORGANIZATION EXERCISES A SUBSTANTIAL DEGREE OF DIRECTION OVER THE POLICIES, PROGRAMS, AND ACTIVITIES OF EACH OF ITS SUPPORTED ORGANIZATIONS THROUGH THE DIRECTION OF THE OFFICERS AND DIRECTORS OF THE SUPPORTED ORGANIZATIONS. THERE ARE RESERVED POWERS OF THE PARENT OVER ITS SUBSIDIARIES FOR SIGNIFICANT CORPORATE ACTIONS RELATED TO SUCH ITEMS AS AGREEMENTS TO SELL ASSETS, MERGERS, CAPITAL AND OPERATING BUDGETS, LOAN AGREEMENTS, ELECTION OF THE PRESIDENT, CHANGES TO ARTICLES OF ORGANIZATION/BYLAWS, ADOPTION OF STRATEGIC PLAN, ETC. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 99835 99835 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY Amounts represent percentage of lobbying expenses included in membership dues paid to the following associations: Coalition to Protect America's Health Care $78,750 America's Essential Hospitals $18,203 Professional Liability Foundation, LTD $2,700 Worcester Regional Chamber of Commerce $182 Total $99,835 false true X 50634682 95183 9706687 2709834 57726718 49104824 95486 2689545 1255173 50634682 48384545 66231 1664022 1009974 49104824 47869272 656633 2338097 2479457 48384545 46909090 10239 4215185 3265242 47869272 0.0 0.48 0.52 false false 28849412 18825399 10024013 279572784 105243782 174329002 184353015 2743192 F Investment in captive insurance company 120000 C Units in investment partnership 415959060 F 418822252 Due from related parties 467067911 Beneficial interest 759869 Other assets 37678 467865458 Due to related parties 35149094 Outstanding loss and self insured reserves 40577869 Other liabilities 44760246 Accrued pension & postretirement obligations 293683867 414171076 X Schedule D, Part IV, Line 2b Explanation of escrow agreement UMASS MEMORIAL MEDICAL CENTER, INC. HAS A CUSTODIAL ACCOUNT OF $3,148,512 RELATED TO CAPITAL ACCUMULATION ACCOUNTS FOR EXECUTIVES. THESE FUNDS ARE PAID OUT ACCORDING TO THE VESTING DATES SELECTED BY THE EXECUTIVES (MINIMUM OF TWO YEARS). Schedule D, Part V, Line 4 Intended uses of endowment funds The intended use of the organization's endowment funds are directed in accordance with the donor's intent including the preservation of the original gift and various purposes including charity care, medical education, research, health care services, buildings and equipment. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The Company and substantially all of its affiliates are tax-exempt organizations under Section 501(c)(3) of the Internal Revenue Code (IRC) or are disregarded entities for tax purposes. Accordingly, these entities will not incur any liability for federal income taxes except for tax on unrelated business taxable income (UBTI). The measurement of the amounts recorded as a provision for income taxes for all our affiliates was $376,000 and $433,000 for the years ended September 30, 2021 and 2020, respectively, and is recorded as part of supplies and other expense in the accompanying consolidated statements of operations. For the years ended September 30, 2021 and 2020, the System had approximately $11,879,000 and $14,900,000 respectively, of net operating loss (NOL) carryforwards for federal income tax purposes primarily related to its previously discontinued laboratory outreach business. The NOL carryforwards have expiration dates from 2032 through 2035. For the year ended September 30, 2021, the System utilized the deferred tax assets and recognized an income tax expense of $2,726,000 which has been recorded in supplies and other expense in the accompanying consolidated statements of operations. The System accounts for uncertainty in income tax positions by applying a recognition threshold and measurement attribute for financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. We have determined that no material unrecognized tax benefits or liabilities exist as of September 30, 2021. Central America and the Caribbean 1 1 Conducting board meetings,Accounting 153882 Central America and the Caribbean 0 0 Investments 120000 Central America and the Caribbean 0 0 Program Services Insurance claims 18179584 Central America and the Caribbean 0 0 Program Services Insurance premiums 28693657 1 1 0 0 1 1 47147123 0 47147123 true false true false false false Winter Ball 645180 181580 463600 205063 15231 18466 Tee Up for Tots 21385 21385 7335 10880 300 1 33675 33675 2640 2940 680 700240 181580 518660 215038 29051 19446 263535 255125 true City of Worcester 455 Main Street Worcester MA 01608 046001418 City of Worcester 1123000 0 N/A N/A 1. Donation to establish Worcester Health Equity Fund UMass Chan Medical School 55 Lake Ave N Worcester MA 01655 043167352 501 (C)(1) 137444 0 N/A N/A 2. Promote the career development of junior faculty Community Legal Aid Inc 405 Main Street Worcester MA 01608 042446242 501 (c)(3) 60000 0 N/A N/A 3. Support Medical Legal Partnership between Umass Memorial & Community Legal Aid UMass Memorial Foundation Inc The 333 South Street Shrewsbury MA 01545 043108190 501 (c)(3) 25000 0 N/A N/A 4. Support Cancer Regional Environmental Council Inc PO Box 255 Worcester MA 01613 046364350 501 (c)(3) 25000 0 N/A N/A 5. Support to address food insecurity Worcester Common Ground Inc 5 Piedmont Street Worcester MA 01610 222976657 501 (c)(3) 15000 0 N/A N/A 6. Support to address food insecurity Marlborough Hospital 57 Union Street Marlborough MA 01752 042104693 501 (c)(3) 15000 0 N/A N/A 7. Transfer to related organization for golf tournament HealthAlliance-Clinton Hospital 60 Hospital Road Leominster MA 01453 042103555 501 (c)(3) 12000 0 N/A N/A 8. Transfer to related organization for golf tournament The Francis Ouimet Scholarship Fund Inc 300 Arnold Palmer Boulevard Norton MA 02766 042234126 501 (c)(3) 10000 0 N/A N/A 9. Support Youth Employment & Education Tuition Awards VNA Care Network Inc 120 Thomas Street Worcester MA 016081280 042103825 501 (c)(3) 10000 0 N/A N/A 10. Support for Home Health and Hospice - Worcester Benefit Salute to Nurses The Health Foundation Fund Inc 446 Main Street 20th Floor Worcester MA 01608 043521743 501 (c)(3) 10000 0 N/A N/A 11. Support Worcester's Redevelopment Worcester Art Museum 55 Salisbury Street Worcester MA 01609 041988530 501 (c)(3) 10000 0 N/A N/A 12. Support Business Partner Membership at Sponsor Level Worcester State Foundation Inc 486 Chandler Street Worcester MA 01602 223248067 501 (c)(3) 10000 0 N/A N/A 13. Support our COVID19 testing, education and outreach program at Worcester State University 13 0 EMERGENCY ASSISTANCE SUPPORT FOR EMPLOYEES (EASE). Eligible employees can receive an EASE grant for up to $1,500 to lessen the financial burden caused by an unplanned emergency. 15 20373 Book Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. AT REASONABLE INTERVALS, RE-EVALUATION OF THE GRANTS WILL OCCUR TO ENSURE THAT THE ARRANGEMENTS ARE EXPECTED TO CONTINUE TO SATISFY THE STANDARD SET FORTH. X X X X X true true false false false false false false false ERIC W DICKSON MD PRESIDENT, CEO, DIRECTOR, UMM HEALTH CARE, INC. 1350402 0 845021 0 144400 0 388466 0 54493 0 2782782 0 143644 0 ROBERT W FINBERG MD DIRECTOR UNTIL FY2021, UMM HEALTH CARE, INC. 0 310574 0 119878 0 483883 0 45902 0 46921 0 1007158 0 467040 MARK JOHNSON MD DIRECTOR, UMM HEALTH CARE, INC. 0 984930 0 37160 0 0 0 14250 0 112187 0 1148527 0 0 DOUGLAS S BROWN SECRETARY, UMM HEALTH CARE, INC. 654347 0 322340 0 89138 0 179037 0 31720 0 1276582 0 70832 0 KATHARINE BOLLAND ESHGHI ASSISTANT SECRETARY, UMM HEALTH CARE, INC. 424370 0 132893 0 39379 0 110797 0 28347 0 735786 0 39379 0 SERGIO MELGAR EVP/CFO/Treasurer, UMM Health Care, Inc. Officer 779466 0 385976 0 106652 0 208494 0 42596 0 1523184 0 87152 0 LISA COLOMBO FORMER KEY EMPLOYEE UNTIL 1/2018 0 0 0 0 104728 0 0 0 0 0 104728 0 104728 0 BARBARA FISHER FORMER KEY EE, SVP UNTIL 9/25/19, OPERATIONS (UMMMC) 0 0 0 0 0 316250 0 29731 0 269 0 346250 0 29774 DANA SWENSON FORMER KEY EMPLOYEE UNTIL FY2020 114911 0 55883 0 103961 0 50308 0 11754 0 336817 0 98340 0 DEBORAH WEYMOUTH FORMER PRESIDENT UNTIL 9/27/19, HEALTHALLIANCE-CLINTON HOSPITAL 0 0 0 0 0 297898 0 37164 0 6409 0 341471 0 38974 PATRICK MULDOON FORMER KEY EMPLOYEE UNTIL 1/2018 0 0 0 0 0 1421276 0 0 0 0 0 1421276 0 1421276 JACK W BAILEY SVP, CLINICAL SVCS 0 271403 0 85938 0 0 0 39822 0 29306 0 426469 0 0 WILLIAM CORBETT MD SVP, COMMUNITY PRACTICES 0 444829 0 151143 0 72437 0 118455 0 37085 0 823949 0 47260 JAMES P CYR SVP, SURGICAL & PROCEDURAL SVCS 0 268585 0 86450 0 26733 0 80040 0 32424 0 494232 0 26733 THERESE DAY VP/CHIEF FINANCIAL OFFICER MED CENTER 0 339973 0 107218 0 40111 0 91196 0 32226 0 610724 0 40111 ROBERT FELDMANN SVP UNTIL FY2021, FINANCE/CORPORATE CONTROLLER 303082 0 102323 0 117456 0 93686 0 30132 0 646679 0 97956 0 JOHN GREENWOOD SVP, POP HLTH & PRESIDENT, ACO 0 332048 0 104767 0 32443 0 111341 0 28648 0 609247 0 32443 MICHAEL GUSTAFSON MD PRESIDENT, MEDICAL CENTER 0 823260 0 378065 0 36707 0 164546 0 34342 0 1436920 0 36707 ANDREW KARSON MD SVP, CMO-UMMMC 0 461787 0 181685 0 45191 0 91856 0 49078 0 829597 0 25691 CHERYL LAPRIORE SVP, CHF OF STAFF &CHF MKTG OFC 380396 0 121202 0 42715 0 118993 0 28684 0 691990 0 42715 0 LATAMARA LUNDI PRESIDENT, COMMUNITY HEALTHLINK, INC. 0 215430 0 6250 0 0 0 2056 0 15782 0 239518 0 0 BART METZGER SVP, CHIEF HR OFFICER 436201 0 138899 0 90914 0 74843 0 30702 0 771559 0 85514 0 JUSTIN PRECOURT SVP, PATIENT CARE SVCS & CNO 0 370923 0 152500 0 3700 0 41744 0 42108 0 610975 0 0 JOHN T RANDOLPH VP, CHIEF CORPORATE COMPLIANCE 255446 0 81244 0 159625 0 41305 0 34830 0 572450 0 159625 0 STEVEN ROACH PRESIDENT, CNEHA, Inc. & MARLBOROUGH HOSPITAL 0 457696 0 142461 0 40647 0 98902 0 29614 0 769320 0 40647 JOHN R SALZBERG SVP, SYSTEM REV CYCLE OPS & CRO 319149 0 100412 0 18580 0 74619 0 30352 0 543112 0 18580 0 ALICE A SHAKMAN SVP, CLINICAL SVCS 0 283977 0 88439 0 33593 0 81613 0 14993 0 502615 0 33593 MICHELE STREETER EXEC VP/COO UMMMG 0 442980 0 215183 0 27708 0 140069 0 32361 0 858301 0 27708 STEPHEN E TOSI MD CHIEF PHYSICIAN EXECUTIVE 0 660594 0 334703 0 82439 0 103087 0 38915 0 1219738 0 63893 DIANNA J CAFFARENA SVP, AMBULATORY SVCS 0 246893 0 59687 0 0 0 30731 0 3935 0 341246 0 0 ERIC J ALPER MD SVP CQO & CHF INFORMATICS OFF 427708 0 113996 0 51952 0 95416 0 46743 0 735815 0 32452 0 KATHLEEN DRISCOLL SVP, CHIEF PHILANTHROPHY OFC 296707 0 63594 0 0 0 31033 0 908 0 392242 0 0 0 CATHERINE M ROSSI VP HEALTH SYSTEM CONTRACTING 282988 0 71531 0 17503 0 65661 0 29437 0 467120 0 17503 0 ROBIN L SODANO VP, INFORMATION SYSTEMS 310137 0 78031 0 25792 0 76165 0 27094 0 517219 0 25792 0 ALAN R WESTON VP, HUMAN RESOURCES 292996 0 74417 0 49008 0 51544 0 35717 0 503682 0 49008 0 TOD G WIESMAN VP, OPD,CHIEF LEARNING OFFICER 280808 0 72296 0 13601 0 58817 0 41718 0 467240 0 13601 0 JUDY A LAROCHE VP FINANCE/ASST TREASURER 270674 0 70252 0 15821 0 68105 0 39430 0 464282 0 15821 0 Schedule J, Part I, Line 4a Severance or change-of-control payment The following individuals received severance in the reporting period: Included in Sch J Col Biii: Fisher, Barbara $286,476 Weymouth, Deborah $258,924 Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan THE FOLLOWING INDIVIDUALS RECEIVED PAYMENT FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IN THE REPORTING PERIOD: OFFICERS, DIRECTORS, TRUSTEES: BOLLAND ESHGHI, KATHARINE $39,379 BROWN, DOUGLAS S. $70,832 DICKSON, ERIC W., MD $143,644 FINBERG, ROBERT W., MD $467,040 MELGAR, SERGIO $87,152 SUBTOTAL OFF, DIR, TRUSTEES $808,047 KEY EMPLOYEES: ALPER, MD, ERIC J $32,452 FELDMANN, ROBERT $97,956 LAPRIORE, CHERYL M. $42,715 METZGER, BART $85,514 RANDOLPH, JOHN T. $159,625 CORBETT, WILLIAM, MD $47,260 CYR, JAMES P. $26,733 KARSON, ANDREW $25,691 SHAKMAN, ALICE $33,593 DAY, THERESE $40,111 GREENWOOD, JOHN $32,443 GUSTAFSON, MD, MICHAEL $36,707 ROACH, STEVEN $40,647 STREETER, MICHELE $27,708 TOSI, STEPHEN E., MD $63,893 SALZBERG, JOHN R. $18,580 SUBTOTAL KEY EMPLOYEES $811,628 FORMER: COLOMBO, LISA $104,728 SWENSON, DANA E. $98,340 FISHER, BARBARA $29,774 MULDOON, PATRICK $1,421,276 WEYMOUTH, DEBORAH $38,974 SUBTOTAL FORMER $1,693,092 PARENT TOP 5 HIGHEST PAID: WESTON, ALAN R. $49,008 SODANO, ROBIN L. $25,792 ROSSI, CATHERINE M. $17,503 WIESMAN, TOD G. $13,601 LAROCHE, JUDY A. $15,821 SUBTOTAL TOP 5 HIGHEST PAID $121,725 TOTAL $3,434,492 THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IN THE REPORTING PERIOD (no distribution received): KEY EMPLOYEES: DRISCOLL, KATHLEEN BAILEY, JACK W. CAFFARENA, DIANNA J. PRECOURT, JUSTIN Schedule J, Part II COMPENSATION TO DIRECTORS THE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR ROLE AS DIRECTORS. ALL COMPENSATION RECEIVED RELATES TO THEIR POSITION AS A PHYSICIAN/ADMINISTRATOR. Schedule J, Part II Compensation to employees Compensation to employees reported in Part VII and Schedule J is paid by UMass Memorial Health Care, Inc. and Affiliates only. Some of our physicians are also employed by the UMass Chan Medical School - University of Massachusetts, an unrelated entity for tax purposes. A Massachusetts Development Finance Agency 043431814 000000000 2016-12-07 125000000 Series J/Master Lease: purchase and implement new electronic medical record and billing system false false false B Massachusetts Development Finance Agency 043431814 000000000 2017-03-28 25725000 Series F: to refund (reissue) bonds originally issued 5/22/2009 and reissued 5/21/2015 false false false C Massachusetts Development Finance Agency 043431814 57584XKB6 2016-02-02 194086349 Series I: to current refund of bonds issued 12/9/1998 and 8/18/2005; supporting various acquisitions false false false D Massachusetts Development Finance Agency 043431814 57584XF63 2017-02-01 56751941 Series K: to refund (reissue) bonds orig. issued 5/22/2009 & reissued 5/21/2015; reimburse equip false false false A 45209223 0 125085627 0 0 0 341000 0 0 124744627 0 0 2017 false false true true B 4660000 0 25725000 0 0 0 0 0 0 0 25725000 0 true false true true C 14210000 0 194856159 0 0 0 2529172 0 0 61969810 130357177 0 2019 true false true true D 0 0 56926833 0 0 0 1026941 0 0 30174892 25725000 0 2018 true false true true A false false false false 0.0 0.0 0.0 false false true B false false false false 0.0 0.0 0.0 false false true C false false false false 0.0 0.0 0.0 false false true D false false false false 0.0 0.0 0.0 false false true A false true false false true false false false true B false true false false true false false false true C false true false false false false false false true D false true false false false false false false true A true B true C true D true Schedule K, Part II, Line 3 ALL DIFFERENCES BETWEEN THE ISSUE PRICE (PART I COLUMN (E)) AND TOTAL PROCEEDS (PART II LINE 3) ARE DUE TO INVESTMENT EARNINGS. Schedule K, Part II, Line 6 BONDS ISSUED 12/27/2017 UNTIL THE REPORTING FOR 9/30/22 (AND THEREAFTER), THE ISSUE PRICE (PART I COLUMN (E) WILL NOT AGREE TO TOTAL EXPENDITURES (PART II, LINES 6-12) DUE TO THE SPECIFIC ACCOUNTING USED FOR THE REFUNDING ESCROW. Schedule K, Part IV, Line 6 BONDS ISSUED 12/27/2017 SUCH AMOUNTS WERE APPROPRIATELY YIELD RESTRICTED. A Massachusetts Development Finance Agency 043431814 57584YAH2 2017-12-27 118297225 Series L: to advance refund bonds issued 8/10/2011; reimburse capital costs of equip & other costs false false false A 0 0 121004570 0 0 0 1549482 0 0 92707345 26747743 0 2021 false true true true A false false false false 0.0 0.0 0.0 false false true A false true false false false false false false true A true Substantial Contributor Substantial Contributor 17018655 Independent Contractor Arrangement, donation of $50,000 false Substantial Contributor Substantial Contributor 10896018 Independent Contractor Arrangement, donation of $9,500 false Substantial Contributor Substantial Contributor 5883360 Independent Contractor Arrangement, donation of $5,000 false Substantial Contributor Substantial Contributor 4405299 Independent Contractor Arrangement, donation of $5,000 false Substantial Contributor Substantial Contributor 3091736 Independent Contractor Arrangement, donation of $50,000 false Substantial Contributor Substantial Contributor 581595 Independent Contractor Arrangement, donation of $10,000 false Substantial Contributor Substantial Contributor 263196 Independent Contractor Arrangement, donation of $5,000 false Substantial Contributor Substantial Contributor 149561 Independent Contractor Arrangement, donation of $7,500 false Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE CHANCELLOR OF THE UMASS CHAN MEDICAL SCHOOL HAS CONTROL OVER 4 TRUSTEE SEATS OF THE ORGANIZATION. Form 990, Part VI, Line 8b Documentation of meetings held by committees of governing body There are no committees with authority to act on behalf of the governing body, thus the "no" response for Part VI, Line 8b. THE ORGANIZATION DOCUMENTS THE BOARD AND COMMITTEE MEETINGS BY TAKING MINUTES, WHICH INCLUDE ALL MEETING DISCUSSIONS AND ACTIONS. THESE WRITTEN MINUTES ARE THEN APPROVED AT THE FOLLOWING BOARD AND COMMITTEE MEETINGS. Form 990, Part VI, Line 11b Review of form 990 by governing body SECTIONS OF THE CORE FORM 990 RELATED TO EXECUTIVE COMPENSATION AND SCHEDULE J RELATED TO EXECUTIVE COMPENSATION IS REVIEWED IN DETAIL WITH THE ORGANIZATION'S BOARD COMPENSATION COMMITTEE WHICH OVERSEES ALL UMASS MEMORIAL HEALTH CARE EXECUTIVE COMPENSATION. THE ORGANIZATION'S AUDIT & COMPLIANCE COMMITTEE REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE L. THE ORGANIZATION'S COMMUNITY BENEFITS COMMITTEE (THAT OVERSEES ALL BOARDS) REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE H. THE AUDIT & COMPLIANCE COMMITTEE OF THE BOARD REVIEWS THE FORM 990 AND RECOMMENDS THE FORM 990 TO THE FULL BOARD FOR APPROVAL. THE FULL BOARD IS GIVEN ACCESS TO THE FORM 990. CROWE (TAX PREPARERS) PRESENTS THE FORM 990 TO THE AUDIT & COMPLIANCE COMMITTEE. Form 990, Part VI, Line 12c Conflict of interest policy THE CONFLICT OF INTEREST POLICY REQUIRES BOARD MEMBERS AND MANAGEMENT TO COMPLETE ANNUAL DISCLOSURE STATEMENTS AND, TO UPDATE THESE DISCLOSURE STATEMENTS FOR SIGNIFICANT CHANGES IN THEIR OUTSIDE GOVERNANCE AND PROFESSIONAL ACTIVITIES OR, FINANCIAL RELATIONSHIPS AS APPROPRIATE. ADDITIONALLY, ALL TRANSACTIONS INVOLVING BOARD MEMBERS OR MANAGEMENT AND THE ORGANIZATION ARE REQUIRED TO BE APPROVED BY THE COMPLIANCE COMMITTEE OF THE BOARD. The following groups of individuals are covered by this policy: a. All Trustees/Directors: all UMM entities b. UMMHC/UMMMC/UMMMG: Dept Heads and above; selected others c. Physicians: all employed physicians, members of any board committee, members of Medical Staff Executive Committees; others as determined appropriate THERE IS ACTIVE MONITORING by the UMMHC Compliance office AND COMMUNICATION TO ENSURE INDIVIDUALS WITH OUTSIDE RELATIONSHIPS DO NOT INAPPROPRIATELY PARTICIPATE IN BUSINESS DECISIONS OF THE ORGANIZATION, PURCHASING OR RESEARCH ACTIVITIES/DECISIONS. Any conflicts identified are MANAGED AND reported to the appropriate officer and/or governing body. We have an appropriate management plan with any individuals with outside relationships that require mitigation. Where it is necessary, individuals may provide subject matter expertise however they have no influence or authorization of decisions for the organization. Form 990, Part VI, Line 15a Process to establish compensation of top management official Compensation matters involving the CEO and Senior Executives are overseen by the Compensation Committee of the Board, which was designated this authority by the Organization's Board of Trustees. The Compensation Committee approved a Compensation Philosophy and Policy which govern compensation matters. THE PHILOSOPHY INCLUDES THE OBJECTIVES OF THE PROGRAM COMPONENTS OF EXECUTIVE COMPENSATION, THE RELEVANT MARKET POSITIONING IN THE MARKET, FACTORS CONSIDERED IN SETTING EXECUTIVE COMPENSATION AND THE IMPORTANCE OF TYING SUCH COMPENSATION TO PERFORMANCE. Independent outside compensation consultants are hired by and report to the Compensation Committee of the Board and provide advice to the Committee on compensation matters. THE COMMITTEE WORKS WITH THESE CONSULTANTS AND WITH LEGAL COUNSEL TO ENSURE THAT ALL COMPENSATION PAID, AS WELL AS THE PROCESS FOLLOWED TO DETERMINE SUCH COMPENSATION IS REASONABLE, MEETS ALL REGULATORY REQUIREMENTS AND IS COMPETITIVE WITH THE RELEVANT MARKET. During the fiscal year, the Compensation Committee met to review and vote on the compensation for the CEO and key personnel. The Compensation Committee voted and approved the CEO's compensation at their annual meeting in March 2021. All other key personnel were voted on and approved at the annual meeting in December 2020. Form 990, Part VI, Line 15b Process to establish compensation of other employees Please refer to the above narrative for Part VI, Line 15a for a description of the compensation review process. Dates of the reviews for other officers and key employees are noted below, along with the title for reference and tier (internal management hierarchy). Tier - Title - Review date: Tier A - PRESIDENT, CEO - March 2021 Tier B - PRESIDENT MEDICAL CENTER - December 2020 Tier B - EXEC VP, CFO - December 2020 Tier B - CHIEF PHYSICIAN EXECUTIVE - December 2019 Tier B - PRESIDENT,UMMH & CAO/CLO,UMMHC - December 2020 Tier B - EXEC VP/COO UMMMG - December 2020 Tier C - SVP CMO-UMMMC - December 2020 Tier C - PRESIDENT HEALTHALLIANCE & MARLBORO HOSPITAL - December 2020 Tier C - SVP CHIEF HR OFFICER - December 2020 Tier C - SVP COMMUNITY PRACTICES - December 2020 Tier C - SVP GENERAL COUNSEL-PGL - December 2020 Tier C - SVP & CHIEF PHILANTHROPY OFC - December 2020 Tier C - SVP CHF OF STAFF&CHF MKTG OFC - December 2020 Tier C - SVP PATIENT CARE SVCS & CNO - December 2020 Tier C - SVP/CHIEF FINANCIAL OFFICER - December 2020 Tier C - SVP POP HLTH & PRESIDENT, ACO - December 2020 Tier C - SVP FINANCE/CORP CONTROLLER - December 2020 Tier C - SVP SYSTEM REV CYCLE OPS & CRO - December 2020 Tier C - SVP AMBULATORY SVCS - December 2020 Tier C - SVP CLINICAL SVCS - December 2020 Tier C - SVP SURGICAL&PROCEDURAL SVCS - December 2020 Tier C - SVP CLINICAL SVCS - December 2020 Tier C - VP CHIEF CORPORATE COMPLIANCE - December 2020 Tier C - PRESIDENT COMMUNTY HLTH LINK - December 2020 Form 990, Part VI, Line 19 Required documents available to the public UMASS MEMORIAL MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC AS REQUIRED BY APPLICABLE STATE AND FEDERAL LAWS AND BY REQUEST ON A CASE BY-CASE BASIS. Form 990, Part IX, Line 11g Other Fees Clinical Engineering Services - Total Expense: 15443874, Program Service Expense: 15443874, Management and General Expenses: , Fundraising Expenses: ; Billing, collection and transcription services - Total Expense: 9971807, Program Service Expense: 9971807, Management and General Expenses: , Fundraising Expenses: ; Purchasing management services - Total Expense: 4258351, Program Service Expense: 4258351, Management and General Expenses: , Fundraising Expenses: ; Other fees for services - Total Expense: 31487125, Program Service Expense: 29976087, Management and General Expenses: 1402831, Fundraising Expenses: 108207; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; - Total Expense: , Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Transfers (to) from related parties - -1048417; Transfers to unrestricted - revenue - 35231; Transfers to unrestricted - expenditures - -3130600; Nonoperating net pension periodic cost and other pension-related changes - XXX-XX-XXXX; Change in Wachusett liability - -411581; Form 990, Part VII, Section A ex officio members without vote MICHAEL D. MURPHY ROBERT J. PAULHUS, JR. JOHN SHEA, ESQ. Central New England HealthAlliance Inc 60 Hospital Road Leominster MA 01453 043172496 Health Services MA 501(c)(3) 7 UMass Memorial Community Hospitals Inc false Community Healthlink Inc 72 Jaques Avenue Worcester MA 01610 042626179 Health Services MA 501(c)(3) 7 UMass Memorial Behavioral Health System Inc false Coordinated Primary Care Inc 60 Hospital Road Leominster MA 01453 043210002 Health Services MA 501(c)(3) 10 na false Harrington Physician Services Inc 100 South Street Southbridge MA 01550 134366504 Health Services MA 501(c)(3) Type II UMass Memorial Health - Harrington Inc (fka Harrington Healthcare System) false HealthAlliance Home Health and Hospice Inc 25 Tucker Road Leominster MA 01453 042932308 Health Services MA 501(c)(3) 10 Central New England HealthAlliance Inc false Marlborough Hospital 157 Union Street Marlborough MA 01752 042104693 Hospital MA 501(c)(3) 3 UMass Memorial Community Hospitals Inc false UMass Memorial Accountable Care Organization Inc 306 Belmont Street Worcester MA 01604 462871359 Health Services MA 501(c)(3) 10 UMass Memorial Health Care Inc (Parent) true UMass Memorial Behavioral Health System Inc 306 Belmont Street Worcester MA 01604 043374724 Health Services MA 501(c)(3) 10 UMass Memorial Health Care Inc (Parent) true UMass Memorial Community Hospitals Inc 306 Belmont Street Worcester MA 01604 043296271 Health Services MA 501(c)(3) Type III-FI UMass Memorial Health Care Inc (Parent) true UMass Memorial Health - Harrington Hospital Inc 100 South Street Southbridge MA 01550 042103577 Hospital MA 501(c)(3) 3 UMass Memorial Health - Harrington Inc (fka Harrington Healthcare System) false UMass Memorial Health - Harrington Inc 100 South Street Southbridge MA 01550 800518491 Health Services MA 501(c)(3) 10 UMass Memorial Community Hospitals Inc false UMass Memorial Health Care Inc (Group Return) 306 Belmont Street Worcester MA 01604 912155626 Health Services MA 501(c)(3) 3 UMass Memorial Health Care Inc (Parent) true UMass Memorial Health Ventures Inc 306 Belmont Street Worcester MA 01604 222605679 Health Services MA 501(c)(3) 7 UMass Memorial Health Care Inc (Parent) true UMass Memorial HealthAlliance-Clinton Hospital Inc 60 Hospital Road Leominster MA 01453 042103555 Hospital MA 501(c)(3) 3 Central New England HealthAlliance Inc false UMass Memorial Medical Center Inc 306 Belmont Street Worcester MA 01604 043358564 Hospital MA 501(c)(3) 3 UMass Memorial Health Care Inc (Parent) true UMass Memorial Medical Group Inc 306 Belmont Street Worcester MA 01604 042911067 Health Services MA 501(c)(3) 10 UMass Memorial Health Care Inc (Parent) true UMass Memorial Realty Inc 306 Belmont Street Worcester MA 01604 042805630 Real Estate MA 501(c)(3) Type III-FI UMass Memorial Health Care Inc (Parent) true UMass Memorial Investment Partnership LLP 306 Belmont Street Worcester MA 01604 043530755 Investment management MA UMass Memorial Health Care Inc Excluded 32170545 375715528 false 323165 true 0.6558 Umass Memorial MRI of Marlborough LLC 157 Union Street Marlborough MA 01752 202293995 Magnetic resonance imaging MA NA N/A Umass Memorial HealthAlliance MRI Center LLC 60 Hospital Road Leominster MA 01453 043561571 Magnetic resonance imaging MA NA N/A Commonwealth Professional Assurance Co LTD 980226143 Captive insurance company CJ UMass Memorial Health Care Inc C Corporation 0 174186772 1 true Memorial Office Condomium Trust 306 Belmont Street Worcester Worcester MA 01604 046616900 Condominium association MA NA Trust true true false true false false false false false false true true true false false false false true true Commonwealth Professional Assurance Co LTD M 28693657 Fair value Commonwealth Professional Assurance Co LTD L 18179584 Fair value Commonwealth Professional Assurance Co LTD S 6147410 Fair value UMass Memorial Accountable Care Organization Inc M 387054 Fair value UMass Memorial Accountable Care Organization Inc L 1582085 Fair value UMass Memorial Accountable Care Organization Inc R 135029 Fair value UMass Memorial Health Ventures Inc L 182963 Fair value UMass Memorial Health Ventures Inc S 12000000 Fair value UMass Memorial Medical Center Inc A 2398622 Fair value UMass Memorial Medical Center Inc D 343953772 Fair value UMass Memorial Medical Center Inc M 210095 Fair value UMass Memorial Medical Center Inc L 267051082 Fair value UMass Memorial Medical Center Inc S 25981285 Fair value UMass Memorial Medical Center Inc R 6101725 Fair value UMass Memorial Medical Group Inc M 3039302 Fair value UMass Memorial Medical Group Inc L 88085137 Fair value UMass Memorial Medical Group Inc S 23109321 Fair value UMass Memorial Medical Group Inc R 4383914 Fair value UMass Memorial Realty Inc K 10047651 Fair value UMass Memorial Realty Inc L 329878 Fair value